23rd Nov 2015 15:31
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 20 Nov 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,589,778 | 0.57% | 14,253,423 | 0.36% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,991,765 | 0.18% | 9,024,438 | 0.23% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 31,131,743 | 0.79% | 24,878,061 | 0.63% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,938,766 | 0.94% | 14,900,378 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,177,197 | 0.46% | 5,056,379 | 0.21% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 34,290,963 | 1.41% | 20,256,393 | 0.83% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| B ADSs | Purchase | 2 | 50.3600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 40 | 16.3550 GBP | ||||
| A ADSs | Purchase | 50 | 49.8950 USD | ||||
| A ADSs | Purchase | 50 | 49.9300 USD | ||||
| A ADSs | Purchase | 53 | 49.9500 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 83 | 23.6300 EUR | ||||
| A ADSs | Purchase | 100 | 49.9400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 140 | 23.7750 EUR | ||||
| A ADSs | Purchase | 150 | 50.0200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 161 | 16.5650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 161 | 16.5800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 23.7000 EUR | ||||
| A ADSs | Purchase | 200 | 50.5950 USD | ||||
| A ADSs | Purchase | 200 | 49.9200 USD | ||||
| B ADSs | Purchase | 200 | 49.9450 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 218 | 23.6257 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 221 | 23.6450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 224 | 16.4325 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 230 | 16.5000 GBP | ||||
| A ADSs | Purchase | 255 | 49.9800 USD | ||||
| A ADSs | Purchase | 283 | 50.1027 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 297 | 16.5996 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 299 | 16.6100 GBP | ||||
| A ADSs | Purchase | 300 | 49.9066 USD | ||||
| A ADSs | Purchase | 300 | 50.0066 USD | ||||
| A ADSs | Purchase | 300 | 50.0923 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 311 | 16.6311 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 313 | 23.7650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 374 | 16.4450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 379 | 16.4425 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 388 | 16.4400 GBP | ||||
| A ADSs | Purchase | 400 | 49.8750 USD | ||||
| A ADSs | Purchase | 400 | 50.2375 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 430 | 23.8100 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 442 | 16.5263 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 450 | 16.4903 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 493 | 16.4300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 493 | 23.8450 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 500 | 16.5950 GBP | ||||
| B ADSs | Purchase | 500 | 50.1960 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 634 | 23.6950 EUR | ||||
| B ADSs | Purchase | 700 | 50.1992 USD | ||||
| A ADSs | Purchase | 740 | 50.3875 USD | ||||
| A ADSs | Purchase | 800 | 50.5943 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 828 | 16.6250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 895 | 16.4075 GBP | ||||
| A ADSs | Purchase | 919 | 50.1026 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,031 | 23.5050 EUR | ||||
| B ADSs | Purchase | 1,139 | 50.1691 USD | ||||
| A ADSs | Purchase | 1,198 | 50.2866 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,207 | 16.3345 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,352 | 16.4350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,413 | 16.4958 GBP | ||||
| A ADSs | Purchase | 1,500 | 50.0943 USD | ||||
| A ADSs | Purchase | 1,505 | 49.8700 USD | ||||
| A ADSs | Purchase | 1,600 | 50.4593 USD | ||||
| A ADSs | Purchase | 1,650 | 50.2815 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,695 | 16.4025 GBP | ||||
| B ADSs | Purchase | 1,700 | 50.0761 USD | ||||
| A ADSs | Purchase | 1,713 | 49.8726 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,734 | 23.6639 EUR | ||||
| A ADSs | Purchase | 1,767 | 50.4201 USD | ||||
| A ADSs | Purchase | 1,800 | 50.1213 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,900 | 23.6650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,960 | 16.4100 GBP | ||||
| A ADSs | Purchase | 2,000 | 50.3342 USD | ||||
| B ADSs | Purchase | 2,000 | 50.1347 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,010 | 16.4250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,188 | 16.4150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,500 | 16.5291 GBP | ||||
| B ADSs | Purchase | 2,570 | 50.2000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,583 | 23.5751 EUR | ||||
| B ADSs | Purchase | 2,800 | 49.9614 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,908 | 16.4200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,010 | 23.5352 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,037 | 16.5700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,089 | 16.5750 GBP | ||||
| A ADSs | Purchase | 3,100 | 50.3080 USD | ||||
| A ADSs | Purchase | 3,117 | 50.2297 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,200 | 16.5850 GBP | ||||
| A ADSs | Purchase | 3,400 | 49.6800 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,702 | 16.4050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,711 | 16.4905 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,861 | 16.4000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,027 | 16.3500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,250 | 23.6517 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,463 | 16.4419 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,087 | 16.5503 GBP | ||||
| A ADSs | Purchase | 5,100 | 49.9137 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,104 | 16.5900 GBP | ||||
| A ADSs | Purchase | 5,300 | 50.3749 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,420 | 23.6557 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,917 | 16.4769 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,262 | 23.4850 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 6,755 | 16.5959 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 7,277 | 16.4850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,793 | 16.3350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,008 | 16.4067 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,183 | 16.4952 GBP | ||||
| A ADSs | Purchase | 9,700 | 50.2326 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 9,964 | 23.6617 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 10,000 | 23.4400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 10,094 | 23.6994 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 10,751 | 16.4543 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 10,913 | 23.6717 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 11,185 | 23.4900 EUR | ||||
| B ADSs | Purchase | 13,518 | 50.2621 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 15,082 | 16.5784 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,112 | 16.5914 GBP | ||||
| A ADSs | Purchase | 15,493 | 50.3458 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 18,543 | 23.4950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 21,259 | 16.4895 GBP | ||||
| A ADSs | Purchase | 21,500 | 50.0989 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 22,417 | 16.5811 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 22,551 | 23.7001 EUR | ||||
| A ADSs | Purchase | 33,868 | 49.6565 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 36,995 | 16.6220 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 37,496 | 16.5975 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 42,188 | 16.5381 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 42,636 | 16.4900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 43,209 | 16.5451 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 44,409 | 16.6077 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 53,586 | 23.6099 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 57,369 | 23.7491 EUR | ||||
| B ADSs | Purchase | 62,311 | 50.4424 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 63,150 | 23.4685 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 64,106 | 16.5021 GBP | ||||
| B ADSs | Purchase | 67,220 | 50.4241 USD | ||||
| B ADSs | Purchase | 69,926 | 50.6522 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 77,084 | 16.3557 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 94,310 | 16.4966 GBP | ||||
| A ADSs | Purchase | 106,832 | 50.2168 USD | ||||
| A ADSs | Purchase | 110,698 | 50.0034 USD | ||||
| A ADSs | Purchase | 122,393 | 49.8753 USD | ||||
| A ADSs | Purchase | 132,693 | 49.9016 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 173,902 | 16.6125 GBP | ||||
| A ADSs | Purchase | 190,350 | 50.3316 USD | ||||
| EUR 0.07 A Ordinary | Sale | 40 | 16.3550 GBP | ||||
| A ADSs | Sale | 50 | 49.8950 USD | ||||
| A ADSs | Sale | 67 | 50.2300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 83 | 23.6300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 93 | 23.6200 EUR | ||||
| B ADSs | Sale | 100 | 50.2200 USD | ||||
| A ADSs | Sale | 100 | 49.8300 USD | ||||
| A ADSs | Sale | 100 | 49.7000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 140 | 23.7750 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 140 | 16.5929 GBP | ||||
| A ADSs | Sale | 150 | 50.0200 USD | ||||
| A ADSs | Sale | 155 | 49.9800 USD | ||||
| EUR 0.07 B Ordinary | Sale | 161 | 16.5650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 161 | 16.5800 GBP | ||||
| B ADSs | Sale | 200 | 50.2500 USD | ||||
| B ADSs | Sale | 200 | 50.1250 USD | ||||
| B ADSs | Sale | 200 | 50.0525 USD | ||||
| EUR 0.07 B Ordinary | Sale | 202 | 16.6742 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 208 | 16.5627 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 224 | 16.4000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 224 | 16.4325 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 230 | 16.5000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 230 | 16.4600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 246 | 16.5050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 270 | 16.4785 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 287 | 16.6279 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 288 | 16.6000 GBP | ||||
| B ADSs | Sale | 300 | 50.0300 USD | ||||
| A ADSs | Sale | 300 | 49.9233 USD | ||||
| EUR 0.07 A Ordinary | Sale | 338 | 23.4850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 370 | 23.7650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 379 | 16.4425 GBP | ||||
| B ADSs | Sale | 400 | 50.4625 USD | ||||
| EUR 0.07 B Ordinary | Sale | 400 | 16.5586 GBP | ||||
| B ADSs | Sale | 402 | 49.9221 USD | ||||
| A ADSs | Sale | 415 | 50.1027 USD | ||||
| EUR 0.07 A Ordinary | Sale | 430 | 23.8100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 448 | 16.4150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 493 | 16.4300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 23.6050 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 500 | 16.5950 GBP | ||||
| B ADSs | Sale | 600 | 50.0558 USD | ||||
| A ADSs | Sale | 600 | 49.6625 USD | ||||
| EUR 0.07 B Ordinary | Sale | 603 | 16.6019 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 617 | 16.4250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 634 | 23.6950 EUR | ||||
| B ADSs | Sale | 675 | 50.9429 USD | ||||
| EUR 0.07 A Ordinary | Sale | 698 | 16.4577 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 826 | 23.7901 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 852 | 16.4100 GBP | ||||
| A ADSs | Sale | 894 | 50.1901 USD | ||||
| EUR 0.07 A Ordinary | Sale | 895 | 16.4075 GBP | ||||
| A ADSs | Sale | 900 | 50.0422 USD | ||||
| EUR 0.07 A Ordinary | Sale | 923 | 16.4200 GBP | ||||
| A ADSs | Sale | 926 | 50.1026 USD | ||||
| EUR 0.07 A Ordinary | Sale | 950 | 23.6650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,033 | 23.6622 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,037 | 16.5804 GBP | ||||
| A ADSs | Sale | 1,138 | 50.2000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,188 | 23.4900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,207 | 16.3345 GBP | ||||
| B ADSs | Sale | 1,270 | 50.0455 USD | ||||
| A ADSs | Sale | 1,300 | 50.0023 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,352 | 16.4350 GBP | ||||
| B ADSs | Sale | 1,400 | 50.0860 USD | ||||
| B ADSs | Sale | 1,410 | 50.3138 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,410 | 16.6021 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,516 | 23.6753 EUR | ||||
| A ADSs | Sale | 1,600 | 50.5018 USD | ||||
| B ADSs | Sale | 1,600 | 49.9250 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,695 | 16.4025 GBP | ||||
| A ADSs | Sale | 1,852 | 50.0018 USD | ||||
| A ADSs | Sale | 1,900 | 50.5752 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,928 | 16.4934 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,947 | 16.5711 GBP | ||||
| B ADSs | Sale | 2,136 | 50.4410 USD | ||||
| B ADSs | Sale | 2,200 | 50.1175 USD | ||||
| A ADSs | Sale | 2,208 | 49.9576 USD | ||||
| A ADSs | Sale | 2,245 | 50.5985 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,290 | 16.4750 GBP | ||||
| A ADSs | Sale | 2,392 | 50.2495 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,583 | 23.5751 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,792 | 16.5716 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,037 | 16.5700 GBP | ||||
| A ADSs | Sale | 3,070 | 50.1022 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,089 | 16.5750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,346 | 16.5786 GBP | ||||
| A ADSs | Sale | 3,400 | 49.6800 USD | ||||
| A ADSs | Sale | 3,480 | 49.6474 USD | ||||
| A ADSs | Sale | 3,618 | 49.8718 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,672 | 16.4500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,785 | 23.5326 EUR | ||||
| A ADSs | Sale | 4,000 | 50.2965 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,200 | 23.6814 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 5,050 | 16.5944 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,104 | 16.5900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,430 | 16.4865 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,000 | 16.5850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,428 | 16.5130 GBP | ||||
| B ADSs | Sale | 7,802 | 50.2332 USD | ||||
| B ADSs | Sale | 8,298 | 50.9104 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,016 | 16.5782 GBP | ||||
| A ADSs | Sale | 9,600 | 50.0670 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,906 | 16.5812 GBP | ||||
| A ADSs | Sale | 10,799 | 49.9911 USD | ||||
| A ADSs | Sale | 11,580 | 49.9844 USD | ||||
| A ADSs | Sale | 12,248 | 50.2982 USD | ||||
| EUR 0.07 A Ordinary | Sale | 13,334 | 16.4222 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 14,943 | 23.5514 EUR | ||||
| A ADSs | Sale | 15,727 | 49.9775 USD | ||||
| A ADSs | Sale | 17,823 | 50.3113 USD | ||||
| A ADSs | Sale | 18,358 | 49.9822 USD | ||||
| EUR 0.07 B Ordinary | Sale | 18,420 | 16.6046 GBP | ||||
| A ADSs | Sale | 18,857 | 50.3276 USD | ||||
| A ADSs | Sale | 19,000 | 50.0575 USD | ||||
| EUR 0.07 B Ordinary | Sale | 20,036 | 16.5602 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 20,545 | 16.6029 GBP | ||||
| A ADSs | Sale | 20,900 | 50.1115 USD | ||||
| A ADSs | Sale | 21,055 | 50.3619 USD | ||||
| EUR 0.07 A Ordinary | Sale | 22,269 | 23.4950 EUR | ||||
| A ADSs | Sale | 22,300 | 50.3411 USD | ||||
| EUR 0.07 B Ordinary | Sale | 22,323 | 16.5738 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 22,976 | 16.6157 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 25,086 | 16.5485 GBP | ||||
| B ADSs | Sale | 25,990 | 50.5622 USD | ||||
| B ADSs | Sale | 34,963 | 50.6522 USD | ||||
| A ADSs | Sale | 41,518 | 49.9967 USD | ||||
| EUR 0.07 B Ordinary | Sale | 42,973 | 16.5879 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 43,899 | 16.6095 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 47,225 | 23.5953 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 47,388 | 16.4850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 48,204 | 16.6094 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 48,291 | 16.4939 GBP | ||||
| A ADSs | Sale | 51,516 | 50.2036 USD | ||||
| A ADSs | Sale | 53,416 | 50.2168 USD | ||||
| A ADSs | Sale | 57,054 | 50.1957 USD | ||||
| EUR 0.07 A Ordinary | Sale | 73,598 | 16.3500 GBP | ||||
| A ADSs | Sale | 79,566 | 50.2388 USD | ||||
| EUR 0.07 A Ordinary | Sale | 82,100 | 23.6987 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 95,543 | 23.6067 EUR | ||||
| B ADSs | Sale | 134,440 | 50.4241 USD | ||||
| EUR 0.07 A Ordinary | Sale | 167,020 | 16.4962 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 230,405 | 16.5691 GBP | ||||
| A ADSs | Sale | 265,386 | 49.9016 USD | ||||
| EUR 0.07 A Ordinary | Sale | 363,279 | 23.6474 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | SWAP | Long | 100 | 16.3650 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 100 | 16.5934 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 108 | 16.5343 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 300 | 16.5700 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 624 | 16.5720 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,033 | 16.6585 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,527 | 16.6536 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 6,485 | 16.5446 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 7,887 | 16.5675 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 8,121 | 16.4783 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 12,412 | 16.6583 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 13,513 | 23.7066 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 16,585 | 16.5869 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 20,036 | 16.5602 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 23,304 | 16.4736 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 24,833 | 23.6403 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 25,690 | 23.7073 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 34,938 | 16.5640 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 40,558 | 16.5029 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 43,529 | 16.6468 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 66,490 | 16.5413 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 81,407 | 16.4914 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 82,100 | 23.6987 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 140,040 | 23.6428 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 186,089 | 23.6313 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 169 | 16.3612 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 442 | 16.5263 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 500 | 16.3500 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 600 | 16.4316 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,100 | 23.8416 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,775 | 16.6166 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,800 | 16.5248 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,059 | 16.4913 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,463 | 16.4419 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 4,629 | 16.7021 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,100 | 16.4885 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,380 | 23.5788 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,636 | 23.7361 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 8,961 | 16.5083 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 10,613 | 16.6585 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 13,747 | 16.4865 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 16,569 | 16.6428 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 11,814 | 16.6333 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 25,704 | 23.6669 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 26,931 | 16.6098 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 34,463 | 16.4986 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 48,566 | 16.6224 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 74,507 | 16.5004 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | Nov 23, 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | Jun 17, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | Dec 16, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -160,000 | 1.5600 | Dec 16, 2016 | ||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | Jan 15, 2016 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | Dec 16, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | Jan 25, 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | European | Nov 24, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | European | Nov 24, 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151123005819/en/
Copyright Business Wire 2015
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