8th Jul 2015 13:18
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 7 July 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 29,088,658 | 0.74% | 21,736,385 | 0.55% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,576,051 | 0.19% | 12,229,534 | 0.31% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,654,157 | 0.07% | 2,779,157 | 0.07% | |||||||
| (4) | |||||||||||
| TOTAL: | 39,318,866 | 1.00% | 36,745,076 | 0.94% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,028,891 | 0.94% | 14,424,738 | 0.59% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,240,717 | 0.38% | 8,005,457 | 0.33% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 32,444,608 | 1.33% | 22,629,831 | 0.93% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 2 | 17.6600 GBP | ||||
| A ADSs | Purchase | 2 | 54.4400 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 11 | 25.0736 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 12 | 24.8900 EUR | ||||
| A ADSs | Purchase | 70 | 54.8300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 100 | 24.9200 EUR | ||||
| A ADSs | Purchase | 100 | 54.3800 USD | ||||
| A ADSs | Purchase | 100 | 54.8600 USD | ||||
| B ADSs | Purchase | 100 | 54.9000 USD | ||||
| B ADSs | Purchase | 100 | 55.1000 USD | ||||
| B ADSs | Purchase | 107 | 55.0300 USD | ||||
| A ADSs | Purchase | 107 | 55.0300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 128 | 24.8700 EUR | ||||
| A ADSs | Purchase | 153 | 55.4143 USD | ||||
| B ADSs | Purchase | 189 | 54.9559 USD | ||||
| A ADSs | Purchase | 200 | 54.7500 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 202 | 17.9150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 203 | 17.5950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 207 | 17.8050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 216 | 24.9531 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 221 | 17.8000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 235 | 17.5550 GBP | ||||
| B ADSs | Purchase | 235 | 55.3400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 246 | 25.1300 EUR | ||||
| A ADSs | Purchase | 300 | 55.3300 USD | ||||
| B ADSs | Purchase | 318 | 54.9750 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 370 | 17.9500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 398 | 17.6150 GBP | ||||
| B ADSs | Purchase | 400 | 54.6200 USD | ||||
| B ADSs | Purchase | 400 | 54.9225 USD | ||||
| A ADSs | Purchase | 400 | 55.0900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 436 | 17.7385 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 445 | 17.9840 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 475 | 24.8829 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 494 | 17.9430 GBP | ||||
| B ADSs | Purchase | 500 | 55.6889 USD | ||||
| B ADSs | Purchase | 501 | 54.7637 USD | ||||
| B ADSs | Purchase | 600 | 55.0966 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 622 | 17.9450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 696 | 17.9350 GBP | ||||
| B ADSs | Purchase | 700 | 55.1985 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 712 | 17.9300 GBP | ||||
| A ADSs | Purchase | 729 | 55.3339 USD | ||||
| B ADSs | Purchase | 786 | 55.2574 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 817 | 17.5450 GBP | ||||
| B ADSs | Purchase | 851 | 55.5013 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 862 | 17.9026 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,000 | 17.8910 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,012 | 17.9200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,061 | 17.7529 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,142 | 17.7800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,276 | 25.0950 EUR | ||||
| A ADSs | Purchase | 1,305 | 55.1028 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,326 | 17.9250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,332 | 25.2093 EUR | ||||
| A ADSs | Purchase | 1,486 | 54.6399 USD | ||||
| A ADSs | Purchase | 1,500 | 54.5400 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,617 | 17.9400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,700 | 17.8732 GBP | ||||
| A ADSs | Purchase | 1,757 | 54.7429 USD | ||||
| B ADSs | Purchase | 1,787 | 55.0940 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,800 | 17.8775 GBP | ||||
| B ADSs | Purchase | 1,900 | 55.7968 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,000 | 17.8742 GBP | ||||
| A ADSs | Purchase | 2,000 | 55.8300 USD | ||||
| A ADSs | Purchase | 2,158 | 54.9586 USD | ||||
| B ADSs | Purchase | 2,354 | 55.1301 USD | ||||
| B ADSs | Purchase | 2,411 | 55.0092 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,618 | 25.2710 EUR | ||||
| A ADSs | Purchase | 2,700 | 55.4440 USD | ||||
| A ADSs | Purchase | 2,900 | 55.5155 USD | ||||
| B ADSs | Purchase | 3,000 | 55.0343 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,200 | 17.8789 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,272 | 17.7555 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,850 | 17.8983 GBP | ||||
| A ADSs | Purchase | 4,000 | 55.2753 USD | ||||
| B ADSs | Purchase | 4,061 | 55.5348 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,081 | 17.6200 GBP | ||||
| A ADSs | Purchase | 4,370 | 55.5207 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,905 | 17.6907 GBP | ||||
| A ADSs | Purchase | 5,400 | 54.6730 USD | ||||
| B ADSs | Purchase | 5,400 | 55.8563 USD | ||||
| A ADSs | Purchase | 5,915 | 54.6520 USD | ||||
| A ADSs | Purchase | 5,962 | 54.7050 USD | ||||
| A ADSs | Purchase | 6,183 | 55.0465 USD | ||||
| A ADSs | Purchase | 6,938 | 55.1738 USD | ||||
| A ADSs | Purchase | 7,103 | 55.3879 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 7,148 | 17.6900 GBP | ||||
| A ADSs | Purchase | 7,420 | 55.5903 USD | ||||
| B ADSs | Purchase | 8,982 | 55.0909 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 9,550 | 25.0948 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 10,104 | 17.9534 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 10,138 | 17.9553 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 10,276 | 25.3984 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 10,754 | 17.9555 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 12,000 | 17.9287 GBP | ||||
| A ADSs | Purchase | 12,440 | 54.9798 USD | ||||
| A ADSs | Purchase | 12,552 | 55.2349 USD | ||||
| A ADSs | Purchase | 13,009 | 54.9138 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 16,930 | 17.6876 GBP | ||||
| A ADSs | Purchase | 17,700 | 54.9921 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 17,861 | 17.9128 GBP | ||||
| A ADSs | Purchase | 18,510 | 55.5002 USD | ||||
| A ADSs | Purchase | 19,535 | 55.0084 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 19,589 | 25.1606 EUR | ||||
| A ADSs | Purchase | 23,060 | 55.3545 USD | ||||
| A ADSs | Purchase | 23,310 | 55.2271 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 23,791 | 17.9548 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 23,856 | 17.9100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 25,018 | 17.7543 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 27,184 | 17.6707 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 29,125 | 17.6974 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 44,540 | 17.7781 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 46,527 | 17.7926 GBP | ||||
| A ADSs | Purchase | 47,545 | 55.3450 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 64,618 | 17.8415 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 68,680 | 17.7871 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 87,481 | 17.6558 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 89,639 | 24.8350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 103,064 | 17.7186 GBP | ||||
| B ADSs | Purchase | 109,638 | 55.1610 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 119,804 | 17.5510 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 137,500 | 25.2300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 166,753 | 25.0886 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 188,089 | 25.0941 EUR | ||||
| A ADSs | Purchase | 188,230 | 55.1087 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 327,613 | 17.7769 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 386,769 | 17.6645 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 500,470 | 25.1058 EUR | ||||
| A ADSs | Sale | -11 | 54.8100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1 | 17.6600 GBP | ||||
| A ADSs | Sale | 2 | 54.4400 USD | ||||
| B ADSs | Sale | 10 | 54.7900 USD | ||||
| A ADSs | Sale | 20 | 55.8700 USD | ||||
| A ADSs | Sale | 51 | 55.0300 USD | ||||
| EUR 0.07 B Ordinary | Sale | 62 | 17.8929 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 81 | 17.9068 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 87 | 17.7257 GBP | ||||
| B ADSs | Sale | 100 | 54.5800 USD | ||||
| B ADSs | Sale | 100 | 55.3200 USD | ||||
| B ADSs | Sale | 100 | 55.9000 USD | ||||
| B ADSs | Sale | 100 | 56.0000 USD | ||||
| A ADSs | Sale | 189 | 54.9715 USD | ||||
| EUR 0.07 B Ordinary | Sale | 202 | 17.9150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 207 | 17.8050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 221 | 17.8000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 235 | 17.5550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 247 | 17.9430 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 260 | 25.1700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 296 | 17.7550 GBP | ||||
| B ADSs | Sale | 300 | 55.2200 USD | ||||
| A ADSs | Sale | 312 | 55.7900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 365 | 17.5950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 370 | 17.9500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 379 | 25.1900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 492 | 25.1300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 500 | 17.9136 GBP | ||||
| B ADSs | Sale | 567 | 55.7860 USD | ||||
| EUR 0.07 A Ordinary | Sale | 581 | 24.8703 EUR | ||||
| A ADSs | Sale | 600 | 55.4216 USD | ||||
| A ADSs | Sale | 600 | 55.4600 USD | ||||
| A ADSs | Sale | 600 | 55.5600 USD | ||||
| B ADSs | Sale | 600 | 55.7466 USD | ||||
| EUR 0.07 B Ordinary | Sale | 605 | 17.8683 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 622 | 17.9450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 629 | 17.5664 GBP | ||||
| A ADSs | Sale | 686 | 55.8400 USD | ||||
| EUR 0.07 B Ordinary | Sale | 696 | 17.9350 GBP | ||||
| A ADSs | Sale | 700 | 55.8128 USD | ||||
| EUR 0.07 B Ordinary | Sale | 712 | 17.9300 GBP | ||||
| B ADSs | Sale | 726 | 54.6650 USD | ||||
| EUR 0.07 A Ordinary | Sale | 739 | 17.7567 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 783 | 17.7248 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 789 | 24.9352 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 798 | 25.1866 EUR | ||||
| A ADSs | Sale | 802 | 55.8158 USD | ||||
| EUR 0.07 A Ordinary | Sale | 867 | 17.6866 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 898 | 17.7152 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 900 | 17.8740 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 920 | 17.7535 GBP | ||||
| B ADSs | Sale | 972 | 55.3100 USD | ||||
| A ADSs | Sale | 1,000 | 54.9420 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,012 | 17.9200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,018 | 17.7123 GBP | ||||
| A ADSs | Sale | 1,024 | 55.5950 USD | ||||
| B ADSs | Sale | 1,100 | 55.3600 USD | ||||
| A ADSs | Sale | 1,116 | 55.1028 USD | ||||
| A ADSs | Sale | 1,200 | 55.2083 USD | ||||
| A ADSs | Sale | 1,223 | 54.9893 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,300 | 17.9100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,326 | 17.9250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,362 | 17.6063 GBP | ||||
| A ADSs | Sale | 1,473 | 55.5989 USD | ||||
| A ADSs | Sale | 1,500 | 54.5400 USD | ||||
| A ADSs | Sale | 1,567 | 55.2046 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,617 | 17.9400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,634 | 17.5450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,752 | 17.8036 GBP | ||||
| B ADSs | Sale | 1,800 | 55.7836 USD | ||||
| A ADSs | Sale | 2,000 | 55.8300 USD | ||||
| B ADSs | Sale | 2,275 | 55.6501 USD | ||||
| A ADSs | Sale | 2,290 | 55.0496 USD | ||||
| B ADSs | Sale | 2,600 | 55.7646 USD | ||||
| B ADSs | Sale | 2,800 | 55.9414 USD | ||||
| B ADSs | Sale | 2,958 | 54.7016 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,994 | 17.6567 GBP | ||||
| B ADSs | Sale | 3,100 | 55.8508 USD | ||||
| A ADSs | Sale | 3,120 | 55.0405 USD | ||||
| A ADSs | Sale | 3,300 | 55.2057 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,381 | 24.9108 EUR | ||||
| B ADSs | Sale | 3,574 | 55.0940 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,598 | 17.7415 GBP | ||||
| A ADSs | Sale | 3,610 | 55.5613 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,722 | 25.0584 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,747 | 17.6670 GBP | ||||
| A ADSs | Sale | 3,900 | 54.8644 USD | ||||
| B ADSs | Sale | 3,916 | 55.1691 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,039 | 17.6906 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,081 | 17.6200 GBP | ||||
| A ADSs | Sale | 4,100 | 55.1518 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,411 | 17.7616 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,497 | 17.8449 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,764 | 25.0183 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,129 | 25.1213 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 6,157 | 17.8363 GBP | ||||
| A ADSs | Sale | 6,300 | 55.3232 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,495 | 17.6139 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,790 | 25.2201 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,989 | 17.6442 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,000 | 17.8900 GBP | ||||
| B ADSs | Sale | 7,044 | 55.0979 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,571 | 25.0096 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,964 | 17.7160 GBP | ||||
| A ADSs | Sale | 8,300 | 55.1052 USD | ||||
| EUR 0.07 A Ordinary | Sale | 8,547 | 17.7011 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,550 | 25.0948 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 10,220 | 25.4011 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 10,370 | 17.6900 GBP | ||||
| A ADSs | Sale | 10,589 | 55.0442 USD | ||||
| A ADSs | Sale | 12,120 | 55.5752 USD | ||||
| EUR 0.07 A Ordinary | Sale | 12,205 | 17.7190 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,211 | 17.6675 GBP | ||||
| B ADSs | Sale | 12,400 | 55.0630 USD | ||||
| B ADSs | Sale | 13,243 | 54.9122 USD | ||||
| EUR 0.07 A Ordinary | Sale | 13,336 | 25.1856 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 14,284 | 25.1891 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 14,437 | 25.1923 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 14,620 | 17.7033 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 14,628 | 24.8808 EUR | ||||
| A ADSs | Sale | 15,010 | 55.2945 USD | ||||
| EUR 0.07 A Ordinary | Sale | 15,579 | 17.7421 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 15,975 | 25.1821 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 16,476 | 17.7282 GBP | ||||
| A ADSs | Sale | 16,725 | 55.0273 USD | ||||
| EUR 0.07 B Ordinary | Sale | 17,712 | 17.9373 GBP | ||||
| A ADSs | Sale | 17,800 | 55.0837 USD | ||||
| EUR 0.07 B Ordinary | Sale | 18,099 | 17.9224 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 24,309 | 17.7098 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 24,498 | 17.6923 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 25,988 | 17.6655 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 28,994 | 24.9780 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 29,219 | 17.8917 GBP | ||||
| A ADSs | Sale | 30,059 | 54.7667 USD | ||||
| B ADSs | Sale | 30,109 | 55.2432 USD | ||||
| EUR 0.07 B Ordinary | Sale | 32,341 | 17.7824 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 33,682 | 17.7844 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 35,420 | 24.8350 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 38,549 | 17.8096 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 45,928 | 17.9559 GBP | ||||
| A ADSs | Sale | 49,211 | 55.1133 USD | ||||
| EUR 0.07 A Ordinary | Sale | 52,882 | 17.7560 GBP | ||||
| A ADSs | Sale | 54,745 | 55.0595 USD | ||||
| B ADSs | Sale | 54,819 | 55.1610 USD | ||||
| EUR 0.07 B Ordinary | Sale | 72,011 | 17.8595 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 81,173 | 17.7208 GBP | ||||
| A ADSs | Sale | 94,115 | 55.1087 USD | ||||
| A ADSs | Sale | 95,090 | 55.3450 USD | ||||
| EUR 0.07 A Ordinary | Sale | 112,804 | 17.5300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 126,923 | 17.6150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 132,698 | 25.0801 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 151,176 | 17.7590 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 158,392 | 25.0858 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 177,425 | 17.6615 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 393,000 | 18.0450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 436,004 | 25.0975 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 87 | 17.7258 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 100 | 17.9084 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 192 | 17.9048 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 629 | 17.5664 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 739 | 17.7567 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 920 | 17.7535 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 986 | 25.0462 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,362 | 17.6063 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,752 | 17.8036 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,913 | 17.9410 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,938 | 17.7295 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,747 | 17.6671 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,170 | 24.9122 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 4,262 | 17.9482 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,352 | 17.8399 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 5,411 | 17.7616 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,989 | 17.6442 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,110 | 17.6354 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 7,258 | 17.8819 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,571 | 25.0096 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,560 | 25.1069 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 8,758 | 24.8317 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 9,600 | 17.8454 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 13,788 | 17.7188 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 14,620 | 17.7033 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 16,308 | 17.7165 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 19,959 | 17.8659 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 20,000 | 17.6884 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 23,281 | 25.0363 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 29,357 | 17.7858 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 35,158 | 17.6990 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 86,700 | 17.6150 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 11 | 25.0736 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 45 | 25.0831 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 200 | 17.7550 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 216 | 24.9531 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 348 | 17.7522 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 436 | 17.7385 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 466 | 17.9919 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 500 | 17.7720 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 559 | 17.7019 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 700 | 17.6721 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,041 | 17.6813 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,700 | 17.7449 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,516 | 17.7633 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,618 | 25.2710 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,924 | 17.7558 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,926 | 17.8707 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 8,545 | 25.1136 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 13,093 | 17.8496 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 19,013 | 25.3593 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 19,802 | 25.0865 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 31,524 | 24.9930 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 34,400 | 17.6150 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 44,540 | 17.7781 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 50,498 | 17.6480 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 28,650 | 17.7506 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 28,653 | 17.7257 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 106,826 | 17.8277 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 183,559 | 17.6564 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| EUR 0.07 A Ordinary | Put Options | Purchasing | 250,000 | 25 EUR | American | 18 Dec 2015 | 1.4250 EUR |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 8 Jul 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -345,295 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 345,295 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 328,765 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -328,765 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 36,750 | 18.7409 | European | 20 Jul 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150708005699/en/
Copyright Business Wire 2015
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