23rd Jul 2015 15:03
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 22 July 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 27,308,167 | 0.70% | 27,204,328 | 0.69% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,894,656 | 0.20% | 10,373,606 | 0.26% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,880,116 | 0.07% | 3,005,116 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 38,082,939 | 0.97% | 40,583,050 | 1.04% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,104,233 | 0.95% | 14,686,691 | 0.60% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,204,142 | 0.38% | 8,000,885 | 0.33% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 32,483,375 | 1.33% | 22,887,212 | 0.94% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| B ADSs | Purchase | 10 | 56.2500 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 16 | 17.9211 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 31 | 17.8875 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 53 | 17.8715 GBP | ||||
| B ADSs | Purchase | 75 | 56.5100 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 98 | 18.1800 GBP | ||||
| A ADSs | Purchase | 100 | 55.9800 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 105 | 17.8950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 114 | 18.1475 GBP | ||||
| A ADSs | Purchase | 124 | 56.0900 USD | ||||
| B ADSs | Purchase | 140 | 56.3800 USD | ||||
| A ADSs | Purchase | 148 | 56.0776 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 172 | 17.9265 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 202 | 17.8800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 202 | 17.8925 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 202 | 17.9000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 202 | 17.9450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 212 | 25.7654 EUR | ||||
| A ADSs | Purchase | 216 | 56.0768 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 236 | 17.9075 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 244 | 17.8625 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 251 | 18.0037 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 290 | 18.2450 GBP | ||||
| A ADSs | Purchase | 300 | 56.1500 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 399 | 17.8792 GBP | ||||
| A ADSs | Purchase | 400 | 56.0225 USD | ||||
| A ADSs | Purchase | 400 | 56.1050 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 462 | 25.9761 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 25.8050 EUR | ||||
| A ADSs | Purchase | 512 | 56.0775 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 520 | 17.8500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 540 | 18.0456 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 553 | 17.9150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 555 | 18.0450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 566 | 18.0100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 622 | 18.2050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 634 | 18.1650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 636 | 18.2448 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 739 | 17.9212 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 750 | 25.7650 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 759 | 18.2644 GBP | ||||
| A ADSs | Purchase | 760 | 56.0505 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 776 | 18.0900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 776 | 25.7550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 778 | 18.0250 GBP | ||||
| A ADSs | Purchase | 800 | 55.9400 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,000 | 18.0600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,030 | 17.8675 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,060 | 25.8105 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,064 | 25.7976 EUR | ||||
| A ADSs | Purchase | 1,200 | 56.0425 USD | ||||
| A ADSs | Purchase | 1,200 | 56.0675 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,204 | 17.8672 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,220 | 18.0942 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,252 | 18.2400 GBP | ||||
| B ADSs | Purchase | 1,253 | 56.3205 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,347 | 25.7508 EUR | ||||
| A ADSs | Purchase | 1,400 | 56.0128 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,429 | 25.7450 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,524 | 18.2600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,548 | 18.1900 GBP | ||||
| B ADSs | Purchase | 1,600 | 56.4500 USD | ||||
| B ADSs | Purchase | 1,800 | 56.7700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,882 | 17.9959 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,975 | 18.1200 GBP | ||||
| A ADSs | Purchase | 2,000 | 56.0398 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,035 | 25.8431 EUR | ||||
| A ADSs | Purchase | 2,082 | 56.1532 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,102 | 18.1750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,102 | 18.1750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,108 | 25.7250 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,130 | 18.1119 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,241 | 18.0362 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,277 | 18.1950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,302 | 18.2350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,318 | 25.7756 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,359 | 18.0800 GBP | ||||
| A ADSs | Purchase | 2,400 | 56.0372 USD | ||||
| B ADSs | Purchase | 2,400 | 56.4329 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,605 | 17.9326 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,640 | 18.0366 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,684 | 18.1100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,685 | 18.1850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,719 | 18.0086 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,719 | 18.0086 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,771 | 25.8792 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,018 | 18.0064 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,093 | 25.8099 EUR | ||||
| A ADSs | Purchase | 3,139 | 56.1454 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,435 | 18.0233 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,978 | 18.2458 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,505 | 18.2650 GBP | ||||
| A ADSs | Purchase | 4,600 | 56.1232 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,710 | 25.8276 EUR | ||||
| A ADSs | Purchase | 4,900 | 56.1312 USD | ||||
| A ADSs | Purchase | 5,340 | 56.1309 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,341 | 18.0050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,734 | 18.0036 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,268 | 18.1896 GBP | ||||
| A ADSs | Purchase | 6,300 | 56.0373 USD | ||||
| A ADSs | Purchase | 6,399 | 55.9504 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,713 | 18.0907 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 7,178 | 18.0533 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,239 | 17.9259 GBP | ||||
| A ADSs | Purchase | 7,423 | 56.1499 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,027 | 17.9039 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,049 | 18.0503 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,512 | 18.0048 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,729 | 17.8700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9,586 | 18.0959 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9,950 | 18.2031 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 10,281 | 18.0650 GBP | ||||
| A ADSs | Purchase | 10,900 | 56.0744 USD | ||||
| A ADSs | Purchase | 12,860 | 56.1030 USD | ||||
| B ADSs | Purchase | 12,900 | 56.3646 USD | ||||
| A ADSs | Purchase | 12,969 | 56.0813 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 13,979 | 25.7337 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 14,037 | 18.1380 GBP | ||||
| B ADSs | Purchase | 14,700 | 56.4142 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 15,818 | 18.0825 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 18,594 | 17.9163 GBP | ||||
| A ADSs | Purchase | 18,830 | 56.1121 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 20,807 | 18.0604 GBP | ||||
| A ADSs | Purchase | 24,950 | 55.9576 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 24,958 | 17.9250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 26,877 | 18.1018 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 27,906 | 18.0561 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 28,962 | 17.9931 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 32,872 | 18.0583 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 33,142 | 18.0013 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 33,824 | 17.9589 GBP | ||||
| B ADSs | Purchase | 34,070 | 56.4922 USD | ||||
| B ADSs | Purchase | 37,667 | 56.4463 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 44,701 | 18.0300 GBP | ||||
| A ADSs | Purchase | 50,400 | 56.0042 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 50,666 | 18.0544 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 59,265 | 18.0906 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 71,000 | 17.9734 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 82,007 | 17.9614 GBP | ||||
| A ADSs | Purchase | 96,170 | 56.0984 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 123,728 | 25.7300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 164,909 | 18.0562 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 250,000 | 18.0968 GBP | ||||
| A ADSs | Purchase | 293,134 | 56.0389 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4 | 25.9275 EUR | ||||
| B ADSs | Sale | 10 | 56.2500 USD | ||||
| A ADSs | Sale | 24 | 56.0900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 30 | 18.0400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 31 | 17.8875 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 62 | 18.0468 GBP | ||||
| B ADSs | Sale | 75 | 56.5100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 80 | 18.0679 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 98 | 18.1450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 98 | 18.1800 GBP | ||||
| A ADSs | Sale | 100 | 55.9400 USD | ||||
| B ADSs | Sale | 100 | 56.4100 USD | ||||
| B ADSs | Sale | 100 | 56.6100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 114 | 18.1475 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 125 | 18.0150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 127 | 25.7750 EUR | ||||
| B ADSs | Sale | 140 | 56.3800 USD | ||||
| A ADSs | Sale | 200 | 56.0950 USD | ||||
| B ADSs | Sale | 200 | 56.3150 USD | ||||
| EUR 0.07 A Ordinary | Sale | 202 | 17.8800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 202 | 17.8925 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 202 | 17.9000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 202 | 17.9450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 235 | 18.1436 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 236 | 17.9075 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 244 | 17.8625 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 254 | 25.7500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 271 | 18.0228 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 290 | 18.2450 GBP | ||||
| A ADSs | Sale | 300 | 56.0633 USD | ||||
| A ADSs | Sale | 300 | 56.1166 USD | ||||
| B ADSs | Sale | 308 | 56.3390 USD | ||||
| EUR 0.07 A Ordinary | Sale | 318 | 17.8950 GBP | ||||
| A ADSs | Sale | 360 | 56.0776 USD | ||||
| A ADSs | Sale | 400 | 56.0600 USD | ||||
| B ADSs | Sale | 400 | 56.5875 USD | ||||
| EUR 0.07 A Ordinary | Sale | 429 | 25.8250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 469 | 18.1650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 500 | 18.0600 GBP | ||||
| A ADSs | Sale | 500 | 56.1280 USD | ||||
| A ADSs | Sale | 516 | 56.0775 USD | ||||
| EUR 0.07 A Ordinary | Sale | 520 | 17.8500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 555 | 18.0450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 566 | 18.0100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 596 | 25.7650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 622 | 18.2050 GBP | ||||
| A ADSs | Sale | 700 | 56.0940 USD | ||||
| EUR 0.07 B Ordinary | Sale | 776 | 18.0900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 778 | 18.0250 GBP | ||||
| B ADSs | Sale | 800 | 56.3987 USD | ||||
| EUR 0.07 A Ordinary | Sale | 848 | 25.7850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 892 | 18.0406 GBP | ||||
| A ADSs | Sale | 900 | 56.1150 USD | ||||
| B ADSs | Sale | 900 | 56.4099 USD | ||||
| EUR 0.07 A Ordinary | Sale | 909 | 25.8005 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 982 | 25.7971 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,030 | 17.8675 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,064 | 25.7976 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,080 | 25.7559 EUR | ||||
| A ADSs | Sale | 1,080 | 55.9712 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,106 | 17.9150 GBP | ||||
| A ADSs | Sale | 1,173 | 56.1400 USD | ||||
| A ADSs | Sale | 1,200 | 56.1483 USD | ||||
| B ADSs | Sale | 1,200 | 56.4041 USD | ||||
| B ADSs | Sale | 1,200 | 56.4925 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,252 | 18.2400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,253 | 18.0000 GBP | ||||
| B ADSs | Sale | 1,299 | 56.4823 USD | ||||
| A ADSs | Sale | 1,300 | 56.1213 USD | ||||
| A ADSs | Sale | 1,400 | 56.1107 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,494 | 25.7533 EUR | ||||
| B ADSs | Sale | 1,500 | 56.4466 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,524 | 18.2600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,548 | 18.1900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,552 | 25.7550 EUR | ||||
| A ADSs | Sale | 1,600 | 56.1212 USD | ||||
| A ADSs | Sale | 1,700 | 56.1341 USD | ||||
| A ADSs | Sale | 1,870 | 56.1000 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,882 | 18.0536 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,956 | 25.8331 EUR | ||||
| B ADSs | Sale | 1,981 | 56.4363 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,000 | 25.7450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,006 | 25.7966 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,015 | 18.1200 GBP | ||||
| A ADSs | Sale | 2,050 | 56.1142 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,070 | 25.8210 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,102 | 18.1750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,102 | 18.1750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,105 | 18.0854 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,277 | 18.1950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,302 | 18.2350 GBP | ||||
| A ADSs | Sale | 2,325 | 56.0523 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,359 | 18.0800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,436 | 25.7454 EUR | ||||
| B ADSs | Sale | 2,537 | 56.4449 USD | ||||
| A ADSs | Sale | 2,600 | 56.0886 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,685 | 18.1850 GBP | ||||
| A ADSs | Sale | 2,800 | 56.1360 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,817 | 18.0471 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,877 | 18.1051 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,919 | 17.8785 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,928 | 18.0338 GBP | ||||
| A ADSs | Sale | 3,215 | 56.0727 USD | ||||
| B ADSs | Sale | 3,340 | 56.4664 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,538 | 25.7341 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,671 | 17.8817 GBP | ||||
| A ADSs | Sale | 3,703 | 56.0561 USD | ||||
| A ADSs | Sale | 3,820 | 56.0377 USD | ||||
| B ADSs | Sale | 3,907 | 56.4637 USD | ||||
| A ADSs | Sale | 3,960 | 56.1900 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,966 | 18.1013 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,298 | 25.8135 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 4,505 | 18.2650 GBP | ||||
| A ADSs | Sale | 5,200 | 56.1008 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,335 | 18.0088 GBP | ||||
| A ADSs | Sale | 5,831 | 56.0315 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,340 | 18.0523 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,776 | 18.0478 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,810 | 18.0475 GBP | ||||
| B ADSs | Sale | 7,038 | 56.5792 USD | ||||
| A ADSs | Sale | 7,123 | 56.0679 USD | ||||
| B ADSs | Sale | 7,490 | 56.4295 USD | ||||
| A ADSs | Sale | 7,600 | 56.0328 USD | ||||
| EUR 0.07 B Ordinary | Sale | 7,670 | 18.0547 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,037 | 17.8719 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,295 | 18.0201 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,407 | 18.1697 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,831 | 18.0050 GBP | ||||
| A ADSs | Sale | 9,600 | 56.0681 USD | ||||
| A ADSs | Sale | 10,415 | 56.1121 USD | ||||
| EUR 0.07 A Ordinary | Sale | 10,438 | 25.7371 EUR | ||||
| A ADSs | Sale | 11,089 | 56.0146 USD | ||||
| EUR 0.07 B Ordinary | Sale | 11,374 | 18.1145 GBP | ||||
| A ADSs | Sale | 12,460 | 56.0179 USD | ||||
| EUR 0.07 B Ordinary | Sale | 13,634 | 18.0279 GBP | ||||
| A ADSs | Sale | 16,196 | 56.0064 USD | ||||
| A ADSs | Sale | 16,579 | 56.1334 USD | ||||
| EUR 0.07 A Ordinary | Sale | 16,601 | 17.8700 GBP | ||||
| B ADSs | Sale | 17,035 | 56.4922 USD | ||||
| A ADSs | Sale | 17,076 | 56.0272 USD | ||||
| EUR 0.07 A Ordinary | Sale | 17,141 | 25.7315 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 17,760 | 18.1071 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 18,417 | 18.1127 GBP | ||||
| A ADSs | Sale | 19,238 | 56.0161 USD | ||||
| B ADSs | Sale | 24,402 | 56.4399 USD | ||||
| A ADSs | Sale | 25,787 | 56.0062 USD | ||||
| A ADSs | Sale | 29,212 | 56.1290 USD | ||||
| B ADSs | Sale | 29,400 | 56.4142 USD | ||||
| EUR 0.07 B Ordinary | Sale | 29,803 | 18.0819 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 31,358 | 17.9522 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 35,700 | 17.9217 GBP | ||||
| A ADSs | Sale | 39,523 | 56.0348 USD | ||||
| EUR 0.07 B Ordinary | Sale | 40,950 | 18.0729 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 42,009 | 17.9575 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 42,634 | 25.7697 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 42,671 | 18.0798 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 42,988 | 25.7300 EUR | ||||
| A ADSs | Sale | 50,065 | 56.0984 USD | ||||
| A ADSs | Sale | 50,927 | 56.0456 USD | ||||
| EUR 0.07 A Ordinary | Sale | 62,273 | 25.7854 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 65,199 | 18.0512 GBP | ||||
| A ADSs | Sale | 97,539 | 56.0602 USD | ||||
| A ADSs | Sale | 100,800 | 56.0042 USD | ||||
| EUR 0.07 B Ordinary | Sale | 114,562 | 18.0930 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 116,913 | 18.0776 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 168,600 | 18.0650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 187,788 | 18.0961 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 224,881 | 25.8372 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 321,253 | 17.9621 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 4 | 25.9275 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 16 | 17.8925 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 123 | 17.8927 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 156 | 17.8929 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 271 | 18.0222 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 533 | 17.8928 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 600 | 18.0100 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,100 | 18.0972 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,221 | 18.0872 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,436 | 25.7454 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,919 | 17.8785 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 2,928 | 18.0338 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,571 | 25.7741 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,720 | 25.7431 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 5,989 | 18.1495 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 10,438 | 25.7371 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 10,877 | 18.1272 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 11,788 | 18.1928 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 13,634 | 18.0279 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 18,394 | 18.0800 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 23,383 | 25.7832 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 48,687 | 18.1192 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 50,887 | 25.8874 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 60,740 | 25.8509 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 138,660 | 17.9823 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 192,445 | 25.7939 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 132,374 | 17.9300 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 53 | 17.8715 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 212 | 25.7654 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 251 | 18.0037 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 356 | 18.0008 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 381 | 18.0086 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 399 | 17.8792 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 517 | 25.8261 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 704 | 18.2240 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 845 | 18.2251 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,093 | 25.9402 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,204 | 17.8678 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,882 | 17.9959 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,923 | 18.2674 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,982 | 17.8741 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,466 | 17.9057 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,473 | 17.9703 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,555 | 18.0872 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,662 | 18.0064 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,784 | 17.9232 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 3,650 | 18.0290 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,584 | 25.8426 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 8,129 | 18.1431 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 11,470 | 17.9074 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 15,562 | 17.9447 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 42,914 | 17.9209 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 43,566 | 25.7300 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 71,000 | 17.9734 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 23 Jul 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150723005897/en/
Copyright Business Wire 2015
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