4th Jan 2016 12:33
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 31 Dec 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 27,583,424 | 0.69% | 22,113,857 | 0.55% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,401,772 | 0.26% | 14,623,020 | 0.37% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,333,000 | 0.03% | 707,000 | 0.02% | |||||||
| TOTAL: | 39,318,196 | 0.99% | 37,443,877 | 0.94% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,047,357 | 0.86% | 12,534,778 | 0.51% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,056,289 | 0.37% | 6,806,185 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 299,636 | 0.01% | |||||||
| TOTAL: | 30,103,646 | 1.23% | 19,640,599 | 0.80% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 35 | 20.9375 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 82 | 20.9400 EUR | ||||
| A ADSs | Purchase | 92 | 46.0700 USD | ||||
| B ADSs | Purchase | 100 | 46.0650 USD | ||||
| A ADSs | Purchase | 100 | 45.9350 USD | ||||
| A ADSs | Purchase | 100 | 45.8500 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 131 | 15.5525 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 164 | 15.5575 GBP | ||||
| B ADSs | Purchase | 200 | 46.3300 USD | ||||
| A ADSs | Purchase | 200 | 45.8400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 20.9600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 204 | 15.3200 GBP | ||||
| B ADSs | Purchase | 250 | 46.1760 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 295 | 15.5600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 295 | 15.5675 GBP | ||||
| A ADSs | Purchase | 300 | 45.8300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 342 | 15.3250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 352 | 21.0900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 352 | 21.0200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 387 | 21.0489 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 387 | 15.4900 GBP | ||||
| A ADSs | Purchase | 449 | 45.8458 USD | ||||
| B ADSs | Purchase | 478 | 46.2280 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 480 | 21.0650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 485 | 15.4071 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 492 | 15.5625 GBP | ||||
| A ADSs | Purchase | 500 | 45.8620 USD | ||||
| A ADSs | Purchase | 695 | 45.8097 USD | ||||
| B ADSs | Purchase | 700 | 46.1200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 725 | 20.9850 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 741 | 15.5550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 744 | 21.1179 EUR | ||||
| B ADSs | Purchase | 800 | 46.1293 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 952 | 21.0600 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 955 | 15.5500 GBP | ||||
| B ADSs | Purchase | 1,000 | 46.1310 USD | ||||
| B ADSs | Purchase | 1,000 | 46.1050 USD | ||||
| A ADSs | Purchase | 1,000 | 45.8370 USD | ||||
| A ADSs | Purchase | 1,100 | 45.8850 USD | ||||
| B ADSs | Purchase | 1,199 | 46.0944 USD | ||||
| B ADSs | Purchase | 1,200 | 46.1266 USD | ||||
| A ADSs | Purchase | 1,300 | 45.7376 USD | ||||
| A ADSs | Purchase | 1,400 | 45.9378 USD | ||||
| A ADSs | Purchase | 1,400 | 45.8535 USD | ||||
| A ADSs | Purchase | 1,500 | 45.8965 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,653 | 15.3083 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,740 | 15.5650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,784 | 21.0593 EUR | ||||
| A ADSs | Purchase | 1,800 | 45.8038 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,841 | 20.9873 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,980 | 15.4855 GBP | ||||
| A ADSs | Purchase | 2,073 | 45.8792 USD | ||||
| A ADSs | Purchase | 2,400 | 45.8721 USD | ||||
| A ADSs | Purchase | 2,500 | 45.8626 USD | ||||
| B ADSs | Purchase | 3,096 | 46.1135 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,544 | 15.4300 GBP | ||||
| A ADSs | Purchase | 3,700 | 45.8903 USD | ||||
| A ADSs | Purchase | 4,000 | 45.8248 USD | ||||
| A ADSs | Purchase | 4,000 | 45.8237 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,074 | 15.3710 GBP | ||||
| A ADSs | Purchase | 4,100 | 45.8917 USD | ||||
| A ADSs | Purchase | 4,412 | 45.9016 USD | ||||
| A ADSs | Purchase | 4,978 | 45.8963 USD | ||||
| B ADSs | Purchase | 5,070 | 46.1751 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,347 | 15.3545 GBP | ||||
| B ADSs | Purchase | 5,650 | 46.1753 USD | ||||
| B ADSs | Purchase | 5,854 | 46.0400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,207 | 15.3740 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,289 | 15.5013 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,496 | 20.9960 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 7,395 | 15.4822 GBP | ||||
| A ADSs | Purchase | 7,462 | 45.8257 USD | ||||
| A ADSs | Purchase | 7,741 | 45.9113 USD | ||||
| A ADSs | Purchase | 9,442 | 45.9230 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 10,344 | 21.0950 EUR | ||||
| B ADSs | Purchase | 10,800 | 46.2842 USD | ||||
| A ADSs | Purchase | 11,800 | 45.9649 USD | ||||
| B ADSs | Purchase | 13,400 | 46.1598 USD | ||||
| A ADSs | Purchase | 13,945 | 45.9249 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 21,658 | 15.5592 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 24,602 | 15.5190 GBP | ||||
| A ADSs | Purchase | 27,694 | 45.8040 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 34,141 | 21.0664 EUR | ||||
| B ADSs | Purchase | 36,670 | 46.1845 USD | ||||
| A ADSs | Purchase | 38,733 | 45.8934 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 50,317 | 20.9688 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 59,240 | 15.4841 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 87,319 | 21.0529 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 143,074 | 15.3000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5 | 15.3900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 18 | 15.3450 GBP | ||||
| B ADSs | Sale | 28 | 46.0000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 35 | 20.9375 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 45 | 15.5402 GBP | ||||
| B ADSs | Sale | 50 | 46.1400 USD | ||||
| EUR 0.07 B Ordinary | Sale | 71 | 15.5284 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 86 | 15.3100 GBP | ||||
| A ADSs | Sale | 100 | 45.8700 USD | ||||
| B ADSs | Sale | 100 | 46.0650 USD | ||||
| B ADSs | Sale | 100 | 46.2100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 131 | 15.5525 GBP | ||||
| A ADSs | Sale | 162 | 45.9726 USD | ||||
| EUR 0.07 B Ordinary | Sale | 164 | 15.5575 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 199 | 15.3150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 199 | 15.3300 GBP | ||||
| A ADSs | Sale | 200 | 45.8925 USD | ||||
| A ADSs | Sale | 200 | 46.0300 USD | ||||
| A ADSs | Sale | 200 | 45.8500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 240 | 15.5650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 295 | 15.5600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 295 | 15.5675 GBP | ||||
| A ADSs | Sale | 300 | 45.8566 USD | ||||
| A ADSs | Sale | 300 | 45.7950 USD | ||||
| B ADSs | Sale | 300 | 46.2700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 352 | 21.0200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 352 | 21.0900 EUR | ||||
| A ADSs | Sale | 400 | 45.8200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 408 | 15.3200 GBP | ||||
| A ADSs | Sale | 456 | 45.9949 USD | ||||
| EUR 0.07 A Ordinary | Sale | 480 | 21.0650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 492 | 15.5625 GBP | ||||
| A ADSs | Sale | 499 | 45.7921 USD | ||||
| A ADSs | Sale | 500 | 45.7500 USD | ||||
| B ADSs | Sale | 500 | 46.1380 USD | ||||
| A ADSs | Sale | 600 | 45.8300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 612 | 20.9950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 655 | 21.0000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 684 | 15.3250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 696 | 20.9787 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 704 | 21.0550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 709 | 20.9958 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 736 | 20.9850 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 741 | 15.5550 GBP | ||||
| A ADSs | Sale | 800 | 45.8131 USD | ||||
| B ADSs | Sale | 800 | 46.1000 USD | ||||
| B ADSs | Sale | 800 | 46.1293 USD | ||||
| EUR 0.07 A Ordinary | Sale | 840 | 20.9972 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 952 | 21.0600 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 955 | 15.5500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,034 | 15.4300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,077 | 21.0095 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,080 | 21.0622 EUR | ||||
| A ADSs | Sale | 1,100 | 45.8850 USD | ||||
| A ADSs | Sale | 1,250 | 45.8376 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,377 | 15.5614 GBP | ||||
| B ADSs | Sale | 1,500 | 46.1113 USD | ||||
| A ADSs | Sale | 1,502 | 45.8508 USD | ||||
| A ADSs | Sale | 1,900 | 45.8305 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,936 | 15.5537 GBP | ||||
| A ADSs | Sale | 2,000 | 45.8746 USD | ||||
| B ADSs | Sale | 2,000 | 46.0800 USD | ||||
| A ADSs | Sale | 2,080 | 45.7900 USD | ||||
| A ADSs | Sale | 2,380 | 45.8021 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,525 | 15.5610 GBP | ||||
| A ADSs | Sale | 2,762 | 45.8268 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,237 | 15.5220 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,928 | 21.0950 EUR | ||||
| B ADSs | Sale | 4,000 | 46.1050 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,458 | 15.5544 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,852 | 15.5597 GBP | ||||
| A ADSs | Sale | 5,200 | 45.8480 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,351 | 21.0597 EUR | ||||
| A ADSs | Sale | 5,400 | 45.9848 USD | ||||
| B ADSs | Sale | 5,854 | 46.0400 USD | ||||
| A ADSs | Sale | 5,900 | 45.9649 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,337 | 15.5301 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,853 | 15.5588 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,685 | 15.4858 GBP | ||||
| A ADSs | Sale | 9,170 | 45.8963 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,224 | 20.9682 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 9,698 | 15.5025 GBP | ||||
| B ADSs | Sale | 10,800 | 46.2842 USD | ||||
| B ADSs | Sale | 16,335 | 46.1973 USD | ||||
| EUR 0.07 A Ordinary | Sale | 16,427 | 21.0278 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 17,913 | 15.4778 GBP | ||||
| B ADSs | Sale | 18,335 | 46.1845 USD | ||||
| EUR 0.07 A Ordinary | Sale | 20,382 | 21.0124 EUR | ||||
| B ADSs | Sale | 30,765 | 46.1570 USD | ||||
| A ADSs | Sale | 39,789 | 45.8132 USD | ||||
| EUR 0.07 A Ordinary | Sale | 53,291 | 15.2600 GBP | ||||
| A ADSs | Sale | 77,846 | 45.9053 USD | ||||
| EUR 0.07 A Ordinary | Sale | 81,510 | 21.0235 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,700 | 15.5012 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,800 | 15.5380 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,576 | 15.5093 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,050 | 21.0163 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,390 | 21.0149 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,472 | 21.0158 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 12,357 | 15.5256 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 12,527 | 21.0524 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 21,200 | 15.4625 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 36,600 | 20.9886 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 600 | 15.4733 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 779 | 21.0219 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 900 | 15.4500 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 962 | 15.4042 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,000 | 21.0027 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,593 | 21.0174 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,200 | 15.4684 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 3,580 | 15.5263 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,725 | 21.0388 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 4,000 | 15.4482 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 4,036 | 15.5169 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,000 | 15.3313 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 6,374 | 15.5613 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 11,466 | 15.3709 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 28,128 | 20.9900 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 32,209 | 15.4532 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 44,861 | 15.2896 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 43,627 | 15.5186 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 87,319 | 21.0529 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 46,417 | 15.3590 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 4 Jan 16 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -310,000 | 1.4740 | 16 Dec 16 | ||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -42,000 | 42.5000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 68,000 | 45.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | American | 18 Mar 16 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160104005766/en/
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