22nd Oct 2015 14:47
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 21 Oct 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,524,790 | 0.60% | 19,043,287 | 0.48% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,690,827 | 0.22% | 9,808,370 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 33,765,817 | 0.86% | 30,451,857 | 0.77% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,931,165 | 0.90% | 14,785,459 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,109,968 | 0.46% | 4,195,991 | 0.17% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 33,216,133 | 1.36% | 19,281,086 | 0.79% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 25 | 17.8225 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 65 | 17.8105 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 85 | 17.8275 GBP | ||||
| A ADSs | Purchase | 100 | 55.3500 USD | ||||
| A ADSs | Purchase | 100 | 55.4900 USD | ||||
| B ADSs | Purchase | 100 | 56.3800 USD | ||||
| A ADSs | Purchase | 100 | 55.1100 USD | ||||
| A ADSs | Purchase | 100 | 55.6700 USD | ||||
| B ADSs | Purchase | 100 | 56.6350 USD | ||||
| B ADSs | Purchase | 125 | 56.5480 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 147 | 17.9250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 162 | 24.5800 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 169 | 18.1450 GBP | ||||
| A ADSs | Purchase | 170 | 55.1000 USD | ||||
| A ADSs | Purchase | 194 | 55.3119 USD | ||||
| B ADSs | Purchase | 200 | 56.4300 USD | ||||
| B ADSs | Purchase | 200 | 56.4150 USD | ||||
| B ADSs | Purchase | 200 | 56.4050 USD | ||||
| B ADSs | Purchase | 200 | 56.2950 USD | ||||
| A ADSs | Purchase | 200 | 55.3900 USD | ||||
| A ADSs | Purchase | 200 | 55.4200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 205 | 17.9450 GBP | ||||
| A ADSs | Purchase | 236 | 55.3118 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 268 | 24.1300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 284 | 24.1454 EUR | ||||
| A ADSs | Purchase | 300 | 55.5166 USD | ||||
| B ADSs | Purchase | 300 | 56.5700 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 358 | 18.1800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 392 | 24.1900 EUR | ||||
| B ADSs | Purchase | 400 | 56.4275 USD | ||||
| B ADSs | Purchase | 400 | 56.5100 USD | ||||
| B ADSs | Purchase | 400 | 56.4125 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 402 | 24.1500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 447 | 24.1450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 517 | 17.8325 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 526 | 17.7950 GBP | ||||
| B ADSs | Purchase | 600 | 56.5016 USD | ||||
| A ADSs | Purchase | 600 | 55.3616 USD | ||||
| B ADSs | Purchase | 600 | 56.3183 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 612 | 24.1312 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 688 | 18.2430 GBP | ||||
| B ADSs | Purchase | 700 | 56.5600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 725 | 24.4350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 782 | 17.7975 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 795 | 17.9575 GBP | ||||
| B ADSs | Purchase | 800 | 56.3742 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 825 | 17.8475 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 895 | 17.8400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 916 | 17.8550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 968 | 18.1312 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 973 | 24.4200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,261 | 24.1485 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,273 | 17.8100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,287 | 17.8450 GBP | ||||
| A ADSs | Purchase | 1,343 | 55.3780 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,346 | 24.3612 EUR | ||||
| A ADSs | Purchase | 1,400 | 55.2660 USD | ||||
| A ADSs | Purchase | 1,412 | 55.2848 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,473 | 24.2130 EUR | ||||
| A ADSs | Purchase | 1,500 | 55.6300 USD | ||||
| A ADSs | Purchase | 1,582 | 55.2649 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,587 | 24.2371 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,597 | 18.2600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,632 | 18.0150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,656 | 17.8236 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,696 | 18.0482 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,721 | 17.8300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,772 | 17.8200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,810 | 17.8350 GBP | ||||
| A ADSs | Purchase | 1,821 | 55.2954 USD | ||||
| A ADSs | Purchase | 1,900 | 55.2753 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,127 | 17.8150 GBP | ||||
| A ADSs | Purchase | 2,280 | 55.4270 USD | ||||
| A ADSs | Purchase | 2,300 | 55.3326 USD | ||||
| B ADSs | Purchase | 2,300 | 56.3150 USD | ||||
| B ADSs | Purchase | 2,539 | 56.3298 USD | ||||
| B ADSs | Purchase | 2,700 | 56.3835 USD | ||||
| A ADSs | Purchase | 2,900 | 55.2987 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,251 | 24.5100 EUR | ||||
| B ADSs | Purchase | 3,365 | 56.2270 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,398 | 17.8276 GBP | ||||
| B ADSs | Purchase | 3,409 | 56.5988 USD | ||||
| B ADSs | Purchase | 3,438 | 56.5904 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,430 | 17.8222 GBP | ||||
| A ADSs | Purchase | 5,000 | 55.3266 USD | ||||
| B ADSs | Purchase | 5,000 | 56.2433 USD | ||||
| A ADSs | Purchase | 5,140 | 55.2883 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,416 | 17.8173 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,504 | 17.9700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,588 | 24.4250 EUR | ||||
| B ADSs | Purchase | 5,800 | 56.4229 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,816 | 17.8976 GBP | ||||
| B ADSs | Purchase | 5,900 | 56.2930 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,966 | 17.8250 GBP | ||||
| A ADSs | Purchase | 6,200 | 55.2552 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,738 | 17.8262 GBP | ||||
| B ADSs | Purchase | 6,964 | 56.2360 USD | ||||
| A ADSs | Purchase | 8,200 | 55.2761 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8,254 | 18.2036 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 10,313 | 17.8259 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 10,731 | 24.3190 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 11,000 | 24.4118 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 14,517 | 24.2807 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 15,051 | 18.0960 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,769 | 18.2366 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 16,246 | 24.3984 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 16,701 | 18.1166 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 17,078 | 18.2649 GBP | ||||
| B ADSs | Purchase | 18,000 | 56.3284 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 20,176 | 18.1099 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 20,639 | 17.8737 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 21,396 | 24.4410 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 21,908 | 18.2405 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 24,566 | 18.2499 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 26,847 | 24.4034 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 43,434 | 18.2990 GBP | ||||
| A ADSs | Purchase | 51,953 | 55.2113 USD | ||||
| A ADSs | Purchase | 53,453 | 55.2231 USD | ||||
| B ADSs | Purchase | 53,943 | 56.4171 USD | ||||
| B ADSs | Purchase | 61,017 | 56.4175 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 64,777 | 24.2608 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 67,121 | 18.0821 GBP | ||||
| A ADSs | Purchase | 69,319 | 55.3646 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 89,382 | 24.3830 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 170,716 | 24.3976 EUR | ||||
| B ADSs | Sale | 20 | 56.4700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 25 | 17.8225 GBP | ||||
| A ADSs | Sale | 42 | 55.3119 USD | ||||
| EUR 0.07 A Ordinary | Sale | 62 | 24.3600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 85 | 17.8275 GBP | ||||
| B ADSs | Sale | 100 | 56.1900 USD | ||||
| A ADSs | Sale | 100 | 55.6700 USD | ||||
| B ADSs | Sale | 100 | 55.9700 USD | ||||
| A ADSs | Sale | 100 | 55.5850 USD | ||||
| B ADSs | Sale | 100 | 56.4500 USD | ||||
| B ADSs | Sale | 100 | 56.4600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 115 | 18.1410 GBP | ||||
| B ADSs | Sale | 136 | 56.1105 USD | ||||
| A ADSs | Sale | 152 | 55.4400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 156 | 18.0450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 162 | 24.5800 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 179 | 18.1800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 186 | 18.1350 GBP | ||||
| B ADSs | Sale | 200 | 56.4650 USD | ||||
| B ADSs | Sale | 200 | 56.4525 USD | ||||
| B ADSs | Sale | 205 | 56.3797 USD | ||||
| A ADSs | Sale | 236 | 55.3118 USD | ||||
| EUR 0.07 B Ordinary | Sale | 250 | 18.0153 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 268 | 24.1900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 268 | 24.1300 EUR | ||||
| A ADSs | Sale | 270 | 55.1777 USD | ||||
| EUR 0.07 A Ordinary | Sale | 285 | 17.8825 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 294 | 17.9250 GBP | ||||
| A ADSs | Sale | 300 | 55.4433 USD | ||||
| EUR 0.07 A Ordinary | Sale | 311 | 17.9258 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 322 | 17.9936 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 342 | 17.8775 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 389 | 18.0320 GBP | ||||
| B ADSs | Sale | 400 | 56.3875 USD | ||||
| A ADSs | Sale | 400 | 55.5725 USD | ||||
| EUR 0.07 A Ordinary | Sale | 402 | 24.1500 EUR | ||||
| A ADSs | Sale | 412 | 55.2914 USD | ||||
| EUR 0.07 A Ordinary | Sale | 447 | 24.1450 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 450 | 17.9615 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 470 | 18.0636 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 517 | 17.8325 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 526 | 17.7950 GBP | ||||
| A ADSs | Sale | 600 | 55.2683 USD | ||||
| A ADSs | Sale | 600 | 55.4193 USD | ||||
| A ADSs | Sale | 612 | 55.4809 USD | ||||
| B ADSs | Sale | 645 | 56.4110 USD | ||||
| B ADSs | Sale | 700 | 56.2614 USD | ||||
| A ADSs | Sale | 725 | 55.3000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 725 | 24.4350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 782 | 17.7975 GBP | ||||
| B ADSs | Sale | 800 | 56.1668 USD | ||||
| EUR 0.07 A Ordinary | Sale | 825 | 17.8475 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 838 | 17.8550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 895 | 17.8400 GBP | ||||
| A ADSs | Sale | 900 | 55.3400 USD | ||||
| B ADSs | Sale | 1,000 | 56.2825 USD | ||||
| B ADSs | Sale | 1,100 | 56.5418 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,273 | 17.8100 GBP | ||||
| B ADSs | Sale | 1,280 | 56.2893 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,287 | 17.8450 GBP | ||||
| B ADSs | Sale | 1,500 | 56.4293 USD | ||||
| A ADSs | Sale | 1,563 | 55.3717 USD | ||||
| A ADSs | Sale | 1,582 | 55.2649 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,632 | 18.0150 GBP | ||||
| A ADSs | Sale | 1,700 | 55.2297 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,721 | 17.8300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,772 | 17.8200 GBP | ||||
| A ADSs | Sale | 1,779 | 55.3634 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,810 | 17.8350 GBP | ||||
| A ADSs | Sale | 2,009 | 55.4154 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,064 | 18.2392 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,087 | 18.2200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,105 | 17.9278 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,118 | 18.2561 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,127 | 17.8150 GBP | ||||
| A ADSs | Sale | 2,280 | 55.4270 USD | ||||
| B ADSs | Sale | 2,300 | 56.3150 USD | ||||
| A ADSs | Sale | 2,700 | 55.2919 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,010 | 17.9785 GBP | ||||
| B ADSs | Sale | 3,438 | 56.5904 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,000 | 18.0223 GBP | ||||
| B ADSs | Sale | 4,300 | 56.2404 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,308 | 24.4285 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,000 | 24.3800 EUR | ||||
| A ADSs | Sale | 5,000 | 55.3266 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,217 | 24.3953 EUR | ||||
| B ADSs | Sale | 5,546 | 56.3412 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,588 | 24.4250 EUR | ||||
| B ADSs | Sale | 5,700 | 56.3062 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,966 | 17.8250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,975 | 24.5001 EUR | ||||
| B ADSs | Sale | 6,028 | 56.2480 USD | ||||
| A ADSs | Sale | 6,264 | 55.2723 USD | ||||
| A ADSs | Sale | 6,400 | 55.2594 USD | ||||
| A ADSs | Sale | 6,500 | 55.2883 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,662 | 17.9669 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,008 | 18.2600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,180 | 18.1259 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,188 | 17.9700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,236 | 17.9369 GBP | ||||
| B ADSs | Sale | 8,324 | 56.2989 USD | ||||
| EUR 0.07 A Ordinary | Sale | 8,979 | 24.3591 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 9,764 | 17.9406 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 11,220 | 18.0858 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 12,463 | 18.0920 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 13,004 | 18.0870 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 13,117 | 17.9469 GBP | ||||
| B ADSs | Sale | 13,664 | 56.3938 USD | ||||
| EUR 0.07 A Ordinary | Sale | 14,251 | 24.4342 EUR | ||||
| A ADSs | Sale | 15,435 | 55.4133 USD | ||||
| A ADSs | Sale | 16,949 | 55.3377 USD | ||||
| EUR 0.07 B Ordinary | Sale | 20,291 | 18.0793 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 28,275 | 24.5100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 30,316 | 24.3221 EUR | ||||
| A ADSs | Sale | 33,527 | 55.3507 USD | ||||
| EUR 0.07 B Ordinary | Sale | 43,527 | 18.2153 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 46,860 | 17.8234 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 59,395 | 18.1770 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 68,165 | 24.3654 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 68,558 | 18.1671 GBP | ||||
| A ADSs | Sale | 106,906 | 55.2231 USD | ||||
| B ADSs | Sale | 122,034 | 56.4175 USD | ||||
| EUR 0.07 A Ordinary | Sale | 170,400 | 24.3486 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 217,011 | 18.2248 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 51 | 17.8825 GBP | |||||
| CFD | Long | 62 | 24.3570 EUR | ||||||
| EUR 0.07 B Ordinary | CFD | Long | 144 | 18.0238 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 234 | 17.8826 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 614 | 17.9544 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,151 | 18.2241 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 2,118 | 18.2561 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,893 | 24.3726 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,308 | 24.4286 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,200 | 17.9478 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,217 | 24.3953 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,000 | 17.9635 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,392 | 24.3652 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,618 | 17.9078 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,604 | 24.3908 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 8,225 | 17.9448 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 8,713 | 18.1868 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 8,802 | 18.1613 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 9,157 | 18.1139 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 10,600 | 17.9516 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 12,431 | 24.4072 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 13,931 | 18.1754 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 19,281 | 18.1697 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 14,793 | 18.2332 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 45,222 | 18.1381 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 55,830 | 24.3585 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 61,216 | 18.2226 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 118,506 | 18.2107 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 200 | 18.0827 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 688 | 18.2430 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,200 | 18.1566 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,346 | 24.3611 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,984 | 17.9804 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,179 | 18.0422 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,661 | 18.0868 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 3,071 | 18.2174 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,600 | 24.3724 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 6,385 | 24.3774 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 6,498 | 18.2376 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,816 | 17.9084 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,243 | 18.1241 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 12,361 | 18.0666 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 15,494 | 18.0481 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 18,136 | 24.2270 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 24,149 | 24.4078 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 149,700 | 24.4203 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 22 Oct 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | European | 24 Nov 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | European | 24 Nov 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151022005918/en/
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