21st Oct 2015 14:45
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 20 Oct 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,449,771 | 0.59% | 19,035,641 | 0.48% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,696,703 | 0.22% | 9,734,393 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 33,696,674 | 0.85% | 30,370,234 | 0.77% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,052,780 | 0.90% | 14,696,208 | 0.60% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,923,928 | 0.45% | 4,257,406 | 0.17% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 33,151,708 | 1.36% | 19,253,250 | 0.79% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 6 | 17.5600 GBP | ||||
| A ADSs | Purchase | 45 | 54.8600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 79 | 17.6176 GBP | ||||
| A ADSs | Purchase | 100 | 54.4400 USD | ||||
| A ADSs | Purchase | 100 | 54.4200 USD | ||||
| A ADSs | Purchase | 100 | 54.1800 USD | ||||
| B ADSs | Purchase | 100 | 55.4400 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 165 | 17.7800 GBP | ||||
| B ADSs | Purchase | 200 | 55.4500 USD | ||||
| B ADSs | Purchase | 275 | 55.6700 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 281 | 17.8497 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 294 | 23.8775 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 300 | 23.8575 EUR | ||||
| A ADSs | Purchase | 310 | 54.8400 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 318 | 17.8400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 330 | 17.6050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 400 | 17.6700 GBP | ||||
| B ADSs | Purchase | 440 | 55.3954 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 479 | 17.6575 GBP | ||||
| B ADSs | Purchase | 500 | 55.5420 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 537 | 17.6753 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 618 | 17.6800 GBP | ||||
| B ADSs | Purchase | 650 | 55.6331 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 664 | 18.0000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 729 | 23.8925 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 763 | 17.6723 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 825 | 23.8650 EUR | ||||
| A ADSs | Purchase | 840 | 54.4376 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 938 | 17.6900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 968 | 17.8150 GBP | ||||
| A ADSs | Purchase | 1,000 | 54.3710 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,083 | 23.8600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,129 | 23.8700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,167 | 24.2000 EUR | ||||
| A ADSs | Purchase | 1,200 | 54.6421 USD | ||||
| B ADSs | Purchase | 1,200 | 55.7120 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,291 | 24.1276 EUR | ||||
| A ADSs | Purchase | 1,400 | 54.8464 USD | ||||
| B ADSs | Purchase | 1,407 | 55.3936 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,482 | 17.5988 GBP | ||||
| B ADSs | Purchase | 1,495 | 55.5921 USD | ||||
| B ADSs | Purchase | 1,600 | 55.6365 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,619 | 17.8181 GBP | ||||
| B ADSs | Purchase | 1,700 | 55.8850 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,744 | 23.9950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,860 | 17.7164 GBP | ||||
| A ADSs | Purchase | 2,100 | 54.8500 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,204 | 23.8725 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,377 | 17.6572 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,392 | 17.5689 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,498 | 23.8625 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,562 | 23.9337 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,570 | 17.6750 GBP | ||||
| A ADSs | Purchase | 2,600 | 54.7940 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,643 | 17.6802 GBP | ||||
| A ADSs | Purchase | 2,877 | 54.4295 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,907 | 23.8850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,343 | 23.8550 EUR | ||||
| A ADSs | Purchase | 3,731 | 54.6850 USD | ||||
| B ADSs | Purchase | 3,958 | 55.3424 USD | ||||
| A ADSs | Purchase | 4,043 | 54.6849 USD | ||||
| A ADSs | Purchase | 4,130 | 54.7687 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,164 | 17.9728 GBP | ||||
| B ADSs | Purchase | 4,300 | 55.6850 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,384 | 17.6595 GBP | ||||
| A ADSs | Purchase | 4,700 | 54.7185 USD | ||||
| A ADSs | Purchase | 4,830 | 54.7697 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,278 | 17.5597 GBP | ||||
| A ADSs | Purchase | 5,295 | 54.7016 USD | ||||
| B ADSs | Purchase | 5,600 | 55.6898 USD | ||||
| A ADSs | Purchase | 6,100 | 54.6999 USD | ||||
| A ADSs | Purchase | 6,250 | 54.7770 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,332 | 23.9534 EUR | ||||
| A ADSs | Purchase | 7,054 | 54.4476 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8,004 | 17.8516 GBP | ||||
| A ADSs | Purchase | 8,731 | 54.6884 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 9,124 | 17.7781 GBP | ||||
| A ADSs | Purchase | 9,750 | 54.8027 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 10,000 | 23.9230 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 10,114 | 17.5360 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 10,876 | 17.8004 GBP | ||||
| B ADSs | Purchase | 12,962 | 55.8379 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 17,670 | 17.7249 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 18,751 | 24.0501 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 23,340 | 17.9300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 24,149 | 17.8302 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 28,859 | 24.2050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 29,062 | 24.0398 EUR | ||||
| A ADSs | Purchase | 29,478 | 54.5815 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 35,076 | 23.8719 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 35,318 | 17.7673 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 37,768 | 17.8319 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 37,910 | 17.6377 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 43,678 | 17.7767 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 50,674 | 17.7967 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 52,259 | 17.7755 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 63,035 | 17.7150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 71,643 | 24.0536 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 94,715 | 17.7871 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 208,537 | 17.7902 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 725,239 | 23.8500 EUR | ||||
| B ADSs | Sale | -6 | 55.7601 USD | ||||
| A ADSs | Sale | 10 | 54.8800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 31 | 17.5550 GBP | ||||
| A ADSs | Sale | 94 | 54.6850 USD | ||||
| B ADSs | Sale | 100 | 55.8050 USD | ||||
| A ADSs | Sale | 120 | 54.1300 USD | ||||
| A ADSs | Sale | 134 | 54.8600 USD | ||||
| B ADSs | Sale | 200 | 55.6400 USD | ||||
| A ADSs | Sale | 200 | 54.8700 USD | ||||
| B ADSs | Sale | 200 | 55.7675 USD | ||||
| B ADSs | Sale | 200 | 55.0300 USD | ||||
| A ADSs | Sale | 200 | 54.8200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 211 | 17.5411 GBP | ||||
| B ADSs | Sale | 275 | 55.6700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 294 | 23.8775 EUR | ||||
| B ADSs | Sale | 300 | 55.6966 USD | ||||
| A ADSs | Sale | 300 | 54.2267 USD | ||||
| EUR 0.07 A Ordinary | Sale | 300 | 23.8575 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 318 | 17.8400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 330 | 17.6050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 330 | 17.7800 GBP | ||||
| A ADSs | Sale | 333 | 54.8420 USD | ||||
| A ADSs | Sale | 334 | 54.1200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 340 | 17.6550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 370 | 17.7022 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 400 | 17.6700 GBP | ||||
| A ADSs | Sale | 400 | 54.5527 USD | ||||
| EUR 0.07 A Ordinary | Sale | 400 | 17.6800 GBP | ||||
| A ADSs | Sale | 440 | 54.4186 USD | ||||
| B ADSs | Sale | 500 | 55.7500 USD | ||||
| B ADSs | Sale | 550 | 55.6300 USD | ||||
| A ADSs | Sale | 600 | 54.1700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 714 | 17.6660 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 729 | 23.8925 EUR | ||||
| A ADSs | Sale | 760 | 54.6300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 793 | 23.8500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 825 | 23.8650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 938 | 17.6900 GBP | ||||
| A ADSs | Sale | 940 | 54.4379 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,083 | 23.8600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,099 | 23.8759 EUR | ||||
| B ADSs | Sale | 1,100 | 55.6054 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,119 | 17.7750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,129 | 23.8700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,167 | 24.2000 EUR | ||||
| A ADSs | Sale | 1,200 | 54.3591 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,260 | 17.6765 GBP | ||||
| A ADSs | Sale | 1,300 | 54.1907 USD | ||||
| A ADSs | Sale | 1,300 | 54.3946 USD | ||||
| A ADSs | Sale | 1,364 | 54.3502 USD | ||||
| A ADSs | Sale | 1,400 | 54.8160 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,472 | 24.1410 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,600 | 17.9197 GBP | ||||
| A ADSs | Sale | 1,700 | 54.5814 USD | ||||
| B ADSs | Sale | 1,700 | 55.8850 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,000 | 23.9747 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,006 | 17.6750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,204 | 23.8725 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,498 | 23.8625 EUR | ||||
| A ADSs | Sale | 2,890 | 54.6074 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,107 | 23.8850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,343 | 23.8550 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,528 | 18.0000 GBP | ||||
| A ADSs | Sale | 3,600 | 54.6869 USD | ||||
| A ADSs | Sale | 3,981 | 54.6849 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,996 | 23.9014 EUR | ||||
| A ADSs | Sale | 4,200 | 54.7521 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,510 | 17.7872 GBP | ||||
| A ADSs | Sale | 4,700 | 54.6653 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,000 | 23.8864 EUR | ||||
| B ADSs | Sale | 5,100 | 55.6839 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,146 | 17.6967 GBP | ||||
| B ADSs | Sale | 5,300 | 55.6880 USD | ||||
| B ADSs | Sale | 6,281 | 55.8636 USD | ||||
| B ADSs | Sale | 6,481 | 55.8379 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,507 | 23.8653 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,680 | 24.1298 EUR | ||||
| B ADSs | Sale | 8,100 | 55.4164 USD | ||||
| EUR 0.07 A Ordinary | Sale | 8,499 | 23.8686 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 8,504 | 24.0503 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 8,704 | 24.0539 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 9,483 | 17.7912 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,000 | 17.6762 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,667 | 23.8973 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 12,618 | 17.7446 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 13,708 | 17.9300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 13,734 | 17.7807 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 17,831 | 17.8396 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 19,290 | 17.7150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 19,290 | 17.7150 GBP | ||||
| A ADSs | Sale | 19,500 | 54.8027 USD | ||||
| EUR 0.07 B Ordinary | Sale | 20,251 | 17.7385 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 22,967 | 17.7373 GBP | ||||
| A ADSs | Sale | 25,286 | 54.7362 USD | ||||
| EUR 0.07 B Ordinary | Sale | 25,652 | 17.8269 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 25,842 | 17.8382 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 27,970 | 17.8374 GBP | ||||
| A ADSs | Sale | 29,478 | 54.5815 USD | ||||
| EUR 0.07 A Ordinary | Sale | 31,890 | 24.0615 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 32,708 | 17.7367 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 63,855 | 17.8182 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 64,408 | 24.0626 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 66,905 | 17.7118 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 70,182 | 24.1339 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 73,309 | 17.7903 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 155,127 | 17.8183 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 100 | 17.9400 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 400 | 17.9587 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,000 | 23.9747 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 2,100 | 17.7176 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,452 | 17.8535 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,298 | 17.7941 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,364 | 23.9689 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,106 | 17.8210 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,740 | 17.6658 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 3,152 | 17.9454 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 6,700 | 17.9465 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 7,505 | 17.8011 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,647 | 24.0525 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 15,885 | 17.8533 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 15,997 | 17.8445 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 27,465 | 24.0763 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 34,700 | 17.9300 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 49,386 | 24.1616 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 82 | 17.9221 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 221 | 17.7352 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 598 | 17.7909 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,074 | 17.7344 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,658 | 17.7601 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,103 | 17.5486 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,149 | 17.7164 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,562 | 23.9337 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 4,346 | 17.8058 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 4,359 | 23.9370 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,478 | 17.7190 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 6,799 | 17.7883 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 8,965 | 23.9618 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 9,150 | 23.9714 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,802 | 17.8076 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 10,114 | 17.5360 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 11,786 | 17.9515 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 12,485 | 17.8455 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 17,670 | 17.7249 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 26,185 | 24.0776 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 27,242 | 17.8118 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 34,700 | 17.9300 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 40,671 | 17.6201 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 66,901 | 17.7850 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 21 Oct 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | European | 24 Nov 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | European | 24 Nov 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151021005942/en/
Copyright Business Wire 2015
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