29th Oct 2015 14:14
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 28 Oct 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,149,334 | 0.59% | 18,690,290 | 0.47% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,413,514 | 0.21% | 9,589,426 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 33,113,048 | 0.84% | 29,879,916 | 0.76% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,518,555 | 0.92% | 14,274,420 | 0.58% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,446,223 | 0.43% | 4,560,823 | 0.19% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 33,139,778 | 1.36% | 19,134,879 | 0.78% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| A ADSs | Purchase | 4 | 52.7199 USD | ||||
| A ADSs | Purchase | 23 | 52.7700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 37 | 24.3550 EUR | ||||
| A ADSs | Purchase | 65 | 52.8800 USD | ||||
| B ADSs | Purchase | 70 | 54.1300 USD | ||||
| A ADSs | Purchase | 70 | 52.8500 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 94 | 17.2325 GBP | ||||
| A ADSs | Purchase | 100 | 53.2600 USD | ||||
| A ADSs | Purchase | 100 | 53.5000 USD | ||||
| A ADSs | Purchase | 100 | 52.9400 USD | ||||
| B ADSs | Purchase | 100 | 53.1500 USD | ||||
| B ADSs | Purchase | 100 | 53.7000 USD | ||||
| B ADSs | Purchase | 100 | 53.5900 USD | ||||
| A ADSs | Purchase | 130 | 52.8300 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 173 | 17.4500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 175 | 17.2175 GBP | ||||
| B ADSs | Purchase | 200 | 53.0750 USD | ||||
| A ADSs | Purchase | 200 | 53.0200 USD | ||||
| B ADSs | Purchase | 200 | 53.6550 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 212 | 23.7800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 215 | 17.1700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 216 | 24.1525 EUR | ||||
| A ADSs | Purchase | 264 | 53.7788 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 269 | 24.1475 EUR | ||||
| B ADSs | Purchase | 271 | 53.1000 USD | ||||
| A ADSs | Purchase | 300 | 53.0316 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 334 | 23.9650 EUR | ||||
| A ADSs | Purchase | 376 | 52.9173 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 379 | 17.2750 GBP | ||||
| A ADSs | Purchase | 400 | 52.9875 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 408 | 17.4250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 409 | 24.2400 EUR | ||||
| A ADSs | Purchase | 430 | 52.9390 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 433 | 17.4463 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 450 | 23.9325 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 483 | 24.1425 EUR | ||||
| A ADSs | Purchase | 500 | 53.0080 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 519 | 17.4525 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 626 | 23.9550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 651 | 24.1550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 654 | 17.3443 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 670 | 23.9350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 691 | 17.3712 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 769 | 17.3951 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 786 | 17.4375 GBP | ||||
| A ADSs | Purchase | 800 | 53.4538 USD | ||||
| A ADSs | Purchase | 800 | 52.9887 USD | ||||
| B ADSs | Purchase | 800 | 53.5889 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 806 | 24.1600 EUR | ||||
| A ADSs | Purchase | 810 | 52.9612 USD | ||||
| A ADSs | Purchase | 850 | 52.9376 USD | ||||
| B ADSs | Purchase | 900 | 53.3194 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 922 | 17.3032 GBP | ||||
| B ADSs | Purchase | 924 | 53.3003 USD | ||||
| A ADSs | Purchase | 958 | 52.9651 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,008 | 17.1256 GBP | ||||
| A ADSs | Purchase | 1,030 | 52.9944 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,200 | 24.3100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,204 | 23.9300 EUR | ||||
| B ADSs | Purchase | 1,270 | 53.3166 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,285 | 17.2278 GBP | ||||
| A ADSs | Purchase | 1,300 | 53.0300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,371 | 24.0633 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,397 | 24.1500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,526 | 24.1830 EUR | ||||
| B ADSs | Purchase | 1,553 | 53.1679 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,562 | 17.4575 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,580 | 17.2788 GBP | ||||
| B ADSs | Purchase | 1,800 | 53.4966 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,833 | 17.4450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,026 | 17.3019 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,070 | 17.4400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,078 | 23.9450 EUR | ||||
| B ADSs | Purchase | 2,300 | 53.4258 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,486 | 24.0102 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,486 | 24.0732 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,703 | 17.4537 GBP | ||||
| A ADSs | Purchase | 2,890 | 53.3700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,937 | 23.9250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,982 | 24.1300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,189 | 17.2276 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,194 | 24.1450 EUR | ||||
| A ADSs | Purchase | 3,310 | 53.1231 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,556 | 17.4526 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,634 | 24.1400 EUR | ||||
| B ADSs | Purchase | 3,692 | 53.4692 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,736 | 24.1350 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 4,157 | 17.4477 GBP | ||||
| A ADSs | Purchase | 4,300 | 53.2781 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,348 | 17.1823 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,507 | 23.8708 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,064 | 24.0958 EUR | ||||
| B ADSs | Purchase | 5,092 | 53.1553 USD | ||||
| B ADSs | Purchase | 5,200 | 53.3168 USD | ||||
| B ADSs | Purchase | 5,392 | 53.1570 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,685 | 17.3838 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,686 | 24.0598 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,930 | 17.3108 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,011 | 17.2104 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,186 | 17.4566 GBP | ||||
| A ADSs | Purchase | 6,200 | 53.2382 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,329 | 17.2135 GBP | ||||
| A ADSs | Purchase | 6,420 | 53.0963 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,431 | 17.3102 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,883 | 17.2990 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,984 | 17.4550 GBP | ||||
| A ADSs | Purchase | 7,210 | 53.0730 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,474 | 23.8859 EUR | ||||
| B ADSs | Purchase | 7,498 | 53.3767 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 7,832 | 17.4372 GBP | ||||
| A ADSs | Purchase | 8,400 | 53.1159 USD | ||||
| A ADSs | Purchase | 8,554 | 53.1003 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8,610 | 17.4600 GBP | ||||
| A ADSs | Purchase | 9,000 | 53.3670 USD | ||||
| A ADSs | Purchase | 9,194 | 53.1439 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 10,000 | 23.9362 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 10,279 | 17.3021 GBP | ||||
| A ADSs | Purchase | 14,400 | 53.1940 USD | ||||
| A ADSs | Purchase | 14,645 | 53.2319 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 17,467 | 17.2787 GBP | ||||
| B ADSs | Purchase | 19,149 | 53.3500 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 20,286 | 17.4389 GBP | ||||
| B ADSs | Purchase | 20,736 | 53.3619 USD | ||||
| A ADSs | Purchase | 21,959 | 53.0597 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 23,339 | 17.5113 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 24,942 | 24.0586 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 26,082 | 17.3786 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 31,280 | 23.9893 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 41,832 | 17.3956 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 46,497 | 17.4460 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 47,298 | 17.3050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 51,025 | 24.1456 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 61,560 | 17.4066 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 65,031 | 17.3988 GBP | ||||
| B ADSs | Purchase | 65,070 | 53.4989 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 71,243 | 17.3945 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 75,890 | 17.2250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 78,431 | 17.3887 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 107,871 | 17.2844 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 195,681 | 17.3872 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 316,324 | 17.2853 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 475,000 | 17.3679 GBP | ||||
| B ADSs | Sale | -192 | 53.5800 USD | ||||
| A ADSs | Sale | 23 | 52.7700 USD | ||||
| A ADSs | Sale | 70 | 52.8500 USD | ||||
| B ADSs | Sale | 70 | 54.1300 USD | ||||
| B ADSs | Sale | 92 | 53.3100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 94 | 17.2325 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 95 | 17.3133 GBP | ||||
| B ADSs | Sale | 100 | 53.6700 USD | ||||
| B ADSs | Sale | 100 | 52.9100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 106 | 23.7800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 107 | 24.1150 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 173 | 17.4500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 175 | 17.2175 GBP | ||||
| B ADSs | Sale | 200 | 53.6250 USD | ||||
| A ADSs | Sale | 200 | 53.0200 USD | ||||
| B ADSs | Sale | 200 | 53.6550 USD | ||||
| EUR 0.07 A Ordinary | Sale | 216 | 24.1525 EUR | ||||
| A ADSs | Sale | 264 | 53.7787 USD | ||||
| EUR 0.07 A Ordinary | Sale | 269 | 24.1475 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 269 | 17.2227 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 278 | 17.2186 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 334 | 23.9650 EUR | ||||
| B ADSs | Sale | 400 | 53.6200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 430 | 17.1700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 450 | 23.9325 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 483 | 24.1425 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 519 | 17.4525 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 560 | 17.3788 GBP | ||||
| A ADSs | Sale | 600 | 53.1966 USD | ||||
| EUR 0.07 A Ordinary | Sale | 626 | 23.9550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 670 | 23.9350 EUR | ||||
| A ADSs | Sale | 700 | 52.9400 USD | ||||
| B ADSs | Sale | 700 | 52.9400 USD | ||||
| EUR 0.07 B Ordinary | Sale | 716 | 17.2979 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 758 | 17.2750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 786 | 17.4375 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 801 | 17.2800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 806 | 24.1600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 828 | 24.0116 EUR | ||||
| A ADSs | Sale | 900 | 53.1200 USD | ||||
| B ADSs | Sale | 900 | 53.1933 USD | ||||
| B ADSs | Sale | 1,000 | 53.2126 USD | ||||
| B ADSs | Sale | 1,000 | 53.1320 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,054 | 17.4550 GBP | ||||
| B ADSs | Sale | 1,100 | 53.4790 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,127 | 24.1322 EUR | ||||
| B ADSs | Sale | 1,200 | 53.3829 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,200 | 23.7350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,204 | 23.9300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,228 | 17.4575 GBP | ||||
| A ADSs | Sale | 1,300 | 52.7753 USD | ||||
| B ADSs | Sale | 1,371 | 53.1116 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,397 | 24.1500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,472 | 17.2105 GBP | ||||
| A ADSs | Sale | 1,771 | 53.2023 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,833 | 17.4450 GBP | ||||
| B ADSs | Sale | 2,000 | 53.4037 USD | ||||
| A ADSs | Sale | 2,000 | 53.0875 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,070 | 17.4400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,078 | 23.9450 EUR | ||||
| B ADSs | Sale | 2,200 | 53.1797 USD | ||||
| A ADSs | Sale | 2,223 | 53.1204 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,296 | 17.2962 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,380 | 24.1466 EUR | ||||
| A ADSs | Sale | 2,400 | 53.3233 USD | ||||
| A ADSs | Sale | 2,400 | 53.2516 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,452 | 17.2271 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,486 | 24.0732 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,486 | 24.0102 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,937 | 23.9250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,982 | 24.1300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,054 | 17.4250 GBP | ||||
| A ADSs | Sale | 3,127 | 53.1701 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,194 | 24.1450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,634 | 24.1400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,736 | 24.1350 EUR | ||||
| A ADSs | Sale | 3,900 | 53.2782 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,212 | 23.7109 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,261 | 17.2098 GBP | ||||
| B ADSs | Sale | 4,400 | 53.3558 USD | ||||
| A ADSs | Sale | 4,400 | 52.9552 USD | ||||
| A ADSs | Sale | 4,820 | 52.9639 USD | ||||
| A ADSs | Sale | 4,992 | 53.0404 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,070 | 17.4277 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,079 | 17.4493 GBP | ||||
| B ADSs | Sale | 5,392 | 53.1522 USD | ||||
| A ADSs | Sale | 5,970 | 53.1512 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,198 | 24.1388 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,425 | 17.3813 GBP | ||||
| A ADSs | Sale | 6,774 | 53.2611 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,800 | 17.4417 GBP | ||||
| A ADSs | Sale | 7,500 | 53.1154 USD | ||||
| EUR 0.07 A Ordinary | Sale | 8,490 | 24.0488 EUR | ||||
| A ADSs | Sale | 8,554 | 53.1003 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,610 | 17.4600 GBP | ||||
| A ADSs | Sale | 9,000 | 53.3670 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,224 | 17.2931 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,125 | 17.4265 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,153 | 24.1377 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 11,425 | 17.3800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,795 | 17.2480 GBP | ||||
| A ADSs | Sale | 12,400 | 53.2382 USD | ||||
| EUR 0.07 A Ordinary | Sale | 13,419 | 17.3224 GBP | ||||
| B ADSs | Sale | 15,137 | 53.3716 USD | ||||
| EUR 0.07 A Ordinary | Sale | 16,156 | 24.0820 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 16,627 | 24.1366 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 20,337 | 17.3985 GBP | ||||
| B ADSs | Sale | 20,736 | 53.3619 USD | ||||
| B ADSs | Sale | 21,064 | 53.3500 USD | ||||
| EUR 0.07 A Ordinary | Sale | 24,197 | 24.0071 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 28,367 | 17.4533 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 28,700 | 24.1550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 31,115 | 24.0289 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 32,682 | 17.3406 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 37,733 | 23.9603 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 38,721 | 17.4315 GBP | ||||
| A ADSs | Sale | 39,900 | 53.1337 USD | ||||
| EUR 0.07 B Ordinary | Sale | 47,534 | 17.3736 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 60,030 | 17.2600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 64,638 | 17.3539 GBP | ||||
| B ADSs | Sale | 65,070 | 53.4989 USD | ||||
| EUR 0.07 B Ordinary | Sale | 73,077 | 17.3994 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 80,628 | 17.3915 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 166,448 | 17.3455 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 190,579 | 23.9198 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 233,061 | 17.2910 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 327,382 | 17.3750 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 95 | 17.3133 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 560 | 17.3788 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 902 | 17.3623 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,957 | 17.3112 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,523 | 17.3829 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 7,633 | 17.3302 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 7,733 | 17.2751 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 8,202 | 17.1319 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 10,852 | 17.3070 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 17,443 | 23.9747 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 25,608 | 24.0447 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 26,456 | 17.3056 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 33,738 | 17.2975 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 39,197 | 17.3801 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 41,704 | 23.8688 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 54,363 | 23.9984 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 108,475 | 23.8894 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,285 | 17.2273 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,526 | 24.1859 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,026 | 17.3019 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 4,452 | 24.1193 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,000 | 17.2308 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,504 | 17.4212 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,431 | 17.3103 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 6,887 | 17.4596 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 9,590 | 24.0995 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 10,140 | 17.3728 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 13,406 | 17.2938 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 13,956 | 17.4586 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 17,467 | 17.2787 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 20,286 | 17.4389 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 25,229 | 17.3424 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 25,550 | 24.0181 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 26,449 | 17.4453 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 39,168 | 17.3605 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 43,646 | 17.3914 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 52,295 | 17.3793 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 65,070 | 17.4111 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 80,843 | 17.2621 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 93,738 | 17.3581 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 29 Oct 15 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | European | 24 Nov 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | European | 24 Nov 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151029005968/en/
Copyright Business Wire 2015
Related Shares:
BarclaysRDSA.L