30th Dec 2015 15:17
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 29 Dec 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 27,420,847 | 0.69% | 19,552,316 | 0.49% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,933,073 | 0.20% | 14,550,128 | 0.36% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,333,000 | 0.03% | 707,000 | 0.02% | |||||||
| (4) | |||||||||||
| TOTAL: | 36,686,920 | 0.92% | 34,809,444 | 0.87% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,062,416 | 0.86% | 14,951,344 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,445,531 | 0.47% | 6,794,343 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 32,507,947 | 1.33% | 22,045,323 | 0.90% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| A ADSs | Purchase | 29 | 46.4200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 39 | 15.5850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 44 | 21.1575 EUR | ||||
| B ADSs | Purchase | 75 | 46.8500 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 104 | 15.4900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 105 | 15.6003 GBP | ||||
| B ADSs | Purchase | 112 | 46.9000 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 130 | 15.7768 GBP | ||||
| A ADSs | Purchase | 160 | 46.4000 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 191 | 15.6550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 192 | 15.7225 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 194 | 15.6250 GBP | ||||
| B ADSs | Purchase | 200 | 46.9900 USD | ||||
| A ADSs | Purchase | 228 | 46.4517 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 231 | 21.0000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 245 | 21.3500 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 288 | 15.7800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 299 | 15.4516 GBP | ||||
| B ADSs | Purchase | 300 | 46.8900 USD | ||||
| B ADSs | Purchase | 300 | 46.9200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 302 | 21.2745 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 323 | 15.4880 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 394 | 21.2600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 419 | 15.4716 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 468 | 15.7282 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 475 | 15.6750 GBP | ||||
| B ADSs | Purchase | 500 | 46.8940 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 539 | 21.1300 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 576 | 15.7550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 579 | 15.7750 GBP | ||||
| A ADSs | Purchase | 600 | 46.5000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 647 | 21.3550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 699 | 21.3000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 699 | 21.1750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 699 | 21.1650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 699 | 21.1800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 720 | 21.2400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 723 | 21.1250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 747 | 15.4933 GBP | ||||
| A ADSs | Purchase | 750 | 46.3466 USD | ||||
| A ADSs | Purchase | 800 | 46.4996 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 819 | 15.7650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 820 | 21.1850 EUR | ||||
| A ADSs | Purchase | 900 | 46.4300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,061 | 21.1450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,077 | 21.2000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,080 | 21.1600 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,089 | 15.6019 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,100 | 15.6300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,108 | 21.3600 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,128 | 15.7850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,191 | 15.5705 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,231 | 15.7729 GBP | ||||
| A ADSs | Purchase | 1,300 | 46.4746 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,300 | 21.2361 EUR | ||||
| A ADSs | Purchase | 1,300 | 46.4345 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,325 | 15.5857 GBP | ||||
| A ADSs | Purchase | 1,387 | 46.4069 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,398 | 21.1350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,446 | 15.6350 GBP | ||||
| B ADSs | Purchase | 1,500 | 46.9476 USD | ||||
| B ADSs | Purchase | 1,500 | 46.8180 USD | ||||
| B ADSs | Purchase | 1,600 | 46.9093 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,624 | 21.2750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,749 | 21.2650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,768 | 21.1200 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,879 | 15.6800 GBP | ||||
| B ADSs | Purchase | 1,900 | 46.8415 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,065 | 15.4031 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,069 | 15.5566 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,116 | 21.3250 EUR | ||||
| B ADSs | Purchase | 2,500 | 46.8806 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,032 | 21.2239 EUR | ||||
| A ADSs | Purchase | 3,100 | 46.4867 USD | ||||
| A ADSs | Purchase | 3,300 | 46.4520 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,300 | 21.1149 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,600 | 21.3650 EUR | ||||
| B ADSs | Purchase | 3,691 | 46.9462 USD | ||||
| A ADSs | Purchase | 3,700 | 46.4900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,730 | 21.3610 EUR | ||||
| A ADSs | Purchase | 3,806 | 46.4516 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,871 | 15.7900 GBP | ||||
| A ADSs | Purchase | 4,100 | 46.4441 USD | ||||
| A ADSs | Purchase | 4,615 | 46.4459 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,642 | 21.2700 EUR | ||||
| B ADSs | Purchase | 4,881 | 46.9019 USD | ||||
| A ADSs | Purchase | 5,060 | 46.3689 USD | ||||
| A ADSs | Purchase | 5,700 | 46.4895 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,457 | 15.6435 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,897 | 15.4530 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,968 | 15.5704 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 7,029 | 15.6200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,029 | 15.6200 GBP | ||||
| A ADSs | Purchase | 7,800 | 46.5050 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8,464 | 15.7082 GBP | ||||
| B ADSs | Purchase | 8,586 | 46.9491 USD | ||||
| A ADSs | Purchase | 9,105 | 46.4246 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 9,222 | 15.7072 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9,237 | 15.6842 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,815 | 21.2232 EUR | ||||
| A ADSs | Purchase | 13,334 | 46.4453 USD | ||||
| A ADSs | Purchase | 16,155 | 46.4602 USD | ||||
| B ADSs | Purchase | 19,332 | 46.9347 USD | ||||
| A ADSs | Purchase | 24,560 | 46.3867 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 27,187 | 15.6982 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 32,129 | 21.2141 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 38,936 | 15.6100 GBP | ||||
| A ADSs | Purchase | 39,713 | 46.4552 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 48,342 | 21.2279 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 48,555 | 15.6806 GBP | ||||
| B ADSs | Purchase | 49,444 | 46.8760 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 55,241 | 15.7256 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 55,667 | 15.7288 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 58,651 | 15.7339 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 60,955 | 15.6811 GBP | ||||
| A ADSs | Purchase | 61,654 | 46.5419 USD | ||||
| B ADSs | Purchase | 73,893 | 46.8020 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 84,230 | 15.6797 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 87,319 | 21.2729 EUR | ||||
| A ADSs | Purchase | 98,856 | 46.4588 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 100,100 | 21.2014 EUR | ||||
| A ADSs | Purchase | 100,264 | 46.4324 USD | ||||
| A ADSs | Purchase | 104,606 | 46.4572 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 116,577 | 15.6566 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 153,802 | 15.7215 GBP | ||||
| B ADSs | Purchase | 162,365 | 46.8358 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 163,617 | 21.1549 EUR | ||||
| B ADSs | Purchase | 200,855 | 46.8549 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 450,499 | 15.6582 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2 | 15.7667 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 39 | 15.5850 GBP | ||||
| B ADSs | Sale | 75 | 46.8500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 87 | 15.5985 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 97 | 15.6300 GBP | ||||
| A ADSs | Sale | 97 | 46.3300 USD | ||||
| B ADSs | Sale | 100 | 46.8900 USD | ||||
| A ADSs | Sale | 160 | 46.4000 USD | ||||
| EUR 0.07 B Ordinary | Sale | 191 | 15.6550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 192 | 15.7225 GBP | ||||
| B ADSs | Sale | 200 | 46.8050 USD | ||||
| A ADSs | Sale | 200 | 46.3550 USD | ||||
| EUR 0.07 A Ordinary | Sale | 245 | 21.3500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 250 | 21.1150 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 287 | 15.6968 GBP | ||||
| A ADSs | Sale | 300 | 46.3733 USD | ||||
| EUR 0.07 B Ordinary | Sale | 318 | 15.7675 GBP | ||||
| A ADSs | Sale | 355 | 46.4284 USD | ||||
| EUR 0.07 B Ordinary | Sale | 367 | 15.6800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 375 | 15.7800 GBP | ||||
| B ADSs | Sale | 400 | 47.0450 USD | ||||
| EUR 0.07 A Ordinary | Sale | 410 | 15.5500 GBP | ||||
| B ADSs | Sale | 429 | 46.7363 USD | ||||
| EUR 0.07 A Ordinary | Sale | 469 | 21.2752 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 490 | 15.6615 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 15.4850 GBP | ||||
| A ADSs | Sale | 500 | 46.5450 USD | ||||
| B ADSs | Sale | 500 | 46.8750 USD | ||||
| EUR 0.07 A Ordinary | Sale | 539 | 21.1300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 576 | 15.7550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 579 | 15.7750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 613 | 21.3550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 699 | 21.3000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 699 | 21.1750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 699 | 21.1650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 699 | 21.1800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 720 | 21.2400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 723 | 21.1250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 791 | 15.5700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 799 | 21.1371 EUR | ||||
| A ADSs | Sale | 800 | 46.5075 USD | ||||
| A ADSs | Sale | 800 | 46.5150 USD | ||||
| B ADSs | Sale | 800 | 46.6787 USD | ||||
| A ADSs | Sale | 800 | 46.3806 USD | ||||
| EUR 0.07 B Ordinary | Sale | 819 | 15.7650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 820 | 21.1850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 845 | 15.5750 GBP | ||||
| A ADSs | Sale | 850 | 46.3700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 880 | 21.1450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 886 | 21.2000 EUR | ||||
| A ADSs | Sale | 890 | 46.4015 USD | ||||
| A ADSs | Sale | 908 | 46.3786 USD | ||||
| EUR 0.07 A Ordinary | Sale | 935 | 21.2321 EUR | ||||
| A ADSs | Sale | 1,000 | 46.3920 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,090 | 15.5600 GBP | ||||
| A ADSs | Sale | 1,100 | 46.3731 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,108 | 21.3600 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,109 | 15.5450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,109 | 15.5450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,135 | 15.7850 GBP | ||||
| A ADSs | Sale | 1,200 | 46.5172 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,251 | 15.6100 GBP | ||||
| B ADSs | Sale | 1,300 | 46.9730 USD | ||||
| A ADSs | Sale | 1,300 | 46.4346 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,329 | 15.7241 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,398 | 21.1350 EUR | ||||
| A ADSs | Sale | 1,400 | 46.5048 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,436 | 15.6350 GBP | ||||
| A ADSs | Sale | 1,444 | 46.4201 USD | ||||
| B ADSs | Sale | 1,500 | 46.8180 USD | ||||
| A ADSs | Sale | 1,601 | 46.5031 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,639 | 21.2700 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,679 | 15.7128 GBP | ||||
| A ADSs | Sale | 1,700 | 46.3732 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,711 | 15.5550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,780 | 15.6200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,800 | 21.3650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,900 | 15.7068 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,919 | 15.5963 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,961 | 21.1915 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,990 | 21.2650 EUR | ||||
| A ADSs | Sale | 2,000 | 46.3877 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,000 | 21.3572 EUR | ||||
| B ADSs | Sale | 2,060 | 46.7700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,160 | 21.1600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,188 | 15.5650 GBP | ||||
| B ADSs | Sale | 2,200 | 46.7840 USD | ||||
| A ADSs | Sale | 2,410 | 46.3650 USD | ||||
| B ADSs | Sale | 2,500 | 46.8844 USD | ||||
| B ADSs | Sale | 2,684 | 46.7877 USD | ||||
| A ADSs | Sale | 2,700 | 46.4770 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,766 | 21.2458 EUR | ||||
| A ADSs | Sale | 3,564 | 46.4517 USD | ||||
| A ADSs | Sale | 3,700 | 46.4900 USD | ||||
| A ADSs | Sale | 3,799 | 46.4516 USD | ||||
| A ADSs | Sale | 3,826 | 46.4556 USD | ||||
| B ADSs | Sale | 3,912 | 46.8747 USD | ||||
| A ADSs | Sale | 4,295 | 46.4563 USD | ||||
| A ADSs | Sale | 4,400 | 46.4786 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,151 | 15.7363 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,190 | 21.2964 EUR | ||||
| A ADSs | Sale | 5,552 | 46.3875 USD | ||||
| B ADSs | Sale | 6,393 | 46.7946 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,744 | 21.2610 EUR | ||||
| A ADSs | Sale | 6,920 | 46.3948 USD | ||||
| B ADSs | Sale | 7,200 | 46.8237 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,630 | 15.5025 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,380 | 21.2258 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 8,414 | 15.7718 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,973 | 21.2416 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 9,278 | 15.5071 GBP | ||||
| A ADSs | Sale | 9,800 | 46.5050 USD | ||||
| EUR 0.07 B Ordinary | Sale | 10,788 | 15.6600 GBP | ||||
| A ADSs | Sale | 11,407 | 46.4665 USD | ||||
| A ADSs | Sale | 12,490 | 46.4194 USD | ||||
| A ADSs | Sale | 13,000 | 46.3880 USD | ||||
| EUR 0.07 A Ordinary | Sale | 13,827 | 15.5247 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 17,386 | 15.6957 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 17,651 | 21.2561 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 17,882 | 21.2640 EUR | ||||
| A ADSs | Sale | 20,861 | 46.4329 USD | ||||
| B ADSs | Sale | 22,491 | 46.7971 USD | ||||
| EUR 0.07 B Ordinary | Sale | 24,058 | 15.7900 GBP | ||||
| A ADSs | Sale | 25,026 | 46.5506 USD | ||||
| EUR 0.07 A Ordinary | Sale | 25,158 | 21.2323 EUR | ||||
| B ADSs | Sale | 27,636 | 46.8000 USD | ||||
| A ADSs | Sale | 30,827 | 46.5419 USD | ||||
| EUR 0.07 A Ordinary | Sale | 31,686 | 21.3250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 42,211 | 15.6011 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 45,700 | 21.2332 EUR | ||||
| B ADSs | Sale | 49,444 | 46.8760 USD | ||||
| A ADSs | Sale | 50,273 | 46.4375 USD | ||||
| EUR 0.07 A Ordinary | Sale | 55,828 | 21.2603 EUR | ||||
| A ADSs | Sale | 73,415 | 46.4491 USD | ||||
| EUR 0.07 A Ordinary | Sale | 85,336 | 21.2580 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 93,272 | 15.5359 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 102,258 | 15.6936 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 102,263 | 15.7164 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 147,101 | 15.7057 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 189,407 | 21.2493 EUR | ||||
| A ADSs | Sale | 209,212 | 46.4572 USD | ||||
| B ADSs | Sale | 401,710 | 46.8549 USD | ||||
| EUR 0.07 B Ordinary | Sale | 538,427 | 15.7143 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 627,685 | 15.6540 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 87 | 15.5985 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 799 | 21.1371 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,961 | 21.1890 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,397 | 15.6187 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,374 | 21.2261 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,273 | 15.4283 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,173 | 21.1097 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 8,082 | 15.7349 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,041 | 15.6794 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 10,322 | 15.4882 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 11,499 | 21.2204 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 12,024 | 21.2223 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 14,800 | 15.7900 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 23,054 | 15.6513 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 26,314 | 15.6872 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 28,982 | 21.1729 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 31,115 | 21.2440 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 34,039 | 15.5361 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 20,890 | 15.5333 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 27,219 | 15.6870 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 91,581 | 15.6505 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 52,483 | 15.5420 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 386,041 | 15.7181 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 105 | 15.6002 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 415 | 15.4722 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 454 | 15.5972 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 578 | 21.1682 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,146 | 15.7056 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,249 | 15.7819 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,250 | 15.4970 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,273 | 15.4426 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 8,464 | 15.7082 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 14,583 | 21.2049 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 14,800 | 15.7900 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 17,717 | 15.7269 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 23,449 | 21.1602 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 24,683 | 15.7380 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 31,100 | 21.2393 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 17,444 | 15.6254 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 65,667 | 21.0754 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 87,319 | 21.2729 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 97,042 | 21.1950 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 54,315 | 15.6528 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, |
| formal or informal, relating to relevant securities which may be an inducement to deal |
| or refrain from dealing entered into by the person making the disclosure and any party |
| to the offer or any person acting in concert with a party to the offer: |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between |
| the person making the disclosure and any other person relating to: |
| (i) the voting rights of any relevant securities under any option; or |
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
| any derivative is referenced: |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 30 Dec 15 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -310,000 | 1.4740 | 16 Dec 16 | ||||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -42,000 | 42.5000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 68,000 | 45.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151230005315/en/
Copyright Business Wire 2015
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