21st Dec 2015 14:58
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 18 Dec 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 24,167,343 | 0.61% | 19,353,986 | 0.48% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,008,926 | 0.18% | 10,151,655 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,333,000 | 0.03% | 707,000 | 0.02% | |||||||
| (4) | |||||||||||
| TOTAL: | 32,509,269 | 0.81% | 30,212,641 | 0.76% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,569,340 | 0.88% | 14,789,573 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,350,906 | 0.47% | 7,245,060 | 0.30% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 32,920,246 | 1.35% | 22,334,269 | 0.92% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 5 | 20.3600 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 9 | 14.8250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9 | 14.7400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 16 | 14.6150 GBP | ||||
| B ADSs | Purchase | 33 | 44.0800 USD | ||||
| A ADSs | Purchase | 50 | 43.9500 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 52 | 14.4750 GBP | ||||
| A ADSs | Purchase | 100 | 43.9800 USD | ||||
| A ADSs | Purchase | 100 | 43.6700 USD | ||||
| A ADSs | Purchase | 100 | 44.0100 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 137 | 14.7925 GBP | ||||
| A ADSs | Purchase | 163 | 44.0972 USD | ||||
| B ADSs | Purchase | 199 | 43.8500 USD | ||||
| A ADSs | Purchase | 200 | 44.0000 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 205 | 14.6475 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 205 | 14.6975 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 205 | 14.7025 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 205 | 14.7075 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 205 | 14.7625 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 216 | 14.7525 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 217 | 14.6875 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 217 | 14.7700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 218 | 14.6625 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 224 | 14.6650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 226 | 14.6950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 229 | 14.6700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 229 | 14.6775 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 233 | 14.6925 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 244 | 14.7375 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 260 | 14.4900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 264 | 14.8425 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 273 | 14.8500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 275 | 14.5264 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 290 | 14.7000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 299 | 14.7125 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 311 | 14.7050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 318 | 14.8350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 343 | 14.7850 GBP | ||||
| A ADSs | Purchase | 373 | 43.8072 USD | ||||
| A ADSs | Purchase | 460 | 44.0700 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 479 | 14.6800 GBP | ||||
| A ADSs | Purchase | 500 | 44.0170 USD | ||||
| B ADSs | Purchase | 500 | 43.9480 USD | ||||
| A ADSs | Purchase | 500 | 43.7080 USD | ||||
| A ADSs | Purchase | 500 | 43.8400 USD | ||||
| A ADSs | Purchase | 505 | 43.7450 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 516 | 14.7300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 518 | 14.7664 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 550 | 14.7885 GBP | ||||
| B ADSs | Purchase | 600 | 44.3300 USD | ||||
| A ADSs | Purchase | 600 | 43.9483 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 603 | 14.5625 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 606 | 14.6343 GBP | ||||
| A ADSs | Purchase | 700 | 44.0150 USD | ||||
| A ADSs | Purchase | 702 | 43.9200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 711 | 14.7325 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 741 | 14.6125 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 745 | 14.5709 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 754 | 14.7100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 771 | 14.7200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 780 | 14.7500 GBP | ||||
| B ADSs | Purchase | 800 | 44.0250 USD | ||||
| A ADSs | Purchase | 800 | 43.9962 USD | ||||
| B ADSs | Purchase | 810 | 43.9820 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 843 | 14.6450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 843 | 14.6450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 992 | 14.7350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,001 | 20.2500 EUR | ||||
| A ADSs | Purchase | 1,100 | 43.5868 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,107 | 14.6750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,165 | 14.7450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,166 | 20.4200 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,171 | 14.7685 GBP | ||||
| A ADSs | Purchase | 1,182 | 44.0166 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,200 | 20.2100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,200 | 20.3200 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,229 | 14.6933 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,344 | 14.5900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,352 | 20.3100 EUR | ||||
| A ADSs | Purchase | 1,367 | 44.1270 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,378 | 14.7250 GBP | ||||
| A ADSs | Purchase | 1,400 | 43.9771 USD | ||||
| B ADSs | Purchase | 1,400 | 43.9771 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,441 | 14.6945 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,465 | 14.3879 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,643 | 14.6942 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,700 | 20.4300 EUR | ||||
| A ADSs | Purchase | 1,813 | 43.8302 USD | ||||
| A ADSs | Purchase | 1,813 | 43.8303 USD | ||||
| A ADSs | Purchase | 1,900 | 43.8615 USD | ||||
| B ADSs | Purchase | 1,900 | 43.9657 USD | ||||
| A ADSs | Purchase | 1,928 | 43.9340 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,968 | 14.5482 GBP | ||||
| A ADSs | Purchase | 2,000 | 44.0147 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,017 | 20.2058 EUR | ||||
| A ADSs | Purchase | 2,118 | 44.0171 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,132 | 14.4561 GBP | ||||
| B ADSs | Purchase | 2,300 | 44.1565 USD | ||||
| B ADSs | Purchase | 2,310 | 43.9925 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,400 | 14.7315 GBP | ||||
| A ADSs | Purchase | 2,420 | 43.7100 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,427 | 14.6300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,427 | 14.6300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,463 | 14.6500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,490 | 14.5950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,600 | 14.5850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,882 | 14.6943 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,994 | 14.7550 GBP | ||||
| B ADSs | Purchase | 3,017 | 44.1214 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,025 | 14.6504 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,558 | 20.2950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,795 | 20.3202 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 4,000 | 14.7542 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,558 | 14.6900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,707 | 14.6997 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,266 | 20.3525 EUR | ||||
| A ADSs | Purchase | 5,300 | 43.8795 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,306 | 14.6202 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,371 | 14.7039 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,409 | 14.6424 GBP | ||||
| A ADSs | Purchase | 5,500 | 43.9300 USD | ||||
| B ADSs | Purchase | 5,949 | 44.3576 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,305 | 14.6893 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,445 | 20.2949 EUR | ||||
| A ADSs | Purchase | 6,700 | 43.7974 USD | ||||
| A ADSs | Purchase | 6,993 | 43.9717 USD | ||||
| A ADSs | Purchase | 7,200 | 43.9197 USD | ||||
| A ADSs | Purchase | 7,466 | 43.9184 USD | ||||
| A ADSs | Purchase | 9,505 | 43.9174 USD | ||||
| B ADSs | Purchase | 9,770 | 43.9814 USD | ||||
| A ADSs | Purchase | 10,000 | 44.0916 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 10,407 | 14.7159 GBP | ||||
| A ADSs | Purchase | 10,754 | 43.9876 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 12,140 | 14.6350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 12,140 | 14.6350 GBP | ||||
| B ADSs | Purchase | 12,449 | 44.3594 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 13,869 | 14.6550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 13,869 | 14.6550 GBP | ||||
| B ADSs | Purchase | 13,900 | 43.8600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 15,412 | 20.3606 EUR | ||||
| A ADSs | Purchase | 16,400 | 43.8700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 17,776 | 14.6522 GBP | ||||
| B ADSs | Purchase | 23,960 | 43.9641 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 27,065 | 14.7356 GBP | ||||
| A ADSs | Purchase | 31,641 | 43.7329 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 32,458 | 20.2682 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 33,420 | 14.7572 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 34,585 | 14.6655 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 37,920 | 14.7236 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 42,954 | 14.7181 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 44,176 | 14.7425 GBP | ||||
| A ADSs | Purchase | 44,195 | 43.8053 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 56,811 | 14.7513 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 59,038 | 20.2981 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 62,356 | 14.6984 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 63,583 | 14.7516 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 74,774 | 20.3101 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 75,771 | 20.3000 EUR | ||||
| A ADSs | Purchase | 80,769 | 43.8501 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 81,818 | 14.5749 GBP | ||||
| B ADSs | Purchase | 86,377 | 44.2448 USD | ||||
| B ADSs | Purchase | 92,926 | 44.2526 USD | ||||
| A ADSs | Purchase | 94,572 | 43.7880 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 100,428 | 14.6224 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 103,377 | 20.2960 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 109,703 | 14.6929 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 110,132 | 14.7123 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 112,512 | 20.3116 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 137,005 | 20.3158 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 147,163 | 20.3036 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 165,513 | 14.7254 GBP | ||||
| B ADSs | Purchase | 198,130 | 44.0755 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 233,620 | 14.6877 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 236,615 | 14.6980 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 272,678 | 20.3006 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 423,211 | 20.3048 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 445,165 | 20.3146 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 849,240 | 14.4000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8 | 14.6150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9 | 14.7400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9 | 14.8250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10 | 20.3600 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 52 | 14.4750 GBP | ||||
| A ADSs | Sale | 73 | 43.7000 USD | ||||
| A ADSs | Sale | 100 | 43.6250 USD | ||||
| A ADSs | Sale | 100 | 43.7650 USD | ||||
| A ADSs | Sale | 100 | 44.0200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 106 | 14.7300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 137 | 14.7925 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 205 | 14.6975 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 205 | 14.7075 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 205 | 14.7025 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 205 | 14.6475 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 205 | 14.7625 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 216 | 14.7525 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 217 | 14.6875 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 217 | 14.7700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 218 | 14.6625 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 224 | 14.6650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 226 | 14.6950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 229 | 14.6775 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 229 | 14.6700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 233 | 14.6925 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 239 | 14.7425 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 244 | 14.7375 GBP | ||||
| A ADSs | Sale | 245 | 43.6937 USD | ||||
| EUR 0.07 A Ordinary | Sale | 247 | 14.4500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 260 | 14.4900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 264 | 14.8425 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 273 | 14.8500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 274 | 14.6973 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 284 | 14.5950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 290 | 14.7000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 299 | 14.7125 GBP | ||||
| B ADSs | Sale | 300 | 44.0600 USD | ||||
| A ADSs | Sale | 300 | 43.8333 USD | ||||
| B ADSs | Sale | 300 | 44.1533 USD | ||||
| A ADSs | Sale | 300 | 43.6350 USD | ||||
| B ADSs | Sale | 300 | 44.2200 USD | ||||
| B ADSs | Sale | 300 | 44.1733 USD | ||||
| EUR 0.07 B Ordinary | Sale | 311 | 14.7050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 318 | 14.8350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 343 | 14.7850 GBP | ||||
| A ADSs | Sale | 460 | 44.0700 USD | ||||
| B ADSs | Sale | 500 | 43.9480 USD | ||||
| B ADSs | Sale | 500 | 44.1100 USD | ||||
| B ADSs | Sale | 500 | 44.0040 USD | ||||
| A ADSs | Sale | 505 | 43.7450 USD | ||||
| EUR 0.07 A Ordinary | Sale | 545 | 14.5749 GBP | ||||
| B ADSs | Sale | 600 | 44.1750 USD | ||||
| B ADSs | Sale | 600 | 44.1366 USD | ||||
| EUR 0.07 A Ordinary | Sale | 603 | 14.5625 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 711 | 14.7325 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 741 | 14.6125 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 754 | 14.7100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 771 | 14.7200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 780 | 14.7500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 834 | 14.6450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 834 | 14.6450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 839 | 14.6300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 992 | 14.7350 GBP | ||||
| A ADSs | Sale | 1,000 | 44.0390 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,000 | 14.8000 GBP | ||||
| B ADSs | Sale | 1,085 | 44.1705 USD | ||||
| B ADSs | Sale | 1,100 | 44.3200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,114 | 14.7450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,166 | 20.4200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,200 | 20.3200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,200 | 20.2100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,200 | 14.4550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,352 | 20.3100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,352 | 14.5902 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,378 | 14.7250 GBP | ||||
| A ADSs | Sale | 1,428 | 43.9331 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,465 | 14.6550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,695 | 14.7360 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,700 | 20.4300 EUR | ||||
| A ADSs | Sale | 1,813 | 43.8058 USD | ||||
| A ADSs | Sale | 1,813 | 43.8302 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,132 | 14.6748 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,228 | 20.2886 EUR | ||||
| A ADSs | Sale | 2,399 | 43.8500 USD | ||||
| B ADSs | Sale | 2,399 | 43.8500 USD | ||||
| A ADSs | Sale | 2,420 | 43.7100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,463 | 14.6500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,600 | 14.5850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,685 | 14.6800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,963 | 20.1650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,073 | 14.7002 GBP | ||||
| A ADSs | Sale | 3,100 | 43.7338 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,196 | 14.7106 GBP | ||||
| B ADSs | Sale | 3,220 | 44.1616 USD | ||||
| B ADSs | Sale | 3,224 | 44.1805 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,400 | 20.3610 EUR | ||||
| A ADSs | Sale | 3,583 | 43.9200 USD | ||||
| A ADSs | Sale | 3,800 | 43.8910 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,850 | 14.7567 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,016 | 14.7097 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,037 | 14.7124 GBP | ||||
| A ADSs | Sale | 4,400 | 43.7260 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,654 | 14.6534 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,707 | 14.6997 GBP | ||||
| B ADSs | Sale | 4,773 | 44.3723 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,844 | 14.7280 GBP | ||||
| A ADSs | Sale | 5,200 | 43.8785 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,266 | 20.3526 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,446 | 20.2500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,757 | 20.2626 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 5,773 | 14.7131 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,045 | 20.2636 EUR | ||||
| B ADSs | Sale | 6,576 | 44.3567 USD | ||||
| A ADSs | Sale | 7,779 | 43.9565 USD | ||||
| EUR 0.07 B Ordinary | Sale | 7,797 | 14.7290 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,332 | 20.3032 EUR | ||||
| A ADSs | Sale | 8,800 | 43.9974 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,093 | 14.7273 GBP | ||||
| A ADSs | Sale | 9,105 | 43.9300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,485 | 20.2259 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 9,651 | 14.6226 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,679 | 14.6325 GBP | ||||
| A ADSs | Sale | 10,300 | 43.8249 USD | ||||
| EUR 0.07 A Ordinary | Sale | 10,806 | 20.2609 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 11,748 | 20.2587 EUR | ||||
| A ADSs | Sale | 12,695 | 43.8498 USD | ||||
| EUR 0.07 A Ordinary | Sale | 12,844 | 14.5333 GBP | ||||
| B ADSs | Sale | 13,900 | 43.8600 USD | ||||
| B ADSs | Sale | 14,718 | 44.1644 USD | ||||
| EUR 0.07 A Ordinary | Sale | 15,001 | 14.6388 GBP | ||||
| A ADSs | Sale | 15,551 | 43.8081 USD | ||||
| EUR 0.07 A Ordinary | Sale | 15,555 | 20.2450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 18,233 | 20.2950 EUR | ||||
| A ADSs | Sale | 23,318 | 43.8336 USD | ||||
| EUR 0.07 A Ordinary | Sale | 24,663 | 14.6344 GBP | ||||
| A ADSs | Sale | 26,639 | 44.0100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 29,073 | 14.6186 GBP | ||||
| A ADSs | Sale | 31,600 | 43.8901 USD | ||||
| EUR 0.07 A Ordinary | Sale | 31,605 | 14.6048 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 33,361 | 14.7057 GBP | ||||
| B ADSs | Sale | 42,500 | 43.9815 USD | ||||
| EUR 0.07 A Ordinary | Sale | 45,800 | 20.3030 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 46,945 | 14.7104 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 63,257 | TRANSFER | ||||
| EUR 0.07 B Ordinary | Sale | 64,711 | 14.7130 GBP | ||||
| B ADSs | Sale | 76,518 | 44.0487 USD | ||||
| EUR 0.07 A Ordinary | Sale | 79,549 | 20.3115 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 85,390 | 14.7497 GBP | ||||
| A ADSs | Sale | 88,390 | 43.8053 USD | ||||
| A ADSs | Sale | 94,572 | 43.7880 USD | ||||
| B ADSs | Sale | 99,065 | 44.0755 USD | ||||
| EUR 0.07 A Ordinary | Sale | 114,123 | 14.6350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 114,123 | 14.6350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 118,429 | 14.7407 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 120,981 | 14.7285 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 141,304 | 14.6869 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 151,486 | 14.6900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 164,063 | 14.6159 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 181,637 | 20.3110 EUR | ||||
| B ADSs | Sale | 185,852 | 44.2526 USD | ||||
| EUR 0.07 A Ordinary | Sale | 269,603 | 20.3000 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 367,111 | 14.7138 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 800,099 | 14.6320 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 810,181 | 20.3023 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 195 | 14.5298 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 900 | 14.6085 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 900 | 14.7012 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 987 | 20.2127 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,648 | 20.2471 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,963 | 20.1625 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,854 | 14.7011 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 15,000 | 14.5181 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 18,765 | 14.6898 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 21,431 | 14.7184 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 29,073 | 14.6186 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 34,982 | 14.6503 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 35,022 | 20.3255 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 35,774 | 20.2991 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 19,199 | 14.7228 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 45,451 | 14.7168 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 45,800 | 20.3030 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 48,043 | 14.7137 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 59,409 | 20.2181 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 70,454 | TRANSFER | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 70,454 | TRANSFER | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 70,454 | TRANSFER | |||||
| EUR 0.07 A Ordinary | CFD | Long | 38,189 | 14.5500 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 76,087 | 14.6155 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 199,582 | 14.7158 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 800,099 | 14.6320 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 275 | 14.5263 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 606 | 14.6346 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,911 | TRANSFER | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,343 | 20.3000 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,839 | 14.6971 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,606 | 14.6158 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 10,000 | 14.3932 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 15,274 | 20.1690 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 10,070 | 14.7036 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 12,869 | 14.6379 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 29,612 | 20.3116 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 35,001 | 20.3024 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 35,200 | 14.7475 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 20,165 | 14.7272 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 47,981 | 14.7234 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 63,082 | 14.5881 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 102,764 | 14.6966 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 109,703 | 14.6929 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 111,276 | 14.6936 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 166,226 | 20.3207 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 423,211 | 20.3048 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 21 Dec 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -42,000 | 42.5000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 68,000 | 45.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -310,000 | 1.4740 | 16 Dec 16 | ||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151221005733/en/
Copyright Business Wire 2015
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