11th Dec 2015 15:00
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 10 Dec 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 24,589,695 | 0.62% | 19,880,574 | 0.50% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,742,908 | 0.20% | 10,588,208 | 0.27% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,065,200 | 0.05% | 2,115,200 | 0.05% | |||||||
| TOTAL: | 34,397,803 | 0.87% | 32,583,982 | 0.83% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,277,593 | 0.95% | 14,864,870 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,350,899 | 0.47% | 5,649,291 | 0.23% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 97,000 | 0.00% | 299,636 | 0.01% | |||||||
| TOTAL: | 34,725,492 | 1.42% | 20,813,797 | 0.85% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| B ADSs | Purchase | 45 | 46.5700 USD | ||||
| B ADSs | Purchase | 55 | 46.5800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 63 | 15.3400 GBP | ||||
| A ADSs | Purchase | 70 | 47.0600 USD | ||||
| A ADSs | Purchase | 100 | 46.7500 USD | ||||
| B ADSs | Purchase | 100 | 46.6100 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 106 | 15.3036 GBP | ||||
| A ADSs | Purchase | 117 | 46.4200 USD | ||||
| A ADSs | Purchase | 200 | 46.7650 USD | ||||
| A ADSs | Purchase | 200 | 46.2300 USD | ||||
| B ADSs | Purchase | 200 | 46.6275 USD | ||||
| A ADSs | Purchase | 200 | 46.8400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 213 | 15.2550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 291 | 15.4325 GBP | ||||
| A ADSs | Purchase | 300 | 46.3466 USD | ||||
| A ADSs | Purchase | 300 | 46.3966 USD | ||||
| B ADSs | Purchase | 300 | 46.5866 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 308 | 21.3750 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 388 | 15.3382 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 400 | 15.3300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 450 | 15.5200 GBP | ||||
| A ADSs | Purchase | 453 | 46.6300 USD | ||||
| A ADSs | Purchase | 480 | 46.7354 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 500 | 15.3750 GBP | ||||
| B ADSs | Purchase | 500 | 46.6520 USD | ||||
| A ADSs | Purchase | 521 | 46.2292 USD | ||||
| B ADSs | Purchase | 524 | 46.5200 USD | ||||
| B ADSs | Purchase | 524 | 46.6000 USD | ||||
| A ADSs | Purchase | 600 | 46.3433 USD | ||||
| A ADSs | Purchase | 600 | 46.2516 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 620 | 15.3900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 620 | 15.1651 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 622 | 21.3150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 637 | 21.3700 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 655 | 15.4200 GBP | ||||
| A ADSs | Purchase | 675 | 46.3900 USD | ||||
| A ADSs | Purchase | 680 | 46.4402 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 686 | 15.4339 GBP | ||||
| A ADSs | Purchase | 700 | 46.5714 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 709 | 15.2575 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 709 | 21.1700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 754 | 15.2750 GBP | ||||
| A ADSs | Purchase | 800 | 46.6250 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 864 | 21.3400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 878 | 15.3325 GBP | ||||
| A ADSs | Purchase | 900 | 46.2133 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 900 | 15.2600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 961 | 15.4287 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,089 | 15.2374 GBP | ||||
| B ADSs | Purchase | 1,100 | 46.8200 USD | ||||
| A ADSs | Purchase | 1,159 | 46.2293 USD | ||||
| A ADSs | Purchase | 1,300 | 46.4530 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,300 | 15.2400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,329 | 15.3193 GBP | ||||
| B ADSs | Purchase | 1,400 | 46.7875 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,413 | 21.3622 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,500 | 15.2350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,717 | 21.3539 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,900 | 15.4500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,009 | 21.2961 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,039 | 21.4305 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,050 | 15.2443 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,129 | 15.3200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,200 | 15.2686 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,212 | 15.3100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,234 | 15.2129 GBP | ||||
| A ADSs | Purchase | 2,241 | 46.4766 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,262 | 15.2936 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,375 | 21.3850 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,411 | 15.3599 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,555 | 15.4423 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,629 | 15.2867 GBP | ||||
| A ADSs | Purchase | 2,838 | 46.4813 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,251 | 21.3643 EUR | ||||
| A ADSs | Purchase | 3,301 | 46.5203 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,309 | 15.4350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,362 | 15.3324 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,429 | 21.3250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,960 | 21.3650 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,988 | 15.3010 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,212 | 21.3482 EUR | ||||
| A ADSs | Purchase | 4,379 | 46.3869 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,523 | 21.3549 EUR | ||||
| A ADSs | Purchase | 4,695 | 46.4553 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,051 | 21.4628 EUR | ||||
| A ADSs | Purchase | 5,229 | 46.4546 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,557 | 15.2774 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,587 | 15.2644 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,676 | 15.3672 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,806 | 21.3300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,809 | 21.3428 EUR | ||||
| A ADSs | Purchase | 5,899 | 46.6188 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,070 | 21.3216 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 6,070 | 15.3649 GBP | ||||
| A ADSs | Purchase | 7,300 | 46.5094 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,741 | 15.2940 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,069 | 21.3632 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 9,200 | 15.2706 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 10,229 | 21.3448 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 10,732 | 21.2900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 11,074 | 15.2567 GBP | ||||
| A ADSs | Purchase | 11,400 | 46.4163 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 11,851 | 21.2070 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 11,942 | 15.2200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 12,158 | 15.2668 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 13,112 | 15.3350 GBP | ||||
| A ADSs | Purchase | 13,685 | 46.2790 USD | ||||
| A ADSs | Purchase | 15,592 | 46.5926 USD | ||||
| A ADSs | Purchase | 16,300 | 46.4691 USD | ||||
| A ADSs | Purchase | 16,364 | 46.4387 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 17,738 | 21.3717 EUR | ||||
| A ADSs | Purchase | 20,000 | 46.5268 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 23,413 | 15.2526 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 23,949 | 21.2955 EUR | ||||
| A ADSs | Purchase | 24,421 | 46.5923 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 25,985 | 15.2756 GBP | ||||
| A ADSs | Purchase | 38,667 | 46.4741 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 57,526 | 15.2883 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 58,069 | 21.2856 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 63,284 | 15.2680 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 65,928 | 21.3136 EUR | ||||
| A ADSs | Purchase | 66,385 | 46.5020 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 69,357 | 21.3036 EUR | ||||
| B ADSs | Purchase | 77,578 | 46.6431 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 89,137 | 15.3494 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 92,453 | 21.3006 EUR | ||||
| A ADSs | Purchase | 101,990 | 46.6664 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 117,120 | 15.3960 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 117,310 | 15.3997 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 117,910 | 15.2745 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 121,250 | 21.3653 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 186,530 | 15.2394 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 204,022 | 15.3656 GBP | ||||
| B ADSs | Purchase | 229,064 | 47.0598 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 231,741 | 15.3568 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 299,405 | 21.3529 EUR | ||||
| A ADSs | Purchase | 300,896 | 46.2970 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 344,967 | 15.3517 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 354,621 | 15.2650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 376,124 | 21.3337 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 502,469 | 15.2657 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 511,630 | 15.3725 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 600,000 | 21.4350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 11 | 15.1700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 63 | 15.3400 GBP | ||||
| A ADSs | Sale | 70 | 47.0600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 87 | 15.2850 GBP | ||||
| A ADSs | Sale | 100 | 46.3200 USD | ||||
| B ADSs | Sale | 100 | 47.1700 USD | ||||
| EUR 0.07 B Ordinary | Sale | 159 | 15.2804 GBP | ||||
| A ADSs | Sale | 200 | 46.8300 USD | ||||
| B ADSs | Sale | 200 | 46.9450 USD | ||||
| EUR 0.07 A Ordinary | Sale | 213 | 15.2550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 226 | 15.2486 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 291 | 15.4325 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 291 | 15.3705 GBP | ||||
| B ADSs | Sale | 300 | 46.9466 USD | ||||
| EUR 0.07 A Ordinary | Sale | 308 | 21.3750 EUR | ||||
| A ADSs | Sale | 382 | 46.8400 USD | ||||
| A ADSs | Sale | 400 | 46.3850 USD | ||||
| A ADSs | Sale | 400 | 46.1300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 472 | 15.3519 GBP | ||||
| B ADSs | Sale | 524 | 46.5200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 580 | 15.4300 GBP | ||||
| B ADSs | Sale | 600 | 46.9316 USD | ||||
| EUR 0.07 A Ordinary | Sale | 620 | 15.3900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 622 | 21.3150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 633 | 15.2821 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 637 | 21.3700 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 646 | 15.3404 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 673 | 21.3222 EUR | ||||
| A ADSs | Sale | 675 | 46.3900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 709 | 15.2575 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 720 | 21.2800 EUR | ||||
| A ADSs | Sale | 800 | 46.3525 USD | ||||
| A ADSs | Sale | 803 | 46.3760 USD | ||||
| EUR 0.07 A Ordinary | Sale | 864 | 21.3400 EUR | ||||
| B ADSs | Sale | 900 | 46.9475 USD | ||||
| A ADSs | Sale | 900 | 46.3472 USD | ||||
| EUR 0.07 B Ordinary | Sale | 920 | 15.3936 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 925 | 15.3963 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,006 | 21.3204 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,055 | 15.4313 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,098 | 21.3227 EUR | ||||
| A ADSs | Sale | 1,100 | 46.3513 USD | ||||
| B ADSs | Sale | 1,200 | 46.8187 USD | ||||
| A ADSs | Sale | 1,400 | 46.3528 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,413 | 21.3622 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,418 | 21.1700 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,497 | 15.3254 GBP | ||||
| B ADSs | Sale | 1,500 | 46.7406 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,500 | 15.2350 GBP | ||||
| A ADSs | Sale | 1,533 | 46.6747 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,599 | 15.2707 GBP | ||||
| A ADSs | Sale | 1,600 | 46.1737 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,717 | 21.3540 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,771 | 21.2912 EUR | ||||
| A ADSs | Sale | 1,775 | 46.3470 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,800 | 15.2810 GBP | ||||
| A ADSs | Sale | 1,825 | 46.3478 USD | ||||
| A ADSs | Sale | 1,880 | 46.2294 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,904 | 15.3366 GBP | ||||
| A ADSs | Sale | 1,915 | 46.2981 USD | ||||
| B ADSs | Sale | 1,948 | 46.6000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,991 | 15.3195 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,113 | 15.2750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,129 | 15.3200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,212 | 15.3100 GBP | ||||
| A ADSs | Sale | 2,285 | 46.2831 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,301 | 15.4350 GBP | ||||
| A ADSs | Sale | 2,358 | 46.4766 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,375 | 21.3850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,427 | 15.2674 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,600 | 15.2400 GBP | ||||
| A ADSs | Sale | 2,618 | 46.8302 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,648 | 15.2600 GBP | ||||
| A ADSs | Sale | 2,807 | 46.5912 USD | ||||
| A ADSs | Sale | 3,300 | 46.3308 USD | ||||
| A ADSs | Sale | 3,377 | 46.5358 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,400 | 15.4500 GBP | ||||
| B ADSs | Sale | 3,400 | 46.9416 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,429 | 21.3250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,875 | 15.4200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,875 | 15.4200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,960 | 21.3650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,000 | 21.2450 EUR | ||||
| A ADSs | Sale | 4,300 | 46.4686 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,711 | 21.4715 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,729 | 21.3360 EUR | ||||
| A ADSs | Sale | 5,500 | 46.4460 USD | ||||
| A ADSs | Sale | 5,564 | 46.3526 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,806 | 21.3300 EUR | ||||
| A ADSs | Sale | 6,036 | 46.5241 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,228 | 15.2190 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,932 | 21.4211 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,881 | 15.2684 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,363 | 15.2544 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,477 | 15.3459 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,756 | 15.3529 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,020 | 15.3234 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9,600 | 15.4343 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,798 | 15.2462 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,522 | 15.3862 GBP | ||||
| A ADSs | Sale | 11,582 | 46.3504 USD | ||||
| EUR 0.07 A Ordinary | Sale | 11,728 | 15.3232 GBP | ||||
| A ADSs | Sale | 14,300 | 46.4894 USD | ||||
| EUR 0.07 A Ordinary | Sale | 14,304 | 15.2617 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 15,429 | 15.2885 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 17,327 | 15.3060 GBP | ||||
| A ADSs | Sale | 20,000 | 46.5268 USD | ||||
| EUR 0.07 A Ordinary | Sale | 21,903 | 21.3495 EUR | ||||
| A ADSs | Sale | 22,647 | 46.4282 USD | ||||
| EUR 0.07 A Ordinary | Sale | 23,285 | 15.2693 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 24,480 | 15.2974 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 25,969 | 15.3145 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 26,163 | 15.2769 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 29,423 | 15.3137 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 33,000 | 21.3589 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 33,172 | 21.3093 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 34,024 | 15.3632 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 34,959 | 15.2344 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 35,994 | 21.4364 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 40,945 | 21.4316 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 46,392 | 15.2763 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 48,589 | 15.3242 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 54,347 | 15.2751 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 59,450 | 15.3557 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 63,300 | 15.3946 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 63,757 | 15.3959 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 67,030 | 15.3962 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 76,909 | 15.3435 GBP | ||||
| B ADSs | Sale | 77,578 | 46.6431 USD | ||||
| EUR 0.07 A Ordinary | Sale | 82,312 | 21.3047 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 87,168 | 15.3271 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 92,409 | 15.3350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 92,409 | 15.3350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 95,046 | 21.2762 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 100,405 | 21.4373 EUR | ||||
| A ADSs | Sale | 101,990 | 46.6664 USD | ||||
| B ADSs | Sale | 109,132 | 47.0656 USD | ||||
| EUR 0.07 A Ordinary | Sale | 109,847 | 21.4273 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 111,033 | 15.2200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 113,039 | 15.3478 GBP | ||||
| B ADSs | Sale | 114,532 | 47.0598 USD | ||||
| A ADSs | Sale | 124,419 | 46.5229 USD | ||||
| EUR 0.07 B Ordinary | Sale | 131,926 | 15.3979 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 154,815 | 21.2914 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 164,611 | 15.2679 GBP | ||||
| A ADSs | Sale | 300,896 | 46.2970 USD | ||||
| EUR 0.07 B Ordinary | Sale | 315,171 | 15.3591 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 376,726 | 21.2859 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 418,434 | 15.2636 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 542 | 15.3942 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,130 | 15.2938 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,907 | 21.2971 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,039 | 15.4524 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,569 | 15.3240 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,426 | 15.2628 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 10,522 | 15.3862 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 11,951 | 21.2711 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 18,400 | 15.3350 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 27,768 | 21.2739 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 37,166 | 15.2700 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 47,236 | 15.2376 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 54,656 | 15.3377 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 60,566 | 21.2871 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 69,207 | 15.3265 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 106 | 15.3036 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 878 | 15.3325 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 996 | 15.3471 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,039 | 15.3963 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,722 | 21.2500 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 6,214 | 15.3935 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 7,554 | 15.2550 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 12,171 | 15.2571 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 12,431 | 21.3498 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 14,867 | 15.2936 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 15,924 | 15.4146 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 16,177 | 15.2830 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 23,413 | 15.2526 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 23,949 | 21.2955 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 41,422 | 15.4157 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 50,544 | 15.2863 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 54,645 | 15.3608 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 60,565 | 21.3032 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 72,893 | 21.3458 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 44,679 | 15.3267 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 76,061 | 15.2777 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 223,164 | 15.4108 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 211,858 | 15.3329 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 270,430 | 15.2477 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 11 Dec 15 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -150,000 | 1.5250 | 16 Dec 16 | ||||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -160,000 | 1.5600 | 16 Dec 16 | ||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 97,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -200,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 200,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | American | 18 Mar 16 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151211005451/en/
Copyright Business Wire 2015
Related Shares:
BarclaysRDSA.L