18th Aug 2015 14:12
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 17 August 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 25,997,615 | 0.66% | 12,027,197 | 0.31% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,247,626 | 0.13% | 10,698,906 | 0.27% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,930,316 | 0.07% | 3,055,316 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,175,557 | 0.87% | 25,781,419 | 0.66% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,025,909 | 0.86% | 11,009,227 | 0.45% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,923,506 | 0.28% | 5,774,005 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 28,124,415 | 1.15% | 17,082,868 | 0.70% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| A ADSs | Purchase | 20 | 56.3600 USD | ||||
| A ADSs | Purchase | 31 | 56.1200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 39 | 25.4150 EUR | ||||
| A ADSs | Purchase | 39 | 56.1800 USD | ||||
| B ADSs | Purchase | 100 | 56.3300 USD | ||||
| B ADSs | Purchase | 100 | 56.4800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 101 | 18.1225 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 101 | 18.1275 GBP | ||||
| A ADSs | Purchase | 105 | 56.1181 USD | ||||
| A ADSs | Purchase | 108 | 56.1186 USD | ||||
| A ADSs | Purchase | 116 | 56.1199 USD | ||||
| B ADSs | Purchase | 170 | 56.3464 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 174 | 18.1266 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 184 | 18.1700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 190 | 25.5650 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 191 | 18.1750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 203 | 18.1150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 205 | 17.9500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 205 | 17.9575 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 206 | 18.0600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 229 | 25.5394 EUR | ||||
| A ADSs | Purchase | 240 | 56.0345 USD | ||||
| B ADSs | Purchase | 240 | 56.7700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 272 | 25.4300 EUR | ||||
| A ADSs | Purchase | 300 | 56.0400 USD | ||||
| A ADSs | Purchase | 300 | 56.0566 USD | ||||
| A ADSs | Purchase | 300 | 56.3633 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 312 | 25.2944 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 354 | 18.1300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 369 | 18.0750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 370 | 18.1097 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 378 | 25.4050 EUR | ||||
| B ADSs | Purchase | 380 | 56.3431 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 400 | 18.0450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 403 | 17.9750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 406 | 18.0150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 435 | 18.0700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 442 | 18.0850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 445 | 18.1571 GBP | ||||
| B ADSs | Purchase | 451 | 56.5266 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 455 | 17.9550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 469 | 25.4800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 477 | 25.4700 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 511 | 18.1050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 538 | 17.9600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 555 | 25.3400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 555 | 25.5150 EUR | ||||
| B ADSs | Purchase | 628 | 56.4390 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 660 | 17.9557 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 683 | 25.2755 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 687 | 25.4600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 714 | 25.5352 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 769 | 25.4750 EUR | ||||
| A ADSs | Purchase | 788 | 56.0660 USD | ||||
| B ADSs | Purchase | 800 | 56.5940 USD | ||||
| B ADSs | Purchase | 800 | 56.6090 USD | ||||
| B ADSs | Purchase | 900 | 56.5150 USD | ||||
| B ADSs | Purchase | 900 | 56.5283 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 938 | 17.9300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 998 | 18.1200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,023 | 25.5372 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,090 | 25.4250 EUR | ||||
| B ADSs | Purchase | 1,100 | 56.4772 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,123 | 18.0100 GBP | ||||
| A ADSs | Purchase | 1,200 | 56.0825 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,239 | 17.8721 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,560 | 25.4412 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,577 | 17.9700 GBP | ||||
| B ADSs | Purchase | 1,630 | 56.3298 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,666 | 18.0019 GBP | ||||
| A ADSs | Purchase | 1,700 | 56.0680 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,915 | 17.9697 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,918 | 18.1125 GBP | ||||
| A ADSs | Purchase | 2,085 | 56.1163 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,157 | 25.3676 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,221 | 17.9650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,379 | 25.5493 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,550 | 25.3626 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,760 | 17.8648 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,900 | 17.9364 GBP | ||||
| A ADSs | Purchase | 2,900 | 56.0924 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,914 | 25.5548 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,917 | 18.0050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,917 | 18.0050 GBP | ||||
| A ADSs | Purchase | 3,000 | 56.0801 USD | ||||
| A ADSs | Purchase | 3,600 | 56.1225 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,643 | 25.4797 EUR | ||||
| A ADSs | Purchase | 3,790 | 56.1996 USD | ||||
| A ADSs | Purchase | 3,862 | 56.0642 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,939 | 18.0379 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,108 | 18.1008 GBP | ||||
| B ADSs | Purchase | 4,400 | 56.4490 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,534 | 17.9672 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,615 | 17.8872 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,076 | 17.9586 GBP | ||||
| B ADSs | Purchase | 5,120 | 56.4963 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,148 | 17.9796 GBP | ||||
| A ADSs | Purchase | 5,200 | 56.1093 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,916 | 25.3700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 6,143 | 25.3584 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 6,244 | 18.1037 GBP | ||||
| A ADSs | Purchase | 6,444 | 56.1273 USD | ||||
| A ADSs | Purchase | 6,444 | 56.1526 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,816 | 18.0734 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 7,430 | 18.0752 GBP | ||||
| A ADSs | Purchase | 7,659 | 56.0974 USD | ||||
| B ADSs | Purchase | 8,659 | 56.4287 USD | ||||
| A ADSs | Purchase | 8,850 | 56.1697 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 11,922 | 17.9425 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 12,399 | 18.1403 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 12,604 | 17.8679 GBP | ||||
| A ADSs | Purchase | 13,269 | 56.1327 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 14,297 | 17.9474 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,841 | 18.0456 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 16,331 | 18.0377 GBP | ||||
| A ADSs | Purchase | 17,255 | 56.0927 USD | ||||
| A ADSs | Purchase | 20,603 | 56.1182 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 26,694 | 18.1411 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 30,209 | 25.4143 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 31,768 | 18.1088 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 32,880 | 18.1089 GBP | ||||
| A ADSs | Purchase | 36,549 | 56.0898 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 42,619 | 25.3797 EUR | ||||
| A ADSs | Purchase | 47,804 | 56.1838 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 48,252 | 18.1183 GBP | ||||
| A ADSs | Purchase | 67,420 | 56.0576 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 69,096 | 25.3715 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 82,250 | 18.1219 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 97,074 | 17.9389 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 110,234 | 25.3976 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 245,965 | 18.0964 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 39 | 25.4150 EUR | ||||
| A ADSs | Sale | 39 | 56.1800 USD | ||||
| B ADSs | Sale | 49 | 56.4600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 51 | 17.8750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 58 | 25.4900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 93 | 18.0929 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 101 | 18.1225 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 101 | 18.1275 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 142 | 25.4000 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 184 | 18.1700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 190 | 25.5650 EUR | ||||
| B ADSs | Sale | 200 | 56.4850 USD | ||||
| EUR 0.07 B Ordinary | Sale | 203 | 18.1150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 205 | 17.9500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 205 | 17.9575 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 206 | 18.0600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 213 | 17.8500 GBP | ||||
| A ADSs | Sale | 220 | 56.0068 USD | ||||
| B ADSs | Sale | 240 | 56.7700 USD | ||||
| A ADSs | Sale | 247 | 56.1261 USD | ||||
| A ADSs | Sale | 258 | 56.0191 USD | ||||
| EUR 0.07 A Ordinary | Sale | 272 | 25.4300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 282 | 25.2500 EUR | ||||
| B ADSs | Sale | 283 | 56.6694 USD | ||||
| A ADSs | Sale | 300 | 56.0100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 306 | 18.0086 GBP | ||||
| A ADSs | Sale | 320 | 56.3631 USD | ||||
| EUR 0.07 B Ordinary | Sale | 354 | 18.1300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 369 | 18.0750 GBP | ||||
| A ADSs | Sale | 400 | 56.1175 USD | ||||
| B ADSs | Sale | 400 | 56.5325 USD | ||||
| EUR 0.07 A Ordinary | Sale | 403 | 17.9750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 442 | 18.0850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 445 | 18.1536 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 495 | 17.9457 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 537 | 18.0784 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 538 | 17.9600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 545 | 25.4250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 550 | 18.1050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 555 | 25.3400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 600 | 17.9541 GBP | ||||
| A ADSs | Sale | 600 | 56.1633 USD | ||||
| B ADSs | Sale | 600 | 56.4750 USD | ||||
| B ADSs | Sale | 617 | 56.6129 USD | ||||
| EUR 0.07 B Ordinary | Sale | 630 | 18.0700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 650 | 25.4050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 655 | 25.5150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 687 | 25.4600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 794 | 25.4700 EUR | ||||
| A ADSs | Sale | 800 | 56.1425 USD | ||||
| B ADSs | Sale | 800 | 56.6090 USD | ||||
| EUR 0.07 A Ordinary | Sale | 807 | 25.4650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 849 | 25.3084 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 865 | 17.9550 GBP | ||||
| A ADSs | Sale | 900 | 56.0877 USD | ||||
| A ADSs | Sale | 900 | 56.1700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 946 | 25.2493 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 991 | 18.0150 GBP | ||||
| A ADSs | Sale | 1,000 | 55.9939 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,023 | 25.5372 EUR | ||||
| B ADSs | Sale | 1,200 | 56.4775 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,297 | 18.0200 GBP | ||||
| B ADSs | Sale | 1,300 | 56.5674 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,307 | 18.0586 GBP | ||||
| B ADSs | Sale | 1,400 | 56.4685 USD | ||||
| A ADSs | Sale | 1,427 | 56.1928 USD | ||||
| A ADSs | Sale | 1,500 | 56.1600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,565 | 17.9384 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,577 | 17.9700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,727 | 25.4750 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,793 | 18.0414 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,957 | 25.4357 EUR | ||||
| B ADSs | Sale | 1,971 | 56.4632 USD | ||||
| A ADSs | Sale | 1,990 | 56.0493 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,221 | 17.9650 GBP | ||||
| A ADSs | Sale | 2,240 | 56.0907 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,296 | 18.0980 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,375 | 18.0100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,395 | 25.4717 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,539 | 18.0967 GBP | ||||
| A ADSs | Sale | 2,600 | 56.1033 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,739 | 18.1200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,813 | 18.0084 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,822 | 18.0676 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,949 | 18.0823 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,392 | 18.0373 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,420 | 17.9386 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,970 | 18.0050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,970 | 18.0050 GBP | ||||
| A ADSs | Sale | 4,000 | 56.1032 USD | ||||
| A ADSs | Sale | 4,200 | 56.1368 USD | ||||
| A ADSs | Sale | 4,862 | 56.1889 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,560 | 18.1273 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,571 | 17.9654 GBP | ||||
| A ADSs | Sale | 6,200 | 56.1177 USD | ||||
| A ADSs | Sale | 6,320 | 56.1527 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,400 | 18.0950 GBP | ||||
| A ADSs | Sale | 6,568 | 56.1526 USD | ||||
| A ADSs | Sale | 6,822 | 56.1365 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,850 | 18.0981 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,725 | 17.9385 GBP | ||||
| A ADSs | Sale | 8,800 | 56.1877 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,034 | 25.4162 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 11,108 | 25.4800 EUR | ||||
| A ADSs | Sale | 11,300 | 56.1130 USD | ||||
| EUR 0.07 A Ordinary | Sale | 11,479 | 25.4203 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 12,460 | 18.1312 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,953 | 17.9395 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 14,313 | 18.1338 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 16,479 | 17.8502 GBP | ||||
| B ADSs | Sale | 17,318 | 56.4287 USD | ||||
| EUR 0.07 B Ordinary | Sale | 20,479 | 18.0941 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 21,144 | 18.1061 GBP | ||||
| A ADSs | Sale | 22,093 | 56.1994 USD | ||||
| EUR 0.07 B Ordinary | Sale | 22,430 | 18.1070 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 22,813 | 18.1234 GBP | ||||
| A ADSs | Sale | 23,595 | 56.0422 USD | ||||
| EUR 0.07 A Ordinary | Sale | 23,780 | 17.9218 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 28,487 | 18.1054 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 28,559 | 18.1042 GBP | ||||
| A ADSs | Sale | 33,710 | 56.0576 USD | ||||
| EUR 0.07 B Ordinary | Sale | 33,795 | 18.0828 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 37,327 | 18.0790 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 39,585 | 25.3700 EUR | ||||
| A ADSs | Sale | 45,612 | 56.1388 USD | ||||
| EUR 0.07 B Ordinary | Sale | 51,004 | 18.1130 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 54,585 | 17.9321 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 58,512 | 25.3780 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 71,317 | 17.9498 GBP | ||||
| A ADSs | Sale | 73,098 | 56.0898 USD | ||||
| EUR 0.07 A Ordinary | Sale | 73,325 | 25.3726 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 77,688 | 18.0691 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 128,978 | 25.3954 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 135,574 | 17.9300 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 100 | 25.5119 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 495 | 17.9457 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 567 | 25.4010 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 578 | 25.2347 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 813 | 17.9496 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 849 | 25.3084 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,712 | 25.3327 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,074 | 17.9534 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,283 | 18.0766 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 6,016 | 18.0100 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,536 | 17.9926 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 8,097 | 18.1427 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 8,270 | 18.1428 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 16,253 | 25.3366 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 23,565 | 18.0967 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 25,724 | 17.9701 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 35,064 | 25.5169 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 54,585 | 17.9322 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 58,512 | 25.3780 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 79,441 | 17.9265 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 86,234 | 25.3482 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 87,665 | 18.0699 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 100 | 18.1002 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 350 | 18.1471 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 837 | 25.2680 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,646 | 17.9892 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,149 | 17.9293 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,852 | 17.9836 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,074 | 25.3955 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 3,130 | 18.1326 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 6,102 | 17.9734 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,143 | 25.3584 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 8,598 | 25.3829 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 9,436 | 17.9687 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 11,922 | 17.9425 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 12,399 | 18.1403 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 13,385 | 18.1021 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 14,297 | 17.9474 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 16,215 | 25.3601 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 25,374 | 18.1148 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 27,707 | 25.4573 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 22,692 | 17.9864 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 66,485 | 17.9199 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 40,856 | 18.1576 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 120,623 | 25.3820 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, |
| formal or informal, relating to relevant securities which may be an inducement to deal |
| or refrain from dealing entered into by the person making the disclosure and any party |
| to the offer or any person acting in concert with a party to the offer: |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between |
| the person making the disclosure and any other person relating to: |
| (i) the voting rights of any relevant securities under any option; or |
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
| any derivative is referenced: |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 18 Aug 2015 |
| Contact name: | Jay Supaya |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150818005848/en/
Copyright Business Wire 2015
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