22nd Sep 2015 14:42
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 21 September 2015 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 26,067,196 | 0.66% | 23,365,329 | 0.59% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,751,652 | 0.17% | 12,075,340 | 0.31% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,369,048 | 0.87% | 37,040,869 | 0.94% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 20,570,243 | 0.84% | 13,843,654 | 0.57% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,446,233 | 0.22% | 6,004,103 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 26,191,476 | 1.07% | 20,147,393 | 0.83% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| A ADSs | Purchase | 12 | 49.4800 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 12 | 21.9950 EUR | ||||||
| A ADSs | Purchase | 12 | 49.3914 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 18 | 15.7700 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 46 | 16.0650 GBP | ||||||
| A ADSs | Purchase | 50 | 49.3400 USD | ||||||
| A ADSs | Purchase | 70 | 49.4200 USD | ||||||
| B ADSs | Purchase | 100 | 49.7300 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 100 | 21.9400 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 178 | 15.8350 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 300 | 16.0587 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 300 | 21.9500 EUR | ||||||
| A ADSs | Purchase | 300 | 49.3500 USD | ||||||
| B ADSs | Purchase | 300 | 49.7533 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 300 | 21.9350 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 359 | 15.7625 GBP | ||||||
| B ADSs | Purchase | 395 | 49.7900 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 400 | 15.9350 GBP | ||||||
| A ADSs | Purchase | 400 | 49.4185 USD | ||||||
| B ADSs | Purchase | 475 | 49.7200 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 477 | 21.8700 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 478 | 16.0075 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 486 | 22.1150 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 500 | 21.8250 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 508 | 15.8400 GBP | ||||||
| B ADSs | Purchase | 514 | 49.7407 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 525 | 22.0300 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 546 | 16.0400 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 588 | 21.8500 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 597 | 15.8225 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 687 | 16.0350 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 689 | 15.8950 GBP | ||||||
| B ADSs | Purchase | 700 | 49.7528 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 722 | 22.1000 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 754 | 16.0500 GBP | ||||||
| B ADSs | Purchase | 787 | 49.7746 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 819 | 16.0100 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 832 | 15.8887 GBP | ||||||
| A ADSs | Purchase | 931 | 49.4178 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,022 | 16.0373 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,049 | 21.9300 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,051 | 16.0673 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,088 | 21.8385 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,167 | 15.9950 GBP | ||||||
| B ADSs | Purchase | 1,170 | 49.7141 USD | ||||||
| B ADSs | Purchase | 1,326 | 49.7201 USD | ||||||
| A ADSs | Purchase | 1,400 | 49.4657 USD | ||||||
| A ADSs | Purchase | 1,423 | 49.3244 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,521 | 15.7750 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,523 | 22.0400 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,700 | 15.8850 GBP | ||||||
| B ADSs | Purchase | 1,700 | 49.7423 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,700 | 15.9600 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,722 | 15.8370 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,725 | 21.9438 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,819 | 15.8482 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,828 | 15.9000 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,016 | 22.0209 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,046 | 15.8967 GBP | ||||||
| A ADSs | Purchase | 2,078 | 49.3548 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 2,297 | 16.0016 GBP | ||||||
| B ADSs | Purchase | 2,500 | 49.7472 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,592 | 22.0022 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 2,638 | 15.9550 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 2,700 | 15.9377 GBP | ||||||
| A ADSs | Purchase | 2,700 | 49.3635 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 2,718 | 15.9959 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 3,145 | 15.8456 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 3,240 | 15.9023 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 3,300 | 15.9840 GBP | ||||||
| A ADSs | Purchase | 3,370 | 49.4131 USD | ||||||
| B ADSs | Purchase | 3,600 | 49.7565 USD | ||||||
| B ADSs | Purchase | 3,607 | 49.7452 USD | ||||||
| A ADSs | Purchase | 3,670 | 49.4004 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 3,701 | 21.9404 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 3,757 | 22.0389 EUR | ||||||
| B ADSs | Purchase | 3,936 | 49.7579 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 4,107 | 16.0000 GBP | ||||||
| B ADSs | Purchase | 4,400 | 49.6563 USD | ||||||
| A ADSs | Purchase | 4,500 | 49.3944 USD | ||||||
| B ADSs | Purchase | 4,870 | 49.7651 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 6,007 | 16.0050 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 6,077 | 22.0655 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 6,080 | 15.9700 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 7,139 | 15.8408 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 7,453 | 15.9962 GBP | ||||||
| A ADSs | Purchase | 8,000 | 49.3688 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 8,537 | 15.9990 GBP | ||||||
| B ADSs | Purchase | 8,900 | 49.7377 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 8,944 | 15.8373 GBP | ||||||
| B ADSs | Purchase | 10,700 | 49.6456 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 11,031 | 21.9800 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 13,306 | 15.8677 GBP | ||||||
| B ADSs | Purchase | 13,410 | 49.7700 USD | ||||||
| A ADSs | Purchase | 14,259 | 49.3925 USD | ||||||
| B ADSs | Purchase | 16,200 | 49.7521 USD | ||||||
| B ADSs | Purchase | 18,389 | 49.7696 USD | ||||||
| B ADSs | Purchase | 21,500 | 49.7444 USD | ||||||
| B ADSs | Purchase | 21,766 | 49.7408 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 24,529 | 15.8519 GBP | ||||||
| A ADSs | Purchase | 25,252 | 49.4189 USD | ||||||
| A ADSs | Purchase | 32,378 | 49.3767 USD | ||||||
| A ADSs | Purchase | 35,418 | 49.3889 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 36,388 | 16.0112 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 49,081 | 16.0022 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 50,724 | 22.0250 EUR | ||||||
| A ADSs | Purchase | 50,740 | 49.4410 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 51,534 | 16.0101 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 100,000 | 16.0750 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 140,132 | 22.0178 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 146,200 | 22.0055 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 201,549 | 15.9817 GBP | ||||||
| B ADSs | Purchase | 214,726 | 49.7196 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 337,348 | 15.8085 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 382,353 | 21.9811 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 3 | 15.8700 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 9 | 15.7700 GBP | ||||||
| A ADSs | Sale | 12 | 49.3915 USD | ||||||
| A ADSs | Sale | 12 | 49.3914 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 46 | 16.0650 GBP | ||||||
| A ADSs | Sale | 63 | 49.4800 USD | ||||||
| A ADSs | Sale | 70 | 49.4200 USD | ||||||
| A ADSs | Sale | 160 | 49.4338 USD | ||||||
| A ADSs | Sale | 170 | 49.4000 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 178 | 15.8350 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 185 | 16.0034 GBP | ||||||
| B ADSs | Sale | 200 | 49.7250 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 205 | 22.0700 EUR | ||||||
| A ADSs | Sale | 250 | 49.3400 USD | ||||||
| A ADSs | Sale | 300 | 49.3566 USD | ||||||
| A ADSs | Sale | 300 | 49.4633 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 300 | 21.9500 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 359 | 15.7625 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 361 | 22.1000 EUR | ||||||
| B ADSs | Sale | 395 | 49.7900 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 500 | 21.8250 EUR | ||||||
| A ADSs | Sale | 500 | 49.3736 USD | ||||||
| A ADSs | Sale | 500 | 49.4840 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 508 | 15.8400 GBP | ||||||
| B ADSs | Sale | 535 | 49.7200 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 546 | 16.0400 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 588 | 21.8500 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 597 | 15.8225 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 633 | 16.0118 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 689 | 15.8950 GBP | ||||||
| A ADSs | Sale | 690 | 49.3743 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 769 | 22.0826 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 773 | 15.7923 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 886 | 21.9300 EUR | ||||||
| B ADSs | Sale | 900 | 49.7144 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 914 | 15.9000 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 954 | 21.8700 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 1,000 | 16.0523 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 15.8800 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,050 | 22.0300 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 1,061 | 16.0100 GBP | ||||||
| B ADSs | Sale | 1,100 | 49.5918 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 1,167 | 15.9950 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,186 | 22.1120 EUR | ||||||
| A ADSs | Sale | 1,200 | 49.3016 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 1,246 | 16.0345 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,248 | 22.0991 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 1,273 | 15.8612 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 1,292 | 16.0597 GBP | ||||||
| B ADSs | Sale | 1,300 | 49.6769 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,318 | 22.0250 EUR | ||||||
| A ADSs | Sale | 1,331 | 49.4180 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,565 | 21.9543 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 1,708 | 16.0500 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,714 | 21.9224 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 1,722 | 15.8370 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 1,775 | 16.1179 GBP | ||||||
| A ADSs | Sale | 1,800 | 49.4300 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,865 | 21.9583 EUR | ||||||
| A ADSs | Sale | 1,881 | 49.3666 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 2,508 | 15.9782 GBP | ||||||
| A ADSs | Sale | 2,519 | 49.5200 USD | ||||||
| A ADSs | Sale | 2,587 | 49.3229 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 2,801 | 15.9800 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 2,938 | 15.9857 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 3,095 | 15.8468 GBP | ||||||
| A ADSs | Sale | 3,100 | 49.4700 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 3,218 | 21.9420 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 3,400 | 15.8850 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 3,550 | 15.9550 GBP | ||||||
| A ADSs | Sale | 3,600 | 49.3939 USD | ||||||
| A ADSs | Sale | 3,600 | 49.3716 USD | ||||||
| A ADSs | Sale | 3,900 | 49.3771 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 4,107 | 16.0000 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 4,243 | 22.0248 EUR | ||||||
| B ADSs | Sale | 4,400 | 49.6563 USD | ||||||
| A ADSs | Sale | 4,600 | 49.3729 USD | ||||||
| A ADSs | Sale | 4,790 | 49.4124 USD | ||||||
| A ADSs | Sale | 5,449 | 49.3503 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 5,615 | 22.0394 EUR | ||||||
| B ADSs | Sale | 5,700 | 49.7553 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 6,007 | 16.0050 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 6,080 | 15.9700 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 6,208 | 15.8578 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 6,396 | 15.8877 GBP | ||||||
| A ADSs | Sale | 6,800 | 49.3747 USD | ||||||
| A ADSs | Sale | 6,845 | 49.3672 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 6,923 | 22.0750 EUR | ||||||
| B ADSs | Sale | 7,400 | 49.6397 USD | ||||||
| A ADSs | Sale | 7,500 | 49.3685 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 8,532 | 15.8257 GBP | ||||||
| B ADSs | Sale | 8,700 | 49.7380 USD | ||||||
| A ADSs | Sale | 11,903 | 49.3543 USD | ||||||
| A ADSs | Sale | 12,822 | 49.3823 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 15,284 | 21.9069 EUR | ||||||
| B ADSs | Sale | 15,900 | 49.7561 USD | ||||||
| A ADSs | Sale | 16,981 | 49.3529 USD | ||||||
| B ADSs | Sale | 19,400 | 49.7434 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 23,526 | 15.9985 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 24,079 | 16.0567 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 25,330 | 15.9964 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 25,751 | 16.0199 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 26,742 | 15.9951 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 26,888 | 15.8704 GBP | ||||||
| A ADSs | Sale | 32,378 | 49.3767 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 33,123 | 22.0115 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 37,093 | 16.0086 GBP | ||||||
| A ADSs | Sale | 50,129 | 49.4082 USD | ||||||
| A ADSs | Sale | 50,740 | 49.4410 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 58,571 | 16.0154 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 59,837 | 15.9600 GBP | ||||||
| B ADSs | Sale | 75,315 | 49.7549 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 95,959 | 15.8715 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 98,253 | 22.0264 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 102,337 | 16.0721 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 116,157 | 16.0336 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 134,220 | 22.0184 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 140,570 | 22.0049 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 190,688 | 15.7750 GBP | ||||||
| B ADSs | Sale | 214,726 | 49.7196 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 264,282 | 22.0145 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 567,259 | 15.7400 GBP | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 100 | 15.9400 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 100 | 15.9650 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 100 | 15.9950 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 200 | 15.8300 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 300 | 15.8250 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 404 | 15.9411 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 939 | 22.0013 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,101 | 21.9125 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,426 | 15.9022 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 773 | 15.7923 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,865 | 21.9583 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,000 | 16.0523 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,938 | 15.9857 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,012 | 22.0347 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,325 | 15.8231 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,825 | 21.9786 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 4,593 | 15.9249 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,302 | 22.0546 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,877 | 15.9107 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,877 | 21.8070 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,106 | 15.8103 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 9,281 | 16.0501 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 9,646 | 16.0692 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 31,143 | 22.0199 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 31,813 | TRANSFER | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 31,813 | TRANSFER | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 57,799 | 16.0622 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 94,140 | 22.0275 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 142,073 | 16.0145 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 125,438 | 15.8686 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 900 | 15.9016 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,069 | 15.9032 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,442 | 21.9807 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,455 | 22.0292 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,531 | 15.9130 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,592 | 22.0022 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 4,314 | 15.8999 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,389 | 21.9908 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 6,012 | 16.0680 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 6,023 | 16.0348 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 7,161 | 22.0222 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,575 | 16.0356 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,637 | 16.0250 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,762 | 16.0392 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 15,275 | 15.7720 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 24,529 | 15.8519 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 25,700 | 16.0257 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 30,930 | 15.8969 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 51,163 | 22.0092 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 65,814 | 21.8265 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 177,096 | 15.9726 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 216,540 | 15.8189 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 22 Sept 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | ROYAL DUTCH SHELL PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 17.1093 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 16.9274 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150922005908/en/
Copyright Business Wire 2015
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