21st Aug 2015 13:40
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 20 August 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 26,202,577 | 0.67% | 12,013,921 | 0.31% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,294,514 | 0.14% | 10,781,055 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,930,316 | 0.07% | 3,055,316 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,427,407 | 0.88% | 25,850,292 | 0.66% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 20,923,354 | 0.86% | 11,345,611 | 0.46% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,210,838 | 0.30% | 5,791,833 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 28,309,192 | 1.16% | 17,437,080 | 0.71% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| A ADSs | Purchase | 13 | 54.5000 USD | ||||
| A ADSs | Purchase | 100 | 54.5900 USD | ||||
| A ADSs | Purchase | 100 | 54.8200 USD | ||||
| B ADSs | Purchase | 100 | 54.8900 USD | ||||
| B ADSs | Purchase | 100 | 54.8950 USD | ||||
| A ADSs | Purchase | 105 | 54.5099 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 111 | 17.3000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 152 | 17.3300 GBP | ||||
| B ADSs | Purchase | 182 | 54.8882 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 200 | 24.4800 EUR | ||||
| A ADSs | Purchase | 200 | 54.2650 USD | ||||
| B ADSs | Purchase | 200 | 54.8050 USD | ||||
| B ADSs | Purchase | 200 | 55.0200 USD | ||||
| B ADSs | Purchase | 200 | 55.3700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 209 | 17.2900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 242 | 17.2000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 265 | 17.3954 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 279 | 24.4850 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 291 | 17.3750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 300 | 24.5850 EUR | ||||
| B ADSs | Purchase | 300 | 54.9800 USD | ||||
| A ADSs | Purchase | 305 | 54.8500 USD | ||||
| A ADSs | Purchase | 400 | 54.3075 USD | ||||
| B ADSs | Purchase | 400 | 54.5487 USD | ||||
| B ADSs | Purchase | 400 | 55.2875 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 429 | 17.3996 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 455 | 24.3000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 24.3800 EUR | ||||
| B ADSs | Purchase | 500 | 54.4240 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 521 | 17.2575 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 521 | 17.3275 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 563 | 24.4950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 563 | 24.5200 EUR | ||||
| B ADSs | Purchase | 600 | 54.4000 USD | ||||
| B ADSs | Purchase | 600 | 54.9091 USD | ||||
| B ADSs | Purchase | 600 | 55.0266 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 649 | 17.2625 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 660 | 17.2725 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 677 | 17.2800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 740 | 17.2675 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 779 | 24.4176 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 790 | 17.3825 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 800 | 24.6450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 815 | 24.5250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 820 | 17.2700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 882 | 17.4437 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 984 | 17.2925 GBP | ||||
| B ADSs | Purchase | 1,102 | 54.5437 USD | ||||
| A ADSs | Purchase | 1,130 | 54.2846 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,180 | 17.3900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,200 | 17.2150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,268 | 17.2650 GBP | ||||
| B ADSs | Purchase | 1,342 | 54.6863 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,346 | 17.2600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,352 | 17.2863 GBP | ||||
| A ADSs | Purchase | 1,400 | 54.2928 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,515 | 17.3800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,539 | 17.3925 GBP | ||||
| B ADSs | Purchase | 1,542 | 54.8467 USD | ||||
| A ADSs | Purchase | 1,700 | 54.2800 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,780 | 24.4969 EUR | ||||
| A ADSs | Purchase | 1,782 | 55.0164 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,815 | 17.3931 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,822 | 24.4400 EUR | ||||
| B ADSs | Purchase | 1,900 | 54.9463 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,066 | 17.2750 GBP | ||||
| A ADSs | Purchase | 2,088 | 54.8906 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,366 | 17.3086 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,517 | 17.3650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,616 | 17.3500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,665 | 17.3317 GBP | ||||
| B ADSs | Purchase | 2,700 | 55.1770 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,705 | 24.5905 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,752 | 17.3950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,878 | 24.4350 EUR | ||||
| B ADSs | Purchase | 2,900 | 54.5252 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,949 | 17.4050 GBP | ||||
| A ADSs | Purchase | 2,993 | 54.2682 USD | ||||
| A ADSs | Purchase | 3,000 | 54.6770 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,175 | 17.3738 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,198 | 24.5350 EUR | ||||
| B ADSs | Purchase | 3,300 | 54.4576 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,397 | 17.3550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,695 | 17.3600 GBP | ||||
| A ADSs | Purchase | 3,791 | 54.6594 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,947 | 17.3700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,298 | 17.5300 GBP | ||||
| A ADSs | Purchase | 4,324 | 54.4628 USD | ||||
| A ADSs | Purchase | 4,511 | 54.3543 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,600 | 17.3646 GBP | ||||
| A ADSs | Purchase | 4,600 | 54.2771 USD | ||||
| B ADSs | Purchase | 4,600 | 54.9417 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,075 | 24.4930 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,304 | 17.3949 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,490 | 17.3749 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,511 | 17.3926 GBP | ||||
| A ADSs | Purchase | 5,600 | 54.3007 USD | ||||
| A ADSs | Purchase | 5,600 | 54.5428 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,708 | 17.3858 GBP | ||||
| A ADSs | Purchase | 5,794 | 54.4222 USD | ||||
| A ADSs | Purchase | 6,154 | 54.6799 USD | ||||
| A ADSs | Purchase | 6,410 | 54.6798 USD | ||||
| B ADSs | Purchase | 6,458 | 54.8283 USD | ||||
| B ADSs | Purchase | 6,700 | 54.7189 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,793 | 24.3300 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 7,242 | 17.4727 GBP | ||||
| B ADSs | Purchase | 7,600 | 54.6895 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 7,695 | 17.3631 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,645 | 17.3905 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,682 | 17.3826 GBP | ||||
| B ADSs | Purchase | 10,249 | 54.7629 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 10,322 | 17.3850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 10,322 | 17.3850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 10,617 | 17.2850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 10,881 | 17.4737 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 10,986 | 17.5018 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 15,251 | 24.5000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 15,965 | 24.4249 EUR | ||||
| A ADSs | Purchase | 18,241 | 54.7859 USD | ||||
| A ADSs | Purchase | 22,363 | 54.5600 USD | ||||
| B ADSs | Purchase | 25,093 | 54.7212 USD | ||||
| A ADSs | Purchase | 32,701 | 54.3051 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 36,436 | 17.3426 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 40,019 | 24.3875 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 41,787 | 17.4344 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 45,788 | 17.3809 GBP | ||||
| A ADSs | Purchase | 52,259 | 54.3169 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 56,550 | 17.5073 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 65,509 | 17.5284 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 71,153 | 17.4658 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 71,367 | 17.4909 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 73,194 | 24.3841 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 87,781 | 17.3529 GBP | ||||
| A ADSs | Purchase | 91,196 | 54.7996 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 112,045 | 24.5005 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 161,825 | 17.4375 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 214,166 | 24.4020 EUR | ||||
| A ADSs | Sale | 13 | 54.5000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 68 | 17.2550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 76 | 17.3300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 83 | 17.4780 GBP | ||||
| A ADSs | Sale | 100 | 54.2700 USD | ||||
| B ADSs | Sale | 100 | 54.9800 USD | ||||
| B ADSs | Sale | 100 | 55.0200 USD | ||||
| B ADSs | Sale | 100 | 55.0900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 111 | 17.3000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 115 | 17.3136 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 115 | 17.4950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 192 | 24.3300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 200 | 24.4800 EUR | ||||
| A ADSs | Sale | 200 | 54.7100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 209 | 17.2900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 242 | 17.2000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 291 | 17.3750 GBP | ||||
| A ADSs | Sale | 300 | 54.7600 USD | ||||
| A ADSs | Sale | 300 | 54.8400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 314 | 17.2050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 351 | 24.4054 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 400 | 24.6450 EUR | ||||
| A ADSs | Sale | 400 | 54.3650 USD | ||||
| EUR 0.07 B Ordinary | Sale | 420 | 17.3423 GBP | ||||
| A ADSs | Sale | 422 | 54.1900 USD | ||||
| A ADSs | Sale | 496 | 54.8500 USD | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 24.3800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 521 | 17.2575 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 521 | 17.3275 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 558 | 24.4850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 563 | 24.4950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 563 | 24.5200 EUR | ||||
| B ADSs | Sale | 600 | 54.4000 USD | ||||
| A ADSs | Sale | 600 | 54.7150 USD | ||||
| A ADSs | Sale | 637 | 54.8191 USD | ||||
| EUR 0.07 A Ordinary | Sale | 649 | 17.2625 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 660 | 17.2725 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 677 | 17.2800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 740 | 17.2675 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 790 | 17.3825 GBP | ||||
| A ADSs | Sale | 800 | 54.6275 USD | ||||
| EUR 0.07 B Ordinary | Sale | 850 | 17.4210 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 908 | 17.2764 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 925 | 17.2700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 984 | 17.2925 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 987 | 17.2950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 24.4400 EUR | ||||
| A ADSs | Sale | 1,000 | 54.2770 USD | ||||
| A ADSs | Sale | 1,000 | 54.3185 USD | ||||
| A ADSs | Sale | 1,000 | 54.6765 USD | ||||
| B ADSs | Sale | 1,082 | 54.8869 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,180 | 17.3900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,200 | 17.2150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,268 | 17.2650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,346 | 17.2600 GBP | ||||
| A ADSs | Sale | 1,462 | 54.7926 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,515 | 17.3800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,539 | 17.3925 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,554 | 24.4350 EUR | ||||
| B ADSs | Sale | 1,600 | 54.6543 USD | ||||
| A ADSs | Sale | 1,672 | 54.3480 USD | ||||
| A ADSs | Sale | 1,700 | 54.2800 USD | ||||
| A ADSs | Sale | 1,700 | 54.3356 USD | ||||
| B ADSs | Sale | 1,800 | 54.5367 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,885 | 17.3650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,886 | 24.4188 EUR | ||||
| A ADSs | Sale | 1,922 | 54.3663 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,941 | 17.3584 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,986 | 24.5250 EUR | ||||
| A ADSs | Sale | 2,000 | 54.3567 USD | ||||
| B ADSs | Sale | 2,000 | 54.9600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,066 | 17.2750 GBP | ||||
| B ADSs | Sale | 2,100 | 54.9309 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,210 | 17.3717 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,264 | 17.3619 GBP | ||||
| B ADSs | Sale | 2,300 | 54.9417 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,341 | 24.5021 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,616 | 17.3500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,752 | 17.3950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,810 | 17.3823 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,949 | 17.4050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,241 | 17.3757 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,264 | 17.3581 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,396 | 24.5292 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,397 | 17.3550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,506 | 17.3022 GBP | ||||
| A ADSs | Sale | 3,600 | 54.6462 USD | ||||
| A ADSs | Sale | 3,957 | 54.6083 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,994 | 17.3700 GBP | ||||
| A ADSs | Sale | 4,000 | 54.4542 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,100 | 17.4033 GBP | ||||
| B ADSs | Sale | 4,100 | 55.1675 USD | ||||
| A ADSs | Sale | 4,134 | 54.9595 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,145 | 17.3600 GBP | ||||
| A ADSs | Sale | 4,600 | 54.4126 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,683 | 17.2817 GBP | ||||
| A ADSs | Sale | 4,860 | 54.6393 USD | ||||
| B ADSs | Sale | 4,900 | 54.7859 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,600 | 24.5278 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 5,935 | 17.4400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,129 | 17.3060 GBP | ||||
| A ADSs | Sale | 6,282 | 54.6798 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,445 | 17.2793 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,909 | 24.3843 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,911 | 24.5232 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,266 | 17.3850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,266 | 17.3850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,413 | 17.3709 GBP | ||||
| B ADSs | Sale | 8,900 | 54.6423 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,698 | 17.5220 GBP | ||||
| A ADSs | Sale | 9,731 | 54.8054 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,848 | 17.5197 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,613 | 17.5196 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,617 | 17.2850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,841 | 17.3826 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,333 | 17.2775 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,392 | 17.2702 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,514 | 24.5350 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 12,347 | 17.3644 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 14,593 | 17.4523 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 14,866 | 24.4296 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 16,598 | 24.5277 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 18,306 | 17.4662 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 22,768 | 17.2841 GBP | ||||
| A ADSs | Sale | 22,914 | 54.8667 USD | ||||
| EUR 0.07 A Ordinary | Sale | 24,812 | 24.4976 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 27,774 | 17.4901 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 29,927 | 17.3085 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 30,000 | 17.3948 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 38,550 | 24.4650 EUR | ||||
| A ADSs | Sale | 45,598 | 54.7996 USD | ||||
| A ADSs | Sale | 47,028 | 54.6836 USD | ||||
| B ADSs | Sale | 50,186 | 54.7212 USD | ||||
| A ADSs | Sale | 104,518 | 54.3169 USD | ||||
| EUR 0.07 A Ordinary | Sale | 113,106 | 24.5000 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 126,064 | 17.4469 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 127,870 | 17.5300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 155,615 | 24.4766 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 170,404 | 17.2940 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 413,072 | 17.4408 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 386 | 17.2845 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,100 | 17.4274 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,894 | 24.3335 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,126 | 17.3023 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 16,662 | 17.4557 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 17,318 | 17.5243 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 17,425 | 24.5450 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 18,361 | 17.5379 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 18,406 | 24.4730 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 9,636 | 17.3717 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 23,008 | 17.3496 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 23,019 | 24.5106 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 25,894 | 17.2937 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 17,673 | 17.2608 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 74,330 | 17.3139 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 85,600 | 17.5300 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 102,782 | 17.2738 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 167,783 | 24.4769 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 413,072 | 17.4409 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 100 | 17.5500 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 100 | 17.5600 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 213 | 17.2862 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 494 | 24.4315 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,139 | 17.2863 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,785 | 17.3160 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 4,687 | 24.4650 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,287 | 17.2916 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 6,802 | 17.3601 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 7,188 | 17.3686 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 11,070 | 17.4093 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 11,607 | 17.4284 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 15,222 | 17.2769 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 17,458 | 17.4278 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 18,408 | 24.4402 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 22,975 | 17.2741 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 23,957 | 24.4213 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 25,512 | 17.3695 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 30,149 | 17.3532 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 30,200 | 17.5300 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 43,230 | 24.4930 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 52,030 | 24.3044 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 60,381 | 17.5101 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 172,905 | 17.4442 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 182,917 | 24.3933 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 94,028 | 17.4024 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 21 Aug 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.5573 | European | 17 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150821005338/en/
Copyright Business Wire 2015
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