13th Oct 2015 14:35
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 12 Oct 2015 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,360,200 | 0.59% | 24,169,996 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,642,165 | 0.22% | 9,662,063 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 33,552,565 | 0.85% | 35,432,259 | 0.90% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 19,050,074 | 0.78% | 15,264,255 | 0.63% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,085,311 | 0.37% | 4,564,153 | 0.19% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 28,310,385 | 1.16% | 20,128,044 | 0.82% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| B ADSs | Purchase | 10 | 55.6000 USD | ||||||
| B ADSs | Purchase | 18 | 55.5683 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 157 | 17.9250 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 165 | 18.0950 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 167 | 17.9000 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 167 | 17.9050 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 167 | 18.0500 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 167 | 18.0450 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 170 | 17.9850 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 199 | 18.0400 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 200 | 24.5100 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 236 | 18.1000 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 236 | 18.1000 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 257 | 24.4250 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 264 | 24.3000 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 275 | 24.3950 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 275 | 17.8650 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 289 | 24.3750 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 294 | 24.3800 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 299 | 18.1900 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 334 | 18.1050 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 334 | 18.1100 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 349 | 24.3850 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 380 | 24.2900 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 395 | 24.3500 EUR | ||||||
| A ADSs | Purchase | 500 | 55.0480 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 504 | 24.4525 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 509 | 18.3000 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 527 | 24.4225 EUR | ||||||
| A ADSs | Purchase | 540 | 54.9181 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 555 | 18.3524 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 584 | 18.1150 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 584 | 18.1150 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 600 | 18.1450 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 631 | 24.3675 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 713 | 18.2800 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 740 | 24.3150 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 800 | 18.1250 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 848 | 18.3400 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 869 | 18.2100 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 980 | 18.0916 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,000 | 24.2323 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,023 | 18.0910 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,031 | 24.4371 EUR | ||||||
| B ADSs | Purchase | 1,100 | 55.6690 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,267 | 24.2774 EUR | ||||||
| B ADSs | Purchase | 1,300 | 55.6181 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,601 | 18.3350 GBP | ||||||
| B ADSs | Purchase | 1,700 | 55.6232 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,782 | 17.8750 GBP | ||||||
| A ADSs | Purchase | 1,830 | 54.9592 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,873 | 17.9039 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,102 | 18.0057 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,127 | 17.9150 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,194 | 24.2866 EUR | ||||||
| A ADSs | Purchase | 2,200 | 55.0389 USD | ||||||
| A ADSs | Purchase | 2,200 | 54.9452 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,583 | 24.3526 EUR | ||||||
| B ADSs | Purchase | 2,600 | 55.5863 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,693 | 18.0038 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 2,802 | 18.1400 GBP | ||||||
| A ADSs | Purchase | 2,867 | 54.9569 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 2,889 | 18.2950 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,966 | 17.9702 GBP | ||||||
| A ADSs | Purchase | 3,000 | 55.0167 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 3,228 | 18.2912 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 3,238 | 18.1074 GBP | ||||||
| A ADSs | Purchase | 3,286 | 55.0700 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 3,372 | 18.3816 GBP | ||||||
| A ADSs | Purchase | 3,559 | 54.9351 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 3,586 | 24.3149 EUR | ||||||
| A ADSs | Purchase | 4,300 | 54.9671 USD | ||||||
| A ADSs | Purchase | 4,409 | 54.9924 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 4,446 | 18.1923 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 4,545 | 18.2850 GBP | ||||||
| A ADSs | Purchase | 4,558 | 54.9500 USD | ||||||
| B ADSs | Purchase | 4,800 | 55.4854 USD | ||||||
| A ADSs | Purchase | 4,810 | 54.9530 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 4,922 | 17.9530 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 5,126 | 18.2926 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 5,308 | 18.2900 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 5,500 | 18.2259 GBP | ||||||
| A ADSs | Purchase | 5,539 | 54.8984 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 5,569 | 24.3424 EUR | ||||||
| A ADSs | Purchase | 5,800 | 54.9594 USD | ||||||
| A ADSs | Purchase | 6,239 | 55.0009 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 6,245 | 24.3290 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 6,300 | 24.5877 EUR | ||||||
| A ADSs | Purchase | 6,870 | 54.9688 USD | ||||||
| A ADSs | Purchase | 7,170 | 54.9683 USD | ||||||
| A ADSs | Purchase | 8,024 | 54.9469 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 8,044 | 18.2952 GBP | ||||||
| A ADSs | Purchase | 8,500 | 55.0282 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 8,504 | 18.2399 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 9,229 | 18.2166 GBP | ||||||
| A ADSs | Purchase | 9,311 | 54.9738 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 9,837 | 18.2666 GBP | ||||||
| B ADSs | Purchase | 10,400 | 55.5316 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 10,401 | 18.3118 GBP | ||||||
| A ADSs | Purchase | 11,500 | 54.9703 USD | ||||||
| A ADSs | Purchase | 13,250 | 55.3945 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 13,895 | 24.2207 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 14,718 | 24.4424 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 14,894 | 24.4005 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 15,535 | 24.2590 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 17,250 | 18.2975 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 17,509 | 24.3116 EUR | ||||||
| A ADSs | Purchase | 18,298 | 55.3010 USD | ||||||
| A ADSs | Purchase | 18,490 | 54.8392 USD | ||||||
| A ADSs | Purchase | 21,186 | 54.8858 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 22,197 | 24.2700 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 22,757 | 17.9863 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 23,542 | 18.2941 GBP | ||||||
| A ADSs | Purchase | 26,798 | 55.2145 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 29,272 | 24.4698 EUR | ||||||
| B ADSs | Purchase | 35,448 | 55.6408 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 37,751 | 18.2785 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 42,037 | 18.2302 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 56,580 | 18.2888 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 66,495 | 18.2428 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 77,291 | 24.4396 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 84,644 | 18.2442 GBP | ||||||
| A ADSs | Purchase | 113,300 | 54.9965 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 168,775 | 24.3167 EUR | ||||||
| B ADSs | Sale | 10 | 55.6000 USD | ||||||
| A ADSs | Sale | 100 | 54.9100 USD | ||||||
| B ADSs | Sale | 100 | 55.6050 USD | ||||||
| A ADSs | Sale | 100 | 55.3350 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 157 | 17.9250 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 165 | 18.0950 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 167 | 18.0500 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 167 | 17.9050 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 167 | 17.9000 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 167 | 17.8800 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 169 | 18.2050 GBP | ||||||
| B ADSs | Sale | 196 | 55.6600 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 199 | 18.0400 GBP | ||||||
| B ADSs | Sale | 200 | 55.5350 USD | ||||||
| A ADSs | Sale | 200 | 55.3100 USD | ||||||
| B ADSs | Sale | 200 | 55.4400 USD | ||||||
| B ADSs | Sale | 200 | 55.4500 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 235 | 18.1000 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 264 | 24.3000 EUR | ||||||
| A ADSs | Sale | 272 | 54.8822 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 275 | 24.3950 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 275 | 17.8650 GBP | ||||||
| A ADSs | Sale | 283 | 55.1142 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 289 | 24.3750 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 299 | 18.1900 GBP | ||||||
| A ADSs | Sale | 300 | 54.8150 USD | ||||||
| B ADSs | Sale | 300 | 55.5450 USD | ||||||
| A ADSs | Sale | 300 | 55.3800 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 334 | 18.1150 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 349 | 24.3850 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 362 | 18.0850 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 370 | 24.3150 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 380 | 24.2900 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 395 | 24.3500 EUR | ||||||
| A ADSs | Sale | 400 | 54.8600 USD | ||||||
| A ADSs | Sale | 400 | 54.9950 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 414 | 18.0910 GBP | ||||||
| B ADSs | Sale | 480 | 55.5904 USD | ||||||
| B ADSs | Sale | 494 | 55.6456 USD | ||||||
| B ADSs | Sale | 500 | 55.6519 USD | ||||||
| A ADSs | Sale | 500 | 54.9580 USD | ||||||
| A ADSs | Sale | 500 | 54.9112 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 504 | 24.4525 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 509 | 18.3000 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 527 | 24.4225 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 532 | 18.1250 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 588 | 24.3800 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 600 | 18.1450 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 614 | 18.1669 GBP | ||||||
| A ADSs | Sale | 620 | 54.8311 USD | ||||||
| B ADSs | Sale | 628 | 55.5651 USD | ||||||
| A ADSs | Sale | 630 | 55.3169 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 631 | 24.3675 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 634 | 18.0450 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 634 | 18.0040 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 671 | 17.9219 GBP | ||||||
| B ADSs | Sale | 684 | 55.4839 USD | ||||||
| A ADSs | Sale | 700 | 55.0329 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 713 | 18.2800 GBP | ||||||
| B ADSs | Sale | 740 | 55.5694 USD | ||||||
| B ADSs | Sale | 800 | 55.6021 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 848 | 18.3400 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 850 | 18.0680 GBP | ||||||
| B ADSs | Sale | 900 | 55.5150 USD | ||||||
| B ADSs | Sale | 900 | 55.5388 USD | ||||||
| B ADSs | Sale | 903 | 55.5256 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 964 | 18.0958 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 969 | 18.2100 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,031 | 24.4372 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 1,054 | 18.1924 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 1,075 | 18.0679 GBP | ||||||
| A ADSs | Sale | 1,080 | 54.8524 USD | ||||||
| A ADSs | Sale | 1,153 | 54.9798 USD | ||||||
| B ADSs | Sale | 1,200 | 55.6683 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 1,200 | 18.1186 GBP | ||||||
| A ADSs | Sale | 1,260 | 54.9679 USD | ||||||
| B ADSs | Sale | 1,300 | 55.6103 USD | ||||||
| A ADSs | Sale | 1,400 | 54.8225 USD | ||||||
| A ADSs | Sale | 1,400 | 55.0061 USD | ||||||
| A ADSs | Sale | 1,420 | 54.9836 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,424 | 17.9809 GBP | ||||||
| A ADSs | Sale | 1,450 | 55.0962 USD | ||||||
| B ADSs | Sale | 1,454 | 55.7069 USD | ||||||
| B ADSs | Sale | 1,500 | 55.6154 USD | ||||||
| B ADSs | Sale | 1,500 | 55.5323 USD | ||||||
| A ADSs | Sale | 1,600 | 55.0260 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 1,601 | 18.3350 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,650 | 17.9319 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 1,700 | 18.0723 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,720 | 17.8750 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,892 | 17.9751 GBP | ||||||
| B ADSs | Sale | 1,903 | 55.6498 USD | ||||||
| B ADSs | Sale | 1,915 | 55.5203 USD | ||||||
| A ADSs | Sale | 2,010 | 55.3001 USD | ||||||
| A ADSs | Sale | 2,100 | 54.9384 USD | ||||||
| A ADSs | Sale | 2,152 | 54.9819 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 2,194 | 24.2866 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 2,442 | 17.9783 GBP | ||||||
| B ADSs | Sale | 2,500 | 55.5858 USD | ||||||
| A ADSs | Sale | 2,607 | 54.8869 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 2,764 | 24.1800 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 2,775 | 24.3701 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 2,889 | 18.2950 GBP | ||||||
| A ADSs | Sale | 3,000 | 55.0167 USD | ||||||
| A ADSs | Sale | 3,033 | 54.9671 USD | ||||||
| A ADSs | Sale | 3,100 | 55.0700 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 3,275 | 18.1400 GBP | ||||||
| B ADSs | Sale | 3,400 | 55.5308 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 3,415 | 17.9150 GBP | ||||||
| A ADSs | Sale | 3,600 | 54.9730 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 4,002 | 24.2700 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 4,290 | 24.2183 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 4,545 | 18.2850 GBP | ||||||
| B ADSs | Sale | 4,800 | 55.4854 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 5,058 | 18.2900 GBP | ||||||
| A ADSs | Sale | 5,300 | 54.9640 USD | ||||||
| A ADSs | Sale | 5,596 | 55.0463 USD | ||||||
| A ADSs | Sale | 5,768 | 55.0365 USD | ||||||
| A ADSs | Sale | 6,112 | 55.0010 USD | ||||||
| A ADSs | Sale | 6,366 | 55.0009 USD | ||||||
| B ADSs | Sale | 6,656 | 55.6196 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 6,978 | 18.0321 GBP | ||||||
| B ADSs | Sale | 8,550 | 55.6508 USD | ||||||
| A ADSs | Sale | 9,245 | 54.8392 USD | ||||||
| A ADSs | Sale | 10,010 | 55.4210 USD | ||||||
| A ADSs | Sale | 10,400 | 54.9202 USD | ||||||
| A ADSs | Sale | 10,593 | 54.8858 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 10,900 | 24.2217 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 11,331 | 24.2358 EUR | ||||||
| B ADSs | Sale | 12,463 | 55.6629 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 13,227 | 18.1565 GBP | ||||||
| A ADSs | Sale | 13,909 | 55.0287 USD | ||||||
| A ADSs | Sale | 14,878 | 54.9992 USD | ||||||
| A ADSs | Sale | 17,000 | 55.0282 USD | ||||||
| A ADSs | Sale | 19,838 | 54.8641 USD | ||||||
| A ADSs | Sale | 24,900 | 54.9567 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 25,000 | 18.3388 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 25,068 | 24.3331 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 32,144 | 17.9495 GBP | ||||||
| A ADSs | Sale | 34,109 | 54.9641 USD | ||||||
| A ADSs | Sale | 36,596 | 55.3010 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 43,156 | 18.2347 GBP | ||||||
| A ADSs | Sale | 50,044 | 55.0012 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 72,304 | 18.2463 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 74,769 | 18.2593 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 75,709 | 17.9701 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 82,664 | 24.3491 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 127,099 | 24.3486 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 171,522 | 18.2127 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 354,658 | 24.3698 EUR | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 287 | 18.1433 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,320 | 17.9726 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,534 | 17.9587 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 2,700 | 18.0890 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,775 | 24.3702 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,305 | 18.0924 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,681 | 17.9123 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,290 | 24.2182 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 9,435 | 18.2751 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 12,116 | 18.1296 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 16,573 | 24.3464 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 20,723 | 24.3694 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 20,732 | 18.1006 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 34,172 | 18.2222 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 55,688 | 24.3920 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 77,870 | 18.1810 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 177,040 | 24.3370 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 226,610 | 17.9672 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 200 | 18.1500 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 400 | 18.1001 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 800 | 18.1308 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,000 | 24.2323 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,873 | 17.9039 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,451 | 18.3236 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,238 | 18.1074 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 3,655 | 18.3372 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,681 | 18.1590 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,797 | 17.8753 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,444 | 18.1719 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 21,730 | 24.3787 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 37,836 | 18.0014 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 93,194 | 18.2331 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 13 Oct 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | ROYAL DUTCH SHELL PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 17.1093 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 16.9274 | European | 19 Oct 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151013006126/en/
Copyright Business Wire 2015
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