15th Oct 2015 15:58
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||||||
| (b) | Owner or controller of interest and short | ||||||||||
| positions disclosed, if different from 1(a): | |||||||||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||||||||
| relevant securities this form relates: | |||||||||||
| (d) | If an exempt fund manager connected with an | ||||||||||
| offeror/offeree, state this and specify identity of | |||||||||||
| offeror/offeree: | |||||||||||
| (e) | Date position held/dealing undertaken: | 14 Oct 2015 | |||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||
| disclosures in respect of any other party to the offer? | BG GROUP PLC | ||||||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||||
| Interests | Short Positions | ||||||||||||
| Number | (%) | Number | (%) | ||||||||||
| (1) | Relevant securities owned | ||||||||||||
| and/or controlled: | 23,569,412 | 0.60% | 24,622,353 | 0.62% | |||||||||
| (2) | Cash-settled derivatives: | ||||||||||||
| 8,650,146 | 0.22% | 9,878,654 | 0.25% | ||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||||
| TOTAL: | 33,769,758 | 0.86% | 36,101,207 | 0.92% | |||||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||||
| Interests | Short Positions | ||||||||||||
| Number | (%) | Number | (%) | ||||||||||
| (1) | Relevant securities owned | ||||||||||||
| and/or controlled: | 19,122,787 | 0.78% | 13,173,920 | 0.54% | |||||||||
| (2) | Cash-settled derivatives: | ||||||||||||
| 8,812,099 | 0.36% | 4,640,703 | 0.19% | ||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||||
| TOTAL: | 28,109,886 | 1.15% | 18,114,259 | 0.74% | |||||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 15 | 17.8550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 27 | 17.8450 GBP | ||||
| B ADSs | Purchase | 29 | 55.6820 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 40 | 17.7538 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 60 | 18.0266 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 70 | 24.0225 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 71 | 23.9675 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 100 | 24.1700 EUR | ||||
| B ADSs | Purchase | 100 | 55.2200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 139 | 17.7950 GBP | ||||
| A ADSs | Purchase | 191 | 54.8000 USD | ||||
| A ADSs | Purchase | 191 | 55.0419 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 196 | 17.8800 GBP | ||||
| A ADSs | Purchase | 200 | 55.2000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 226 | 17.7421 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 247 | 23.8500 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 261 | 17.9350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 267 | 23.8300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 268 | 23.7350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 271 | 24.0400 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 399 | 17.8028 GBP | ||||
| A ADSs | Purchase | 400 | 55.0100 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 479 | 23.9800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 479 | 23.9875 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 479 | 24.0175 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 495 | 17.9100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 24.0050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 24.0600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 511 | 23.9467 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 519 | 17.9300 GBP | ||||
| A ADSs | Purchase | 600 | 55.1483 USD | ||||
| A ADSs | Purchase | 714 | 55.1425 USD | ||||
| B ADSs | Purchase | 800 | 55.6600 USD | ||||
| B ADSs | Purchase | 890 | 55.5725 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 939 | 17.9150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,027 | 17.8700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,239 | 24.2350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,248 | 17.6724 GBP | ||||
| A ADSs | Purchase | 1,300 | 55.0476 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,393 | 23.9166 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,400 | 17.9459 GBP | ||||
| A ADSs | Purchase | 1,400 | 55.0763 USD | ||||
| B ADSs | Purchase | 1,510 | 55.5512 USD | ||||
| B ADSs | Purchase | 1,700 | 55.6088 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,737 | 23.9678 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,784 | 17.6300 GBP | ||||
| A ADSs | Purchase | 1,800 | 55.3000 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,810 | 17.9200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,844 | 24.0500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,132 | 17.7696 GBP | ||||
| A ADSs | Purchase | 2,166 | 54.9494 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,238 | 23.9991 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,288 | 24.0709 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,349 | 17.8136 GBP | ||||
| B ADSs | Purchase | 2,400 | 55.5970 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,717 | 17.7525 GBP | ||||
| B ADSs | Purchase | 2,800 | 55.5144 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,805 | 17.8000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,145 | 17.7917 GBP | ||||
| A ADSs | Purchase | 3,200 | 55.0580 USD | ||||
| A ADSs | Purchase | 3,260 | 54.9765 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,280 | 17.7940 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,369 | 23.9803 EUR | ||||
| A ADSs | Purchase | 3,500 | 55.0688 USD | ||||
| B ADSs | Purchase | 3,800 | 55.5424 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,118 | 24.0590 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 4,764 | 17.8900 GBP | ||||
| A ADSs | Purchase | 5,200 | 55.0620 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,253 | 24.0170 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 6,599 | 18.0073 GBP | ||||
| A ADSs | Purchase | 7,774 | 55.1652 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 9,215 | 17.7337 GBP | ||||
| A ADSs | Purchase | 10,803 | 55.2430 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 11,525 | 17.7751 GBP | ||||
| B ADSs | Purchase | 11,562 | 55.5272 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 12,304 | 17.9579 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 14,344 | 17.9687 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 15,747 | 17.6867 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 18,150 | 17.7074 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 19,236 | 17.9606 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 19,421 | 23.8991 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 20,531 | 24.0164 EUR | ||||
| B ADSs | Purchase | 23,484 | 55.5059 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 25,189 | 17.9534 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 27,653 | 17.8093 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 30,217 | 24.1166 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 30,799 | 23.8969 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 42,339 | 23.9650 EUR | ||||
| B ADSs | Purchase | 42,800 | 55.5292 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 49,552 | 23.8840 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 62,343 | 17.8250 GBP | ||||
| B ADSs | Purchase | 64,720 | 55.5741 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 79,313 | 17.8782 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 83,106 | 17.8608 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 85,187 | 17.8449 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 88,331 | 23.9451 EUR | ||||
| A ADSs | Purchase | 96,300 | 54.8316 USD | ||||
| A ADSs | Purchase | 112,404 | 55.0539 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 125,764 | 17.6850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 139,807 | 23.9455 EUR | ||||
| A ADSs | Purchase | 148,888 | 55.0589 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 301,014 | 17.8453 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,898,389 | 17.8100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 15 | 17.8550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 70 | 24.0225 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 71 | 23.9675 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 84 | 17.7485 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 17.7350 GBP | ||||
| B ADSs | Sale | 100 | 55.4100 USD | ||||
| A ADSs | Sale | 100 | 54.9900 USD | ||||
| B ADSs | Sale | 100 | 55.7050 USD | ||||
| A ADSs | Sale | 114 | 54.8400 USD | ||||
| EUR 0.07 B Ordinary | Sale | 165 | 17.8450 GBP | ||||
| A ADSs | Sale | 189 | 54.9099 USD | ||||
| EUR 0.07 B Ordinary | Sale | 196 | 17.8800 GBP | ||||
| B ADSs | Sale | 200 | 55.6900 USD | ||||
| EUR 0.07 B Ordinary | Sale | 201 | 17.7796 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 247 | 23.8500 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 261 | 17.9350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 267 | 23.8300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 268 | 23.7350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 271 | 24.0400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 292 | 24.0582 EUR | ||||
| B ADSs | Sale | 300 | 55.5933 USD | ||||
| A ADSs | Sale | 300 | 55.1366 USD | ||||
| B ADSs | Sale | 300 | 55.4966 USD | ||||
| EUR 0.07 A Ordinary | Sale | 338 | 17.7471 GBP | ||||
| A ADSs | Sale | 382 | 55.0419 USD | ||||
| EUR 0.07 A Ordinary | Sale | 426 | 24.0500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 426 | 17.6650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 479 | 24.0175 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 479 | 23.9875 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 479 | 23.9800 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 495 | 17.9100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 24.0050 EUR | ||||
| A ADSs | Sale | 500 | 55.0140 USD | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 24.0600 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 519 | 17.9300 GBP | ||||
| A ADSs | Sale | 600 | 55.0500 USD | ||||
| A ADSs | Sale | 600 | 54.9516 USD | ||||
| A ADSs | Sale | 600 | 55.2093 USD | ||||
| A ADSs | Sale | 700 | 55.0300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 719 | 17.7050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 759 | 17.7100 GBP | ||||
| A ADSs | Sale | 800 | 55.2000 USD | ||||
| EUR 0.07 B Ordinary | Sale | 842 | 18.0200 GBP | ||||
| B ADSs | Sale | 900 | 55.4700 USD | ||||
| B ADSs | Sale | 900 | 55.4500 USD | ||||
| EUR 0.07 A Ordinary | Sale | 925 | 17.7139 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 939 | 17.9150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 965 | 17.9208 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 972 | 17.8906 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 17.5777 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 24.0325 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,092 | 17.9193 GBP | ||||
| B ADSs | Sale | 1,095 | 55.5222 USD | ||||
| B ADSs | Sale | 1,108 | 55.4848 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,239 | 24.2350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,400 | 24.0785 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,423 | 17.8897 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,578 | 23.9949 EUR | ||||
| B ADSs | Sale | 1,600 | 55.4656 USD | ||||
| B ADSs | Sale | 1,600 | 55.6600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,692 | 17.8960 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,737 | 23.9678 EUR | ||||
| A ADSs | Sale | 1,800 | 55.3000 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,810 | 17.9200 GBP | ||||
| A ADSs | Sale | 2,000 | 55.0634 USD | ||||
| A ADSs | Sale | 2,217 | 55.0323 USD | ||||
| A ADSs | Sale | 2,222 | 55.1421 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,382 | 17.8900 GBP | ||||
| B ADSs | Sale | 2,433 | 55.6412 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,462 | 17.9075 GBP | ||||
| A ADSs | Sale | 2,600 | 55.0636 USD | ||||
| B ADSs | Sale | 2,700 | 55.5073 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,075 | 17.9035 GBP | ||||
| A ADSs | Sale | 3,260 | 54.9765 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,295 | 17.6963 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,540 | 23.9170 EUR | ||||
| B ADSs | Sale | 4,400 | 55.5571 USD | ||||
| A ADSs | Sale | 4,600 | 55.0428 USD | ||||
| A ADSs | Sale | 5,363 | 54.9718 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,602 | 17.8696 GBP | ||||
| B ADSs | Sale | 5,837 | 55.5948 USD | ||||
| B ADSs | Sale | 6,229 | 55.4631 USD | ||||
| B ADSs | Sale | 6,629 | 55.5810 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,156 | 24.0695 EUR | ||||
| A ADSs | Sale | 8,200 | 54.7839 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,252 | 17.8671 GBP | ||||
| A ADSs | Sale | 8,541 | 55.0376 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,998 | 17.8681 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,740 | 23.9650 EUR | ||||
| A ADSs | Sale | 9,977 | 54.9051 USD | ||||
| EUR 0.07 A Ordinary | Sale | 11,791 | 17.7914 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,189 | 17.7384 GBP | ||||
| A ADSs | Sale | 12,217 | 55.0056 USD | ||||
| A ADSs | Sale | 12,397 | 55.0705 USD | ||||
| B ADSs | Sale | 13,534 | 55.4843 USD | ||||
| EUR 0.07 B Ordinary | Sale | 14,269 | 17.8250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 14,932 | 17.9531 GBP | ||||
| A ADSs | Sale | 15,140 | 55.0979 USD | ||||
| A ADSs | Sale | 16,171 | 54.8699 USD | ||||
| B ADSs | Sale | 18,426 | 55.5519 USD | ||||
| A ADSs | Sale | 19,496 | 55.0360 USD | ||||
| A ADSs | Sale | 19,503 | 54.8566 USD | ||||
| EUR 0.07 A Ordinary | Sale | 22,170 | 17.6850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 22,754 | 17.9513 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 22,928 | 17.8684 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 23,029 | 17.8357 GBP | ||||
| A ADSs | Sale | 23,140 | 55.0593 USD | ||||
| B ADSs | Sale | 23,484 | 55.5059 USD | ||||
| EUR 0.07 B Ordinary | Sale | 26,084 | 17.9463 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 26,168 | 17.8986 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 26,694 | 23.9185 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 30,000 | 17.7994 GBP | ||||
| A ADSs | Sale | 34,183 | 54.8280 USD | ||||
| EUR 0.07 B Ordinary | Sale | 38,957 | 17.8486 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 40,454 | 23.9746 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 45,705 | 17.9404 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 61,637 | 17.8432 GBP | ||||
| B ADSs | Sale | 64,720 | 55.5741 USD | ||||
| EUR 0.07 B Ordinary | Sale | 65,807 | 17.8248 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 73,704 | 23.9345 EUR | ||||
| A ADSs | Sale | 79,975 | 55.0642 USD | ||||
| A ADSs | Sale | 112,404 | 55.0539 USD | ||||
| EUR 0.07 B Ordinary | Sale | 125,778 | 17.8290 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 128,869 | 17.6861 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 169,225 | 23.9618 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 15 | 17.7486 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 69 | 17.7485 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 741 | 17.7868 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 925 | 17.7139 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,360 | 18.0063 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,615 | 24.2137 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,369 | 17.9608 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,969 | 23.9807 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,397 | 24.0290 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,425 | 17.9090 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,060 | 23.8132 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 7,410 | 17.9335 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 10,274 | 23.9327 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 18,923 | 17.8775 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 29,360 | 17.8019 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 38 | 17.7336 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 60 | 18.0266 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 101 | 17.7621 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 200 | 17.8571 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,164 | 23.9031 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,206 | 17.6864 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,446 | 23.7130 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,047 | 17.7734 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,596 | 17.7393 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,000 | 17.6065 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,041 | 17.9444 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,848 | 17.7902 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 6,695 | 17.8533 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 7,174 | 17.9432 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,984 | 17.6179 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 9,177 | 17.7337 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 10,700 | 24.0871 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 10,846 | 17.9122 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 10,858 | 23.8699 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 11,593 | 24.1523 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 14,670 | 17.7787 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 19,606 | 17.9060 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 24,232 | 17.9370 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 28,146 | 17.8808 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 102,121 | 17.8424 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 104,149 | 23.9208 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 92,219 | 17.8316 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |||
| Date of disclosure: | Oct 15, 2015 | |||
| Contact name: | Jay Supaya | |||
| Telephone number: | 020 7773 0635 | |||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||||
| are being disclosed: | |||||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||||
| relevant securities this from relates: | |||||
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | Jun 17, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | Dec 16, 2016 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 17.1093 | European | Oct 19, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | Jan 15, 2016 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | Dec 16, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 16.9274 | European | Oct 19, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | Jan 25, 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | Dec 18, 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151015006150/en/
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