1st Sep 2015 15:12
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 31 Aug 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 27,873,780 | 0.71% | 15,861,213 | 0.40% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,028,427 | 0.13% | 12,566,851 | 0.32% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 3,130,316 | 0.08% | 2,880,316 | 0.07% | |||||||
| TOTAL: | 36,032,523 | 0.92% | 31,308,380 | 0.80% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 20,731,838 | 0.85% | 12,483,819 | 0.51% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,415,543 | 0.34% | 6,016,155 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 29,322,381 | 1.20% | 18,799,610 | 0.77% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| A ADSs | Purchase | 6 | 52.7900 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 7 | 23.5300 EUR | ||||
| B ADSs | Purchase | 47 | 52.2799 USD | ||||
| A ADSs | Purchase | 50 | 51.7300 USD | ||||
| A ADSs | Purchase | 100 | 52.6400 USD | ||||
| B ADSs | Purchase | 100 | 51.7400 USD | ||||
| B ADSs | Purchase | 137 | 51.8618 USD | ||||
| A ADSs | Purchase | 180 | 51.7077 USD | ||||
| A ADSs | Purchase | 190 | 52.3190 USD | ||||
| B ADSs | Purchase | 200 | 52.7675 USD | ||||
| B ADSs | Purchase | 200 | 52.6100 USD | ||||
| B ADSs | Purchase | 200 | 52.5900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 277 | 23.2675 EUR | ||||
| A ADSs | Purchase | 300 | 52.6666 USD | ||||
| A ADSs | Purchase | 380 | 51.8326 USD | ||||
| A ADSs | Purchase | 400 | 52.8312 USD | ||||
| A ADSs | Purchase | 400 | 52.5925 USD | ||||
| B ADSs | Purchase | 413 | 51.8635 USD | ||||
| B ADSs | Purchase | 430 | 52.7272 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 440 | 23.0800 EUR | ||||
| A ADSs | Purchase | 442 | 52.8948 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 466 | 23.2700 EUR | ||||
| A ADSs | Purchase | 500 | 52.7400 USD | ||||
| B ADSs | Purchase | 500 | 52.9180 USD | ||||
| B ADSs | Purchase | 500 | 51.8560 USD | ||||
| B ADSs | Purchase | 590 | 52.4025 USD | ||||
| B ADSs | Purchase | 600 | 51.6933 USD | ||||
| A ADSs | Purchase | 600 | 52.5200 USD | ||||
| A ADSs | Purchase | 700 | 52.5614 USD | ||||
| A ADSs | Purchase | 897 | 52.6392 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,086 | 22.9400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,148 | 23.0744 EUR | ||||
| A ADSs | Purchase | 1,200 | 52.8908 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,319 | 23.2432 EUR | ||||
| A ADSs | Purchase | 1,348 | 52.8703 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,526 | 22.9803 EUR | ||||
| B ADSs | Purchase | 1,659 | 52.7448 USD | ||||
| A ADSs | Purchase | 1,690 | 51.7921 USD | ||||
| A ADSs | Purchase | 2,538 | 51.8556 USD | ||||
| B ADSs | Purchase | 2,783 | 51.9105 USD | ||||
| A ADSs | Purchase | 2,800 | 52.3375 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,812 | 23.0677 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,921 | 22.8742 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,980 | 23.2100 EUR | ||||
| A ADSs | Purchase | 3,326 | 51.7622 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,280 | 23.0624 EUR | ||||
| B ADSs | Purchase | 4,326 | 52.7686 USD | ||||
| A ADSs | Purchase | 4,358 | 52.7251 USD | ||||
| A ADSs | Purchase | 4,701 | 51.8753 USD | ||||
| B ADSs | Purchase | 5,580 | 52.1178 USD | ||||
| A ADSs | Purchase | 5,600 | 52.8813 USD | ||||
| A ADSs | Purchase | 6,000 | 52.4863 USD | ||||
| A ADSs | Purchase | 6,000 | 52.2116 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,513 | 23.1950 EUR | ||||
| A ADSs | Purchase | 7,140 | 52.8967 USD | ||||
| A ADSs | Purchase | 7,300 | 52.5671 USD | ||||
| B ADSs | Purchase | 7,400 | 52.6933 USD | ||||
| B ADSs | Purchase | 8,000 | 52.7076 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8,600 | 23.1550 EUR | ||||
| B ADSs | Purchase | 8,900 | 51.5819 USD | ||||
| A ADSs | Purchase | 9,039 | 52.6409 USD | ||||
| A ADSs | Purchase | 10,560 | 52.5833 USD | ||||
| B ADSs | Purchase | 11,225 | 52.7866 USD | ||||
| B ADSs | Purchase | 13,071 | 51.7461 USD | ||||
| A ADSs | Purchase | 13,830 | 52.2987 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 20,503 | 23.0716 EUR | ||||
| A ADSs | Purchase | 20,675 | 52.3257 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 21,595 | 23.0468 EUR | ||||
| A ADSs | Purchase | 21,662 | 52.5435 USD | ||||
| B ADSs | Purchase | 23,137 | 51.8730 USD | ||||
| A ADSs | Purchase | 23,910 | 52.8905 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 24,023 | 23.0171 EUR | ||||
| A ADSs | Purchase | 28,634 | 52.8770 USD | ||||
| A ADSs | Purchase | 31,339 | 52.8769 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 34,254 | 23.0769 EUR | ||||
| A ADSs | Purchase | 40,538 | 52.1408 USD | ||||
| A ADSs | Purchase | 44,694 | 51.9061 USD | ||||
| B ADSs | Purchase | 51,898 | 52.4292 USD | ||||
| A ADSs | Purchase | 57,460 | 52.0857 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 60,428 | 23.1398 EUR | ||||
| B ADSs | Purchase | 61,055 | 52.9300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 117,798 | 23.1822 EUR | ||||
| A ADSs | Purchase | 162,242 | 52.7153 USD | ||||
| A ADSs | Purchase | 221,613 | 52.9200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 380,927 | 23.2800 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 7 | 23.5300 EUR | ||||
| A ADSs | Sale | 11 | 52.9200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 31 | 22.9450 EUR | ||||
| A ADSs | Sale | 39 | 52.7138 USD | ||||
| B ADSs | Sale | 44 | 52.8900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 58 | 22.9800 EUR | ||||
| A ADSs | Sale | 84 | 52.6400 USD | ||||
| A ADSs | Sale | 95 | 52.3190 USD | ||||
| A ADSs | Sale | 100 | 52.2400 USD | ||||
| B ADSs | Sale | 150 | 52.5500 USD | ||||
| B ADSs | Sale | 150 | 51.9000 USD | ||||
| B ADSs | Sale | 200 | 51.8700 USD | ||||
| B ADSs | Sale | 200 | 52.7500 USD | ||||
| EUR 0.07 A Ordinary | Sale | 277 | 23.2675 EUR | ||||
| A ADSs | Sale | 359 | 52.5472 USD | ||||
| EUR 0.07 A Ordinary | Sale | 362 | 23.2575 EUR | ||||
| A ADSs | Sale | 400 | 52.8230 USD | ||||
| EUR 0.07 A Ordinary | Sale | 440 | 23.0800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 466 | 23.2700 EUR | ||||
| B ADSs | Sale | 487 | 51.8441 USD | ||||
| A ADSs | Sale | 500 | 52.8280 USD | ||||
| B ADSs | Sale | 500 | 52.7020 USD | ||||
| A ADSs | Sale | 541 | 52.5518 USD | ||||
| B ADSs | Sale | 600 | 51.6233 USD | ||||
| A ADSs | Sale | 700 | 52.7561 USD | ||||
| A ADSs | Sale | 800 | 52.2100 USD | ||||
| A ADSs | Sale | 900 | 52.2122 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,086 | 22.9400 EUR | ||||
| A ADSs | Sale | 1,300 | 52.2123 USD | ||||
| A ADSs | Sale | 1,400 | 52.4442 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,526 | 22.9804 EUR | ||||
| A ADSs | Sale | 1,702 | 51.5626 USD | ||||
| A ADSs | Sale | 1,800 | 52.7741 USD | ||||
| A ADSs | Sale | 1,958 | 52.6920 USD | ||||
| A ADSs | Sale | 2,000 | 52.8400 USD | ||||
| B ADSs | Sale | 2,023 | 51.5788 USD | ||||
| B ADSs | Sale | 2,258 | 52.5098 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,300 | 23.0900 EUR | ||||
| A ADSs | Sale | 2,300 | 51.8878 USD | ||||
| A ADSs | Sale | 2,600 | 52.7776 USD | ||||
| B ADSs | Sale | 2,756 | 52.4078 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,944 | 22.9960 EUR | ||||
| A ADSs | Sale | 3,000 | 52.2116 USD | ||||
| B ADSs | Sale | 3,502 | 52.5273 USD | ||||
| B ADSs | Sale | 3,800 | 52.7082 USD | ||||
| A ADSs | Sale | 3,800 | 52.4190 USD | ||||
| B ADSs | Sale | 3,800 | 52.6822 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,858 | 23.1801 EUR | ||||
| A ADSs | Sale | 3,900 | 52.4905 USD | ||||
| A ADSs | Sale | 4,644 | 52.3695 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,778 | 23.2100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,839 | 23.0772 EUR | ||||
| A ADSs | Sale | 5,000 | 52.5257 USD | ||||
| A ADSs | Sale | 5,294 | 51.9794 USD | ||||
| A ADSs | Sale | 5,593 | 51.7684 USD | ||||
| B ADSs | Sale | 6,277 | 51.5789 USD | ||||
| A ADSs | Sale | 6,400 | 51.8732 USD | ||||
| A ADSs | Sale | 6,900 | 52.5522 USD | ||||
| A ADSs | Sale | 7,041 | 52.6276 USD | ||||
| A ADSs | Sale | 7,300 | 52.2679 USD | ||||
| A ADSs | Sale | 7,600 | 52.0135 USD | ||||
| B ADSs | Sale | 7,800 | 52.7065 USD | ||||
| A ADSs | Sale | 8,508 | 52.7819 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,600 | 23.1550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 8,709 | 23.2800 EUR | ||||
| B ADSs | Sale | 9,581 | 52.5816 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,680 | 23.1111 EUR | ||||
| B ADSs | Sale | 9,758 | 52.2213 USD | ||||
| B ADSs | Sale | 18,540 | 52.7768 USD | ||||
| EUR 0.07 A Ordinary | Sale | 23,998 | 23.2795 EUR | ||||
| A ADSs | Sale | 25,262 | 52.7436 USD | ||||
| B ADSs | Sale | 25,949 | 52.4292 USD | ||||
| EUR 0.07 A Ordinary | Sale | 27,149 | 23.0598 EUR | ||||
| A ADSs | Sale | 34,610 | 52.6873 USD | ||||
| A ADSs | Sale | 41,350 | 52.3257 USD | ||||
| EUR 0.07 A Ordinary | Sale | 43,445 | 23.0730 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 44,408 | 23.0433 EUR | ||||
| B ADSs | Sale | 46,274 | 51.8730 USD | ||||
| B ADSs | Sale | 61,055 | 52.9300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 62,150 | 23.0905 EUR | ||||
| A ADSs | Sale | 81,121 | 52.7153 USD | ||||
| EUR 0.07 A Ordinary | Sale | 89,392 | 23.0983 EUR | ||||
| A ADSs | Sale | 147,204 | 52.1629 USD | ||||
| EUR 0.07 A Ordinary | Sale | 188,357 | 23.0400 EUR | ||||
| A ADSs | Sale | 321,226 | 52.9082 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 1 | 23.0500 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 123 | 23.0809 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 392 | 23.2652 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,475 | 23.0335 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 17,917 | 22.8837 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 26,225 | 23.0603 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 107,439 | 23.0915 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 131,368 | 23.0339 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,438 | 23.0924 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 13,595 | 23.0710 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 28,979 | 23.0421 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 58,629 | 23.3016 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 340,000 | 23.2800 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 1 Sep 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.5573 | European | 17 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150901006092/en/
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