10th Nov 2015 14:16
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 9 Nov 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,976,573 | 0.58% | 13,403,645 | 0.34% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,364,420 | 0.21% | 9,560,230 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 32,891,193 | 0.83% | 24,564,075 | 0.62% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,652,002 | 0.93% | 14,391,121 | 0.59% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,704,742 | 0.44% | 4,860,098 | 0.20% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 33,531,744 | 1.37% | 19,550,855 | 0.80% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| A ADSs | Purchase | 100 | 51.9400 USD | ||||
| A ADSs | Purchase | 100 | 52.7500 USD | ||||
| B ADSs | Purchase | 100 | 51.8900 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 175 | 17.4600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 175 | 17.2750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 180 | 17.4025 GBP | ||||
| A ADSs | Purchase | 191 | 52.0228 USD | ||||
| B ADSs | Purchase | 200 | 51.9500 USD | ||||
| A ADSs | Purchase | 200 | 52.4000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 24.4850 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 216 | 17.2350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 260 | 17.3981 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 276 | 17.2050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 276 | 17.2050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 298 | 17.4400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 298 | 17.4200 GBP | ||||
| A ADSs | Purchase | 300 | 52.4433 USD | ||||
| A ADSs | Purchase | 400 | 51.9900 USD | ||||
| B ADSs | Purchase | 400 | 52.0050 USD | ||||
| A ADSs | Purchase | 400 | 51.8025 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 475 | 17.0650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 490 | 17.2718 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 499 | 17.4500 GBP | ||||
| B ADSs | Purchase | 500 | 52.0269 USD | ||||
| A ADSs | Purchase | 500 | 51.8700 USD | ||||
| A ADSs | Purchase | 500 | 51.8270 USD | ||||
| A ADSs | Purchase | 532 | 51.9063 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 538 | 17.2650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 582 | 17.2150 GBP | ||||
| B ADSs | Purchase | 600 | 51.9950 USD | ||||
| A ADSs | Purchase | 600 | 52.2900 USD | ||||
| A ADSs | Purchase | 600 | 51.8016 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 629 | 17.1400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 695 | 17.2600 GBP | ||||
| A ADSs | Purchase | 700 | 51.9421 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 714 | 17.0750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 797 | 17.3223 GBP | ||||
| A ADSs | Purchase | 800 | 51.9503 USD | ||||
| B ADSs | Purchase | 800 | 51.8226 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 810 | 24.4924 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 870 | 17.3400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 879 | 17.2500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 905 | 24.3450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 938 | 24.4507 EUR | ||||
| A ADSs | Purchase | 984 | 51.8081 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 999 | 17.3009 GBP | ||||
| A ADSs | Purchase | 1,000 | 52.0500 USD | ||||
| A ADSs | Purchase | 1,006 | 52.2890 USD | ||||
| A ADSs | Purchase | 1,088 | 51.9163 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,088 | 17.1565 GBP | ||||
| A ADSs | Purchase | 1,100 | 51.9854 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,100 | 17.3536 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,100 | 24.3156 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,148 | 17.1000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,189 | 17.2250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,232 | 17.1500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,245 | 17.2200 GBP | ||||
| B ADSs | Purchase | 1,300 | 52.0600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,340 | 24.5213 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,340 | 24.5150 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,354 | 17.0900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,355 | 17.2100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,452 | 17.2700 GBP | ||||
| A ADSs | Purchase | 1,500 | 51.9263 USD | ||||
| A ADSs | Purchase | 1,500 | 52.3540 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,508 | 17.0800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,517 | 17.1519 GBP | ||||
| A ADSs | Purchase | 1,600 | 52.2256 USD | ||||
| A ADSs | Purchase | 1,648 | 52.0464 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,672 | 17.3239 GBP | ||||
| A ADSs | Purchase | 1,700 | 52.2564 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,724 | 24.3912 EUR | ||||
| A ADSs | Purchase | 1,800 | 51.8000 USD | ||||
| A ADSs | Purchase | 1,800 | 51.9669 USD | ||||
| A ADSs | Purchase | 1,810 | 51.9941 USD | ||||
| A ADSs | Purchase | 1,882 | 51.9827 USD | ||||
| B ADSs | Purchase | 1,900 | 51.8889 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,943 | 17.1902 GBP | ||||
| A ADSs | Purchase | 2,000 | 52.1205 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,000 | 17.2300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,004 | 17.4450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,090 | 17.2000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,090 | 17.2000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,132 | 17.1950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,212 | 17.3595 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,218 | 17.1300 GBP | ||||
| A ADSs | Purchase | 2,524 | 51.9803 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,576 | 24.5384 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,762 | 17.3693 GBP | ||||
| B ADSs | Purchase | 2,800 | 51.9864 USD | ||||
| A ADSs | Purchase | 3,200 | 51.8750 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,491 | 17.1050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,660 | 17.1250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,976 | 17.4350 GBP | ||||
| A ADSs | Purchase | 3,994 | 52.2621 USD | ||||
| A ADSs | Purchase | 4,072 | 52.0200 USD | ||||
| A ADSs | Purchase | 4,200 | 52.2409 USD | ||||
| A ADSs | Purchase | 4,288 | 51.9544 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,391 | 17.1391 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,573 | 17.1150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,940 | 17.0713 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,013 | 17.1971 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,186 | 17.0850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,270 | 24.4934 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,749 | 24.4933 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 6,000 | 24.4602 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 6,169 | 17.1850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,532 | 17.1100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,705 | 17.1900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,756 | 24.4927 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 6,829 | 17.0950 GBP | ||||
| A ADSs | Purchase | 7,599 | 51.9416 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 7,742 | 17.1750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,015 | 17.1800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,069 | 17.3256 GBP | ||||
| A ADSs | Purchase | 8,600 | 51.9269 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8,619 | 17.1200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,728 | 17.1700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,837 | 17.4031 GBP | ||||
| B ADSs | Purchase | 9,200 | 51.9963 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 9,791 | 17.1600 GBP | ||||
| A ADSs | Purchase | 10,968 | 51.8376 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 11,192 | 17.1650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 11,260 | 17.1550 GBP | ||||
| A ADSs | Purchase | 11,400 | 51.9834 USD | ||||
| A ADSs | Purchase | 11,900 | 51.9862 USD | ||||
| A ADSs | Purchase | 12,856 | 52.0062 USD | ||||
| B ADSs | Purchase | 12,900 | 51.9650 USD | ||||
| A ADSs | Purchase | 12,900 | 51.9650 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 13,009 | 17.1617 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 13,244 | 17.2883 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 13,668 | 17.3269 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 13,982 | 17.1389 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 14,896 | 17.2991 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,978 | 17.2795 GBP | ||||
| B ADSs | Purchase | 16,534 | 51.8902 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 16,760 | 24.2330 EUR | ||||
| B ADSs | Purchase | 16,998 | 52.1549 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 18,156 | 17.0700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 18,584 | 17.2860 GBP | ||||
| B ADSs | Purchase | 18,998 | 52.1269 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 20,041 | 24.3114 EUR | ||||
| A ADSs | Purchase | 20,475 | 52.1525 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 22,516 | 24.0400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 23,318 | 24.3618 EUR | ||||
| A ADSs | Purchase | 25,546 | 51.9817 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 25,686 | 17.3022 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 31,544 | 17.2720 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 33,077 | 17.3950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 34,295 | 24.2842 EUR | ||||
| B ADSs | Purchase | 34,300 | 52.1015 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 43,073 | 17.3200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 55,675 | 17.4235 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 57,816 | 17.3253 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 68,505 | 17.0050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 68,824 | 24.3545 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 81,448 | 17.1385 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 85,799 | 17.0665 GBP | ||||
| A ADSs | Purchase | 137,314 | 52.0520 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 228,319 | 16.9570 GBP | ||||
| A ADSs | Sale | 84 | 51.7950 USD | ||||
| EUR 0.07 B Ordinary | Sale | 87 | 17.3583 GBP | ||||
| B ADSs | Sale | 100 | 51.8110 USD | ||||
| B ADSs | Sale | 156 | 51.8300 USD | ||||
| A ADSs | Sale | 156 | 51.8300 USD | ||||
| EUR 0.07 B Ordinary | Sale | 160 | 17.3650 GBP | ||||
| A ADSs | Sale | 166 | 52.0000 USD | ||||
| EUR 0.07 B Ordinary | Sale | 175 | 17.4600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 175 | 17.2750 GBP | ||||
| A ADSs | Sale | 200 | 51.8175 USD | ||||
| A ADSs | Sale | 200 | 52.0500 USD | ||||
| B ADSs | Sale | 200 | 51.8600 USD | ||||
| B ADSs | Sale | 200 | 52.2100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 216 | 17.2350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 268 | 17.4025 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 276 | 17.2050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 276 | 17.2050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 280 | 17.2654 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 298 | 17.4400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 298 | 17.4200 GBP | ||||
| A ADSs | Sale | 300 | 52.0233 USD | ||||
| A ADSs | Sale | 300 | 51.8233 USD | ||||
| B ADSs | Sale | 300 | 51.8200 USD | ||||
| A ADSs | Sale | 300 | 51.8200 USD | ||||
| A ADSs | Sale | 300 | 51.7866 USD | ||||
| EUR 0.07 B Ordinary | Sale | 324 | 17.2902 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 389 | 17.3970 GBP | ||||
| B ADSs | Sale | 400 | 51.8250 USD | ||||
| A ADSs | Sale | 400 | 51.8500 USD | ||||
| A ADSs | Sale | 400 | 51.9600 USD | ||||
| B ADSs | Sale | 400 | 52.0262 USD | ||||
| EUR 0.07 A Ordinary | Sale | 400 | 24.4850 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 435 | 17.3400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 456 | 17.2425 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 475 | 17.0650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 490 | 17.2009 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 499 | 17.4500 GBP | ||||
| A ADSs | Sale | 500 | 51.8760 USD | ||||
| EUR 0.07 B Ordinary | Sale | 538 | 17.2650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 567 | 24.1917 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 582 | 17.2150 GBP | ||||
| A ADSs | Sale | 588 | 51.9738 USD | ||||
| B ADSs | Sale | 600 | 52.2000 USD | ||||
| B ADSs | Sale | 600 | 52.1366 USD | ||||
| B ADSs | Sale | 600 | 52.0841 USD | ||||
| EUR 0.07 B Ordinary | Sale | 629 | 17.1400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 695 | 17.2600 GBP | ||||
| A ADSs | Sale | 700 | 51.8685 USD | ||||
| EUR 0.07 B Ordinary | Sale | 714 | 17.0750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 752 | 17.3125 GBP | ||||
| A ADSs | Sale | 784 | 51.8516 USD | ||||
| A ADSs | Sale | 800 | 52.0212 USD | ||||
| EUR 0.07 B Ordinary | Sale | 809 | 17.2559 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 818 | 17.2554 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 879 | 17.2500 GBP | ||||
| B ADSs | Sale | 900 | 51.8771 USD | ||||
| EUR 0.07 A Ordinary | Sale | 905 | 24.3450 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 960 | 17.2969 GBP | ||||
| B ADSs | Sale | 1,000 | 52.0670 USD | ||||
| A ADSs | Sale | 1,000 | 52.3320 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,037 | 17.3632 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,065 | 17.3662 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,097 | 17.2300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,148 | 17.1000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,188 | 17.3106 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,189 | 17.2250 GBP | ||||
| B ADSs | Sale | 1,200 | 52.0341 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,232 | 17.1500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,245 | 17.2200 GBP | ||||
| A ADSs | Sale | 1,250 | 51.9616 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,340 | 24.5213 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,340 | 24.5150 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,354 | 17.0900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,355 | 17.2100 GBP | ||||
| A ADSs | Sale | 1,400 | 51.8000 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,452 | 17.2700 GBP | ||||
| A ADSs | Sale | 1,500 | 51.9527 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,500 | 17.2946 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,508 | 17.0800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,615 | 17.3196 GBP | ||||
| A ADSs | Sale | 1,800 | 51.9360 USD | ||||
| B ADSs | Sale | 2,000 | 52.3100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,004 | 17.4450 GBP | ||||
| A ADSs | Sale | 2,048 | 52.0630 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,090 | 17.2000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,090 | 17.2000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,132 | 17.1950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,176 | 17.3358 GBP | ||||
| A ADSs | Sale | 2,200 | 51.8100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,218 | 17.1300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,232 | 24.2049 EUR | ||||
| A ADSs | Sale | 2,300 | 51.9897 USD | ||||
| B ADSs | Sale | 2,400 | 51.9797 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,459 | 17.0700 GBP | ||||
| A ADSs | Sale | 2,490 | 52.1363 USD | ||||
| A ADSs | Sale | 2,500 | 51.9888 USD | ||||
| B ADSs | Sale | 2,700 | 52.1914 USD | ||||
| B ADSs | Sale | 2,700 | 52.1007 USD | ||||
| B ADSs | Sale | 2,800 | 51.8703 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,288 | 24.1383 EUR | ||||
| A ADSs | Sale | 3,300 | 51.9324 USD | ||||
| A ADSs | Sale | 3,379 | 52.2790 USD | ||||
| A ADSs | Sale | 3,400 | 52.2564 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,491 | 17.1050 GBP | ||||
| A ADSs | Sale | 3,500 | 51.9792 USD | ||||
| A ADSs | Sale | 3,500 | 51.9297 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,660 | 17.1250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,719 | 17.1720 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,877 | 24.3352 EUR | ||||
| A ADSs | Sale | 3,919 | 51.9579 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,976 | 17.4350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,991 | 17.1660 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,222 | 17.0531 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,328 | 24.1506 EUR | ||||
| B ADSs | Sale | 4,367 | 51.9071 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,573 | 17.1150 GBP | ||||
| B ADSs | Sale | 4,600 | 52.1504 USD | ||||
| A ADSs | Sale | 5,000 | 51.8750 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,161 | 17.3238 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,186 | 17.0850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,520 | 17.1792 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,598 | 17.3152 GBP | ||||
| A ADSs | Sale | 6,100 | 52.0051 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,169 | 17.1850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,192 | 17.0933 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,532 | 17.1100 GBP | ||||
| A ADSs | Sale | 6,570 | 52.0769 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,705 | 17.1900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,829 | 17.0950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,298 | 17.1906 GBP | ||||
| A ADSs | Sale | 7,616 | 51.9512 USD | ||||
| A ADSs | Sale | 7,700 | 51.9978 USD | ||||
| EUR 0.07 B Ordinary | Sale | 7,742 | 17.1750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,826 | 24.3621 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 8,015 | 17.1800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,227 | 17.1602 GBP | ||||
| B ADSs | Sale | 8,267 | 51.8902 USD | ||||
| B ADSs | Sale | 8,600 | 51.9220 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,619 | 17.1200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,728 | 17.1700 GBP | ||||
| A ADSs | Sale | 9,061 | 51.9141 USD | ||||
| A ADSs | Sale | 9,172 | 52.0788 USD | ||||
| A ADSs | Sale | 9,414 | 52.1983 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,791 | 17.1600 GBP | ||||
| A ADSs | Sale | 10,600 | 51.9977 USD | ||||
| EUR 0.07 B Ordinary | Sale | 10,895 | 17.1550 GBP | ||||
| A ADSs | Sale | 11,100 | 51.9838 USD | ||||
| EUR 0.07 B Ordinary | Sale | 11,192 | 17.1650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 11,968 | 17.2242 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 13,328 | 24.1546 EUR | ||||
| A ADSs | Sale | 13,946 | 51.9635 USD | ||||
| EUR 0.07 A Ordinary | Sale | 14,137 | 24.4822 EUR | ||||
| A ADSs | Sale | 15,760 | 52.0062 USD | ||||
| A ADSs | Sale | 17,732 | 52.0135 USD | ||||
| EUR 0.07 A Ordinary | Sale | 18,434 | 17.3031 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 18,504 | 17.0631 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 18,585 | 24.4931 EUR | ||||
| A ADSs | Sale | 20,730 | 51.9405 USD | ||||
| EUR 0.07 A Ordinary | Sale | 21,172 | 24.3501 EUR | ||||
| A ADSs | Sale | 21,738 | 52.0243 USD | ||||
| B ADSs | Sale | 21,900 | 52.0772 USD | ||||
| A ADSs | Sale | 25,546 | 51.9817 USD | ||||
| EUR 0.07 B Ordinary | Sale | 30,117 | 17.2726 GBP | ||||
| A ADSs | Sale | 32,553 | 52.1014 USD | ||||
| EUR 0.07 A Ordinary | Sale | 32,677 | 24.3031 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 32,973 | 17.3281 GBP | ||||
| A ADSs | Sale | 34,275 | 52.1935 USD | ||||
| B ADSs | Sale | 37,996 | 52.1269 USD | ||||
| EUR 0.07 B Ordinary | Sale | 42,597 | 17.2784 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 49,382 | 17.0209 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 62,000 | 17.0050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 65,314 | 17.2977 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 67,414 | 17.1748 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 69,300 | 17.2385 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 72,223 | 17.1584 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 100,000 | 17.1571 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 101,301 | 17.2959 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 103,199 | 17.2518 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 206,364 | 17.3258 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 87 | 17.3583 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 200 | 24.4831 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,492 | 17.3269 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,232 | 24.2048 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,800 | 17.0185 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,205 | 17.1684 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,598 | 17.3147 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,450 | 17.2620 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,141 | 24.3095 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,412 | 24.1656 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 17,732 | 17.2694 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 21,245 | 17.3468 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 24,256 | 24.4342 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 28,616 | 17.2514 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 28,724 | 17.3201 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 37,144 | 17.3152 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 140,301 | 17.1012 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 147,572 | 17.3037 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 87,802 | 17.2910 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 100 | 17.3800 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 100 | 17.4250 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 260 | 17.3981 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 680 | 17.2819 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,100 | 24.3156 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,672 | 17.3239 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,900 | 17.1565 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,943 | 17.1907 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,086 | 17.3760 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,576 | 24.5385 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,439 | 17.1864 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 4,940 | 17.0713 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,013 | 17.1971 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,553 | 17.1764 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,581 | 24.2698 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 9,050 | 24.3849 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,807 | 17.2121 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 11,851 | 17.3667 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 20,022 | 17.1656 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 21,269 | 17.3404 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 24,283 | 24.3910 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 34,891 | 17.4474 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 53,380 | 24.3479 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 10 Nov 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | European | 24 Nov 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | European | 24 Nov 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151110006091/en/
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