14th Oct 2015 14:15
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 13 Oct 2015 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,445,180 | 0.59% | 24,595,744 | 0.62% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,628,298 | 0.22% | 9,734,439 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 33,623,678 | 0.85% | 35,930,383 | 0.91% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 19,027,340 | 0.78% | 15,171,327 | 0.62% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,938,521 | 0.37% | 4,502,487 | 0.18% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 28,140,861 | 1.15% | 19,973,450 | 0.82% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| (a) | Purchases and sales | ||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| A ADSs | Purchase | 12 | 54.1100 USD | ||||||
| B ADSs | Purchase | 69 | 54.9100 USD | ||||||
| B ADSs | Purchase | 100 | 54.8200 USD | ||||||
| B ADSs | Purchase | 100 | 54.7500 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 100 | 17.7450 GBP | ||||||
| A ADSs | Purchase | 100 | 54.2800 USD | ||||||
| A ADSs | Purchase | 105 | 54.3600 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 126 | 17.7895 GBP | ||||||
| A ADSs | Purchase | 132 | 54.4397 USD | ||||||
| B ADSs | Purchase | 150 | 54.8300 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 167 | 17.7950 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 167 | 17.6250 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 167 | 17.5700 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 167 | 17.5550 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 167 | 17.8450 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 178 | 17.8650 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 200 | 23.5000 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 200 | 17.8070 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 200 | 17.6100 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 200 | 17.5650 GBP | ||||||
| A ADSs | Purchase | 240 | 54.1300 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 245 | 17.8400 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 251 | 17.5750 GBP | ||||||
| A ADSs | Purchase | 300 | 53.5966 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 300 | 17.9100 GBP | ||||||
| A ADSs | Purchase | 319 | 53.6530 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 334 | 17.8300 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 335 | 17.6750 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 357 | 17.7800 GBP | ||||||
| A ADSs | Purchase | 400 | 53.6800 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 419 | 17.7550 GBP | ||||||
| A ADSs | Purchase | 500 | 53.9560 USD | ||||||
| B ADSs | Purchase | 533 | 54.9094 USD | ||||||
| A ADSs | Purchase | 600 | 53.5991 USD | ||||||
| A ADSs | Purchase | 700 | 53.6000 USD | ||||||
| A ADSs | Purchase | 700 | 54.2571 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 788 | 17.6129 GBP | ||||||
| A ADSs | Purchase | 800 | 54.0600 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 817 | 17.7078 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 827 | 17.9600 GBP | ||||||
| B ADSs | Purchase | 900 | 54.7373 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 910 | 17.7400 GBP | ||||||
| A ADSs | Purchase | 912 | 54.0892 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 954 | 18.0379 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 966 | 23.7800 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,007 | 17.6833 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,017 | 17.6950 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,143 | 17.7050 GBP | ||||||
| A ADSs | Purchase | 1,305 | 54.0778 USD | ||||||
| B ADSs | Purchase | 1,328 | 54.5784 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,385 | 17.8127 GBP | ||||||
| B ADSs | Purchase | 1,500 | 54.0400 USD | ||||||
| A ADSs | Purchase | 1,600 | 54.0700 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,610 | 17.8814 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,673 | 23.8004 EUR | ||||||
| A ADSs | Purchase | 1,848 | 54.4500 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,850 | 17.8658 GBP | ||||||
| A ADSs | Purchase | 1,900 | 53.8005 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,052 | 17.7150 GBP | ||||||
| B ADSs | Purchase | 2,054 | 54.7570 USD | ||||||
| B ADSs | Purchase | 2,055 | 54.0300 USD | ||||||
| B ADSs | Purchase | 2,100 | 54.7433 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,213 | 17.6890 GBP | ||||||
| A ADSs | Purchase | 2,358 | 54.2414 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 2,385 | 17.7900 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,385 | 17.7900 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,433 | 23.9295 EUR | ||||||
| A ADSs | Purchase | 2,530 | 54.3446 USD | ||||||
| A ADSs | Purchase | 2,590 | 54.2025 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 2,785 | 18.0000 GBP | ||||||
| A ADSs | Purchase | 2,800 | 54.1664 USD | ||||||
| A ADSs | Purchase | 2,809 | 54.3061 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,886 | 23.7591 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 3,035 | 17.7650 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 3,035 | 17.7650 GBP | ||||||
| B ADSs | Purchase | 3,159 | 54.8054 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 3,578 | 17.7944 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 4,101 | 17.8796 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 4,295 | 17.8097 GBP | ||||||
| A ADSs | Purchase | 4,417 | 54.0749 USD | ||||||
| A ADSs | Purchase | 4,540 | 54.1623 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 4,662 | 17.6824 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 4,893 | 17.6850 GBP | ||||||
| A ADSs | Purchase | 4,931 | 54.1994 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 5,225 | 23.7825 EUR | ||||||
| A ADSs | Purchase | 5,900 | 54.2744 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 5,928 | 17.6605 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 6,124 | 17.9311 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 6,196 | 17.7953 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 6,230 | 17.6516 GBP | ||||||
| B ADSs | Purchase | 6,716 | 54.6321 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 6,886 | 17.9028 GBP | ||||||
| B ADSs | Purchase | 7,009 | 54.8211 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 7,961 | 17.7101 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 10,286 | 17.7039 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 10,330 | 23.6852 EUR | ||||||
| A ADSs | Purchase | 10,500 | 54.0463 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 10,556 | 17.6997 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 12,562 | 17.7044 GBP | ||||||
| B ADSs | Purchase | 13,095 | 54.4986 USD | ||||||
| B ADSs | Purchase | 13,345 | 54.5047 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 14,160 | 17.8701 GBP | ||||||
| B ADSs | Purchase | 14,627 | 54.6640 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 15,100 | 23.8170 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 15,191 | 23.7927 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 16,129 | 17.8618 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 19,534 | 17.6625 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 19,621 | 17.6869 GBP | ||||||
| A ADSs | Purchase | 20,300 | 54.1173 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 21,200 | 23.7553 EUR | ||||||
| A ADSs | Purchase | 23,453 | 54.2797 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 24,261 | 23.9250 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 30,958 | 17.8899 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 33,683 | 17.8889 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 37,753 | 17.8004 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 40,460 | 17.9106 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 43,906 | 17.6711 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 52,558 | 17.9011 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 54,027 | 23.7484 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 60,289 | 23.7725 EUR | ||||||
| B ADSs | Purchase | 66,386 | 54.6172 USD | ||||||
| A ADSs | Purchase | 67,676 | 53.8353 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 69,791 | 17.7246 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 103,249 | 23.7833 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 110,013 | 23.8181 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 166,187 | 17.9131 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 179,115 | 17.8996 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 218,633 | 17.9961 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 2 | 24.1000 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 61 | 17.7885 GBP | ||||||
| B ADSs | Sale | 100 | 54.1500 USD | ||||||
| B ADSs | Sale | 100 | 54.8100 USD | ||||||
| B ADSs | Sale | 100 | 54.6350 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 100 | 17.7450 GBP | ||||||
| B ADSs | Sale | 100 | 55.0650 USD | ||||||
| B ADSs | Sale | 155 | 54.6464 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 167 | 17.5700 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 167 | 17.6250 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 167 | 17.8300 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 167 | 17.7950 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 167 | 17.8450 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 167 | 17.5550 GBP | ||||||
| B ADSs | Sale | 173 | 55.0001 USD | ||||||
| B ADSs | Sale | 200 | 54.6700 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 200 | 17.5650 GBP | ||||||
| A ADSs | Sale | 200 | 54.1400 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 200 | 17.6100 GBP | ||||||
| A ADSs | Sale | 240 | 54.1300 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 245 | 17.8400 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 251 | 17.5750 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 300 | 17.6546 GBP | ||||||
| A ADSs | Sale | 300 | 54.5400 USD | ||||||
| A ADSs | Sale | 300 | 54.2800 USD | ||||||
| A ADSs | Sale | 300 | 54.1100 USD | ||||||
| A ADSs | Sale | 300 | 54.0933 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 300 | 17.9100 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 335 | 17.6750 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 356 | 17.8650 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 390 | 23.7940 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 419 | 17.7550 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 451 | 17.5705 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 483 | 23.7800 EUR | ||||||
| A ADSs | Sale | 500 | 54.1440 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 541 | 23.9599 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 576 | 17.8529 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 603 | 17.6885 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 615 | 17.6597 GBP | ||||||
| A ADSs | Sale | 700 | 54.0950 USD | ||||||
| A ADSs | Sale | 700 | 54.1592 USD | ||||||
| B ADSs | Sale | 700 | 55.0600 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 775 | 23.7719 EUR | ||||||
| B ADSs | Sale | 800 | 54.7501 USD | ||||||
| B ADSs | Sale | 900 | 54.6533 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 910 | 17.7400 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 23.7406 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 1,017 | 17.6950 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,132 | 23.7242 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 1,143 | 17.7050 GBP | ||||||
| A ADSs | Sale | 1,200 | 54.4500 USD | ||||||
| A ADSs | Sale | 1,200 | 54.1875 USD | ||||||
| B ADSs | Sale | 1,200 | 54.7479 USD | ||||||
| A ADSs | Sale | 1,400 | 54.3650 USD | ||||||
| A ADSs | Sale | 1,400 | 54.3007 USD | ||||||
| A ADSs | Sale | 1,400 | 54.2892 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,413 | 17.7200 GBP | ||||||
| B ADSs | Sale | 1,500 | 54.0400 USD | ||||||
| A ADSs | Sale | 1,575 | 54.1201 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,664 | 17.7150 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,673 | 23.8004 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 1,702 | 17.6370 GBP | ||||||
| B ADSs | Sale | 1,900 | 54.7511 USD | ||||||
| A ADSs | Sale | 1,900 | 53.9200 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 2,025 | 23.7658 EUR | ||||||
| B ADSs | Sale | 2,055 | 54.0300 USD | ||||||
| A ADSs | Sale | 2,100 | 54.1102 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 2,138 | 23.5860 EUR | ||||||
| A ADSs | Sale | 2,200 | 54.1786 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 2,314 | 23.7807 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 2,387 | 23.7631 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 2,433 | 23.9295 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 2,533 | 23.7027 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 2,785 | 18.0000 GBP | ||||||
| A ADSs | Sale | 2,900 | 54.1227 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 3,035 | 17.7650 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 3,035 | 17.7650 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 3,725 | 23.7754 EUR | ||||||
| A ADSs | Sale | 3,898 | 54.3383 USD | ||||||
| A ADSs | Sale | 3,900 | 54.1343 USD | ||||||
| A ADSs | Sale | 3,950 | 54.1918 USD | ||||||
| A ADSs | Sale | 4,260 | 54.1165 USD | ||||||
| A ADSs | Sale | 4,319 | 53.7329 USD | ||||||
| A ADSs | Sale | 4,580 | 54.1708 USD | ||||||
| A ADSs | Sale | 4,638 | 54.1126 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 4,893 | 17.6850 GBP | ||||||
| A ADSs | Sale | 5,180 | 54.2025 USD | ||||||
| A ADSs | Sale | 5,200 | 54.2985 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 5,944 | 23.9250 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 6,583 | 17.7685 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 6,997 | 17.6558 GBP | ||||||
| B ADSs | Sale | 7,100 | 54.8195 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 8,037 | 17.8251 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 8,222 | 18.0143 GBP | ||||||
| A ADSs | Sale | 8,834 | 54.0749 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 9,797 | 17.9600 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 10,643 | 18.0025 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 10,757 | 17.8931 GBP | ||||||
| A ADSs | Sale | 11,305 | 54.3407 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 14,236 | 23.9189 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 14,307 | 17.8861 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 14,507 | 17.8961 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 14,620 | 17.8843 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 15,531 | 17.7900 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 15,531 | 17.7900 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 19,879 | 17.9947 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 20,217 | 23.7751 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 20,310 | 17.8593 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 21,198 | 17.6768 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 21,906 | 17.8622 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 24,300 | 23.7793 EUR | ||||||
| B ADSs | Sale | 25,267 | 54.6640 USD | ||||||
| A ADSs | Sale | 25,610 | 54.1481 USD | ||||||
| B ADSs | Sale | 26,690 | 54.5047 USD | ||||||
| A ADSs | Sale | 26,938 | 53.7409 USD | ||||||
| B ADSs | Sale | 32,993 | 54.6180 USD | ||||||
| B ADSs | Sale | 33,193 | 54.6172 USD | ||||||
| A ADSs | Sale | 33,838 | 53.8353 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 40,583 | 17.8365 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 43,356 | 17.7895 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 44,663 | 23.7137 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 46,205 | 17.9529 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 46,905 | 18.0017 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 79,831 | 17.7155 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 84,921 | 17.7033 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 147,910 | 23.8175 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 178,723 | 17.9673 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 212,620 | 17.9045 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 455,000 | 17.7700 GBP | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 61 | 17.7885 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,464 | 24.0968 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,138 | 23.5859 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,533 | 23.7027 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,656 | 17.6498 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,959 | 23.7859 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,164 | 17.8748 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 5,100 | 18.0289 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 10,019 | 23.9520 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 10,447 | 23.7703 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 12,916 | 17.8654 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 16,294 | 23.7390 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 40,813 | 17.8454 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 45,241 | 17.7667 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 100 | 17.7471 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 200 | 17.8070 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 300 | 17.9121 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 954 | 18.0379 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,966 | 17.8144 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,662 | 17.6824 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,120 | 17.9213 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,225 | 23.7825 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 6,886 | 17.9028 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,885 | 17.9511 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 9,886 | 23.6189 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 10,445 | 17.9904 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 12,180 | 17.8650 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 12,411 | 23.6701 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 17,966 | 23.7970 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 23,384 | 17.6614 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 25,939 | 23.9622 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 13,840 | 17.7300 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 28,485 | 23.7607 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 65,986 | 17.9051 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 67,958 | 23.7223 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 74,838 | 17.8929 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 14 Oct 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | ROYAL DUTCH SHELL PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 17.1093 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 16.9274 | European | 19 Oct 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151014005887/en/
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