27th Nov 2015 13:55
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 26 Nov 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,190,777 | 0.56% | 20,839,200 | 0.53% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,966,833 | 0.20% | 8,832,661 | 0.22% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,865,200 | 0.05% | 1,915,200 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 32,022,810 | 0.81% | 31,587,061 | 0.80% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,112,133 | 0.95% | 15,274,250 | 0.63% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,525,565 | 0.47% | 5,093,361 | 0.21% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 97,000 | 0.00% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,734,698 | 1.42% | 20,667,247 | 0.85% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 18 | 23.6700 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 117 | 16.9075 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 139 | 16.5500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 150 | 16.7000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 196 | 23.8500 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 211 | 16.9100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 211 | 16.8250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 211 | 16.9000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 211 | 16.9575 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 214 | 16.9125 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 214 | 16.8300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 223 | 16.6300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 223 | 16.5950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 236 | 16.6100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 243 | 16.6825 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 276 | 23.7750 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 300 | 16.8214 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 313 | 23.6400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 334 | 23.6150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 375 | 16.6000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 387 | 16.6775 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 401 | 16.5900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 412 | 16.9150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 466 | 16.8400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 478 | 23.7100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 480 | 16.5550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 482 | 23.6950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 484 | 16.7130 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 488 | 16.9275 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 23.8100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 638 | 23.8350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 638 | 23.8400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 638 | 23.7950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 701 | 16.6700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 837 | 16.8500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 875 | 16.8460 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,000 | 16.5650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,060 | 23.6550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,178 | 23.7800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,197 | 24.0200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,200 | 16.6616 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,200 | 16.8200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,253 | 23.8450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,300 | 16.6250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,365 | 23.6450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,383 | 16.7038 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,426 | 23.8000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,477 | 23.8655 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,480 | 16.5617 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,520 | 16.9300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,698 | 16.7250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,800 | 16.8000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,800 | 16.8450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,824 | 16.6750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,970 | 16.6850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,149 | 23.8250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,380 | 23.7600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,843 | 23.8013 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,038 | 23.7500 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,341 | 16.9082 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,600 | 16.8225 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,023 | 16.8701 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,360 | 16.6450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,455 | 16.9250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,864 | 23.8645 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,987 | 16.6800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,941 | 16.6674 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,155 | 16.8251 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,679 | 16.5644 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,720 | 16.6626 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 7,943 | 16.8260 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,101 | 16.6930 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 10,906 | 16.8395 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 11,714 | 16.6716 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 13,010 | 23.9950 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 14,327 | 16.8369 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 15,939 | 23.8343 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 16,904 | 16.8143 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 17,282 | 23.8629 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 20,103 | 16.8627 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 24,096 | 23.8340 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 26,159 | 16.8715 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 28,159 | 16.8289 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 29,764 | 23.8364 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 30,218 | 16.6751 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 44,521 | 23.8466 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 46,433 | 16.6592 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 47,328 | 16.8456 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 89,720 | 23.6757 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 96,936 | 23.8643 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 176,390 | 23.9156 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 18 | 23.6700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 46 | 16.5473 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 117 | 16.9075 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 118 | 16.9050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 121 | 16.9118 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 139 | 16.5500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 196 | 23.8500 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 209 | 16.9250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 211 | 16.9000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 211 | 16.9575 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 211 | 16.9100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 214 | 16.9125 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 214 | 16.8300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 223 | 16.5950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 236 | 16.6100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 243 | 16.6825 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 248 | 16.6900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 288 | 16.7268 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 313 | 23.6400 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 325 | 16.7130 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 334 | 23.6150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 354 | 16.6452 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 367 | 16.9150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 375 | 16.6000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 387 | 16.6775 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 401 | 16.5900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 415 | 16.6088 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 419 | 23.7500 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 466 | 16.8400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 478 | 23.7100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 480 | 16.5550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 482 | 23.6950 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 488 | 16.9275 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 600 | 16.8100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 625 | 16.8426 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 638 | 23.8400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 638 | 23.7950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 638 | 23.8350 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 697 | 16.7579 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 837 | 16.8500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 936 | 16.5454 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 16.5650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,032 | 23.8000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,060 | 23.6550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,120 | 23.7750 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,149 | 16.8479 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,178 | 23.7800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,190 | 23.7600 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,200 | 16.8200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,253 | 23.8450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,294 | 16.6677 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,365 | 23.6450 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,397 | 16.9247 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,477 | 16.6350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,480 | 16.5617 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,520 | 16.9300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,714 | 23.8382 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,756 | 24.0200 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,800 | 16.8450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,800 | 16.8000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,892 | 16.8210 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,025 | 16.6700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,070 | 16.7289 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,112 | 16.8398 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,149 | 23.8250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,588 | 16.7250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,844 | 16.8515 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,064 | 16.8183 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,085 | 23.7090 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,186 | 23.7976 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,616 | 16.5277 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,796 | 23.7700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,903 | 23.7736 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,980 | 16.6450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,981 | 23.7008 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 4,023 | 16.8701 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,034 | 16.6300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,382 | 16.6250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,447 | 16.8308 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,973 | 16.8462 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,162 | 16.6615 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,733 | 23.8165 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,309 | 16.6532 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,678 | 16.6750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,034 | 16.6850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,612 | 16.6632 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,120 | 16.6800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 11,210 | 16.8235 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,899 | 23.8003 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 12,607 | 23.9118 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 14,912 | 16.6747 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 14,998 | 23.7929 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 15,314 | 23.9969 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 20,870 | 16.8219 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 21,535 | 16.8840 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 21,578 | 16.8870 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 34,038 | 16.8250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 49,724 | 16.8412 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 56,986 | 16.6746 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 74,876 | 23.8525 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 109,951 | 23.9950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 115,407 | 23.7102 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 136,140 | 16.7648 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 177,905 | 23.8300 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 400 | 16.8087 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 400 | 16.9150 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,430 | 24.0084 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,616 | 16.5267 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,750 | 16.7757 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,972 | 16.7670 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,060 | 16.7295 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,309 | 16.6532 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,511 | 23.7829 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 11,092 | 16.6745 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 11,115 | 16.7975 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 23,241 | 23.8267 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 32,534 | 23.7781 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 45,894 | 16.6746 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 49,724 | 16.8412 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 94,444 | 16.7256 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 100 | 16.6600 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,000 | 23.7840 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,500 | 16.6360 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,400 | 16.8212 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,100 | 16.6472 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 3,870 | 16.8256 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,000 | 16.6512 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,605 | 16.8638 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,619 | 16.6767 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 8,720 | 16.8528 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 10,889 | 23.8556 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 5,852 | 16.7285 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 12,235 | 23.7666 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 12,739 | 16.8181 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 16,947 | 16.6011 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 20,230 | 16.8976 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 22,981 | 23.8373 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 27,086 | 16.8156 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 30,218 | 16.6751 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 61,847 | 23.8861 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 38,542 | 16.6939 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 27 Nov 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | |||||
| of | description | purchasing, | of | price | |||||
| relevant | selling, | securities | per unit | ||||||
| security | varying etc | to which | |||||||
| option | |||||||||
| relates | |||||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Futures | Selling | -160,000 | 1.5600 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | |||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | |||||
| EUR 0.07 B ordinary | Put Options | Written | 97,000 | 2100.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 | |||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151127005243/en/
Copyright Business Wire 2015
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