28th Oct 2015 16:17
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 27 Oct 2015 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | BG GROUP PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | |||||||||||
| Interests | Short Positions | |||||||||||
| Number | (%) | Number | (%) | |||||||||
| (1) | Relevant securities owned | |||||||||||
| and/or controlled: | 23,347,075 | 0.59% | 18,854,637 | 0.48% | ||||||||
| (2) | Cash-settled derivatives: | |||||||||||
| 8,542,659 | 0.22% | 9,789,697 | 0.25% | |||||||||
| (3) | Stock-settled derivatives (including options) | |||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | ||||||||
| (4) | ||||||||||||
| TOTAL: | 33,439,934 | 0.85% | 30,244,534 | 0.77% | ||||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | |||||||||||
| Interests | Short Positions | |||||||||||
| Number | (%) | Number | (%) | |||||||||
| (1) | Relevant securities owned | |||||||||||
| and/or controlled: | 22,433,460 | 0.92% | 14,446,466 | 0.59% | ||||||||
| (2) | Cash-settled derivatives: | |||||||||||
| 10,586,054 | 0.43% | 4,453,025 | 0.18% | |||||||||
| (3) | Stock-settled derivatives (including options) | |||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | ||||||||
| (4) | ||||||||||||
| TOTAL: | 33,194,514 | 1.36% | 19,199,127 | 0.79% | ||||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| A ADSs | Purchase | 12 | 52.2200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 55 | 23.8725 EUR | ||||
| A ADSs | Purchase | 75 | 52.3100 USD | ||||
| B ADSs | Purchase | 78 | 52.6999 USD | ||||
| A ADSs | Purchase | 98 | 52.5800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 100 | 17.4550 GBP | ||||
| B ADSs | Purchase | 100 | 52.8550 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 130 | 17.3925 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 156 | 17.3900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 164 | 24.0050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 165 | 17.0700 GBP | ||||
| A ADSs | Purchase | 171 | 52.3500 USD | ||||
| B ADSs | Purchase | 210 | 52.8600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 220 | 17.0400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 223 | 17.3950 GBP | ||||
| A ADSs | Purchase | 300 | 52.5850 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 322 | 17.3498 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 364 | 17.2650 GBP | ||||
| A ADSs | Purchase | 400 | 52.5197 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 400 | 23.6875 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 405 | 23.9508 EUR | ||||
| A ADSs | Purchase | 435 | 52.5718 USD | ||||
| A ADSs | Purchase | 460 | 52.4078 USD | ||||
| A ADSs | Purchase | 477 | 52.3520 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 23.8500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 24.2200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 23.7650 EUR | ||||
| A ADSs | Purchase | 531 | 52.4684 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 547 | 23.8700 EUR | ||||
| B ADSs | Purchase | 600 | 52.8766 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 611 | 23.8900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 611 | 24.0600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 613 | 17.2118 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 694 | 23.8950 EUR | ||||
| A ADSs | Purchase | 706 | 52.5766 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 762 | 17.1231 GBP | ||||
| B ADSs | Purchase | 818 | 52.8213 USD | ||||
| A ADSs | Purchase | 900 | 52.4688 USD | ||||
| A ADSs | Purchase | 1,000 | 52.5103 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,024 | 23.7400 EUR | ||||
| A ADSs | Purchase | 1,045 | 52.4827 USD | ||||
| B ADSs | Purchase | 1,200 | 52.7845 USD | ||||
| A ADSs | Purchase | 1,270 | 52.3838 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,340 | 23.7900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,348 | 23.8650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,364 | 17.3250 GBP | ||||
| B ADSs | Purchase | 1,500 | 52.8250 USD | ||||
| A ADSs | Purchase | 1,600 | 52.5245 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,694 | 23.8433 EUR | ||||
| B ADSs | Purchase | 1,900 | 52.8528 USD | ||||
| B ADSs | Purchase | 2,000 | 52.8275 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,232 | 23.9266 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,426 | 17.2050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,615 | 23.9184 EUR | ||||
| B ADSs | Purchase | 2,772 | 52.8169 USD | ||||
| B ADSs | Purchase | 2,856 | 52.8259 USD | ||||
| B ADSs | Purchase | 3,083 | 52.8252 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,195 | 17.2525 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,318 | 17.0900 GBP | ||||
| A ADSs | Purchase | 3,400 | 52.4236 USD | ||||
| A ADSs | Purchase | 3,460 | 52.5200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,635 | 17.2150 GBP | ||||
| A ADSs | Purchase | 3,960 | 52.4479 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,037 | 17.1039 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,409 | 17.0850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,463 | 23.9332 EUR | ||||
| B ADSs | Purchase | 4,500 | 52.7714 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,193 | 23.8826 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 5,405 | 17.2216 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,443 | 17.0950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,480 | 23.8241 EUR | ||||
| B ADSs | Purchase | 5,500 | 52.7866 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,611 | 23.8813 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,896 | 23.9224 EUR | ||||
| B ADSs | Purchase | 5,932 | 52.7667 USD | ||||
| A ADSs | Purchase | 7,100 | 52.4737 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,208 | 17.2436 GBP | ||||
| B ADSs | Purchase | 7,373 | 52.7811 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,405 | 17.0871 GBP | ||||
| A ADSs | Purchase | 8,619 | 52.4366 USD | ||||
| A ADSs | Purchase | 9,000 | 52.4402 USD | ||||
| A ADSs | Purchase | 9,340 | 52.4128 USD | ||||
| B ADSs | Purchase | 10,338 | 52.8020 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 11,486 | 17.1889 GBP | ||||
| B ADSs | Purchase | 11,925 | 52.8223 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 12,782 | 23.8738 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 12,822 | 23.8024 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 13,375 | 17.1205 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 13,995 | 23.9726 EUR | ||||
| B ADSs | Purchase | 14,400 | 52.8251 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 14,576 | 17.1971 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 14,600 | 17.1963 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,373 | 17.1938 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 18,504 | 17.1321 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 18,983 | 17.0963 GBP | ||||
| A ADSs | Purchase | 21,968 | 52.3420 USD | ||||
| A ADSs | Purchase | 22,762 | 52.2911 USD | ||||
| A ADSs | Purchase | 23,078 | 52.4603 USD | ||||
| A ADSs | Purchase | 23,761 | 52.4200 USD | ||||
| A ADSs | Purchase | 25,000 | 52.5600 USD | ||||
| A ADSs | Purchase | 25,828 | 52.3686 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 30,017 | 17.2413 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 32,757 | 23.8886 EUR | ||||
| A ADSs | Purchase | 33,300 | 52.4616 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 34,300 | 23.9929 EUR | ||||
| A ADSs | Purchase | 37,104 | 52.4187 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 43,922 | 23.8100 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 44,936 | 17.1900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 50,817 | 17.2300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 56,500 | 17.3161 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 57,399 | 17.2167 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 65,118 | 17.1591 GBP | ||||
| B ADSs | Purchase | 65,252 | 52.7247 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 77,398 | 17.2000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 80,584 | 23.9041 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 81,120 | 17.2100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 106,650 | 23.9607 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 110,930 | 17.1401 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 128,839 | 23.9545 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 168,337 | 17.2115 GBP | ||||
| A ADSs | Sale | 6 | 52.1000 USD | ||||
| A ADSs | Sale | 12 | 52.2200 USD | ||||
| A ADSs | Sale | 20 | 52.4700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 47 | 23.8100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 55 | 23.8725 EUR | ||||
| B ADSs | Sale | 58 | 52.8400 USD | ||||
| A ADSs | Sale | 75 | 52.3100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 85 | 17.2479 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 17.4550 GBP | ||||
| A ADSs | Sale | 100 | 52.6200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 156 | 17.3900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 164 | 24.0050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 165 | 17.0700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 192 | 17.2426 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 194 | 17.2100 GBP | ||||
| A ADSs | Sale | 200 | 52.5600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 23.6875 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 220 | 17.0400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 223 | 17.3950 GBP | ||||
| A ADSs | Sale | 300 | 52.6066 USD | ||||
| A ADSs | Sale | 300 | 52.4706 USD | ||||
| EUR 0.07 B Ordinary | Sale | 364 | 17.2650 GBP | ||||
| A ADSs | Sale | 365 | 52.4320 USD | ||||
| EUR 0.07 B Ordinary | Sale | 379 | 17.3929 GBP | ||||
| B ADSs | Sale | 400 | 52.8375 USD | ||||
| B ADSs | Sale | 400 | 52.8012 USD | ||||
| B ADSs | Sale | 500 | 52.7670 USD | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 24.2200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 23.8500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 23.7650 EUR | ||||
| B ADSs | Sale | 600 | 52.8100 USD | ||||
| A ADSs | Sale | 600 | 52.3000 USD | ||||
| B ADSs | Sale | 600 | 52.7700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 611 | 24.0600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 611 | 23.8900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 682 | 17.3250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 694 | 23.8950 EUR | ||||
| A ADSs | Sale | 700 | 52.4300 USD | ||||
| A ADSs | Sale | 700 | 52.3414 USD | ||||
| B ADSs | Sale | 767 | 52.7840 USD | ||||
| EUR 0.07 A Ordinary | Sale | 774 | 23.7900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 843 | 17.2091 GBP | ||||
| A ADSs | Sale | 847 | 52.4154 USD | ||||
| EUR 0.07 A Ordinary | Sale | 878 | 23.8650 EUR | ||||
| A ADSs | Sale | 1,062 | 52.4684 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,111 | 24.1320 EUR | ||||
| A ADSs | Sale | 1,300 | 52.4226 USD | ||||
| B ADSs | Sale | 1,500 | 52.8250 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,546 | 23.8050 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,700 | 17.2000 GBP | ||||
| A ADSs | Sale | 1,700 | 52.5241 USD | ||||
| B ADSs | Sale | 1,700 | 52.7978 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,800 | 17.2141 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,866 | 23.7400 EUR | ||||
| A ADSs | Sale | 1,920 | 52.5167 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,983 | 17.0941 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,037 | 17.3865 GBP | ||||
| A ADSs | Sale | 2,100 | 52.4402 USD | ||||
| B ADSs | Sale | 2,210 | 52.8537 USD | ||||
| A ADSs | Sale | 2,240 | 52.5040 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,270 | 23.9099 EUR | ||||
| A ADSs | Sale | 2,300 | 52.3463 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,426 | 17.2050 GBP | ||||
| A ADSs | Sale | 2,600 | 52.3825 USD | ||||
| A ADSs | Sale | 2,800 | 52.4518 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,041 | 17.2126 GBP | ||||
| A ADSs | Sale | 3,120 | 52.4397 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,173 | 17.1433 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,318 | 17.0900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,457 | 23.8765 EUR | ||||
| A ADSs | Sale | 3,600 | 52.4781 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,630 | 17.0863 GBP | ||||
| A ADSs | Sale | 3,740 | 52.4801 USD | ||||
| A ADSs | Sale | 4,178 | 52.5340 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,246 | 17.1429 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,400 | 23.9460 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,409 | 17.0850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,482 | 17.0848 GBP | ||||
| B ADSs | Sale | 4,500 | 52.7856 USD | ||||
| B ADSs | Sale | 5,000 | 52.7886 USD | ||||
| A ADSs | Sale | 5,507 | 52.4173 USD | ||||
| B ADSs | Sale | 5,932 | 52.7667 USD | ||||
| A ADSs | Sale | 6,200 | 52.4350 USD | ||||
| A ADSs | Sale | 6,320 | 52.5337 USD | ||||
| A ADSs | Sale | 6,400 | 52.4660 USD | ||||
| A ADSs | Sale | 6,453 | 52.4989 USD | ||||
| B ADSs | Sale | 8,000 | 52.8323 USD | ||||
| EUR 0.07 A Ordinary | Sale | 8,927 | 23.8377 EUR | ||||
| A ADSs | Sale | 9,978 | 52.4878 USD | ||||
| EUR 0.07 A Ordinary | Sale | 10,631 | 17.1756 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 13,013 | 23.9900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 14,096 | 17.3447 GBP | ||||
| A ADSs | Sale | 14,920 | 52.4144 USD | ||||
| EUR 0.07 B Ordinary | Sale | 15,387 | 17.1405 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 16,020 | 23.8461 EUR | ||||
| A ADSs | Sale | 18,552 | 52.4187 USD | ||||
| EUR 0.07 B Ordinary | Sale | 19,050 | 17.1314 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 19,101 | 17.2038 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 21,140 | 23.9717 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 21,765 | 17.2264 GBP | ||||
| A ADSs | Sale | 22,762 | 52.2911 USD | ||||
| EUR 0.07 B Ordinary | Sale | 26,006 | 17.1770 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 27,600 | 17.2078 GBP | ||||
| A ADSs | Sale | 30,400 | 52.5300 USD | ||||
| EUR 0.07 B Ordinary | Sale | 36,017 | 17.2065 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 38,511 | 23.8700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 39,065 | 23.9328 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 39,258 | 17.1293 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 40,234 | 23.9506 EUR | ||||
| B ADSs | Sale | 44,840 | 52.8111 USD | ||||
| EUR 0.07 B Ordinary | Sale | 45,240 | 17.2388 GBP | ||||
| A ADSs | Sale | 51,127 | 52.4229 USD | ||||
| A ADSs | Sale | 51,656 | 52.3686 USD | ||||
| EUR 0.07 A Ordinary | Sale | 55,471 | 17.0950 GBP | ||||
| B ADSs | Sale | 65,252 | 52.7247 USD | ||||
| EUR 0.07 A Ordinary | Sale | 68,808 | 23.9816 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 84,463 | 23.9332 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 190,633 | 17.2630 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 230,721 | 17.2150 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | SWAP | Long | 600 | 23.8646 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,779 | 17.2206 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,000 | 17.1685 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,472 | 17.2018 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,128 | 23.9252 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 6,383 | 17.2410 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,621 | 17.2237 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,029 | 23.8066 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 10,650 | 17.2949 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 10,904 | 17.2082 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,067 | 17.1201 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 22,900 | 24.0375 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 26,191 | 23.8141 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 27,699 | 17.2087 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 74,176 | 17.3393 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 192,600 | 17.2150 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,064 | 17.1252 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,100 | 17.2479 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,200 | 17.2620 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 613 | 17.2118 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,300 | 17.2896 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,500 | 17.2154 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,615 | 23.9213 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,271 | 23.9187 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,164 | 23.7571 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,500 | 23.9290 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 5,932 | 17.2067 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 9,000 | 17.3086 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 9,661 | 17.2849 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 10,271 | 17.2631 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 10,646 | 17.2350 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 12,231 | 17.2464 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 19,207 | 23.9009 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 21,956 | 17.0963 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 34,300 | 23.9929 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 56,500 | 17.3161 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 82,592 | 17.1463 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 54,651 | 17.2013 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 122,198 | 23.9029 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 145,742 | 17.2203 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| (c) | Attachments | |||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |||||
| Date of disclosure: | Oct 28, 2015 | |||||
| Contact name: | Jay Supaya | |||||
| Telephone number: | 020 7773 0635 | |||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |||||
| are being disclosed: | ||||||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||||
| relevant securities this from relates: | ||||||
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | Dec 16, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | Jan 15, 2016 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | Jun 17, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | Jan 25, 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | European | Nov 24, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | European | Nov 24, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | Dec 16, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | Dec 18, 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151028006219/en/
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