24th Sep 2015 14:42
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 23 Sep 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 24,907,373 | 0.63% | 23,733,706 | 0.60% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,366,354 | 0.19% | 10,634,701 | 0.27% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 33,823,927 | 0.86% | 35,968,607 | 0.91% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 20,535,918 | 0.84% | 13,840,787 | 0.57% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,455,347 | 0.22% | 5,936,518 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 26,166,265 | 1.07% | 20,076,941 | 0.82% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 75 | 15.5300 GBP | ||||
| A ADSs | Purchase | 75 | 47.6600 USD | ||||
| A ADSs | Purchase | 100 | 47.7800 USD | ||||
| A ADSs | Purchase | 100 | 47.3700 USD | ||||
| B ADSs | Purchase | 107 | 48.6500 USD | ||||
| A ADSs | Purchase | 125 | 47.7500 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 125 | 15.5500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 145 | 15.7977 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 180 | 15.9025 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 200 | 15.8950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 200 | 15.9500 GBP | ||||
| A ADSs | Purchase | 200 | 47.4600 USD | ||||
| B ADSs | Purchase | 250 | 48.0080 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 277 | 15.7000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 288 | 15.7900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 295 | 21.8450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 298 | 21.8225 EUR | ||||
| A ADSs | Purchase | 300 | 47.6750 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 333 | 21.7633 EUR | ||||
| B ADSs | Purchase | 372 | 48.6326 USD | ||||
| A ADSs | Purchase | 400 | 47.3750 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 440 | 21.7450 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 450 | 15.7550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 454 | 15.7400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 460 | 15.7350 GBP | ||||
| A ADSs | Purchase | 500 | 48.2920 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 503 | 21.7975 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 513 | 21.7800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 527 | 21.5750 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 565 | 15.7700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 627 | 15.9450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 628 | 21.6350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 653 | 15.4569 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 702 | 21.7250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 859 | 21.7850 EUR | ||||
| B ADSs | Purchase | 900 | 47.7550 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 920 | 15.5379 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,004 | 15.7051 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,049 | 21.7650 EUR | ||||
| A ADSs | Purchase | 1,055 | 48.0388 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,073 | 15.6975 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,099 | 15.6800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,099 | 15.6800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,103 | 21.8125 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,254 | 15.9050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,269 | 21.8175 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,278 | 15.9200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,303 | 21.6754 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,419 | 15.7750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,454 | 15.9400 GBP | ||||
| A ADSs | Purchase | 1,521 | 47.6327 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,546 | 15.8473 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,598 | 15.9150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,709 | 21.4750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,740 | 21.6400 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,756 | 15.9175 GBP | ||||
| A ADSs | Purchase | 1,756 | 47.8032 USD | ||||
| A ADSs | Purchase | 1,756 | 47.8941 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,763 | 15.7250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,800 | 15.9250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,903 | 21.8250 EUR | ||||
| A ADSs | Purchase | 2,100 | 47.7702 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,119 | 15.7422 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,232 | 21.8121 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,295 | 21.6414 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,390 | 15.8040 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,438 | 15.8250 GBP | ||||
| A ADSs | Purchase | 2,500 | 48.4800 USD | ||||
| A ADSs | Purchase | 2,500 | 48.3900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,508 | 21.8140 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,688 | 21.8141 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,699 | 21.8145 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,706 | 15.7262 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,800 | 21.8300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,886 | 15.8100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,886 | 15.8100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,109 | 21.7950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,111 | 21.8150 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,335 | 15.9300 GBP | ||||
| A ADSs | Purchase | 3,774 | 47.7456 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,238 | 15.9350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,245 | 21.6139 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,372 | 21.7068 EUR | ||||
| B ADSs | Purchase | 4,500 | 48.0510 USD | ||||
| A ADSs | Purchase | 5,000 | 47.0000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,058 | 21.7265 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 5,074 | 15.8140 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,154 | 15.9000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,849 | 21.6880 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 6,473 | 15.6119 GBP | ||||
| B ADSs | Purchase | 6,700 | 47.9174 USD | ||||
| A ADSs | Purchase | 7,400 | 47.8002 USD | ||||
| A ADSs | Purchase | 7,830 | 47.6648 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8,250 | 15.7588 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,758 | 15.5250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,764 | 15.9100 GBP | ||||
| A ADSs | Purchase | 8,779 | 47.8622 USD | ||||
| B ADSs | Purchase | 9,800 | 48.7271 USD | ||||
| A ADSs | Purchase | 10,000 | 47.7978 USD | ||||
| A ADSs | Purchase | 10,441 | 47.3400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 10,533 | 21.5844 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 10,932 | 15.6628 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 11,145 | 15.7798 GBP | ||||
| A ADSs | Purchase | 11,250 | 48.2582 USD | ||||
| A ADSs | Purchase | 12,400 | 47.5102 USD | ||||
| A ADSs | Purchase | 12,500 | 47.5820 USD | ||||
| A ADSs | Purchase | 13,304 | 47.7549 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 13,508 | 15.8800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 14,539 | 15.4100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 14,554 | 15.7576 GBP | ||||
| A ADSs | Purchase | 14,725 | 47.8421 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 15,127 | 15.7296 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 15,501 | 15.6610 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 16,800 | 15.5332 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 17,230 | 21.7421 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 17,947 | 15.7783 GBP | ||||
| B ADSs | Purchase | 20,400 | 48.7117 USD | ||||
| A ADSs | Purchase | 21,836 | 47.6504 USD | ||||
| A ADSs | Purchase | 21,907 | 47.5191 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 22,662 | 15.6193 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 24,136 | 15.6822 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 25,007 | 15.7004 GBP | ||||
| B ADSs | Purchase | 29,680 | 47.9843 USD | ||||
| A ADSs | Purchase | 32,065 | 47.5674 USD | ||||
| A ADSs | Purchase | 42,453 | 47.7895 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 43,014 | 21.6388 EUR | ||||
| A ADSs | Purchase | 44,301 | 47.6378 USD | ||||
| B ADSs | Purchase | 45,955 | 47.6655 USD | ||||
| A ADSs | Purchase | 46,010 | 48.4903 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 46,442 | 15.6696 GBP | ||||
| A ADSs | Purchase | 48,033 | 47.5935 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 50,000 | 15.8599 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 66,981 | 15.7125 GBP | ||||
| B ADSs | Purchase | 87,598 | 48.0008 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 90,547 | 15.9230 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 95,352 | 15.6015 GBP | ||||
| B ADSs | Purchase | 96,568 | 48.2337 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 101,947 | 15.8812 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 117,939 | 21.6964 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 122,245 | 21.6778 EUR | ||||
| B ADSs | Purchase | 126,768 | 48.3488 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 155,893 | 15.7298 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 181,368 | 15.6516 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 193,417 | 21.6567 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 351,887 | 21.6651 EUR | ||||
| A ADSs | Purchase | 502,074 | 47.6410 USD | ||||
| A ADSs | Purchase | 1,000,000 | 47.5873 USD | ||||
| EUR 0.07 A Ordinary | Sale | 20 | 15.4100 GBP | ||||
| A ADSs | Sale | 100 | 48.2500 USD | ||||
| A ADSs | Sale | 100 | 47.6850 USD | ||||
| B ADSs | Sale | 107 | 48.6500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 118 | 15.7579 GBP | ||||
| B ADSs | Sale | 119 | 47.6071 USD | ||||
| EUR 0.07 B Ordinary | Sale | 125 | 15.5500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 150 | 15.5300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 192 | 15.6850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 200 | 15.8950 GBP | ||||
| A ADSs | Sale | 200 | 48.2200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 200 | 15.9500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 205 | 15.7636 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 251 | 15.5311 GBP | ||||
| A ADSs | Sale | 275 | 47.6672 USD | ||||
| EUR 0.07 A Ordinary | Sale | 298 | 21.8225 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 328 | 21.6350 EUR | ||||
| B ADSs | Sale | 372 | 48.6326 USD | ||||
| A ADSs | Sale | 400 | 47.3438 USD | ||||
| B ADSs | Sale | 400 | 47.8555 USD | ||||
| EUR 0.07 A Ordinary | Sale | 440 | 21.7450 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 454 | 15.7400 GBP | ||||
| B ADSs | Sale | 466 | 47.6014 USD | ||||
| EUR 0.07 A Ordinary | Sale | 503 | 21.7975 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 513 | 21.7800 EUR | ||||
| A ADSs | Sale | 525 | 47.7500 USD | ||||
| B ADSs | Sale | 525 | 47.7500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 544 | 15.9255 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 565 | 15.7700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 573 | 21.7700 EUR | ||||
| B ADSs | Sale | 600 | 47.6966 USD | ||||
| EUR 0.07 A Ordinary | Sale | 613 | 21.8450 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 627 | 15.9450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 647 | 15.6511 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 672 | 15.9025 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 682 | 15.7344 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 702 | 21.7250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 740 | 15.7865 GBP | ||||
| A ADSs | Sale | 800 | 48.1275 USD | ||||
| EUR 0.07 A Ordinary | Sale | 838 | 21.6225 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 839 | 15.8187 GBP | ||||
| A ADSs | Sale | 900 | 47.5566 USD | ||||
| B ADSs | Sale | 900 | 47.7550 USD | ||||
| A ADSs | Sale | 900 | 47.7567 USD | ||||
| A ADSs | Sale | 900 | 47.9083 USD | ||||
| A ADSs | Sale | 900 | 47.9455 USD | ||||
| EUR 0.07 A Ordinary | Sale | 920 | 15.7350 GBP | ||||
| A ADSs | Sale | 967 | 47.9615 USD | ||||
| EUR 0.07 A Ordinary | Sale | 975 | 21.5750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,049 | 21.7650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,073 | 15.6975 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,099 | 15.6800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,099 | 15.6800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,103 | 21.8125 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,105 | 15.8314 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,254 | 15.9050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,262 | 21.6938 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,269 | 21.8175 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,278 | 15.9200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,364 | 15.6787 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,454 | 15.9400 GBP | ||||
| B ADSs | Sale | 1,576 | 47.6959 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,598 | 15.9150 GBP | ||||
| A ADSs | Sale | 1,600 | 47.3400 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,604 | 15.5322 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,693 | 15.7900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,710 | 21.4856 EUR | ||||
| A ADSs | Sale | 1,756 | 47.8032 USD | ||||
| A ADSs | Sale | 1,756 | 47.8033 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,782 | 21.8400 EUR | ||||
| A ADSs | Sale | 1,800 | 47.6077 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,800 | 15.9250 GBP | ||||
| B ADSs | Sale | 1,800 | 47.6208 USD | ||||
| B ADSs | Sale | 2,000 | 47.6945 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,016 | 15.8025 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,065 | 21.8350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,089 | 21.8000 EUR | ||||
| A ADSs | Sale | 2,180 | 47.9625 USD | ||||
| B ADSs | Sale | 2,200 | 47.6442 USD | ||||
| A ADSs | Sale | 2,202 | 47.9111 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,210 | 15.7550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,438 | 15.8250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,442 | 15.6974 GBP | ||||
| A ADSs | Sale | 2,500 | 48.3900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,617 | 21.7850 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,649 | 15.7750 GBP | ||||
| A ADSs | Sale | 2,843 | 47.9842 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,867 | 15.8108 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,886 | 15.8100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,886 | 15.8100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,924 | 21.7290 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,109 | 21.7950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,327 | 21.8200 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,335 | 15.9300 GBP | ||||
| A ADSs | Sale | 3,396 | 47.6622 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,480 | 21.6400 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,600 | 15.8177 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,632 | 21.8250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,650 | 15.6486 GBP | ||||
| B ADSs | Sale | 4,100 | 48.0803 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,180 | 21.7004 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 4,238 | 15.9350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,461 | 21.4750 EUR | ||||
| B ADSs | Sale | 4,555 | 47.6770 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,721 | 21.8300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,903 | 21.7475 EUR | ||||
| A ADSs | Sale | 5,000 | 47.0000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,058 | 21.7265 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,059 | 15.6055 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,154 | 15.9000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,268 | 15.6798 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,370 | 21.8100 EUR | ||||
| B ADSs | Sale | 6,300 | 47.9213 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,375 | 15.8505 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,491 | 21.8150 EUR | ||||
| A ADSs | Sale | 7,033 | 47.7411 USD | ||||
| A ADSs | Sale | 7,200 | 47.8330 USD | ||||
| A ADSs | Sale | 7,497 | 48.0218 USD | ||||
| A ADSs | Sale | 7,500 | 48.4800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 8,338 | 15.6100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,764 | 15.9100 GBP | ||||
| A ADSs | Sale | 8,908 | 47.4787 USD | ||||
| A ADSs | Sale | 8,916 | 48.2240 USD | ||||
| A ADSs | Sale | 9,600 | 47.8167 USD | ||||
| EUR 0.07 B Ordinary | Sale | 10,260 | 15.8840 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,343 | 15.9021 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,907 | 15.8269 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,031 | 21.7194 EUR | ||||
| B ADSs | Sale | 11,139 | 47.6303 USD | ||||
| EUR 0.07 A Ordinary | Sale | 11,177 | 21.7961 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 11,197 | 21.6653 EUR | ||||
| A ADSs | Sale | 11,250 | 48.2582 USD | ||||
| EUR 0.07 B Ordinary | Sale | 12,869 | 15.8491 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 13,059 | 21.6808 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 13,750 | 15.8592 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 14,392 | 15.9105 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 14,803 | 15.9063 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 15,120 | 15.8800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 15,414 | 15.6610 GBP | ||||
| A ADSs | Sale | 16,475 | 48.1755 USD | ||||
| EUR 0.07 B Ordinary | Sale | 17,996 | 15.6531 GBP | ||||
| A ADSs | Sale | 18,015 | 47.5444 USD | ||||
| A ADSs | Sale | 18,884 | 48.1798 USD | ||||
| A ADSs | Sale | 21,341 | 47.4817 USD | ||||
| A ADSs | Sale | 21,400 | 48.4080 USD | ||||
| B ADSs | Sale | 21,500 | 47.6830 USD | ||||
| EUR 0.07 A Ordinary | Sale | 22,662 | 15.6193 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 23,172 | 15.8968 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 24,107 | 15.7998 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 24,206 | 15.6901 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 27,089 | 21.6810 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 28,672 | 15.8169 GBP | ||||
| A ADSs | Sale | 29,200 | 47.5029 USD | ||||
| EUR 0.07 A Ordinary | Sale | 35,212 | 15.5044 GBP | ||||
| A ADSs | Sale | 36,775 | 47.6496 USD | ||||
| EUR 0.07 A Ordinary | Sale | 41,868 | 15.7018 GBP | ||||
| A ADSs | Sale | 46,010 | 48.4903 USD | ||||
| EUR 0.07 A Ordinary | Sale | 49,001 | 21.6310 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 63,393 | 15.8481 GBP | ||||
| A ADSs | Sale | 69,065 | 47.7909 USD | ||||
| B ADSs | Sale | 87,598 | 48.0008 USD | ||||
| EUR 0.07 A Ordinary | Sale | 94,647 | 15.6032 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 106,770 | 21.6968 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 107,073 | 15.8199 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 112,743 | 21.6735 EUR | ||||
| A ADSs | Sale | 118,627 | 47.6181 USD | ||||
| A ADSs | Sale | 143,709 | 47.6116 USD | ||||
| EUR 0.07 A Ordinary | Sale | 156,755 | 15.6867 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 167,277 | 15.6549 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 176,422 | 15.9235 GBP | ||||
| A ADSs | Sale | 188,246 | 47.5331 USD | ||||
| EUR 0.07 A Ordinary | Sale | 227,506 | 21.6571 EUR | ||||
| B ADSs | Sale | 253,536 | 48.3488 USD | ||||
| EUR 0.07 A Ordinary | Sale | 310,207 | 21.6871 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 345,557 | 15.7902 GBP | ||||
| A ADSs | Sale | 432,004 | 47.6034 USD | ||||
| A ADSs | Sale | 502,074 | 47.6410 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 682 | 15.7344 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 788 | 15.8048 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 800 | 21.7061 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,364 | 15.6792 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,555 | 15.8430 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,124 | 21.7376 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,442 | 15.6974 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,402 | 21.7292 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,590 | 15.6847 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,525 | 15.8112 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,800 | 15.7012 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,917 | 15.7102 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,240 | 21.7057 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 7,311 | 15.8641 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 7,604 | 15.7965 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 9,411 | 15.8098 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 9,486 | 21.6623 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 10,616 | 15.8060 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 14,262 | 15.7192 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 20,250 | 15.6217 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 23,945 | 15.7453 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 25,582 | 15.6834 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 27,386 | 15.8330 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 46,167 | 21.6340 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 141,287 | 15.9101 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 264,682 | 15.6840 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 319,564 | 15.7982 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 137 | 21.4750 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 333 | 21.7632 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,000 | 15.3963 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,600 | 15.6000 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,600 | 15.6228 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,325 | 15.6623 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,378 | 21.5933 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 4,041 | 21.6367 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,009 | 15.5775 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 6,546 | 15.7807 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,946 | 15.7167 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 7,224 | 15.3873 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 7,588 | 15.8308 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 9,150 | 21.6733 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,218 | 15.7836 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 9,400 | 15.8118 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 17,230 | 21.7420 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 20,266 | 15.5597 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 33,364 | 21.4821 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 38,412 | 15.6964 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 24 Sep 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 16.9274 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 17.1093 | European | 19 Oct 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150924005826/en/
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