6th Oct 2015 14:23
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 5 Oct 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 24,712,633 | 0.63% | 26,525,240 | 0.67% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,337,968 | 0.26% | 10,995,707 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 36,600,801 | 0.93% | 39,121,147 | 0.99% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 20,358,693 | 0.83% | 13,789,529 | 0.57% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,864,852 | 0.24% | 5,992,040 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 26,398,545 | 1.08% | 20,081,205 | 0.82% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| A ADSs | Purchase | 2 | 50.8800 USD | ||||
| A ADSs | Purchase | 100 | 51.5300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 159 | 22.7200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 188 | 16.8350 GBP | ||||
| B ADSs | Purchase | 190 | 51.9700 USD | ||||
| A ADSs | Purchase | 200 | 50.5100 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 299 | 22.7700 EUR | ||||
| B ADSs | Purchase | 300 | 52.0183 USD | ||||
| B ADSs | Purchase | 300 | 52.0150 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 356 | 22.6550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 357 | 22.7050 EUR | ||||
| B ADSs | Purchase | 380 | 51.1946 USD | ||||
| B ADSs | Purchase | 400 | 52.0225 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 417 | 22.8750 EUR | ||||
| B ADSs | Purchase | 432 | 51.7800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 516 | 16.9600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 529 | 16.7900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 562 | 16.9775 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 575 | 16.8618 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 650 | 22.8800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 650 | 22.8800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 652 | 22.7100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 685 | 22.8300 EUR | ||||
| B ADSs | Purchase | 700 | 51.6121 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 715 | 22.8250 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 745 | 16.9750 GBP | ||||
| B ADSs | Purchase | 750 | 50.8533 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 793 | 16.8400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 856 | 22.9400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 873 | 22.8950 EUR | ||||
| B ADSs | Purchase | 900 | 52.0650 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 918 | 16.8200 GBP | ||||
| B ADSs | Purchase | 1,200 | 52.1179 USD | ||||
| B ADSs | Purchase | 1,225 | 52.1226 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,387 | 22.7606 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,598 | 22.6050 EUR | ||||
| B ADSs | Purchase | 1,600 | 52.0993 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,686 | 16.8625 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,720 | 16.8475 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,764 | 16.7050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,811 | 16.9975 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,000 | 16.9550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,050 | 16.7100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,053 | 16.8450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,109 | 16.9925 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,126 | 22.7900 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,150 | 16.9850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,168 | 22.7886 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,195 | 16.9900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,200 | 16.8522 GBP | ||||
| B ADSs | Purchase | 2,200 | 52.0149 USD | ||||
| A ADSs | Purchase | 2,220 | 51.4782 USD | ||||
| B ADSs | Purchase | 2,323 | 52.0967 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,427 | 22.7918 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,443 | 16.9914 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,564 | 16.8002 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,565 | 16.9825 GBP | ||||
| A ADSs | Purchase | 2,800 | 51.3232 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,120 | 16.9950 GBP | ||||
| A ADSs | Purchase | 3,200 | 51.4202 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,284 | 22.7441 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,306 | 22.7934 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,511 | 22.8326 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,600 | 16.9171 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,632 | 22.9200 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,793 | 16.9115 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,826 | 22.8474 EUR | ||||
| B ADSs | Purchase | 3,900 | 51.7666 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,102 | 16.9650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,322 | 16.6744 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,929 | 16.9800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,978 | 17.0600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,290 | 17.0000 GBP | ||||
| A ADSs | Purchase | 5,700 | 51.3964 USD | ||||
| B ADSs | Purchase | 5,700 | 51.8925 USD | ||||
| A ADSs | Purchase | 6,412 | 51.4077 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,839 | 16.9692 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,047 | 22.7771 EUR | ||||
| A ADSs | Purchase | 7,600 | 51.4263 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,357 | 16.8300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,357 | 16.8300 GBP | ||||
| B ADSs | Purchase | 8,798 | 52.0185 USD | ||||
| A ADSs | Purchase | 9,071 | 51.5218 USD | ||||
| B ADSs | Purchase | 10,528 | 52.0794 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 11,514 | 16.9525 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 11,912 | 16.8053 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 11,946 | 22.7924 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 12,004 | 16.8950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 12,004 | 16.8950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 12,100 | 16.7251 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 14,325 | 16.7378 GBP | ||||
| A ADSs | Purchase | 14,725 | 51.3368 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 15,852 | 16.9715 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 16,341 | 22.5099 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 16,590 | 22.5112 EUR | ||||
| B ADSs | Purchase | 16,880 | 52.0520 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 17,383 | 16.8259 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 17,499 | 22.6623 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 18,007 | 22.5167 EUR | ||||
| A ADSs | Purchase | 18,700 | 51.3775 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 19,238 | 16.9857 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 20,746 | 22.6925 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 20,779 | 16.8428 GBP | ||||
| B ADSs | Purchase | 21,156 | 52.0682 USD | ||||
| A ADSs | Purchase | 21,413 | 51.4457 USD | ||||
| A ADSs | Purchase | 21,613 | 51.4371 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 22,954 | 16.8120 GBP | ||||
| A ADSs | Purchase | 24,300 | 51.5134 USD | ||||
| B ADSs | Purchase | 25,306 | 51.3399 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 26,986 | 16.7716 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 30,081 | 22.5100 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 32,348 | 16.7836 GBP | ||||
| B ADSs | Purchase | 34,411 | 51.9684 USD | ||||
| A ADSs | Purchase | 35,468 | 51.3529 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 36,115 | 16.7174 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 37,028 | 16.9111 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 48,488 | 22.8894 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 55,166 | 16.8556 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 70,000 | 22.9500 EUR | ||||
| B ADSs | Purchase | 74,429 | 51.7931 USD | ||||
| B ADSs | Purchase | 75,179 | 51.7838 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 75,679 | 16.8538 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 81,108 | 16.8684 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 82,668 | 16.5827 GBP | ||||
| A ADSs | Purchase | 91,255 | 51.4563 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 94,243 | 22.7238 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 100,000 | 16.8650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 106,571 | 16.8437 GBP | ||||
| A ADSs | Purchase | 161,744 | 51.4682 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 172,655 | 22.7123 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 191,102 | 22.7421 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 286,648 | 16.9473 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 463,496 | 22.6825 EUR | ||||
| A ADSs | Sale | 2 | 50.8800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 27 | 22.7300 EUR | ||||
| B ADSs | Sale | 100 | 51.1900 USD | ||||
| A ADSs | Sale | 100 | 51.3700 USD | ||||
| B ADSs | Sale | 100 | 52.0250 USD | ||||
| B ADSs | Sale | 100 | 52.1600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 146 | 16.8182 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 159 | 22.7200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 169 | 22.4242 EUR | ||||
| B ADSs | Sale | 280 | 51.1962 USD | ||||
| EUR 0.07 A Ordinary | Sale | 299 | 22.7700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 304 | 22.7113 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 356 | 22.6550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 357 | 22.7050 EUR | ||||
| B ADSs | Sale | 388 | 52.0200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 391 | 22.7600 EUR | ||||
| A ADSs | Sale | 400 | 51.3475 USD | ||||
| B ADSs | Sale | 400 | 51.9925 USD | ||||
| EUR 0.07 A Ordinary | Sale | 417 | 22.8750 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 445 | 16.9791 GBP | ||||
| A ADSs | Sale | 482 | 51.3859 USD | ||||
| B ADSs | Sale | 500 | 51.8120 USD | ||||
| EUR 0.07 B Ordinary | Sale | 516 | 16.9600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 539 | 16.7935 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 562 | 16.9775 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 600 | 16.4550 GBP | ||||
| B ADSs | Sale | 622 | 51.8380 USD | ||||
| EUR 0.07 B Ordinary | Sale | 650 | 22.8800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 650 | 22.8800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 652 | 22.7100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 685 | 22.8300 EUR | ||||
| A ADSs | Sale | 700 | 51.3628 USD | ||||
| A ADSs | Sale | 700 | 51.4085 USD | ||||
| EUR 0.07 A Ordinary | Sale | 715 | 22.8250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 745 | 16.9750 GBP | ||||
| B ADSs | Sale | 753 | 52.0100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 793 | 16.8400 GBP | ||||
| B ADSs | Sale | 800 | 52.0287 USD | ||||
| EUR 0.07 A Ordinary | Sale | 843 | 16.8625 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 856 | 22.9400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 860 | 16.8475 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 871 | 22.7323 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 873 | 22.8950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 925 | 22.6038 EUR | ||||
| B ADSs | Sale | 971 | 52.0403 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,034 | 22.9213 EUR | ||||
| A ADSs | Sale | 1,100 | 51.3422 USD | ||||
| B ADSs | Sale | 1,240 | 51.8037 USD | ||||
| A ADSs | Sale | 1,300 | 51.4092 USD | ||||
| B ADSs | Sale | 1,400 | 51.7825 USD | ||||
| A ADSs | Sale | 1,419 | 51.3440 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,425 | 16.6455 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,484 | 16.8579 GBP | ||||
| B ADSs | Sale | 1,547 | 51.7814 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,547 | 16.8469 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,585 | 22.9188 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,811 | 16.9975 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,985 | 16.7897 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,000 | 16.9550 GBP | ||||
| B ADSs | Sale | 2,027 | 51.9346 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,053 | 16.8450 GBP | ||||
| A ADSs | Sale | 2,100 | 51.4428 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,109 | 16.9925 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,126 | 22.7900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,150 | 16.9850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,195 | 16.9900 GBP | ||||
| A ADSs | Sale | 2,380 | 51.3454 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,565 | 16.9825 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,618 | 16.9640 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,636 | 22.8871 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,741 | 22.7698 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,882 | 22.9225 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,086 | 16.9677 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,120 | 16.9950 GBP | ||||
| A ADSs | Sale | 3,206 | 51.4077 USD | ||||
| A ADSs | Sale | 3,206 | 51.4584 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,216 | 16.8350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,309 | 22.8852 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,511 | 22.8326 EUR | ||||
| A ADSs | Sale | 3,552 | 51.3342 USD | ||||
| A ADSs | Sale | 3,552 | 51.3807 USD | ||||
| B ADSs | Sale | 3,600 | 51.7738 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,606 | 16.8375 GBP | ||||
| A ADSs | Sale | 3,627 | 51.5186 USD | ||||
| B ADSs | Sale | 3,730 | 52.1028 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,102 | 16.9650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,136 | 22.8466 EUR | ||||
| A ADSs | Sale | 4,200 | 51.4145 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,220 | 16.9551 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,280 | 16.8335 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,296 | 16.8042 GBP | ||||
| A ADSs | Sale | 4,700 | 51.3964 USD | ||||
| A ADSs | Sale | 4,905 | 51.5752 USD | ||||
| B ADSs | Sale | 5,000 | 51.8840 USD | ||||
| A ADSs | Sale | 5,000 | 51.3086 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,224 | 16.6031 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,290 | 17.0000 GBP | ||||
| A ADSs | Sale | 5,400 | 51.3611 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,760 | 16.6059 GBP | ||||
| A ADSs | Sale | 6,026 | 51.3497 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,155 | 16.9670 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,242 | 16.6024 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,389 | 22.8007 EUR | ||||
| A ADSs | Sale | 7,683 | 51.3816 USD | ||||
| A ADSs | Sale | 8,150 | 51.5330 USD | ||||
| A ADSs | Sale | 8,798 | 51.5197 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,329 | 16.9800 GBP | ||||
| A ADSs | Sale | 9,400 | 51.3423 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,739 | 22.8755 EUR | ||||
| A ADSs | Sale | 9,800 | 51.3526 USD | ||||
| A ADSs | Sale | 9,900 | 51.4120 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,998 | 16.6157 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,072 | 22.6050 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 11,146 | 16.8300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,146 | 16.8300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 11,805 | 16.8418 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 11,825 | 17.0600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,073 | 16.7684 GBP | ||||
| B ADSs | Sale | 12,198 | 52.0070 USD | ||||
| EUR 0.07 B Ordinary | Sale | 12,273 | 16.8841 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 12,457 | 17.0212 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 13,385 | 16.8638 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 14,499 | 22.9200 EUR | ||||
| A ADSs | Sale | 15,079 | 51.3794 USD | ||||
| EUR 0.07 B Ordinary | Sale | 15,874 | 16.8434 GBP | ||||
| B ADSs | Sale | 15,928 | 51.9679 USD | ||||
| EUR 0.07 B Ordinary | Sale | 16,238 | 16.8683 GBP | ||||
| B ADSs | Sale | 16,880 | 52.0520 USD | ||||
| EUR 0.07 A Ordinary | Sale | 16,937 | 16.7354 GBP | ||||
| A ADSs | Sale | 17,400 | 51.3751 USD | ||||
| EUR 0.07 B Ordinary | Sale | 17,853 | 16.9705 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 18,400 | 16.8013 GBP | ||||
| A ADSs | Sale | 19,270 | 51.5386 USD | ||||
| EUR 0.07 A Ordinary | Sale | 19,388 | 16.8950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 19,767 | 22.9500 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 20,000 | 16.5905 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 20,321 | 16.8414 GBP | ||||
| A ADSs | Sale | 21,613 | 51.4371 USD | ||||
| A ADSs | Sale | 21,613 | 51.4370 USD | ||||
| B ADSs | Sale | 25,306 | 51.3399 USD | ||||
| EUR 0.07 A Ordinary | Sale | 27,793 | 22.6387 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 32,743 | 16.9017 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 35,708 | 16.8410 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 43,049 | 16.7225 GBP | ||||
| B ADSs | Sale | 46,900 | 52.0606 USD | ||||
| A ADSs | Sale | 58,016 | 51.4571 USD | ||||
| EUR 0.07 B Ordinary | Sale | 89,592 | 16.8623 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 99,721 | 16.9142 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 108,019 | 16.8693 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 113,373 | 16.7381 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 121,502 | 22.7039 EUR | ||||
| B ADSs | Sale | 150,358 | 51.7838 USD | ||||
| A ADSs | Sale | 161,744 | 51.4682 USD | ||||
| EUR 0.07 A Ordinary | Sale | 243,587 | 22.7389 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 277,185 | 16.6781 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 533,990 | 22.6872 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 545,171 | 16.9591 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 169 | 22.4215 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 300 | 16.9000 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 300 | 16.9479 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 516 | 16.9579 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 871 | 22.7322 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,592 | 22.7260 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,549 | 22.7478 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 5,000 | 17.0082 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 7,040 | 16.9463 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 7,073 | 16.9629 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,729 | 22.5496 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 10,051 | 22.6566 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 12,073 | 16.7683 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 22,073 | 16.7026 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 27,765 | 22.9411 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 30,969 | 16.8188 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 47,563 | 16.9036 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 79,453 | 16.6941 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 118,858 | 16.9116 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 143,234 | 17.0444 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 203,810 | 16.7387 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 388 | 16.3664 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 550 | 22.7329 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 575 | 16.8618 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 601 | 16.8675 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 900 | 16.7222 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,000 | 16.8700 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,026 | 16.7234 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,121 | 16.8151 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 3,398 | 16.8787 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,731 | 16.7079 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 7,689 | 22.6985 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 8,235 | 16.6297 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 20,748 | 22.6879 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 25,382 | 16.8762 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 30,721 | 16.7673 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 60,211 | 22.6409 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 70,000 | 22.9500 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 118,884 | 22.7433 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 6 Oct 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 17.1093 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 16.9274 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151006006172/en/
Copyright Business Wire 2015
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