30th Nov 2015 14:40
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 27 Nov 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,238,669 | 0.56% | 20,802,304 | 0.53% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,932,585 | 0.20% | 8,700,637 | 0.22% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,065,200 | 0.05% | 2,115,200 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 32,236,454 | 0.82% | 31,618,141 | 0.80% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,124,414 | 0.95% | 15,395,536 | 0.63% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,486,753 | 0.47% | 4,998,234 | 0.20% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 97,000 | 0.00% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,708,167 | 1.42% | 20,693,406 | 0.85% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 16 | 23.7150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 33 | 16.6325 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 37 | 16.6375 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 50 | 23.7050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 66 | 23.7074 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 78 | 16.6275 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 84 | 16.7365 GBP | ||||
| A ADSs | Purchase | 100 | 50.0900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 152 | 16.6050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 163 | 23.8500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 166 | 23.9450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 23.8800 EUR | ||||
| A ADSs | Purchase | 200 | 50.1850 USD | ||||
| B ADSs | Purchase | 200 | 50.4900 USD | ||||
| B ADSs | Purchase | 200 | 50.5150 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 200 | 16.8450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 213 | 23.8100 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 215 | 16.8350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 223 | 16.6600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 223 | 16.5975 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 223 | 16.7025 GBP | ||||
| A ADSs | Purchase | 239 | 50.1246 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 240 | 16.7000 GBP | ||||
| A ADSs | Purchase | 243 | 50.1245 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 258 | 16.6225 GBP | ||||
| A ADSs | Purchase | 281 | 50.0682 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 296 | 23.7950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 304 | 23.7501 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 304 | 16.6450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 339 | 16.6475 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 342 | 16.7664 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 374 | 16.7800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 374 | 23.7850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 379 | 23.8450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 386 | 23.8750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 400 | 23.8250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 423 | 23.9050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 425 | 16.7095 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 463 | 16.5674 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 466 | 16.8400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 496 | 16.6250 GBP | ||||
| B ADSs | Purchase | 500 | 50.5900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 549 | 16.6925 GBP | ||||
| A ADSs | Purchase | 562 | 50.2000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 590 | 23.7750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 636 | 16.5800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 696 | 23.8200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 720 | 23.8850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 772 | 16.6625 GBP | ||||
| A ADSs | Purchase | 800 | 50.1087 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 835 | 23.8000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 843 | 16.6875 GBP | ||||
| A ADSs | Purchase | 900 | 50.1266 USD | ||||
| A ADSs | Purchase | 900 | 50.1636 USD | ||||
| A ADSs | Purchase | 900 | 50.0966 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 933 | 23.8700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,019 | 16.6127 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,050 | 23.8050 EUR | ||||
| A ADSs | Purchase | 1,160 | 50.0700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,169 | 16.6500 GBP | ||||
| A ADSs | Purchase | 1,300 | 50.1292 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,359 | 16.7100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,359 | 16.7100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,397 | 16.6575 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,432 | 16.6750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,449 | 16.6550 GBP | ||||
| A ADSs | Purchase | 1,478 | 50.1829 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,481 | 16.6775 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,518 | 16.6950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,543 | 23.8550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,664 | 16.6725 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,668 | 16.6800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,678 | 16.7388 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,694 | 16.6525 GBP | ||||
| A ADSs | Purchase | 1,700 | 50.1277 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,743 | 16.7644 GBP | ||||
| A ADSs | Purchase | 1,760 | 50.1845 USD | ||||
| B ADSs | Purchase | 1,800 | 50.5461 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,050 | 23.7874 EUR | ||||
| B ADSs | Purchase | 2,200 | 50.6427 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,237 | 16.6400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,462 | 16.5862 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,497 | 16.7263 GBP | ||||
| B ADSs | Purchase | 2,600 | 50.5800 USD | ||||
| A ADSs | Purchase | 2,760 | 50.1858 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,925 | 16.6700 GBP | ||||
| A ADSs | Purchase | 3,100 | 50.1403 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,346 | 16.5400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,660 | 16.7761 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,847 | 16.6350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,010 | 16.5596 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,606 | 16.5962 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,643 | 23.7624 EUR | ||||
| A ADSs | Purchase | 4,988 | 50.1489 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,227 | 16.6850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,442 | 23.7857 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,447 | 23.8199 EUR | ||||
| A ADSs | Purchase | 6,200 | 50.1839 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,216 | 16.7350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,380 | 16.7900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,707 | 16.6300 GBP | ||||
| A ADSs | Purchase | 6,800 | 50.1362 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,652 | 16.6900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 10,000 | 23.7650 EUR | ||||
| B ADSs | Purchase | 13,200 | 50.5975 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 13,499 | 16.5850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 16,298 | 23.8364 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 18,084 | 16.7367 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 18,711 | 16.7446 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 21,518 | 23.7258 EUR | ||||
| A ADSs | Purchase | 21,623 | 50.2076 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 23,857 | 16.7415 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 24,148 | 23.7242 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 25,365 | 16.7540 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 28,189 | 16.7528 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 29,236 | 16.5889 GBP | ||||
| A ADSs | Purchase | 34,021 | 50.1991 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 40,016 | 16.7498 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 47,770 | 16.7694 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 67,767 | 23.7200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 79,302 | 16.5834 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 108,568 | 16.7425 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 114,135 | 16.5722 GBP | ||||
| A ADSs | Purchase | 121,264 | 50.1343 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 125,000 | 23.7126 EUR | ||||
| A ADSs | Purchase | 130,740 | 50.1618 USD | ||||
| B ADSs | Purchase | 146,590 | 50.6073 USD | ||||
| EUR 0.07 A Ordinary | Sale | 10 | 23.9150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 16 | 23.7150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 50 | 23.7050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 74 | 16.5700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 78 | 16.7125 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 83 | 16.6275 GBP | ||||
| B ADSs | Sale | 100 | 50.6500 USD | ||||
| EUR 0.07 A Ordinary | Sale | 100 | 23.7725 EUR | ||||
| A ADSs | Sale | 100 | 50.2000 USD | ||||
| A ADSs | Sale | 100 | 50.1950 USD | ||||
| A ADSs | Sale | 100 | 50.1500 USD | ||||
| A ADSs | Sale | 100 | 50.0950 USD | ||||
| A ADSs | Sale | 100 | 49.9700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 101 | 23.7838 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 112 | 16.6491 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 112 | 16.6841 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 112 | 16.6241 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 122 | 16.6341 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 138 | 23.7763 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 152 | 16.6050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 160 | 16.6325 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 168 | 23.7888 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 190 | 16.6891 GBP | ||||
| B ADSs | Sale | 200 | 50.5000 USD | ||||
| B ADSs | Sale | 200 | 50.5150 USD | ||||
| A ADSs | Sale | 200 | 50.1200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 23.8800 EUR | ||||
| B ADSs | Sale | 200 | 50.6700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 214 | 23.8088 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 215 | 16.8350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 223 | 16.5975 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 225 | 16.7065 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 232 | 23.9063 EUR | ||||
| A ADSs | Sale | 241 | 50.1245 USD | ||||
| A ADSs | Sale | 241 | 50.1476 USD | ||||
| EUR 0.07 B Ordinary | Sale | 246 | 16.7797 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 258 | 16.6225 GBP | ||||
| A ADSs | Sale | 281 | 50.0682 USD | ||||
| B ADSs | Sale | 300 | 50.5933 USD | ||||
| EUR 0.07 A Ordinary | Sale | 335 | 16.7025 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 339 | 16.6475 GBP | ||||
| B ADSs | Sale | 340 | 50.6129 USD | ||||
| EUR 0.07 A Ordinary | Sale | 360 | 23.8850 EUR | ||||
| A ADSs | Sale | 362 | 50.2013 USD | ||||
| EUR 0.07 B Ordinary | Sale | 374 | 16.7800 GBP | ||||
| B ADSs | Sale | 400 | 50.5725 USD | ||||
| A ADSs | Sale | 400 | 50.1193 USD | ||||
| EUR 0.07 A Ordinary | Sale | 423 | 23.9050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 425 | 16.7095 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 464 | 23.7650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 496 | 16.6250 GBP | ||||
| B ADSs | Sale | 500 | 50.6160 USD | ||||
| EUR 0.07 A Ordinary | Sale | 543 | 23.7625 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 549 | 23.8400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 549 | 16.6925 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 574 | 16.8400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 582 | 23.8539 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 582 | 16.6375 GBP | ||||
| A ADSs | Sale | 600 | 50.0283 USD | ||||
| A ADSs | Sale | 618 | 50.1674 USD | ||||
| B ADSs | Sale | 700 | 50.5900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 763 | 23.7845 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 772 | 16.6625 GBP | ||||
| B ADSs | Sale | 800 | 50.6100 USD | ||||
| B ADSs | Sale | 800 | 50.6350 USD | ||||
| EUR 0.07 A Ordinary | Sale | 843 | 16.6875 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 920 | 23.7895 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 944 | 23.7700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 976 | 23.7750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,006 | 16.5550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,009 | 16.8173 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,053 | 23.8900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,100 | 16.8354 GBP | ||||
| A ADSs | Sale | 1,160 | 50.0700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,217 | 23.8350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,277 | 23.8250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,288 | 16.7263 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,384 | 23.8550 EUR | ||||
| A ADSs | Sale | 1,391 | 50.0692 USD | ||||
| B ADSs | Sale | 1,400 | 50.5800 USD | ||||
| A ADSs | Sale | 1,400 | 50.1332 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,435 | 16.6575 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,499 | 16.7910 GBP | ||||
| A ADSs | Sale | 1,500 | 50.1285 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,559 | 23.9100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,642 | 16.6775 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,648 | 23.8700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,652 | 16.5625 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,664 | 16.6725 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,673 | 16.5400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,756 | 23.8600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,760 | 16.6750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,822 | 16.6525 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,833 | 23.8334 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,023 | 23.7850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,054 | 23.7900 EUR | ||||
| B ADSs | Sale | 2,200 | 50.6427 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,223 | 16.6500 GBP | ||||
| A ADSs | Sale | 2,234 | 50.1057 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,279 | 23.8750 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,326 | 16.7842 GBP | ||||
| B ADSs | Sale | 2,381 | 50.6478 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,400 | 16.7625 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,456 | 16.7814 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,491 | 16.5586 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,544 | 16.7150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,612 | 23.8650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,625 | 16.7100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,634 | 23.8100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,782 | 23.7950 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,836 | 16.7805 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,846 | 23.8300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,961 | 23.8150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,094 | 23.8371 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,140 | 23.8500 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,200 | 16.7364 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,278 | 16.7381 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,464 | 16.7463 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,628 | 16.7362 GBP | ||||
| A ADSs | Sale | 3,694 | 50.1049 USD | ||||
| B ADSs | Sale | 3,721 | 50.6010 USD | ||||
| B ADSs | Sale | 3,740 | 50.5908 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,753 | 16.5991 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,911 | 23.8200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,974 | 23.8450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,201 | 23.9450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,209 | 23.8050 EUR | ||||
| A ADSs | Sale | 4,474 | 50.1396 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,508 | 16.6193 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,595 | 16.7360 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,806 | 16.6700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,978 | 16.7357 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,016 | 16.7350 GBP | ||||
| A ADSs | Sale | 5,068 | 50.1573 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,301 | 16.6600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,513 | 16.6950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,608 | 23.7903 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,667 | 23.8000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,687 | 23.8171 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,148 | 16.6800 GBP | ||||
| B ADSs | Sale | 6,437 | 50.5913 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,448 | 16.6550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,580 | 16.7825 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,816 | 16.7000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,867 | 16.6850 GBP | ||||
| A ADSs | Sale | 6,900 | 50.4568 USD | ||||
| A ADSs | Sale | 7,386 | 50.1149 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,609 | 16.6450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,770 | 16.6400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,032 | 16.6300 GBP | ||||
| B ADSs | Sale | 8,239 | 50.5775 USD | ||||
| B ADSs | Sale | 9,703 | 50.7785 USD | ||||
| A ADSs | Sale | 9,962 | 50.1432 USD | ||||
| EUR 0.07 A Ordinary | Sale | 10,000 | 16.5850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,000 | 16.5800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,103 | 16.6350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,107 | 16.7900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,917 | 16.7050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,043 | 16.6611 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,248 | 16.6900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,589 | 16.5829 GBP | ||||
| A ADSs | Sale | 12,800 | 50.1337 USD | ||||
| A ADSs | Sale | 12,824 | 50.1402 USD | ||||
| EUR 0.07 A Ordinary | Sale | 14,691 | 23.7200 EUR | ||||
| A ADSs | Sale | 14,712 | 50.1068 USD | ||||
| EUR 0.07 A Ordinary | Sale | 16,375 | 16.5728 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 17,545 | 16.6640 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 19,388 | 16.7786 GBP | ||||
| A ADSs | Sale | 20,106 | 50.1583 USD | ||||
| EUR 0.07 A Ordinary | Sale | 21,072 | 16.6566 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 26,716 | 16.7776 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 31,311 | 23.7600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 34,651 | 16.5788 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 39,077 | 16.7538 GBP | ||||
| A ADSs | Sale | 42,883 | 50.1381 USD | ||||
| EUR 0.07 A Ordinary | Sale | 43,145 | 23.7651 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 43,995 | 16.7589 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 46,693 | 16.7488 GBP | ||||
| B ADSs | Sale | 50,534 | 50.5760 USD | ||||
| EUR 0.07 B Ordinary | Sale | 58,025 | 16.7640 GBP | ||||
| A ADSs | Sale | 58,470 | 50.1270 USD | ||||
| EUR 0.07 A Ordinary | Sale | 60,313 | 16.5982 GBP | ||||
| A ADSs | Sale | 65,370 | 50.1618 USD | ||||
| A ADSs | Sale | 68,042 | 50.1991 USD | ||||
| B ADSs | Sale | 73,295 | 50.6073 USD | ||||
| EUR 0.07 A Ordinary | Sale | 101,087 | 16.5650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 106,320 | 23.7500 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 148,613 | 16.7687 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 246 | 16.7798 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 660 | 16.6961 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,550 | 16.8202 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 3,288 | 16.7927 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,435 | 16.6436 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,100 | 16.7950 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,687 | 23.8171 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 7,330 | 16.7691 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 9,552 | 16.7930 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 11,330 | 23.8088 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 15,736 | 23.7703 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 19,572 | 16.7839 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 46,693 | 16.7488 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 47,966 | 16.5770 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 55,354 | 16.7644 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 60,313 | 16.5982 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 68,556 | 16.7592 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 77,380 | 23.7511 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 84 | 16.7365 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 195 | 16.7772 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 524 | 23.8938 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 634 | 16.7270 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,166 | 16.7374 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,440 | 16.5661 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,678 | 16.7388 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,653 | 23.7739 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,212 | 16.6198 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 3,500 | 16.7271 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 6,165 | 16.7660 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 11,616 | 23.7881 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 18,701 | 16.7986 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 29,236 | 16.5889 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 76,090 | 16.5830 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 144,390 | 16.7390 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, |
| formal or informal, relating to relevant securities which may be an inducement to deal |
| or refrain from dealing entered into by the person making the disclosure and any party |
| to the offer or any person acting in concert with a party to the offer: |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between |
| the person making the disclosure and any other person relating to: |
| (i) the voting rights of any relevant securities under any option; or |
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
| any derivative is referenced: |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 30 Nov 15 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -160,000 | 1.5600 | 16 Dec 16 | ||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 97,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -200,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 200,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151130005726/en/
Copyright Business Wire 2015
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