19th Aug 2015 12:56
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 18 August 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 26,184,027 | 0.67% | 11,992,813 | 0.31% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,256,686 | 0.13% | 10,854,626 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,930,316 | 0.07% | 3,055,316 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,371,029 | 0.88% | 25,902,755 | 0.66% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 20,736,109 | 0.85% | 10,967,486 | 0.45% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,814,501 | 0.28% | 5,601,297 | 0.23% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 27,725,610 | 1.14% | 16,868,419 | 0.69% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 3 | 17.9780 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5 | 17.8650 GBP | ||||
| B ADSs | Purchase | 10 | 56.0000 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 18 | 18.0350 GBP | ||||
| A ADSs | Purchase | 24 | 55.5820 USD | ||||
| A ADSs | Purchase | 30 | 55.5800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 31 | 17.8975 GBP | ||||
| A ADSs | Purchase | 31 | 55.6400 USD | ||||
| A ADSs | Purchase | 35 | 55.5930 USD | ||||
| B ADSs | Purchase | 44 | 56.1200 USD | ||||
| A ADSs | Purchase | 79 | 55.6030 USD | ||||
| A ADSs | Purchase | 100 | 55.5900 USD | ||||
| B ADSs | Purchase | 100 | 56.0100 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 103 | 17.6325 GBP | ||||
| A ADSs | Purchase | 117 | 55.5600 USD | ||||
| A ADSs | Purchase | 117 | 55.6557 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 118 | 18.0250 GBP | ||||
| A ADSs | Purchase | 120 | 55.5816 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 150 | 17.8064 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 150 | 17.8200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 156 | 17.6358 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 173 | 25.1400 EUR | ||||
| A ADSs | Purchase | 187 | 55.5999 USD | ||||
| A ADSs | Purchase | 200 | 55.6450 USD | ||||
| B ADSs | Purchase | 200 | 56.0300 USD | ||||
| B ADSs | Purchase | 200 | 56.1550 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 215 | 17.9000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 227 | 17.6200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 244 | 17.8400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 244 | 17.9150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 250 | 17.6308 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 261 | 25.3150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 296 | 25.1350 EUR | ||||
| A ADSs | Purchase | 300 | 55.5666 USD | ||||
| B ADSs | Purchase | 300 | 55.9863 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 306 | 17.6950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 349 | 25.2800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 350 | 25.2400 EUR | ||||
| B ADSs | Purchase | 390 | 56.0171 USD | ||||
| B ADSs | Purchase | 400 | 56.0400 USD | ||||
| A ADSs | Purchase | 402 | 55.6000 USD | ||||
| B ADSs | Purchase | 448 | 56.0546 USD | ||||
| B ADSs | Purchase | 450 | 55.9800 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 474 | 25.1575 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 493 | 17.8629 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 25.2700 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 548 | 18.0930 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 569 | 17.6464 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 570 | 25.1700 EUR | ||||
| B ADSs | Purchase | 600 | 56.0450 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 665 | 25.1675 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 672 | 17.7350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 724 | 25.1420 EUR | ||||
| A ADSs | Purchase | 750 | 55.6513 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 785 | 17.8956 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 794 | 25.1625 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 795 | 25.1470 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 795 | 25.1475 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 796 | 25.1500 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 800 | 17.9350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 826 | 17.7606 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 997 | 25.1525 EUR | ||||
| B ADSs | Purchase | 1,060 | 56.1650 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,086 | 25.2461 EUR | ||||
| A ADSs | Purchase | 1,087 | 55.7045 USD | ||||
| B ADSs | Purchase | 1,200 | 56.0233 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,370 | 17.8100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,455 | 17.6450 GBP | ||||
| A ADSs | Purchase | 1,470 | 55.6048 USD | ||||
| B ADSs | Purchase | 1,500 | 56.0159 USD | ||||
| B ADSs | Purchase | 1,500 | 56.0173 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,592 | 25.1200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,660 | 25.2575 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,777 | 25.2300 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,798 | 18.0033 GBP | ||||
| A ADSs | Purchase | 1,830 | 55.5726 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,849 | 25.1550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,988 | 25.2187 EUR | ||||
| A ADSs | Purchase | 2,030 | 55.6258 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,091 | 17.8369 GBP | ||||
| A ADSs | Purchase | 2,100 | 55.6274 USD | ||||
| A ADSs | Purchase | 2,100 | 55.6640 USD | ||||
| A ADSs | Purchase | 2,220 | 55.6050 USD | ||||
| A ADSs | Purchase | 2,300 | 55.6573 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,308 | 17.6529 GBP | ||||
| A ADSs | Purchase | 2,311 | 55.5707 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,422 | 25.1425 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,487 | 25.1600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,491 | 25.1750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,500 | 17.8820 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,528 | 17.8276 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,540 | 17.8138 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,617 | 17.8677 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,113 | 17.6250 GBP | ||||
| B ADSs | Purchase | 3,360 | 56.0933 USD | ||||
| A ADSs | Purchase | 3,400 | 55.6386 USD | ||||
| A ADSs | Purchase | 3,400 | 55.6642 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,800 | 25.1755 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,222 | 17.6375 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,523 | 17.8150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,580 | 25.1450 EUR | ||||
| A ADSs | Purchase | 4,616 | 55.6836 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,647 | 17.6394 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,029 | 17.6300 GBP | ||||
| A ADSs | Purchase | 5,761 | 55.5366 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,905 | 25.1251 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 6,024 | 17.6459 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,438 | 25.2387 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 7,062 | 17.6599 GBP | ||||
| A ADSs | Purchase | 7,110 | 55.6098 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,314 | 17.6940 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,530 | 25.2508 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 7,786 | 17.6350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,708 | 17.8801 GBP | ||||
| A ADSs | Purchase | 8,758 | 55.6225 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 9,490 | 17.9520 GBP | ||||
| A ADSs | Purchase | 14,297 | 55.5962 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 15,074 | 17.9881 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,276 | 17.8251 GBP | ||||
| B ADSs | Purchase | 15,882 | 56.0710 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 16,531 | 17.6562 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 17,708 | 17.9793 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 19,125 | 17.8250 GBP | ||||
| A ADSs | Purchase | 19,828 | 55.5967 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 20,549 | 17.8409 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 29,720 | 17.6400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 33,138 | 17.8432 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 39,550 | 17.9974 GBP | ||||
| A ADSs | Purchase | 40,933 | 55.6213 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 42,531 | 17.6793 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 43,690 | 25.2050 EUR | ||||
| A ADSs | Purchase | 45,822 | 55.5720 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 49,439 | 25.2042 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 52,059 | 25.1129 EUR | ||||
| B ADSs | Purchase | 54,272 | 56.0295 USD | ||||
| A ADSs | Purchase | 55,763 | 55.6660 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 58,477 | 17.8577 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 68,742 | 17.6585 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 69,796 | 25.2252 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 83,024 | 17.8315 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 120,041 | 25.2046 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 160,820 | 17.8398 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 168,171 | 25.1825 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 236,812 | 17.6725 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3 | 17.9780 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5 | 17.8650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 14 | 17.9321 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 18 | 18.0350 GBP | ||||
| B ADSs | Sale | 20 | 55.9950 USD | ||||
| B ADSs | Sale | 54 | 56.0977 USD | ||||
| EUR 0.07 B Ordinary | Sale | 74 | 18.0922 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 93 | 25.2995 EUR | ||||
| A ADSs | Sale | 100 | 55.5900 USD | ||||
| A ADSs | Sale | 100 | 55.6100 USD | ||||
| A ADSs | Sale | 100 | 55.6900 USD | ||||
| A ADSs | Sale | 100 | 55.7200 USD | ||||
| A ADSs | Sale | 112 | 55.5800 USD | ||||
| EUR 0.07 B Ordinary | Sale | 118 | 18.0250 GBP | ||||
| A ADSs | Sale | 130 | 55.6053 USD | ||||
| EUR 0.07 B Ordinary | Sale | 145 | 17.8300 GBP | ||||
| A ADSs | Sale | 160 | 55.6237 USD | ||||
| EUR 0.07 A Ordinary | Sale | 173 | 25.1400 EUR | ||||
| A ADSs | Sale | 200 | 55.7100 USD | ||||
| A ADSs | Sale | 200 | 55.7150 USD | ||||
| B ADSs | Sale | 200 | 56.0750 USD | ||||
| EUR 0.07 A Ordinary | Sale | 210 | 17.6750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 215 | 17.9000 GBP | ||||
| A ADSs | Sale | 223 | 55.6052 USD | ||||
| A ADSs | Sale | 234 | 55.6557 USD | ||||
| EUR 0.07 B Ordinary | Sale | 244 | 17.8400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 244 | 17.9150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 261 | 25.3150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 276 | 25.1503 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 296 | 25.1350 EUR | ||||
| A ADSs | Sale | 300 | 55.6336 USD | ||||
| EUR 0.07 A Ordinary | Sale | 349 | 25.2800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 355 | 17.6650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 400 | 17.9350 GBP | ||||
| B ADSs | Sale | 400 | 56.0400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 416 | 17.6250 GBP | ||||
| A ADSs | Sale | 450 | 55.6166 USD | ||||
| B ADSs | Sale | 450 | 55.9800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 474 | 25.1575 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 17.8900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 25.2700 EUR | ||||
| A ADSs | Sale | 500 | 55.6140 USD | ||||
| A ADSs | Sale | 500 | 55.6380 USD | ||||
| B ADSs | Sale | 500 | 56.0200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 570 | 25.1700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 600 | 17.6800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 665 | 25.1675 EUR | ||||
| A ADSs | Sale | 687 | 55.7012 USD | ||||
| A ADSs | Sale | 690 | 55.5594 USD | ||||
| A ADSs | Sale | 700 | 55.7128 USD | ||||
| EUR 0.07 A Ordinary | Sale | 715 | 17.7076 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 724 | 25.1420 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 794 | 25.1625 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 795 | 25.1470 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 795 | 25.1475 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 796 | 25.1500 EUR | ||||
| A ADSs | Sale | 900 | 55.6660 USD | ||||
| EUR 0.07 B Ordinary | Sale | 915 | 17.8420 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 950 | 17.6714 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 973 | 25.2400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 997 | 25.1525 EUR | ||||
| B ADSs | Sale | 1,000 | 56.0130 USD | ||||
| B ADSs | Sale | 1,000 | 56.0139 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,016 | 25.2646 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,096 | 25.1200 EUR | ||||
| B ADSs | Sale | 1,148 | 56.0259 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,286 | 25.2300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,344 | 17.7350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,348 | 17.6907 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,370 | 17.8100 GBP | ||||
| A ADSs | Sale | 1,400 | 55.6985 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,401 | 17.6450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,526 | 17.8464 GBP | ||||
| A ADSs | Sale | 1,556 | 55.6807 USD | ||||
| A ADSs | Sale | 1,632 | 55.5636 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,663 | 17.8200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,744 | 17.8979 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,763 | 17.8581 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,769 | 25.1798 EUR | ||||
| A ADSs | Sale | 1,800 | 55.6405 USD | ||||
| A ADSs | Sale | 1,810 | 55.6181 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,831 | 25.1412 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,849 | 25.1550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,000 | 17.8800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,206 | 17.6300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,293 | 17.6380 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,318 | 17.8568 GBP | ||||
| B ADSs | Sale | 2,370 | 56.0146 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,422 | 25.1425 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,431 | 25.1128 EUR | ||||
| A ADSs | Sale | 2,439 | 55.5608 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,477 | 18.0539 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,487 | 25.1600 EUR | ||||
| B ADSs | Sale | 2,870 | 56.0035 USD | ||||
| A ADSs | Sale | 3,073 | 55.5762 USD | ||||
| A ADSs | Sale | 3,100 | 55.6662 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,413 | 25.1818 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,664 | 25.1514 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,665 | 17.6350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,926 | 25.2268 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,991 | 25.1750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,580 | 25.1450 EUR | ||||
| A ADSs | Sale | 4,600 | 55.6449 USD | ||||
| B ADSs | Sale | 4,747 | 56.0037 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,798 | 17.8157 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,324 | 17.8151 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,326 | 25.1245 EUR | ||||
| A ADSs | Sale | 5,824 | 55.6247 USD | ||||
| EUR 0.07 B Ordinary | Sale | 7,123 | 17.8150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,131 | 17.8133 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,718 | 17.8692 GBP | ||||
| B ADSs | Sale | 8,160 | 56.0416 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,672 | 25.1914 EUR | ||||
| B ADSs | Sale | 10,211 | 56.0394 USD | ||||
| EUR 0.07 B Ordinary | Sale | 11,349 | 17.8123 GBP | ||||
| A ADSs | Sale | 12,600 | 55.5119 USD | ||||
| EUR 0.07 B Ordinary | Sale | 13,229 | 17.9555 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 16,771 | 25.1533 EUR | ||||
| A ADSs | Sale | 18,050 | 55.5748 USD | ||||
| EUR 0.07 B Ordinary | Sale | 19,641 | 17.8457 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 20,232 | 17.8942 GBP | ||||
| B ADSs | Sale | 21,650 | 56.0785 USD | ||||
| A ADSs | Sale | 22,911 | 55.5720 USD | ||||
| EUR 0.07 A Ordinary | Sale | 23,948 | 25.1150 EUR | ||||
| A ADSs | Sale | 26,363 | 55.6822 USD | ||||
| B ADSs | Sale | 27,136 | 56.0295 USD | ||||
| EUR 0.07 B Ordinary | Sale | 30,000 | 18.0605 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 30,174 | 17.8642 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 32,302 | 17.9160 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 32,880 | 17.8964 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 34,169 | 17.8416 GBP | ||||
| A ADSs | Sale | 39,656 | 55.5967 USD | ||||
| EUR 0.07 B Ordinary | Sale | 46,882 | 17.9082 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 48,015 | 17.8187 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 48,446 | 25.1510 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 54,402 | 17.6588 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 59,000 | 17.6699 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 84,531 | 25.2540 EUR | ||||
| A ADSs | Sale | 88,704 | 55.6257 USD | ||||
| EUR 0.07 B Ordinary | Sale | 95,195 | 17.9510 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 124,123 | 25.2175 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 150,000 | 17.8689 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 166,675 | 17.8250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 187,126 | 25.2050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 193,349 | 17.6400 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| CFD | Long | 93 | 25.2965 EUR | ||||||
| EUR 0.07 A Ordinary | CFD | Long | 149 | 17.6716 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 200 | 17.7050 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 300 | 25.1167 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 500 | 17.6950 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 600 | 17.6778 GBP | |||||
| CFD | Long | 623 | 25.2400 EUR | ||||||
| EUR 0.07 A Ordinary | CFD | Long | 801 | 17.6715 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,926 | 17.9833 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,831 | 17.9074 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,266 | 25.2138 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,439 | 25.2341 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,850 | 17.6738 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 11,124 | 17.8536 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 11,302 | 18.1423 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 13,456 | 25.1918 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 26,634 | 25.2088 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 26,770 | 17.9207 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 30,000 | 18.0605 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 34,169 | 17.8416 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 41,852 | 25.2050 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 41,932 | 25.3027 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 54,402 | 17.6588 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 87,532 | 17.8575 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 130,800 | 17.8250 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 193 | 25.1844 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 306 | 17.6954 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 500 | 17.6920 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 500 | 25.1432 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 569 | 17.6464 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 785 | 17.8956 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,000 | 17.8021 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,000 | 17.8221 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,926 | 25.4030 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,000 | 17.9130 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,528 | 17.8276 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 4,460 | 17.6432 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,647 | 17.6394 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 6,458 | 25.1994 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 8,008 | 17.6705 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 8,374 | 25.1773 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 8,708 | 17.8801 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,339 | 17.8626 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,540 | 17.8251 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 38,745 | 25.1188 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 53,672 | 17.8219 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 68,700 | 17.8250 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 115,310 | 25.2029 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 115,738 | 17.6624 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 86,783 | 17.8710 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 164,719 | 17.6853 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 19 Aug 2015 | ||
| Contact name: | RAJESH MUTHANNA | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.5573 | European | 17 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150819005596/en/
Copyright Business Wire 2015
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