17th Nov 2015 14:06
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
| |
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 16 Nov 2015 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,275,137 | 0.59% | 13,792,652 | 0.35% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,960,815 | 0.18% | 9,700,138 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 31,786,152 | 0.81% | 25,092,990 | 0.64% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,014,838 | 0.94% | 14,698,249 | 0.60% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,991,610 | 0.45% | 5,164,170 | 0.21% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,181,448 | 1.40% | 20,162,055 | 0.83% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | Purchase | 10 | 16.1625 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 16 | 15.9775 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 17 | 15.8475 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 22 | 16.1125 GBP | ||||||
| B ADSs | Purchase | 25 | 49.6500 USD | ||||||
| A ADSs | Purchase | 39 | 48.4600 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 43 | 22.9200 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 43 | 22.9275 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 70 | 15.8500 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 80 | 16.1550 GBP | ||||||
| A ADSs | Purchase | 83 | 48.3700 USD | ||||||
| B ADSs | Purchase | 100 | 48.4800 USD | ||||||
| A ADSs | Purchase | 100 | 49.1400 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 103 | 16.1575 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 115 | 15.8575 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 123 | 15.8650 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 144 | 22.9175 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 158 | 22.8500 EUR | ||||||
| A ADSs | Purchase | 159 | 48.3300 USD | ||||||
| A ADSs | Purchase | 186 | 48.4000 USD | ||||||
| A ADSs | Purchase | 200 | 48.8750 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 200 | 22.8625 EUR | ||||||
| A ADSs | Purchase | 200 | 49.5200 USD | ||||||
| B ADSs | Purchase | 200 | 49.0950 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 226 | 22.8750 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 231 | 15.8875 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 231 | 16.0200 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 231 | 16.0125 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 240 | 16.1275 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 259 | 15.8550 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 262 | 15.7900 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 263 | 22.8675 EUR | ||||||
| A ADSs | Purchase | 266 | 48.4484 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 271 | 22.7950 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 284 | 15.7700 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 286 | 15.8000 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 289 | 22.8450 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 289 | 22.8800 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 289 | 22.8850 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 289 | 22.9450 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 289 | 22.8700 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 291 | 22.8738 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 292 | 22.9300 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 293 | 22.7300 EUR | ||||||
| A ADSs | Purchase | 300 | 48.5466 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 319 | 15.8600 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 321 | 22.8575 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 339 | 15.9150 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 358 | 16.1725 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 436 | 22.9350 EUR | ||||||
| A ADSs | Purchase | 468 | 49.1482 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 468 | 16.1750 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 470 | 22.8900 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 480 | 16.0714 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 492 | 22.8726 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 496 | 16.1000 GBP | ||||||
| B ADSs | Purchase | 500 | 49.2860 USD | ||||||
| A ADSs | Purchase | 500 | 48.6530 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 558 | 16.1075 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 589 | 22.8550 EUR | ||||||
| B ADSs | Purchase | 600 | 48.4983 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 601 | 15.9750 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 604 | 15.8750 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 669 | 16.1700 GBP | ||||||
| A ADSs | Purchase | 715 | 48.9361 USD | ||||||
| A ADSs | Purchase | 725 | 48.9360 USD | ||||||
| A ADSs | Purchase | 800 | 48.4650 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 835 | 15.9130 GBP | ||||||
| A ADSs | Purchase | 844 | 48.5844 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 897 | 16.1800 GBP | ||||||
| A ADSs | Purchase | 900 | 49.3611 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 928 | 16.0100 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 950 | 16.1775 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 988 | 22.8600 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,144 | 15.9500 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,162 | 22.8698 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,166 | 16.0600 GBP | ||||||
| A ADSs | Purchase | 1,200 | 48.3600 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,213 | 16.0002 GBP | ||||||
| A ADSs | Purchase | 1,245 | 48.4500 USD | ||||||
| B ADSs | Purchase | 1,245 | 48.4500 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,275 | 22.6130 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,350 | 16.1914 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,366 | 16.1025 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,721 | 15.6650 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,933 | 15.9844 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,973 | 16.0150 GBP | ||||||
| A ADSs | Purchase | 2,047 | 48.9959 USD | ||||||
| B ADSs | Purchase | 2,110 | 48.7277 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,117 | 22.8650 EUR | ||||||
| A ADSs | Purchase | 2,200 | 49.0492 USD | ||||||
| B ADSs | Purchase | 2,202 | 49.2388 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,231 | 23.0300 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 2,255 | 16.0087 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 2,600 | 15.9625 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,644 | 15.9850 GBP | ||||||
| B ADSs | Purchase | 2,821 | 48.5056 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,850 | 15.9800 GBP | ||||||
| B ADSs | Purchase | 2,854 | 48.8528 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,858 | 15.9550 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 3,200 | 15.9982 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 3,270 | 16.1100 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 3,291 | 15.9600 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 3,360 | 22.7355 EUR | ||||||
| B ADSs | Purchase | 3,600 | 49.2584 USD | ||||||
| B ADSs | Purchase | 3,700 | 49.1314 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 3,769 | 15.9974 GBP | ||||||
| B ADSs | Purchase | 3,930 | 48.9546 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 4,157 | 15.8967 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 4,470 | 15.9189 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 4,595 | 15.7600 GBP | ||||||
| B ADSs | Purchase | 4,750 | 48.5955 USD | ||||||
| A ADSs | Purchase | 4,951 | 48.4293 USD | ||||||
| A ADSs | Purchase | 5,100 | 48.7396 USD | ||||||
| B ADSs | Purchase | 5,200 | 48.5009 USD | ||||||
| B ADSs | Purchase | 5,590 | 48.9031 USD | ||||||
| A ADSs | Purchase | 5,791 | 48.7647 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 6,136 | 15.9650 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 6,380 | 22.8743 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 6,434 | 15.9700 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 6,562 | 16.0750 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 6,562 | 16.0750 GBP | ||||||
| A ADSs | Purchase | 6,797 | 48.3621 USD | ||||||
| A ADSs | Purchase | 7,059 | 48.7990 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 7,185 | 16.1024 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 7,544 | 16.1050 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 7,853 | 22.5399 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 8,328 | 16.1296 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 8,869 | 16.0900 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 9,598 | 16.0950 GBP | ||||||
| B ADSs | Purchase | 9,798 | 48.8759 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 10,898 | 16.1564 GBP | ||||||
| B ADSs | Purchase | 11,300 | 48.4976 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 12,242 | 16.0148 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 13,614 | 16.1285 GBP | ||||||
| A ADSs | Purchase | 13,974 | 48.7443 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 14,554 | 16.0850 GBP | ||||||
| A ADSs | Purchase | 15,099 | 49.2703 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 15,156 | 22.8730 EUR | ||||||
| B ADSs | Purchase | 15,966 | 48.6351 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 17,130 | 16.0944 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 18,779 | 16.1007 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 22,906 | 15.8330 GBP | ||||||
| B ADSs | Purchase | 24,451 | 48.8111 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 25,264 | 15.8800 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 26,202 | 22.8691 EUR | ||||||
| A ADSs | Purchase | 26,800 | 48.9732 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 26,844 | 16.1442 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 28,191 | 22.7296 EUR | ||||||
| A ADSs | Purchase | 28,354 | 48.8417 USD | ||||||
| A ADSs | Purchase | 32,190 | 48.8315 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 35,000 | 15.8231 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 37,180 | 16.0335 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 37,443 | 22.8142 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 38,868 | 16.0800 GBP | ||||||
| A ADSs | Purchase | 39,515 | 48.7920 USD | ||||||
| A ADSs | Purchase | 40,429 | 48.7356 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 41,964 | 22.7908 EUR | ||||||
| B ADSs | Purchase | 42,939 | 48.5985 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 46,835 | 22.6752 EUR | ||||||
| A ADSs | Purchase | 51,979 | 48.8817 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 58,284 | 16.0019 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 58,341 | 16.0390 GBP | ||||||
| A ADSs | Purchase | 58,768 | 48.6104 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 59,031 | 15.8692 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 59,172 | 15.9186 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 71,636 | 16.0470 GBP | ||||||
| A ADSs | Purchase | 91,303 | 48.8355 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 91,416 | 15.8899 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 165,622 | 22.6531 EUR | ||||||
| B ADSs | Purchase | 172,360 | 49.3572 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 183,640 | 16.0460 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 195,900 | 15.9525 GBP | ||||||
| A ADSs | Purchase | 335,026 | 49.0870 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 10 | 16.1625 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 17 | 15.8475 GBP | ||||||
| A ADSs | Sale | 20 | 48.3600 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 22 | 16.1125 GBP | ||||||
| B ADSs | Sale | 25 | 49.6500 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 43 | 22.9275 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 43 | 22.9200 EUR | ||||||
| B ADSs | Sale | 45 | 48.4500 USD | ||||||
| A ADSs | Sale | 57 | 49.5200 USD | ||||||
| A ADSs | Sale | 75 | 48.8300 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 85 | 22.7250 EUR | ||||||
| A ADSs | Sale | 100 | 48.8400 USD | ||||||
| A ADSs | Sale | 100 | 49.1400 USD | ||||||
| A ADSs | Sale | 100 | 48.4000 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 103 | 16.1575 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 115 | 15.8575 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 123 | 15.8569 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 144 | 22.9175 EUR | ||||||
| A ADSs | Sale | 169 | 48.3950 USD | ||||||
| A ADSs | Sale | 200 | 49.5300 USD | ||||||
| A ADSs | Sale | 200 | 49.0500 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 200 | 22.8625 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 226 | 22.8750 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 231 | 16.0200 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 231 | 16.0125 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 231 | 15.8875 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 235 | 16.0100 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 238 | 15.9950 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 239 | 15.8700 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 240 | 16.1275 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 240 | 15.7750 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 248 | 15.8950 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 253 | 15.8400 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 257 | 15.9900 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 259 | 15.8550 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 262 | 15.7900 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 263 | 22.8675 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 271 | 22.7950 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 284 | 15.7700 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 289 | 22.8850 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 289 | 22.8800 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 289 | 22.9450 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 290 | 22.6050 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 291 | 22.9750 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 292 | 22.9500 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 292 | 22.9300 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 292 | 22.6100 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 293 | 22.9700 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 293 | 22.7300 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 293 | 22.6650 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 295 | 22.6950 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 297 | 22.6450 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 299 | 22.9150 EUR | ||||||
| A ADSs | Sale | 300 | 49.5400 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 303 | 22.5550 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 313 | 16.1550 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 313 | 16.1550 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 321 | 22.8575 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 339 | 15.9150 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 358 | 16.1725 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 375 | 22.9000 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 381 | 15.8650 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 381 | 15.8600 GBP | ||||||
| A ADSs | Sale | 400 | 49.4175 USD | ||||||
| A ADSs | Sale | 420 | 48.3809 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 436 | 22.9350 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 448 | 16.1000 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 468 | 16.1750 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 470 | 22.8900 EUR | ||||||
| A ADSs | Sale | 500 | 48.6530 USD | ||||||
| A ADSs | Sale | 500 | 48.5769 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 535 | 15.8000 GBP | ||||||
| A ADSs | Sale | 543 | 48.3648 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 549 | 15.8500 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 558 | 16.1075 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 580 | 22.8450 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 582 | 22.8070 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 589 | 22.8550 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 593 | 22.9100 EUR | ||||||
| B ADSs | Sale | 600 | 49.3450 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 669 | 16.1700 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 679 | 16.0750 GBP | ||||||
| A ADSs | Sale | 691 | 48.3626 USD | ||||||
| A ADSs | Sale | 720 | 48.9009 USD | ||||||
| A ADSs | Sale | 720 | 48.9360 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 727 | 15.9846 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 744 | 15.8695 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 811 | 15.7652 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 832 | 15.9750 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 897 | 16.1800 GBP | ||||||
| B ADSs | Sale | 900 | 49.4505 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 950 | 16.1775 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 988 | 22.8600 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 1,064 | 16.1718 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,116 | 22.8500 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 1,166 | 16.0600 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,205 | 16.0150 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,208 | 15.8750 GBP | ||||||
| A ADSs | Sale | 1,300 | 49.4515 USD | ||||||
| A ADSs | Sale | 1,300 | 48.8673 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,353 | 15.9887 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 1,366 | 16.1025 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 1,549 | 16.1035 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 1,573 | 15.8800 GBP | ||||||
| A ADSs | Sale | 1,780 | 48.3528 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,942 | 22.8650 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 2,107 | 15.9719 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 2,271 | 15.9500 GBP | ||||||
| B ADSs | Sale | 2,700 | 49.1944 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 2,773 | 16.1567 GBP | ||||||
| A ADSs | Sale | 2,800 | 48.3621 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 2,814 | 16.1100 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 2,969 | 22.8700 EUR | ||||||
| A ADSs | Sale | 3,000 | 48.7760 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 3,106 | 15.9850 GBP | ||||||
| A ADSs | Sale | 3,447 | 49.1557 USD | ||||||
| B ADSs | Sale | 3,600 | 49.1173 USD | ||||||
| A ADSs | Sale | 3,844 | 48.9134 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 4,103 | 16.0900 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 4,213 | 16.1356 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 4,226 | 16.1050 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 4,852 | 16.1555 GBP | ||||||
| A ADSs | Sale | 4,868 | 48.4300 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 4,974 | 15.8200 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 5,098 | 16.0800 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 5,098 | 16.0800 GBP | ||||||
| A ADSs | Sale | 5,291 | 48.7824 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 6,100 | 22.9214 EUR | ||||||
| A ADSs | Sale | 6,169 | 48.9603 USD | ||||||
| A ADSs | Sale | 6,659 | 48.8616 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 6,832 | 16.0950 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 6,904 | 16.0850 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 6,904 | 16.0850 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 6,918 | 15.9800 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 6,918 | 15.9800 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 7,071 | 16.0631 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 7,152 | 22.7888 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 7,873 | 15.9550 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 8,232 | 15.9410 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 8,972 | 16.0243 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 9,126 | 16.1552 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 9,826 | 15.9842 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 10,492 | 15.9580 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 10,492 | 15.9580 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 11,646 | 15.9700 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 11,679 | 15.8984 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 11,772 | 15.9600 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 11,976 | 15.9849 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 11,993 | 16.0053 GBP | ||||||
| A ADSs | Sale | 12,614 | 49.1589 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 14,110 | 15.9650 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 14,854 | 15.9658 GBP | ||||||
| A ADSs | Sale | 16,437 | 49.0476 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 16,933 | 15.8258 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 18,007 | 15.9610 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 18,007 | 15.9610 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 18,186 | 16.0158 GBP | ||||||
| A ADSs | Sale | 23,150 | 48.6775 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 23,808 | 16.0262 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 24,173 | 16.0000 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 24,173 | 16.0000 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 24,179 | 16.0768 GBP | ||||||
| A ADSs | Sale | 29,090 | 48.3464 USD | ||||||
| A ADSs | Sale | 29,384 | 48.6104 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 30,268 | 22.8434 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 36,417 | 16.1563 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 40,741 | 15.9822 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 47,972 | 16.0232 GBP | ||||||
| B ADSs | Sale | 48,933 | 48.8461 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 58,002 | 22.5650 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 61,788 | 22.5614 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 74,964 | 22.6720 EUR | ||||||
| A ADSs | Sale | 80,858 | 48.7356 USD | ||||||
| B ADSs | Sale | 85,878 | 48.5985 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 89,904 | 22.8179 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 97,164 | 15.8686 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 128,322 | 16.0179 GBP | ||||||
| B ADSs | Sale | 172,360 | 49.3572 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 186,652 | 15.7600 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 186,652 | 15.7600 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 201,159 | 16.0177 GBP | ||||||
| A ADSs | Sale | 232,525 | 48.8280 USD | ||||||
| A ADSs | Sale | 335,026 | 49.0870 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,120,000 | 15.6650 GBP | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | SWAP | Long | 100 | 16.0751 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 371 | 15.9431 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 557 | 15.9751 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 744 | 15.8695 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 811 | 15.7651 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,460 | 22.8579 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,882 | 15.8447 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,182 | 15.9635 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 8,858 | 15.9670 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 9,826 | 15.9842 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 14,078 | 22.7877 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 17,442 | 15.9288 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 22,214 | 22.8400 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 26,832 | 22.8758 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 53,810 | 16.0689 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 55,523 | 22.8293 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 73,638 | 15.9044 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 64,678 | 16.1125 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 157,398 | 16.0128 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 41 | 16.0619 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 100 | 16.0950 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 300 | 22.7529 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 644 | 16.1004 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,275 | 22.6157 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,700 | 15.8784 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,306 | 22.8788 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 5,575 | 16.0481 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 7,695 | 16.0371 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 13,647 | 16.0302 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 13,868 | 15.9351 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 16,268 | 22.8107 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 22,231 | 22.7486 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 22,937 | 16.1820 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 34,170 | 16.0805 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 35,237 | 16.0340 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 41,964 | 22.7908 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 49,518 | 16.0719 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 53,241 | 16.0578 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 58,341 | 16.0390 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 59,172 | 15.9186 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 59,351 | 22.6650 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 35,088 | 15.9106 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 78,600 | 22.8818 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 72,180 | 15.8487 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 195,900 | 15.9525 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 17 Nov 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | ||
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | ROYAL DUTCH SHELL PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | European | 24 Nov 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | European | 24 Nov 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151117006118/en/
Copyright Business Wire 2015
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