29th Jul 2015 14:12
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 28 July 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 26,214,582 | 0.67% | 26,099,369 | 0.67% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,022,187 | 0.20% | 9,759,070 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,930,316 | 0.07% | 3,055,316 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 37,167,085 | 0.95% | 38,913,755 | 0.99% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,486,056 | 0.92% | 11,577,119 | 0.47% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,107,622 | 0.25% | 7,703,696 | 0.32% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 28,768,678 | 1.18% | 19,480,451 | 0.80% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| A ADSs | Purchase | 5 | 54.8600 USD | ||||
| A ADSs | Purchase | 7 | 54.1000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 22 | 24.6550 EUR | ||||
| A ADSs | Purchase | 50 | 54.9800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 60 | 17.5000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 74 | 17.3875 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 90 | 17.2950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 91 | 24.6367 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 93 | 24.7950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 100 | 24.6425 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 104 | 17.5850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 105 | 17.3650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 105 | 17.3750 GBP | ||||
| A ADSs | Purchase | 144 | 54.5000 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 157 | 17.5450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 160 | 24.5800 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 170 | 17.6582 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 189 | 17.6875 GBP | ||||
| A ADSs | Purchase | 200 | 54.5100 USD | ||||
| A ADSs | Purchase | 200 | 54.5800 USD | ||||
| A ADSs | Purchase | 200 | 54.6600 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 207 | 17.6711 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 210 | 17.3525 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 212 | 17.6600 GBP | ||||
| A ADSs | Purchase | 251 | 54.5720 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 290 | 17.3800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 300 | 24.6350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 310 | 17.3350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 313 | 17.5500 GBP | ||||
| A ADSs | Purchase | 389 | 54.6279 USD | ||||
| A ADSs | Purchase | 400 | 54.6988 USD | ||||
| B ADSs | Purchase | 400 | 55.2350 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 406 | 17.3375 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 409 | 24.8050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 425 | 17.3700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 442 | 17.3900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 469 | 17.6900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 493 | 17.3719 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 550 | 24.7500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 592 | 24.6650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 595 | 17.3300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 596 | 17.3500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 599 | 17.5800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 661 | 17.6950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 670 | 24.5150 EUR | ||||
| A ADSs | Purchase | 700 | 54.5444 USD | ||||
| A ADSs | Purchase | 700 | 54.7514 USD | ||||
| A ADSs | Purchase | 700 | 54.8400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 732 | 17.3000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 749 | 17.6806 GBP | ||||
| A ADSs | Purchase | 757 | 54.5382 USD | ||||
| B ADSs | Purchase | 770 | 55.0727 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 807 | 24.6099 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 832 | 17.3400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 846 | 24.7275 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 888 | 24.6050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,079 | 17.4562 GBP | ||||
| B ADSs | Purchase | 1,100 | 55.0645 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,129 | 17.6837 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,175 | 17.5650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,184 | 24.5900 EUR | ||||
| A ADSs | Purchase | 1,200 | 54.9616 USD | ||||
| B ADSs | Purchase | 1,200 | 55.0585 USD | ||||
| A ADSs | Purchase | 1,300 | 54.4800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,311 | 17.6606 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,596 | 24.4800 EUR | ||||
| B ADSs | Purchase | 1,600 | 55.2231 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,885 | 24.5720 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,917 | 17.3610 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,965 | 17.6610 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,033 | 24.5024 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,194 | 17.6388 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,480 | 17.4157 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,523 | 24.6544 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,565 | 24.5901 EUR | ||||
| B ADSs | Purchase | 2,590 | 55.1433 USD | ||||
| B ADSs | Purchase | 2,670 | 55.2711 USD | ||||
| A ADSs | Purchase | 2,700 | 54.6940 USD | ||||
| B ADSs | Purchase | 2,800 | 55.0740 USD | ||||
| A ADSs | Purchase | 2,966 | 54.8111 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,979 | 17.6288 GBP | ||||
| A ADSs | Purchase | 3,139 | 54.8293 USD | ||||
| B ADSs | Purchase | 4,117 | 55.2717 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,350 | 17.3753 GBP | ||||
| A ADSs | Purchase | 5,800 | 54.6012 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,928 | 17.5496 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,997 | 17.4600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,267 | 17.5250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,582 | 17.4000 GBP | ||||
| A ADSs | Purchase | 7,738 | 54.6330 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 9,003 | 17.4550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,394 | 24.7411 EUR | ||||
| A ADSs | Purchase | 9,600 | 54.7305 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 9,723 | 24.7400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 11,758 | 17.3766 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 11,991 | 24.7420 EUR | ||||
| A ADSs | Purchase | 12,335 | 54.8039 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 13,127 | 17.4013 GBP | ||||
| B ADSs | Purchase | 13,623 | 55.2051 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 13,998 | 24.7383 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 15,551 | 24.5862 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 20,221 | 17.5873 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 20,511 | 24.6234 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 24,250 | 17.3604 GBP | ||||
| A ADSs | Purchase | 26,417 | 54.7789 USD | ||||
| A ADSs | Purchase | 28,501 | 54.3806 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 32,117 | 17.3605 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 38,893 | 24.6804 EUR | ||||
| A ADSs | Purchase | 43,291 | 54.7698 USD | ||||
| B ADSs | Purchase | 46,186 | 54.9983 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 52,174 | 17.3586 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 54,710 | 17.3760 GBP | ||||
| A ADSs | Purchase | 56,451 | 54.7210 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 56,897 | 24.6346 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 67,125 | 24.6046 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 71,706 | 24.6429 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 74,140 | 17.5325 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 90,655 | 17.6089 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 106,938 | 17.6045 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 114,263 | 24.5950 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 115,596 | 17.5953 GBP | ||||
| B ADSs | Purchase | 135,206 | 55.0451 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 142,610 | 17.4023 GBP | ||||
| A ADSs | Purchase | 202,412 | 54.6924 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 238,696 | 17.3765 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 554,995 | 17.5706 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,500,000 | 17.6400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2 | 24.9100 EUR | ||||
| A ADSs | Sale | 5 | 54.8600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 22 | 17.5950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 22 | 24.6550 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 46 | 17.6186 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 50 | 24.7100 EUR | ||||
| A ADSs | Sale | 58 | 54.8300 USD | ||||
| EUR 0.07 B Ordinary | Sale | 60 | 17.5000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 72 | 17.5968 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 90 | 17.2950 GBP | ||||
| A ADSs | Sale | 100 | 54.1300 USD | ||||
| A ADSs | Sale | 100 | 54.2300 USD | ||||
| A ADSs | Sale | 100 | 54.7900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 105 | 17.3750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 129 | 17.5850 GBP | ||||
| A ADSs | Sale | 155 | 54.2370 USD | ||||
| EUR 0.07 B Ordinary | Sale | 157 | 17.5450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 160 | 24.5800 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 189 | 17.6875 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 24.6244 EUR | ||||
| A ADSs | Sale | 200 | 54.8200 USD | ||||
| B ADSs | Sale | 200 | 54.9600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 210 | 17.3350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 210 | 17.3525 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 210 | 17.3650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 212 | 17.3550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 250 | 17.6936 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 264 | 17.4600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 286 | 17.6836 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 290 | 17.3800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 300 | 17.3833 GBP | ||||
| A ADSs | Sale | 300 | 54.5066 USD | ||||
| B ADSs | Sale | 300 | 55.0033 USD | ||||
| B ADSs | Sale | 300 | 55.0350 USD | ||||
| A ADSs | Sale | 308 | 54.8012 USD | ||||
| EUR 0.07 B Ordinary | Sale | 311 | 17.6150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 313 | 17.5500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 366 | 17.3000 GBP | ||||
| B ADSs | Sale | 400 | 54.9775 USD | ||||
| EUR 0.07 A Ordinary | Sale | 406 | 17.3375 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 442 | 17.3900 GBP | ||||
| A ADSs | Sale | 451 | 54.5755 USD | ||||
| EUR 0.07 A Ordinary | Sale | 452 | 17.3986 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 469 | 17.6900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 487 | 24.5400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 24.6400 EUR | ||||
| A ADSs | Sale | 500 | 54.7840 USD | ||||
| A ADSs | Sale | 500 | 54.9040 USD | ||||
| EUR 0.07 A Ordinary | Sale | 525 | 17.3700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 564 | 24.6547 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 592 | 24.5150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 592 | 24.6650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 595 | 17.3300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 596 | 17.3500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 596 | 17.3511 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 599 | 17.5800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 652 | 24.5474 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 661 | 17.6950 GBP | ||||
| A ADSs | Sale | 700 | 54.7750 USD | ||||
| A ADSs | Sale | 700 | 54.8400 USD | ||||
| A ADSs | Sale | 757 | 54.5382 USD | ||||
| A ADSs | Sale | 757 | 54.5383 USD | ||||
| A ADSs | Sale | 793 | 54.3868 USD | ||||
| A ADSs | Sale | 800 | 54.8462 USD | ||||
| EUR 0.07 A Ordinary | Sale | 832 | 17.3400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 888 | 24.6050 EUR | ||||
| B ADSs | Sale | 900 | 55.0663 USD | ||||
| EUR 0.07 B Ordinary | Sale | 914 | 17.5672 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 996 | 17.3788 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,007 | 17.5287 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,097 | 17.3594 GBP | ||||
| B ADSs | Sale | 1,100 | 55.0645 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,154 | 17.4607 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,178 | 17.5659 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,184 | 24.5900 EUR | ||||
| A ADSs | Sale | 1,200 | 54.9616 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,282 | 17.6600 GBP | ||||
| B ADSs | Sale | 1,300 | 55.0936 USD | ||||
| A ADSs | Sale | 1,400 | 54.4371 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,431 | 17.5650 GBP | ||||
| B ADSs | Sale | 1,500 | 55.0569 USD | ||||
| A ADSs | Sale | 1,544 | 54.7998 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,596 | 24.4800 EUR | ||||
| B ADSs | Sale | 1,600 | 55.0856 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,748 | 24.6855 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,778 | 24.4911 EUR | ||||
| A ADSs | Sale | 1,902 | 54.5357 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,936 | 17.3723 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,052 | 24.7028 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,074 | 17.3539 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,088 | 17.5909 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,142 | 17.3513 GBP | ||||
| A ADSs | Sale | 2,200 | 54.6359 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,252 | 24.5780 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,257 | 17.4550 GBP | ||||
| A ADSs | Sale | 2,300 | 54.8934 USD | ||||
| B ADSs | Sale | 2,399 | 55.0500 USD | ||||
| A ADSs | Sale | 2,500 | 54.3056 USD | ||||
| A ADSs | Sale | 2,500 | 54.4148 USD | ||||
| A ADSs | Sale | 2,501 | 54.4173 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,546 | 17.6489 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,991 | 24.6197 EUR | ||||
| A ADSs | Sale | 3,100 | 54.9574 USD | ||||
| A ADSs | Sale | 3,199 | 54.4239 USD | ||||
| A ADSs | Sale | 3,800 | 54.5842 USD | ||||
| A ADSs | Sale | 3,800 | 54.6714 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,126 | 24.6372 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,216 | 17.4000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,253 | 17.6167 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,338 | 17.3640 GBP | ||||
| A ADSs | Sale | 4,580 | 54.6458 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,612 | 17.5217 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,672 | 17.6469 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,841 | 17.6476 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,996 | 17.6360 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,079 | 17.5855 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,120 | 17.6475 GBP | ||||
| B ADSs | Sale | 5,448 | 55.0017 USD | ||||
| A ADSs | Sale | 5,800 | 54.7693 USD | ||||
| A ADSs | Sale | 6,103 | 54.3899 USD | ||||
| B ADSs | Sale | 6,303 | 55.0172 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,385 | 17.3778 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,640 | 17.3661 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,989 | 17.4324 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,995 | 17.4025 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,000 | 24.7368 EUR | ||||
| B ADSs | Sale | 8,810 | 55.0015 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,884 | 17.5581 GBP | ||||
| A ADSs | Sale | 9,759 | 54.8577 USD | ||||
| A ADSs | Sale | 9,950 | 54.3834 USD | ||||
| EUR 0.07 B Ordinary | Sale | 10,295 | 17.6460 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,723 | 17.6171 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,900 | 24.7115 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 11,157 | 24.6737 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 11,570 | 17.5887 GBP | ||||
| B ADSs | Sale | 14,223 | 55.0354 USD | ||||
| EUR 0.07 B Ordinary | Sale | 16,352 | 17.5908 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 22,803 | 17.3615 GBP | ||||
| B ADSs | Sale | 25,770 | 55.2140 USD | ||||
| B ADSs | Sale | 27,920 | 55.0778 USD | ||||
| EUR 0.07 A Ordinary | Sale | 32,102 | 17.3811 GBP | ||||
| A ADSs | Sale | 34,635 | 54.6737 USD | ||||
| EUR 0.07 A Ordinary | Sale | 36,615 | 24.6206 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 36,920 | 24.6700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 43,090 | 24.6654 EUR | ||||
| A ADSs | Sale | 43,630 | 54.6474 USD | ||||
| B ADSs | Sale | 46,186 | 54.9983 USD | ||||
| EUR 0.07 B Ordinary | Sale | 53,524 | 17.6112 GBP | ||||
| B ADSs | Sale | 67,603 | 55.0451 USD | ||||
| EUR 0.07 B Ordinary | Sale | 69,558 | 17.6161 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 72,633 | 17.6143 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 74,625 | 24.7152 EUR | ||||
| A ADSs | Sale | 101,206 | 54.6924 USD | ||||
| EUR 0.07 A Ordinary | Sale | 126,543 | 24.6390 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 150,414 | 24.6040 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 151,653 | 17.5250 GBP | ||||
| A ADSs | Sale | 153,660 | 54.7468 USD | ||||
| EUR 0.07 B Ordinary | Sale | 192,108 | 17.6607 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 241,000 | 17.7100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 255,583 | 17.5853 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 305,108 | 17.4100 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 2 | 24.9100 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 100 | 17.3700 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 200 | 17.3900 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 200 | 24.6244 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 300 | 17.3833 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 452 | 17.3986 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 600 | 17.6550 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,312 | 17.4720 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,600 | 17.6115 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,945 | 17.3862 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,311 | 24.7204 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,546 | 17.6489 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,911 | 24.5938 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,126 | 24.6372 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,612 | 17.5217 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,851 | 24.6714 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 6,074 | 17.5338 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,385 | 17.3778 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 7,446 | 17.6354 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,789 | 17.4324 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 8,906 | 17.5768 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 9,800 | 24.6054 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 11,698 | 17.6479 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 30,157 | 17.3807 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 91,926 | 24.5199 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 112,500 | 17.5250 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 127,181 | 24.7050 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 241,000 | 17.7100 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 100 | 24.6425 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 283 | 24.5845 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 285 | 24.7058 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 437 | 17.3217 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 796 | 24.5261 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,885 | 24.5720 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,937 | 17.5052 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,565 | 24.5901 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,529 | 24.5689 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 3,696 | 17.5110 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,284 | 17.3190 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,350 | 17.3753 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 5,928 | 17.5496 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 7,137 | 17.5212 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 8,000 | 24.6732 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 9,794 | 24.6167 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 10,033 | 17.6223 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 11,532 | 17.5824 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 13,127 | 17.4013 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 20,945 | 17.5865 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 22,432 | 17.3739 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 26,754 | 17.3775 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 30,200 | 17.5250 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 45,260 | 24.5869 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 65,176 | 17.3653 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 85,411 | 17.3696 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 93,532 | 17.5390 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 121,472 | 17.6063 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 121,674 | 17.5268 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 142,610 | 17.4023 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 165,773 | 17.3808 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 29 Jul 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150729005936/en/
Copyright Business Wire 2015
Related Shares:
BarclaysRDSA.L