29th Dec 2015 16:04
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 28 Dec 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | ||||
| disclosures in respect of any other party to the offer? | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 27,355,339 | 0.69% | 19,555,931 | 0.49% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,895,850 | 0.20% | 14,408,968 | 0.36% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,333,000 | 0.03% | 707,000 | 0.02% | |||||||
| TOTAL: | 36,584,189 | 0.92% | 34,671,899 | 0.87% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,488,245 | 0.88% | 14,940,463 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,444,052 | 0.47% | 7,234,516 | 0.30% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 299,636 | 0.01% | |||||||
| TOTAL: | 32,932,297 | 1.35% | 22,474,615 | 0.92% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 28 | 21.0050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 31 | 21.0980 EUR | ||||
| A ADSs | Purchase | 61 | 45.7900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 68 | 21.1030 EUR | ||||
| B ADSs | Purchase | 100 | 45.9200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 105 | 20.8300 EUR | ||||
| B ADSs | Purchase | 125 | 46.0000 USD | ||||
| A ADSs | Purchase | 150 | 45.7166 USD | ||||
| A ADSs | Purchase | 150 | 45.8600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 151 | 21.1795 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 165 | 21.4400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 196 | 21.1045 EUR | ||||
| A ADSs | Purchase | 200 | 45.8150 USD | ||||
| A ADSs | Purchase | 200 | 45.8287 USD | ||||
| B ADSs | Purchase | 200 | 46.1000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 212 | 21.1850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 215 | 21.1700 EUR | ||||
| A ADSs | Purchase | 235 | 45.8002 USD | ||||
| A ADSs | Purchase | 250 | 45.7480 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 302 | 20.8950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 302 | 21.1600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 344 | 20.8500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 364 | 21.0200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 372 | 21.1480 EUR | ||||
| B ADSs | Purchase | 420 | 45.9657 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 431 | 20.9400 EUR | ||||
| A ADSs | Purchase | 480 | 45.8187 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 498 | 21.0995 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 21.0330 EUR | ||||
| A ADSs | Purchase | 500 | 45.7280 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 520 | 20.9100 EUR | ||||
| B ADSs | Purchase | 531 | 46.0168 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 539 | 21.0600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 553 | 20.9500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 602 | 21.0250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 604 | 20.9000 EUR | ||||
| A ADSs | Purchase | 631 | 45.7100 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 639 | 21.1800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 704 | 21.1200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 706 | 21.1150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 738 | 21.0550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 783 | 21.1100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 836 | 21.0900 EUR | ||||
| A ADSs | Purchase | 900 | 45.7886 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 902 | 21.0300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 906 | 20.8650 EUR | ||||
| B ADSs | Purchase | 933 | 46.0148 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 940 | 20.8700 EUR | ||||
| A ADSs | Purchase | 946 | 45.8004 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 952 | 20.8750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 970 | 21.0509 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,053 | 20.9150 EUR | ||||
| A ADSs | Purchase | 1,200 | 45.7354 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,200 | 21.1400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,254 | 20.9330 EUR | ||||
| A ADSs | Purchase | 1,300 | 45.7984 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,400 | 20.7900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,490 | 21.0700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,576 | 21.1750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,691 | 21.0150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,721 | 20.9200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,877 | 21.1650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,932 | 20.8450 EUR | ||||
| A ADSs | Purchase | 1,941 | 45.8885 USD | ||||
| B ADSs | Purchase | 2,000 | 46.0751 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,067 | 20.8400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,113 | 20.8776 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,205 | 21.0017 EUR | ||||
| A ADSs | Purchase | 2,250 | 45.7020 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,270 | 21.1300 EUR | ||||
| B ADSs | Purchase | 2,300 | 46.0740 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,344 | 21.1450 EUR | ||||
| B ADSs | Purchase | 2,638 | 45.9729 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,697 | 21.1500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,941 | 20.8600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,200 | 20.9450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,211 | 20.9550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,222 | 20.8900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,320 | 20.9965 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,491 | 21.1550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,542 | 21.0122 EUR | ||||
| A ADSs | Purchase | 3,700 | 45.8300 USD | ||||
| A ADSs | Purchase | 3,700 | 45.8750 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,187 | 21.1050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,426 | 20.8797 EUR | ||||
| B ADSs | Purchase | 4,500 | 46.0864 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,077 | 21.0950 EUR | ||||
| B ADSs | Purchase | 5,079 | 45.9782 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,083 | 20.9050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,091 | 20.9475 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,316 | 20.9568 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 6,164 | 20.9232 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 6,235 | 21.0850 EUR | ||||
| A ADSs | Purchase | 6,374 | 45.7531 USD | ||||
| A ADSs | Purchase | 7,575 | 45.7260 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,648 | 21.0750 EUR | ||||
| A ADSs | Purchase | 7,900 | 45.7218 USD | ||||
| A ADSs | Purchase | 8,000 | 45.7351 USD | ||||
| A ADSs | Purchase | 8,465 | 45.7746 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 10,847 | 20.9302 EUR | ||||
| A ADSs | Purchase | 11,344 | 45.8170 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 12,111 | 21.1000 EUR | ||||
| A ADSs | Purchase | 12,224 | 45.7613 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 12,578 | 21.2056 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 14,095 | 21.0100 EUR | ||||
| B ADSs | Purchase | 14,560 | 45.9988 USD | ||||
| A ADSs | Purchase | 14,566 | 45.8139 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 15,163 | 20.8800 EUR | ||||
| A ADSs | Purchase | 16,117 | 45.7916 USD | ||||
| A ADSs | Purchase | 17,007 | 45.7915 USD | ||||
| A ADSs | Purchase | 20,733 | 45.8378 USD | ||||
| A ADSs | Purchase | 30,174 | 45.7675 USD | ||||
| A ADSs | Purchase | 36,100 | 45.8422 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 46,782 | 20.8905 EUR | ||||
| B ADSs | Purchase | 51,072 | 46.0671 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 87,319 | 20.8924 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 90,549 | 21.0795 EUR | ||||
| A ADSs | Purchase | 171,430 | 45.8765 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 216,400 | 21.0779 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 28 | 21.0050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 31 | 21.0980 EUR | ||||
| B ADSs | Sale | 46 | 46.1900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 68 | 21.1030 EUR | ||||
| A ADSs | Sale | 100 | 45.8500 USD | ||||
| A ADSs | Sale | 100 | 45.8950 USD | ||||
| A ADSs | Sale | 100 | 45.8400 USD | ||||
| A ADSs | Sale | 100 | 45.9500 USD | ||||
| EUR 0.07 A Ordinary | Sale | 105 | 20.8300 EUR | ||||
| B ADSs | Sale | 125 | 46.0000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 151 | 21.1795 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 196 | 21.1045 EUR | ||||
| A ADSs | Sale | 200 | 45.8800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 212 | 21.1850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 215 | 21.1700 EUR | ||||
| A ADSs | Sale | 222 | 45.7916 USD | ||||
| A ADSs | Sale | 270 | 45.8720 USD | ||||
| A ADSs | Sale | 285 | 45.8678 USD | ||||
| B ADSs | Sale | 300 | 46.0416 USD | ||||
| A ADSs | Sale | 300 | 45.6700 USD | ||||
| B ADSs | Sale | 300 | 46.1666 USD | ||||
| EUR 0.07 A Ordinary | Sale | 302 | 21.1600 EUR | ||||
| A ADSs | Sale | 333 | 45.8410 USD | ||||
| EUR 0.07 A Ordinary | Sale | 344 | 20.8500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 350 | 20.8350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 372 | 21.1480 EUR | ||||
| B ADSs | Sale | 400 | 46.1850 USD | ||||
| EUR 0.07 A Ordinary | Sale | 415 | 20.8800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 431 | 21.0200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 431 | 20.9400 EUR | ||||
| A ADSs | Sale | 450 | 45.6500 USD | ||||
| B ADSs | Sale | 454 | 46.2076 USD | ||||
| A ADSs | Sale | 464 | 45.7100 USD | ||||
| A ADSs | Sale | 486 | 45.8700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 498 | 21.0995 EUR | ||||
| A ADSs | Sale | 500 | 45.9160 USD | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 20.8681 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 21.0330 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 520 | 20.9100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 539 | 21.0600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 553 | 20.9500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 602 | 21.0250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 604 | 20.9000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 631 | 20.8700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 639 | 21.1800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 677 | 20.8750 EUR | ||||
| A ADSs | Sale | 700 | 45.9028 USD | ||||
| A ADSs | Sale | 700 | 45.7600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 704 | 21.1200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 706 | 21.1150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 708 | 20.8450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 738 | 21.0550 EUR | ||||
| A ADSs | Sale | 800 | 45.6887 USD | ||||
| B ADSs | Sale | 800 | 46.1350 USD | ||||
| EUR 0.07 A Ordinary | Sale | 835 | 21.0267 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 836 | 21.0900 EUR | ||||
| A ADSs | Sale | 870 | 45.9132 USD | ||||
| A ADSs | Sale | 900 | 45.9100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 902 | 21.0300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 906 | 20.8650 EUR | ||||
| A ADSs | Sale | 1,000 | 45.8460 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,053 | 20.9150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,121 | 20.9200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,200 | 21.1400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,226 | 21.2798 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,353 | 20.8600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,393 | 21.1100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,400 | 20.7900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,490 | 21.0700 EUR | ||||
| A ADSs | Sale | 1,500 | 45.7240 USD | ||||
| A ADSs | Sale | 1,500 | 45.8320 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,502 | 21.0150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,576 | 21.1750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,600 | 20.9450 EUR | ||||
| A ADSs | Sale | 1,600 | 45.7838 USD | ||||
| A ADSs | Sale | 1,700 | 45.8323 USD | ||||
| A ADSs | Sale | 1,830 | 45.8849 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,877 | 21.1650 EUR | ||||
| B ADSs | Sale | 1,900 | 46.0830 USD | ||||
| A ADSs | Sale | 2,250 | 45.7696 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,270 | 21.1300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,286 | 20.9127 EUR | ||||
| B ADSs | Sale | 2,300 | 46.0740 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,344 | 21.1450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,454 | 20.9050 EUR | ||||
| B ADSs | Sale | 2,500 | 46.0216 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,572 | 20.8900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,697 | 21.1500 EUR | ||||
| A ADSs | Sale | 3,300 | 45.7963 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,491 | 21.1550 EUR | ||||
| A ADSs | Sale | 3,700 | 45.8750 USD | ||||
| A ADSs | Sale | 3,700 | 45.8300 USD | ||||
| A ADSs | Sale | 3,800 | 45.7239 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,962 | 20.9064 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,187 | 21.1050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,369 | 21.0971 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,412 | 21.0850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,077 | 21.0950 EUR | ||||
| A ADSs | Sale | 5,858 | 45.9258 USD | ||||
| A ADSs | Sale | 6,600 | 45.7000 USD | ||||
| A ADSs | Sale | 6,700 | 45.8853 USD | ||||
| A ADSs | Sale | 7,100 | 45.7381 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,648 | 21.0750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,775 | 21.0494 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,934 | 21.0908 EUR | ||||
| A ADSs | Sale | 10,102 | 45.8388 USD | ||||
| A ADSs | Sale | 12,085 | 45.8442 USD | ||||
| EUR 0.07 A Ordinary | Sale | 12,111 | 21.1000 EUR | ||||
| A ADSs | Sale | 13,413 | 45.8426 USD | ||||
| A ADSs | Sale | 13,506 | 45.7619 USD | ||||
| EUR 0.07 A Ordinary | Sale | 14,095 | 21.0100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 14,580 | 21.0711 EUR | ||||
| A ADSs | Sale | 16,229 | 45.7970 USD | ||||
| A ADSs | Sale | 16,673 | 45.7915 USD | ||||
| EUR 0.07 A Ordinary | Sale | 17,697 | 21.0777 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 18,803 | 20.9781 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 18,981 | 21.0941 EUR | ||||
| B ADSs | Sale | 24,261 | 45.9918 USD | ||||
| A ADSs | Sale | 29,132 | 45.8139 USD | ||||
| EUR 0.07 A Ordinary | Sale | 38,300 | 20.9323 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 39,133 | 21.0318 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 46,962 | 21.0862 EUR | ||||
| B ADSs | Sale | 51,072 | 46.0671 USD | ||||
| A ADSs | Sale | 63,712 | 45.7602 USD | ||||
| A ADSs | Sale | 65,651 | 45.8969 USD | ||||
| A ADSs | Sale | 85,715 | 45.8765 USD | ||||
| EUR 0.07 A Ordinary | Sale | 113,236 | 21.0652 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 252,403 | 21.0816 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,155,793 | 21.4400 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 3,962 | 20.9039 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,000 | 21.3781 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,734 | 21.0155 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 14,169 | 20.9916 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 38,300 | 20.9323 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 40,224 | 21.4026 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 141,558 | 20.9703 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,893 | 20.8479 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,683 | 21.0284 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,684 | 20.9017 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 55,184 | 20.9048 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 87,319 | 20.8924 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | Dec 29, 2015 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | Dec 16, 2016 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | Jan 15, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | Dec 16, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -310,000 | 1.4740 | Dec 16, 2016 | ||||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -42,000 | 42.5000 | American | Jan 15, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | American | Jun 17, 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 | American | Mar 18, 2016 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | Jan 25, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | American | Mar 18, 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 68,000 | 45.0000 | American | Jan 15, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | American | Mar 18, 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | American | Jun 17, 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | American | Mar 18, 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151229005454/en/
Copyright Business Wire 2015
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