28th Sep 2015 14:22
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 25 Sep 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 25,558,046 | 0.65% | 24,019,304 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,344,911 | 0.19% | 11,104,899 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 34,453,157 | 0.87% | 36,724,403 | 0.93% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 20,897,492 | 0.86% | 13,833,736 | 0.57% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,374,836 | 0.22% | 6,201,867 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 26,447,328 | 1.08% | 20,335,239 | 0.83% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| A ADSs | Purchase | 19 | 47.3295 USD | ||||
| A ADSs | Purchase | 19 | 47.3300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 39 | 21.1300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 47 | 21.3395 EUR | ||||
| A ADSs | Purchase | 47 | 47.3800 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 69 | 21.2455 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 76 | 15.4850 GBP | ||||
| A ADSs | Purchase | 100 | 47.5200 USD | ||||
| A ADSs | Purchase | 100 | 47.3200 USD | ||||
| A ADSs | Purchase | 100 | 47.4800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 153 | 15.5850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 195 | 15.6400 GBP | ||||
| A ADSs | Purchase | 200 | 47.2275 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 200 | 15.6200 GBP | ||||
| A ADSs | Purchase | 200 | 47.4850 USD | ||||
| A ADSs | Purchase | 200 | 47.2500 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 209 | 15.6450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 231 | 21.2525 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 234 | 21.2605 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 240 | 15.5400 GBP | ||||
| B ADSs | Purchase | 300 | 47.5000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 303 | 21.3350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 325 | 21.1100 EUR | ||||
| A ADSs | Purchase | 337 | 47.2385 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 349 | 21.2925 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 349 | 21.2630 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 349 | 21.2800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 353 | 21.2625 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 385 | 21.1975 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 385 | 21.2975 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 385 | 21.2600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 387 | 21.3850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 400 | 21.2200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 431 | 21.1855 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 450 | 21.2550 EUR | ||||
| A ADSs | Purchase | 475 | 47.2503 USD | ||||
| B ADSs | Purchase | 500 | 47.5020 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 502 | 15.6219 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 519 | 21.2855 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 526 | 21.3250 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 554 | 15.6550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 571 | 15.4694 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 583 | 21.3025 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 605 | 15.4675 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 605 | 15.5525 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 647 | 21.2725 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 651 | 15.5600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 688 | 15.4375 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 697 | 21.1500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 697 | 21.3300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 697 | 21.2750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 697 | 21.1900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 697 | 21.3400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 699 | 15.5325 GBP | ||||
| B ADSs | Purchase | 700 | 47.6828 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 750 | 21.1000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 772 | 21.3200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 772 | 15.5000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 872 | 21.1800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 881 | 15.5007 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 886 | 15.5982 GBP | ||||
| A ADSs | Purchase | 900 | 47.3967 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 939 | 21.2825 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 941 | 21.2325 EUR | ||||
| B ADSs | Purchase | 1,000 | 47.4631 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,059 | 15.5075 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,075 | 21.2150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,092 | 21.2505 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,100 | 21.2610 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,100 | 21.3070 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,108 | 15.6319 GBP | ||||
| A ADSs | Purchase | 1,118 | 47.3658 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,147 | 21.2700 EUR | ||||
| A ADSs | Purchase | 1,200 | 47.2526 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,214 | 21.3050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,294 | 21.2875 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,313 | 21.2973 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,407 | 15.4852 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,427 | 15.6914 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,506 | 21.2900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,526 | 21.2850 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,600 | 15.5750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,666 | 21.3100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,679 | 15.5100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,863 | 15.5125 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,892 | 15.4750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,000 | 21.3150 EUR | ||||
| B ADSs | Purchase | 2,000 | 47.5027 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,074 | 15.6900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,088 | 15.4950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,230 | 15.6079 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,388 | 21.2350 EUR | ||||
| A ADSs | Purchase | 2,500 | 47.2302 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,528 | 15.4900 GBP | ||||
| B ADSs | Purchase | 2,600 | 47.5107 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,651 | 21.2650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,684 | 21.2300 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,836 | 15.6650 GBP | ||||
| B ADSs | Purchase | 2,900 | 47.5558 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,989 | 21.2250 EUR | ||||
| A ADSs | Purchase | 3,020 | 47.4007 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,045 | 15.6636 GBP | ||||
| B ADSs | Purchase | 3,100 | 47.5116 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,216 | 15.5050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,282 | 21.3000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,400 | 21.2950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,553 | 21.2499 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,943 | 15.5099 GBP | ||||
| B ADSs | Purchase | 4,075 | 47.3854 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,425 | 15.5723 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,681 | 15.5950 GBP | ||||
| B ADSs | Purchase | 4,900 | 47.5251 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,000 | 15.6126 GBP | ||||
| A ADSs | Purchase | 5,800 | 47.3556 USD | ||||
| B ADSs | Purchase | 5,800 | 47.4673 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,335 | 15.5057 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,540 | 21.2683 EUR | ||||
| A ADSs | Purchase | 6,900 | 47.3431 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,764 | 15.4931 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9,012 | 15.6302 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9,141 | 15.5748 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,248 | 21.2840 EUR | ||||
| A ADSs | Purchase | 9,956 | 47.3814 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 11,561 | 21.2690 EUR | ||||
| A ADSs | Purchase | 11,603 | 47.3397 USD | ||||
| A ADSs | Purchase | 11,731 | 47.3332 USD | ||||
| A ADSs | Purchase | 11,910 | 47.3166 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 14,985 | 15.4815 GBP | ||||
| B ADSs | Purchase | 15,200 | 47.5135 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 15,885 | 21.2780 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 17,486 | 21.2788 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 18,000 | 21.2965 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 18,820 | 15.5043 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 20,464 | 15.4954 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 22,412 | 15.5046 GBP | ||||
| A ADSs | Purchase | 25,405 | 47.3503 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 26,086 | 21.3180 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 27,304 | 21.3223 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 27,939 | 21.3175 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 43,452 | 21.3115 EUR | ||||
| B ADSs | Purchase | 60,294 | 47.5138 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 63,071 | 21.1996 EUR | ||||
| A ADSs | Purchase | 69,055 | 47.3640 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 75,912 | 21.3093 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 79,604 | 21.2932 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 89,097 | 21.2751 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 141,970 | 15.4989 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 154,510 | 15.6135 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 165,115 | 15.6120 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 180,490 | 15.6211 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 183,243 | 21.2890 EUR | ||||
| A ADSs | Purchase | 244,744 | 47.3772 USD | ||||
| B ADSs | Purchase | 249,886 | 47.5008 USD | ||||
| A ADSs | Purchase | 318,746 | 47.3039 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 528,713 | 15.6019 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 24 | 21.1650 EUR | ||||
| A ADSs | Sale | 38 | 47.3295 USD | ||||
| A ADSs | Sale | 47 | 47.3800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 47 | 21.3395 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 69 | 21.2455 EUR | ||||
| B ADSs | Sale | 100 | 47.4700 USD | ||||
| A ADSs | Sale | 100 | 47.5200 USD | ||||
| A ADSs | Sale | 100 | 47.2900 USD | ||||
| A ADSs | Sale | 100 | 47.3200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 195 | 15.6400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 199 | 15.4600 GBP | ||||
| A ADSs | Sale | 200 | 47.4800 USD | ||||
| A ADSs | Sale | 200 | 47.2275 USD | ||||
| B ADSs | Sale | 200 | 47.4800 USD | ||||
| EUR 0.07 B Ordinary | Sale | 209 | 15.6450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 231 | 21.2525 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 234 | 21.2605 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 240 | 15.5400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 259 | 15.4850 GBP | ||||
| B ADSs | Sale | 275 | 47.3781 USD | ||||
| EUR 0.07 A Ordinary | Sale | 303 | 21.3350 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 306 | 15.5850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 325 | 21.1100 EUR | ||||
| A ADSs | Sale | 342 | 47.2700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 349 | 21.2800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 349 | 21.3180 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 349 | 21.2925 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 349 | 21.2630 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 353 | 21.2625 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 385 | 21.2600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 385 | 21.1975 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 385 | 21.2975 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 387 | 21.3850 EUR | ||||
| A ADSs | Sale | 400 | 47.2525 USD | ||||
| EUR 0.07 A Ordinary | Sale | 402 | 15.4925 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 431 | 21.1855 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 450 | 21.2550 EUR | ||||
| A ADSs | Sale | 487 | 47.2400 USD | ||||
| B ADSs | Sale | 500 | 47.3120 USD | ||||
| B ADSs | Sale | 500 | 47.4362 USD | ||||
| A ADSs | Sale | 500 | 47.2980 USD | ||||
| EUR 0.07 A Ordinary | Sale | 519 | 21.2855 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 526 | 21.3250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 554 | 15.6550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 583 | 21.3025 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 605 | 15.5525 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 605 | 15.4675 GBP | ||||
| A ADSs | Sale | 630 | 47.3134 USD | ||||
| EUR 0.07 A Ordinary | Sale | 647 | 21.2725 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 651 | 15.5600 GBP | ||||
| A ADSs | Sale | 683 | 47.2300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 697 | 21.3300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 697 | 21.3400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 697 | 21.1900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 697 | 21.2750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 697 | 21.1500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 699 | 15.5325 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 750 | 21.1000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 772 | 21.3200 EUR | ||||
| A ADSs | Sale | 800 | 47.2762 USD | ||||
| EUR 0.07 A Ordinary | Sale | 808 | 15.5150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 872 | 21.2150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 872 | 21.1800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 939 | 21.2825 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 941 | 21.2325 EUR | ||||
| A ADSs | Sale | 1,000 | 47.2680 USD | ||||
| B ADSs | Sale | 1,000 | 47.4830 USD | ||||
| A ADSs | Sale | 1,000 | 47.2715 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,092 | 21.2505 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,100 | 21.2610 EUR | ||||
| A ADSs | Sale | 1,100 | 47.2704 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,100 | 21.3070 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,147 | 21.2700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,165 | 15.4844 GBP | ||||
| A ADSs | Sale | 1,180 | 47.3159 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,214 | 21.3050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,245 | 15.5075 GBP | ||||
| A ADSs | Sale | 1,300 | 47.2750 USD | ||||
| B ADSs | Sale | 1,500 | 47.4013 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,506 | 21.2900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,526 | 21.2850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,647 | 21.3100 EUR | ||||
| B ADSs | Sale | 1,700 | 47.3891 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,826 | 21.2744 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,860 | 15.4979 GBP | ||||
| A ADSs | Sale | 1,870 | 47.2740 USD | ||||
| A ADSs | Sale | 1,900 | 47.3437 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,924 | 15.4994 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,969 | 15.6344 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,975 | 15.5125 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,000 | 15.4800 GBP | ||||
| A ADSs | Sale | 2,000 | 47.2305 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,000 | 21.3150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,115 | 15.5106 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,200 | 21.3307 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,205 | 15.5994 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,383 | 15.4750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,422 | 15.4827 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,423 | 15.5000 GBP | ||||
| A ADSs | Sale | 2,500 | 47.2302 USD | ||||
| A ADSs | Sale | 2,500 | 47.2984 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,528 | 15.4900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,651 | 21.2650 EUR | ||||
| A ADSs | Sale | 2,700 | 47.3155 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,836 | 15.6650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,995 | 21.2350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,007 | 15.4950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,282 | 21.3000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,400 | 21.2950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,412 | 21.2250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,540 | 15.4727 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,550 | 21.2952 EUR | ||||
| A ADSs | Sale | 3,700 | 47.3454 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,740 | 15.5100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,956 | 15.5700 GBP | ||||
| B ADSs | Sale | 4,100 | 47.4998 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,187 | 15.6859 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,204 | 15.5197 GBP | ||||
| A ADSs | Sale | 4,500 | 47.3599 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,681 | 15.5950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,705 | 21.2300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,971 | 15.4863 GBP | ||||
| B ADSs | Sale | 5,300 | 47.4703 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,460 | 15.4984 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,492 | 21.2958 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,546 | 15.5050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,745 | 15.5004 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,280 | 15.5200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,369 | 21.2323 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 6,395 | 15.5985 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,887 | 21.2875 EUR | ||||
| A ADSs | Sale | 7,800 | 47.3384 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,896 | 21.2355 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 8,521 | 15.5003 GBP | ||||
| A ADSs | Sale | 8,730 | 47.2663 USD | ||||
| EUR 0.07 A Ordinary | Sale | 8,955 | 15.4634 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,190 | 21.2416 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 13,061 | 15.6035 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 15,129 | 15.6138 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 16,344 | 15.6014 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 16,393 | 15.5969 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 24,876 | 15.6173 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 25,458 | 15.6181 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 25,944 | 15.6182 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 26,566 | 21.3140 EUR | ||||
| B ADSs | Sale | 29,100 | 47.5224 USD | ||||
| EUR 0.07 A Ordinary | Sale | 32,868 | 21.3178 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 34,298 | 21.3096 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 38,411 | 21.1300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 48,327 | 15.6083 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 50,941 | 15.6183 GBP | ||||
| B ADSs | Sale | 60,294 | 47.5138 USD | ||||
| EUR 0.07 A Ordinary | Sale | 83,788 | 21.2735 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 97,988 | 15.6079 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 107,327 | 15.6087 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 107,692 | 15.6106 GBP | ||||
| B ADSs | Sale | 123,843 | 47.5009 USD | ||||
| B ADSs | Sale | 124,943 | 47.5008 USD | ||||
| A ADSs | Sale | 132,088 | 47.3589 USD | ||||
| EUR 0.07 A Ordinary | Sale | 161,893 | 21.2111 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 187,991 | 15.6052 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 231,401 | 21.3040 EUR | ||||
| A ADSs | Sale | 244,744 | 47.3772 USD | ||||
| A ADSs | Sale | 318,746 | 47.3039 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 21 | 15.4885 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 96 | 15.4887 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 354 | 15.5935 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 800 | 15.5081 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,998 | 15.5124 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,555 | 21.3002 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 2,879 | 15.6064 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 3,124 | 15.5479 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,519 | 15.5070 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,956 | 15.5925 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 5,033 | 15.5979 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,215 | 21.2270 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 11,292 | 21.2101 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 11,543 | 15.4867 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 24,490 | 15.6140 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 45,924 | 15.6073 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 94,439 | 21.1536 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 100 | 15.6600 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 688 | 15.4375 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,132 | 21.2287 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,387 | 15.4718 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,024 | 15.6191 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,150 | 21.1815 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 4,425 | 15.5723 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,225 | 15.5199 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 5,538 | 15.5910 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,141 | 15.5748 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 12,301 | 21.2903 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 12,530 | 15.6024 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 18,820 | 15.5043 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 20,336 | 15.4959 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 24,528 | 15.5859 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 24,628 | 21.3095 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 33,754 | 21.2211 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 51,500 | 21.2821 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 53,029 | 21.2930 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 113,945 | 15.6470 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 230,424 | 15.5938 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 171,538 | 15.5020 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 28 Sep 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 17.1093 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 16.9274 | European | 19 Oct 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150928005920/en/
Copyright Business Wire 2015
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