16th Jul 2015 14:54
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 15 July 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 29,618,474 | 0.76% | 25,761,876 | 0.66% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,318,152 | 0.19% | 11,772,709 | 0.30% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,880,116 | 0.07% | 3,005,116 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 39,816,742 | 1.02% | 40,539,701 | 1.03% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,259,571 | 0.95% | 14,626,530 | 0.60% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,059,788 | 0.37% | 7,964,386 | 0.33% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 32,494,359 | 1.33% | 22,790,552 | 0.93% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 2 | 26.4500 EUR | ||||
| B ADSs | Purchase | 40 | 57.6700 USD | ||||
| B ADSs | Purchase | 40 | 57.6900 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 49 | 18.5375 GBP | ||||
| A ADSs | Purchase | 80 | 57.0200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 99 | 18.5600 GBP | ||||
| A ADSs | Purchase | 100 | 56.9400 USD | ||||
| B ADSs | Purchase | 100 | 57.7700 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 104 | 18.4900 GBP | ||||
| A ADSs | Purchase | 128 | 57.0778 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 162 | 18.5150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 163 | 18.3400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 176 | 18.2450 GBP | ||||
| A ADSs | Purchase | 197 | 56.9552 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 26.1750 EUR | ||||
| B ADSs | Purchase | 206 | 57.6297 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 255 | 26.1525 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 255 | 26.1900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 255 | 26.1950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 255 | 26.2000 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 259 | 18.6000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 265 | 18.5700 GBP | ||||
| A ADSs | Purchase | 300 | 57.1400 USD | ||||
| B ADSs | Purchase | 300 | 57.6366 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 328 | 18.2750 GBP | ||||
| B ADSs | Purchase | 330 | 57.7600 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 351 | 18.4950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 356 | 26.0225 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 366 | 18.2900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 438 | 26.2550 EUR | ||||
| A ADSs | Purchase | 444 | 57.0951 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 458 | 18.2724 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 479 | 26.1475 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 483 | 18.5867 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 25.9650 EUR | ||||
| A ADSs | Purchase | 500 | 56.8700 USD | ||||
| A ADSs | Purchase | 500 | 57.0060 USD | ||||
| A ADSs | Purchase | 500 | 57.0960 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 510 | 18.5021 GBP | ||||
| B ADSs | Purchase | 540 | 57.6400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 570 | 26.1875 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 586 | 18.5950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 601 | 18.5762 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 625 | 18.5727 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 626 | 18.4750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 655 | 18.2550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 686 | 18.4650 GBP | ||||
| A ADSs | Purchase | 700 | 56.9628 USD | ||||
| A ADSs | Purchase | 700 | 57.0275 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 704 | 26.1600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 719 | 26.0250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 720 | 26.1550 EUR | ||||
| A ADSs | Purchase | 736 | 56.9742 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 742 | 18.2425 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 764 | 26.1625 EUR | ||||
| A ADSs | Purchase | 900 | 56.9644 USD | ||||
| B ADSs | Purchase | 900 | 57.8955 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 915 | 26.1700 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 942 | 18.5315 GBP | ||||
| A ADSs | Purchase | 1,000 | 56.9805 USD | ||||
| B ADSs | Purchase | 1,000 | 57.7510 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,018 | 26.1650 EUR | ||||
| A ADSs | Purchase | 1,044 | 57.0279 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,100 | 18.5800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,123 | 18.5826 GBP | ||||
| B ADSs | Purchase | 1,132 | 57.8000 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,173 | 18.5403 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,181 | 18.5792 GBP | ||||
| B ADSs | Purchase | 1,200 | 57.8108 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,258 | 18.5750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,272 | 18.5500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,274 | 26.1675 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,329 | 18.3100 GBP | ||||
| A ADSs | Purchase | 1,333 | 56.9622 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,350 | 18.4400 GBP | ||||
| A ADSs | Purchase | 1,400 | 56.9764 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,449 | 18.5850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,479 | 26.1358 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,544 | 26.0350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,642 | 18.2493 GBP | ||||
| B ADSs | Purchase | 1,716 | 57.6353 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,748 | 18.2950 GBP | ||||
| B ADSs | Purchase | 1,760 | 57.6172 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,800 | 18.2926 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,824 | 18.2600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,019 | 26.1850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,037 | 26.1500 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,050 | 18.5900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,073 | 18.2873 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,077 | 26.0600 EUR | ||||
| A ADSs | Purchase | 2,100 | 56.9132 USD | ||||
| B ADSs | Purchase | 2,100 | 57.7902 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,102 | 18.5823 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,125 | 18.2819 GBP | ||||
| A ADSs | Purchase | 2,200 | 57.0389 USD | ||||
| B ADSs | Purchase | 2,300 | 57.7967 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,376 | 18.2850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,668 | 18.2782 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,681 | 18.2835 GBP | ||||
| B ADSs | Purchase | 2,762 | 57.6359 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,800 | 18.5014 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,200 | 18.4975 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,343 | 26.0316 EUR | ||||
| A ADSs | Purchase | 3,367 | 56.9600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,371 | 26.1800 EUR | ||||
| A ADSs | Purchase | 3,600 | 57.1875 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,789 | 18.4918 GBP | ||||
| A ADSs | Purchase | 3,800 | 56.9351 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,887 | 18.4977 GBP | ||||
| A ADSs | Purchase | 4,100 | 57.0910 USD | ||||
| A ADSs | Purchase | 4,236 | 57.0748 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,329 | 26.0812 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 4,335 | 18.4991 GBP | ||||
| A ADSs | Purchase | 4,500 | 56.9226 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,603 | 26.1827 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,633 | 26.1642 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,013 | 18.2634 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,303 | 26.0746 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,421 | 26.0810 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 5,692 | 18.5720 GBP | ||||
| A ADSs | Purchase | 6,706 | 56.9823 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 7,420 | 18.5963 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,197 | 18.4850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,281 | 26.1661 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 8,643 | 18.5017 GBP | ||||
| A ADSs | Purchase | 8,800 | 57.0048 USD | ||||
| A ADSs | Purchase | 10,000 | 56.9703 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 10,442 | 26.1683 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 11,255 | 18.3050 GBP | ||||
| A ADSs | Purchase | 20,400 | 56.9944 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 22,086 | 26.1428 EUR | ||||
| A ADSs | Purchase | 23,093 | 57.1213 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 26,685 | 18.4877 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 27,974 | 18.4915 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 28,624 | 18.2714 GBP | ||||
| A ADSs | Purchase | 28,637 | 56.9998 USD | ||||
| A ADSs | Purchase | 29,968 | 57.0589 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 30,852 | 18.2501 GBP | ||||
| A ADSs | Purchase | 31,800 | 57.1632 USD | ||||
| A ADSs | Purchase | 34,536 | 56.9868 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 34,650 | 18.4984 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 42,243 | 18.2844 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 46,145 | 18.5071 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 55,643 | 18.5008 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 56,937 | 26.1166 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 78,503 | 26.1202 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 91,433 | 18.2799 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 104,321 | 18.2939 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 132,086 | 18.5129 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 134,751 | 18.3098 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 326,356 | 26.0962 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1 | 26.4000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 19 | 26.0600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 26 | 18.3150 GBP | ||||
| A ADSs | Sale | 36 | 57.1400 USD | ||||
| A ADSs | Sale | 40 | 56.9100 USD | ||||
| B ADSs | Sale | 40 | 57.6700 USD | ||||
| B ADSs | Sale | 40 | 57.6900 USD | ||||
| EUR 0.07 B Ordinary | Sale | 49 | 18.5375 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 61 | 18.5211 GBP | ||||
| A ADSs | Sale | 70 | 57.2300 USD | ||||
| A ADSs | Sale | 100 | 56.9377 USD | ||||
| A ADSs | Sale | 100 | 56.9500 USD | ||||
| A ADSs | Sale | 100 | 57.0400 USD | ||||
| A ADSs | Sale | 100 | 57.0500 USD | ||||
| A ADSs | Sale | 100 | 57.3000 USD | ||||
| B ADSs | Sale | 100 | 57.6000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 150 | 26.1025 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 162 | 18.5150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 163 | 18.3400 GBP | ||||
| B ADSs | Sale | 179 | 57.6327 USD | ||||
| EUR 0.07 A Ordinary | Sale | 190 | 18.3167 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 198 | 18.5600 GBP | ||||
| A ADSs | Sale | 200 | 56.8800 USD | ||||
| A ADSs | Sale | 200 | 57.0100 USD | ||||
| B ADSs | Sale | 200 | 57.6350 USD | ||||
| EUR 0.07 A Ordinary | Sale | 202 | 18.3000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 220 | 26.1200 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 236 | 18.5379 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 250 | 18.5029 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 253 | 18.4700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 255 | 26.1525 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 255 | 26.1900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 255 | 26.1950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 255 | 26.2000 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 259 | 18.6000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 265 | 18.5700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 311 | 18.4900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 323 | 18.5324 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 326 | 18.3175 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 351 | 18.4950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 356 | 26.0225 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 357 | 18.4885 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 366 | 18.2900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 376 | 18.4986 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 397 | 26.0237 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 468 | 18.4786 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 479 | 26.1475 EUR | ||||
| A ADSs | Sale | 500 | 56.9740 USD | ||||
| A ADSs | Sale | 500 | 57.1960 USD | ||||
| EUR 0.07 A Ordinary | Sale | 522 | 26.1266 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 570 | 26.1875 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 586 | 18.5950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 626 | 18.4750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 655 | 18.2550 GBP | ||||
| A ADSs | Sale | 700 | 57.0171 USD | ||||
| EUR 0.07 A Ordinary | Sale | 704 | 26.1600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 720 | 26.1550 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 729 | 18.4800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 742 | 18.2425 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 756 | 18.5322 GBP | ||||
| A ADSs | Sale | 760 | 57.0357 USD | ||||
| EUR 0.07 A Ordinary | Sale | 764 | 26.1625 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 786 | 18.3011 GBP | ||||
| A ADSs | Sale | 800 | 57.0588 USD | ||||
| EUR 0.07 A Ordinary | Sale | 876 | 26.2550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 890 | 18.2600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 898 | 26.1650 EUR | ||||
| A ADSs | Sale | 898 | 57.0010 USD | ||||
| B ADSs | Sale | 900 | 57.8117 USD | ||||
| EUR 0.07 A Ordinary | Sale | 915 | 26.1700 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 965 | 18.5008 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 974 | 26.0250 EUR | ||||
| A ADSs | Sale | 986 | 57.1930 USD | ||||
| A ADSs | Sale | 1,000 | 57.0754 USD | ||||
| B ADSs | Sale | 1,000 | 57.8000 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,020 | 18.4650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,080 | 26.0311 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,100 | 18.5800 GBP | ||||
| A ADSs | Sale | 1,200 | 56.9841 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,258 | 18.5750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,272 | 18.5500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,274 | 26.1675 EUR | ||||
| B ADSs | Sale | 1,281 | 57.6136 USD | ||||
| A ADSs | Sale | 1,300 | 57.1070 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,449 | 18.5850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,467 | 18.5328 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,544 | 26.0350 EUR | ||||
| A ADSs | Sale | 1,600 | 56.9589 USD | ||||
| A ADSs | Sale | 1,700 | 57.0406 USD | ||||
| A ADSs | Sale | 1,824 | 57.0279 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,829 | 18.3100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,877 | 18.5170 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,953 | 18.2950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,959 | 26.0529 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,967 | 26.0326 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,019 | 26.1850 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,050 | 18.5900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,265 | 26.1241 EUR | ||||
| B ADSs | Sale | 2,300 | 57.7967 USD | ||||
| B ADSs | Sale | 2,400 | 57.7925 USD | ||||
| B ADSs | Sale | 2,430 | 57.8085 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,637 | 26.0922 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,653 | 26.0871 EUR | ||||
| A ADSs | Sale | 2,694 | 56.9884 USD | ||||
| A ADSs | Sale | 2,700 | 56.9381 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,704 | 18.2773 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,756 | 18.2850 GBP | ||||
| A ADSs | Sale | 2,900 | 56.9717 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,201 | 18.3294 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,210 | 26.1800 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 4,136 | 18.4891 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,248 | 26.0880 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,484 | 18.2890 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,665 | 18.4868 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,859 | 18.2846 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,303 | 26.0746 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 5,411 | 18.4892 GBP | ||||
| B ADSs | Sale | 5,524 | 57.6359 USD | ||||
| A ADSs | Sale | 6,200 | 56.9676 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,989 | 18.2838 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,999 | 18.4936 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,472 | 18.5022 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,600 | 18.5400 GBP | ||||
| A ADSs | Sale | 7,800 | 56.9957 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,091 | 18.4770 GBP | ||||
| A ADSs | Sale | 8,898 | 56.9333 USD | ||||
| EUR 0.07 A Ordinary | Sale | 10,292 | 26.0900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 10,811 | 18.5280 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 11,437 | 18.5017 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 11,531 | 18.4998 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,749 | 18.3036 GBP | ||||
| A ADSs | Sale | 12,214 | 57.1744 USD | ||||
| EUR 0.07 A Ordinary | Sale | 13,656 | 18.3200 GBP | ||||
| A ADSs | Sale | 13,847 | 57.0458 USD | ||||
| A ADSs | Sale | 14,033 | 56.9711 USD | ||||
| EUR 0.07 A Ordinary | Sale | 14,595 | 18.3007 GBP | ||||
| A ADSs | Sale | 15,900 | 57.1632 USD | ||||
| EUR 0.07 B Ordinary | Sale | 16,407 | 18.5116 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 17,029 | 18.4850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 17,319 | 18.5133 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 18,147 | 26.1108 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 18,346 | 26.1549 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 20,301 | 18.2695 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 23,961 | 18.2450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 32,093 | 18.4971 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 33,888 | 26.1093 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 39,547 | 18.5045 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 45,845 | 18.4979 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 47,286 | 18.4870 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 51,069 | 18.3147 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 56,510 | 26.1174 EUR | ||||
| A ADSs | Sale | 61,333 | 57.0931 USD | ||||
| A ADSs | Sale | 69,072 | 56.9868 USD | ||||
| EUR 0.07 A Ordinary | Sale | 73,568 | 26.1213 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 82,785 | 18.5185 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 84,597 | 18.2794 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 92,169 | 18.2983 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 96,602 | 18.3040 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 104,125 | 18.5141 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 293,382 | 26.1500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 322,806 | 26.0961 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 546,652 | 18.3050 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 1 | 26.4000 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 301 | 26.1165 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 357 | 18.4885 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 763 | 26.0669 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,000 | 18.3095 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,028 | 18.3466 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,177 | 18.4707 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,196 | 26.0439 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,268 | 26.2281 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,272 | 25.9642 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,637 | 26.0922 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,653 | 26.0871 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,736 | 18.5148 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,000 | 18.3320 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,484 | 18.2890 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 4,726 | 18.5498 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,880 | 18.3185 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 5,411 | 18.4892 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,971 | 18.3281 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,450 | 26.1001 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,989 | 18.2838 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,205 | 26.1288 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 8,091 | 18.4770 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 10,798 | 26.1213 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 13,720 | 18.3139 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 15,373 | 18.4841 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 16,078 | 26.1446 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 28,097 | 26.1125 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 38,019 | 18.4796 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 82,785 | 18.5185 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 48,501 | 18.3076 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2 | 26.4500 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 500 | 26.0205 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,642 | 18.2494 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,800 | 18.2926 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,000 | 26.1534 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,443 | 26.0457 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,469 | 26.1290 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,829 | 26.0892 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 4,019 | 18.5468 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 4,177 | 18.5006 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 4,734 | 18.4850 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,798 | 18.3185 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,013 | 18.2634 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,300 | 18.2483 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,333 | 18.5177 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,421 | 26.0810 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 8,138 | 18.2592 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 8,761 | 18.2757 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 17,670 | 18.2604 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 26,093 | 18.3519 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 33,385 | 18.5086 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 42,243 | 18.2845 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 16 Jul 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 36,750 | 18.7409 | European | 20 Jul 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150716005855/en/
Copyright Business Wire 2015
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