2nd Dec 2015 14:45
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 1 Dec 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,834,340 | 0.58% | 20,589,305 | 0.52% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,801,685 | 0.20% | 8,989,909 | 0.23% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,065,200 | 0.05% | 2,115,200 | 0.05% | |||||||
| TOTAL: | 32,701,225 | 0.83% | 31,694,414 | 0.80% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,230,830 | 0.95% | 14,890,977 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,211,180 | 0.46% | 5,432,496 | 0.22% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 97,000 | 0.00% | 299,636 | 0.01% | |||||||
| TOTAL: | 34,539,010 | 1.42% | 20,623,109 | 0.85% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 20 | 23.7100 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 32 | 16.6325 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 32 | 16.6450 GBP | ||||
| A ADSs | Purchase | 95 | 50.1750 USD | ||||
| B ADSs | Purchase | 100 | 50.3300 USD | ||||
| A ADSs | Purchase | 100 | 49.9150 USD | ||||
| A ADSs | Purchase | 100 | 50.0000 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 109 | 16.6525 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 109 | 16.5775 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 109 | 16.6225 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 138 | 16.6400 GBP | ||||
| A ADSs | Purchase | 140 | 50.0200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 141 | 16.5575 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 148 | 16.6300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 165 | 16.5875 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 175 | 16.6650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 191 | 16.5975 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 199 | 16.6175 GBP | ||||
| B ADSs | Purchase | 200 | 50.2000 USD | ||||
| B ADSs | Purchase | 200 | 50.2950 USD | ||||
| B ADSs | Purchase | 200 | 50.3162 USD | ||||
| A ADSs | Purchase | 200 | 49.9900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 202 | 23.5375 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 222 | 16.5175 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 222 | 16.5275 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 223 | 16.6550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 229 | 16.5225 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 242 | 16.5782 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 270 | 16.6800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 290 | 16.5825 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 290 | 23.5700 EUR | ||||
| A ADSs | Purchase | 294 | 50.0282 USD | ||||
| B ADSs | Purchase | 300 | 50.3266 USD | ||||
| B ADSs | Purchase | 300 | 50.3866 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 307 | 23.8200 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 309 | 16.6350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 313 | 23.5650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 313 | 23.7350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 326 | 23.7400 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 327 | 16.5625 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 328 | 16.6900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 330 | 16.6475 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 360 | 23.6550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 365 | 23.5600 EUR | ||||
| A ADSs | Purchase | 400 | 49.9968 USD | ||||
| B ADSs | Purchase | 400 | 50.4100 USD | ||||
| A ADSs | Purchase | 400 | 49.9875 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 414 | 23.5500 EUR | ||||
| A ADSs | Purchase | 426 | 49.9773 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 450 | 16.5033 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 453 | 23.6100 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 468 | 16.6200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 475 | 23.5750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 479 | 16.4803 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 499 | 16.4000 GBP | ||||
| B ADSs | Purchase | 500 | 50.3160 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 527 | 16.5500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 565 | 16.6500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 600 | 23.5566 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 603 | 16.5925 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 640 | 16.5300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 669 | 16.5700 GBP | ||||
| B ADSs | Purchase | 700 | 50.3357 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 756 | 16.4766 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 793 | 23.5400 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 816 | 16.6700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 841 | 23.7600 EUR | ||||
| A ADSs | Purchase | 900 | 49.9311 USD | ||||
| B ADSs | Purchase | 900 | 50.3133 USD | ||||
| A ADSs | Purchase | 959 | 49.9772 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,000 | 23.7586 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,020 | 16.4500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,044 | 23.7200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,067 | 16.5200 GBP | ||||
| A ADSs | Purchase | 1,085 | 50.0525 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,098 | 16.5957 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,130 | 16.5840 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,132 | 16.6150 GBP | ||||
| A ADSs | Purchase | 1,176 | 50.0300 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,196 | 16.6000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,201 | 23.7285 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,253 | 16.6088 GBP | ||||
| A ADSs | Purchase | 1,276 | 50.0100 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,317 | 23.5450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,347 | 23.7300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,360 | 16.4650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,365 | 23.7050 EUR | ||||
| A ADSs | Purchase | 1,470 | 49.7600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,498 | 23.5350 EUR | ||||
| B ADSs | Purchase | 1,600 | 50.4137 USD | ||||
| A ADSs | Purchase | 1,600 | 50.0400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,674 | 16.5050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,686 | 16.5650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,726 | 16.5250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,860 | 23.6947 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,865 | 16.5800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,869 | 16.5859 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,890 | 16.6100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,940 | 16.5100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,001 | 16.6250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,025 | 16.5150 GBP | ||||
| A ADSs | Purchase | 2,220 | 49.8654 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,277 | 16.4651 GBP | ||||
| A ADSs | Purchase | 2,277 | 50.0492 USD | ||||
| A ADSs | Purchase | 2,302 | 50.0044 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,380 | 16.4585 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,428 | 16.5900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,429 | 23.5200 EUR | ||||
| A ADSs | Purchase | 2,545 | 50.0564 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,563 | 16.5550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,563 | 16.5550 GBP | ||||
| B ADSs | Purchase | 2,700 | 50.3278 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,805 | 23.5740 EUR | ||||
| A ADSs | Purchase | 2,950 | 50.0430 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,992 | 16.6011 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,009 | 16.5600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,050 | 23.5270 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,093 | 16.4955 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,116 | 23.5850 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,160 | 16.6514 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,197 | 23.6935 EUR | ||||
| A ADSs | Purchase | 3,218 | 50.0223 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,256 | 16.5952 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,312 | 23.5150 EUR | ||||
| B ADSs | Purchase | 3,400 | 50.3247 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,647 | 23.4150 EUR | ||||
| A ADSs | Purchase | 3,700 | 50.0862 USD | ||||
| A ADSs | Purchase | 3,813 | 49.9846 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,236 | 16.4450 GBP | ||||
| A ADSs | Purchase | 4,500 | 49.9596 USD | ||||
| A ADSs | Purchase | 4,688 | 50.0215 USD | ||||
| A ADSs | Purchase | 4,900 | 50.0444 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,071 | 23.5250 EUR | ||||
| B ADSs | Purchase | 5,100 | 50.2357 USD | ||||
| B ADSs | Purchase | 5,197 | 50.2776 USD | ||||
| A ADSs | Purchase | 5,285 | 50.0439 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,402 | 16.5726 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,211 | 16.5950 GBP | ||||
| B ADSs | Purchase | 6,996 | 50.3308 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 7,966 | 16.6050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,005 | 16.5942 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,581 | 16.4862 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 10,229 | 16.5874 GBP | ||||
| A ADSs | Purchase | 11,173 | 49.9656 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 13,470 | 16.6028 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 15,000 | 23.5712 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 15,942 | 16.4400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 16,164 | 16.4413 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 18,445 | 16.5752 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 18,937 | 16.5979 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 19,211 | 23.6370 EUR | ||||
| B ADSs | Purchase | 19,300 | 50.3628 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 22,147 | 16.5939 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 26,568 | 23.5300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 27,854 | 23.5351 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 30,506 | 16.5732 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 31,170 | 16.4675 GBP | ||||
| B ADSs | Purchase | 32,218 | 50.3537 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 34,835 | 16.6041 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 38,257 | 16.6116 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 39,526 | 16.5850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 43,167 | 16.6251 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 52,076 | 23.6293 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 52,500 | 23.5276 EUR | ||||
| A ADSs | Purchase | 53,741 | 49.9179 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 58,709 | 16.6013 GBP | ||||
| B ADSs | Purchase | 61,155 | 50.2891 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 73,738 | 16.4418 GBP | ||||
| B ADSs | Purchase | 95,148 | 50.3073 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 150,857 | 16.4677 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 153,264 | 16.5780 GBP | ||||
| A ADSs | Purchase | 161,294 | 49.8881 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 164,830 | 23.6479 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 175,491 | 16.6174 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 200,000 | 23.5668 EUR | ||||
| A ADSs | Purchase | 231,222 | 50.0443 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 237,977 | 16.5988 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 252,839 | 16.4540 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 570,911 | 16.6059 GBP | ||||
| B ADSs | Sale | 6 | 50.1700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 10 | 23.7100 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 32 | 16.6450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 32 | 16.6325 GBP | ||||
| A ADSs | Sale | 50 | 50.0600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 79 | 16.5141 GBP | ||||
| A ADSs | Sale | 100 | 49.8200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 109 | 16.6225 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 109 | 16.6525 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 109 | 16.5775 GBP | ||||
| A ADSs | Sale | 120 | 49.9650 USD | ||||
| EUR 0.07 B Ordinary | Sale | 138 | 16.6400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 141 | 16.5575 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 148 | 16.6300 GBP | ||||
| B ADSs | Sale | 150 | 50.2113 USD | ||||
| EUR 0.07 A Ordinary | Sale | 163 | 23.7400 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 165 | 16.5875 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 175 | 16.6650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 181 | 16.5755 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 199 | 16.6175 GBP | ||||
| B ADSs | Sale | 200 | 50.3050 USD | ||||
| B ADSs | Sale | 200 | 50.2950 USD | ||||
| B ADSs | Sale | 200 | 50.2000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 202 | 23.5375 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 218 | 16.6018 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 222 | 16.5175 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 222 | 16.5275 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 223 | 16.6550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 250 | 16.5505 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 270 | 16.6800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 272 | 23.7150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 282 | 23.6050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 283 | 23.5299 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 286 | 23.5550 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 290 | 16.5825 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 290 | 23.5700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 292 | 23.4950 EUR | ||||
| A ADSs | Sale | 300 | 50.0700 USD | ||||
| B ADSs | Sale | 300 | 50.2291 USD | ||||
| A ADSs | Sale | 300 | 49.8533 USD | ||||
| EUR 0.07 A Ordinary | Sale | 305 | 16.4850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 307 | 23.8200 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 309 | 16.6350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 313 | 23.7350 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 327 | 16.5625 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 328 | 16.6900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 330 | 16.6475 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 360 | 23.6550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 365 | 23.5600 EUR | ||||
| A ADSs | Sale | 369 | 49.8600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 396 | 16.5225 GBP | ||||
| A ADSs | Sale | 400 | 50.0750 USD | ||||
| A ADSs | Sale | 400 | 49.9050 USD | ||||
| EUR 0.07 A Ordinary | Sale | 414 | 23.5500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 438 | 16.5350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 440 | 16.6085 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 450 | 23.5900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 468 | 16.6200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 475 | 23.5750 EUR | ||||
| A ADSs | Sale | 500 | 49.9370 USD | ||||
| A ADSs | Sale | 525 | 49.9773 USD | ||||
| EUR 0.07 B Ordinary | Sale | 527 | 16.5500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 534 | 16.6495 GBP | ||||
| B ADSs | Sale | 550 | 50.2045 USD | ||||
| EUR 0.07 B Ordinary | Sale | 565 | 16.6500 GBP | ||||
| A ADSs | Sale | 600 | 49.9733 USD | ||||
| EUR 0.07 B Ordinary | Sale | 603 | 16.5925 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 625 | 16.6456 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 638 | 23.6171 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 669 | 16.5700 GBP | ||||
| A ADSs | Sale | 700 | 49.8828 USD | ||||
| EUR 0.07 B Ordinary | Sale | 730 | 16.5675 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 735 | 16.4739 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 793 | 23.5400 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 816 | 16.6700 GBP | ||||
| A ADSs | Sale | 816 | 49.8621 USD | ||||
| EUR 0.07 B Ordinary | Sale | 829 | 16.5550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 841 | 23.7600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 867 | 23.5650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 939 | 16.5983 GBP | ||||
| A ADSs | Sale | 955 | 49.9772 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,009 | 16.5600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,020 | 16.4500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,044 | 23.7200 EUR | ||||
| A ADSs | Sale | 1,176 | 50.0300 USD | ||||
| A ADSs | Sale | 1,176 | 50.0100 USD | ||||
| B ADSs | Sale | 1,200 | 50.2939 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,317 | 23.5450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,347 | 23.7300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,354 | 16.5017 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,360 | 16.4650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,365 | 23.7050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,498 | 23.5350 EUR | ||||
| B ADSs | Sale | 1,500 | 50.3550 USD | ||||
| A ADSs | Sale | 1,510 | 49.9264 USD | ||||
| A ADSs | Sale | 1,511 | 49.9513 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,532 | 16.6150 GBP | ||||
| A ADSs | Sale | 1,566 | 49.9118 USD | ||||
| A ADSs | Sale | 1,596 | 49.9117 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,674 | 16.5050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,686 | 16.5650 GBP | ||||
| A ADSs | Sale | 1,700 | 49.9070 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,724 | 16.6181 GBP | ||||
| A ADSs | Sale | 1,776 | 50.0059 USD | ||||
| B ADSs | Sale | 1,794 | 50.2281 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,816 | 16.5148 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,865 | 16.5800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,940 | 16.5100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,001 | 16.6250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,067 | 16.5300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,118 | 16.4450 GBP | ||||
| B ADSs | Sale | 2,300 | 50.4095 USD | ||||
| B ADSs | Sale | 2,300 | 50.2517 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,428 | 16.5900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,429 | 23.5200 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,467 | 16.5975 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,560 | 16.6000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,618 | 16.6031 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,690 | 16.6100 GBP | ||||
| A ADSs | Sale | 2,940 | 49.7600 USD | ||||
| A ADSs | Sale | 2,955 | 49.9008 USD | ||||
| A ADSs | Sale | 3,000 | 50.0525 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,312 | 23.5150 EUR | ||||
| B ADSs | Sale | 3,400 | 50.3253 USD | ||||
| A ADSs | Sale | 3,400 | 49.9605 USD | ||||
| A ADSs | Sale | 3,600 | 50.0322 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,666 | 16.5200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,695 | 16.5150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,776 | 16.5850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,840 | 16.5974 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,076 | 23.5445 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,088 | 23.5860 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,300 | 16.5250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,515 | 23.5408 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 4,528 | 16.6014 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,893 | 23.6826 EUR | ||||
| A ADSs | Sale | 4,990 | 50.0411 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,992 | 16.5950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,621 | 16.4720 GBP | ||||
| A ADSs | Sale | 5,753 | 49.9296 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,923 | 16.6026 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,106 | 16.4407 GBP | ||||
| A ADSs | Sale | 6,206 | 49.9561 USD | ||||
| A ADSs | Sale | 6,225 | 49.9316 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,806 | 16.5105 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,103 | 23.5260 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,161 | 16.4626 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,003 | 23.5250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 8,016 | 23.5903 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 8,079 | 16.6036 GBP | ||||
| A ADSs | Sale | 8,088 | 49.9041 USD | ||||
| EUR 0.07 A Ordinary | Sale | 8,860 | 23.5404 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 10,402 | 16.4506 GBP | ||||
| A ADSs | Sale | 10,977 | 49.9193 USD | ||||
| A ADSs | Sale | 10,988 | 49.9185 USD | ||||
| EUR 0.07 B Ordinary | Sale | 11,292 | 16.6323 GBP | ||||
| A ADSs | Sale | 12,785 | 49.9268 USD | ||||
| EUR 0.07 A Ordinary | Sale | 12,933 | 23.5442 EUR | ||||
| A ADSs | Sale | 13,004 | 50.0432 USD | ||||
| EUR 0.07 A Ordinary | Sale | 13,139 | 16.4615 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 14,265 | 16.4624 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 17,655 | 23.5417 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 19,027 | 16.4659 GBP | ||||
| A ADSs | Sale | 20,578 | 50.0492 USD | ||||
| EUR 0.07 A Ordinary | Sale | 20,957 | 23.5300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 24,309 | 23.5459 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 26,327 | 16.5881 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 32,156 | 16.6079 GBP | ||||
| B ADSs | Sale | 32,218 | 50.3537 USD | ||||
| EUR 0.07 B Ordinary | Sale | 36,976 | 16.5964 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 40,523 | 16.4625 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 40,616 | 16.5953 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 45,227 | 23.5517 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 47,494 | 16.6006 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 53,602 | 16.5951 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 54,884 | 16.6050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 60,848 | 16.4400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 77,110 | 16.9183 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 82,668 | 23.6339 EUR | ||||
| A ADSs | Sale | 101,085 | 50.0541 USD | ||||
| A ADSs | Sale | 115,611 | 50.0443 USD | ||||
| A ADSs | Sale | 161,294 | 49.8881 USD | ||||
| B ADSs | Sale | 190,296 | 50.3073 USD | ||||
| EUR 0.07 B Ordinary | Sale | 190,766 | 16.5992 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 229,552 | 16.4528 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 421,739 | 16.6009 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 471,414 | 16.5989 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | SWAP | Long | 319 | 23.6369 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,758 | 16.4849 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,839 | 16.6013 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,578 | 16.5994 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 4,213 | 16.5932 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,809 | 16.5999 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,714 | 23.5665 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 15,009 | 16.6065 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 15,573 | 23.6119 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 22,088 | 16.4535 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 26,208 | 16.5721 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 29,700 | 16.6050 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 30,483 | 16.5929 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 34,316 | 23.5294 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 40,523 | 16.4625 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 137,460 | 16.6028 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 300 | 16.5833 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 700 | 16.5600 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,098 | 16.5957 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,815 | 16.4701 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,100 | 16.5945 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,708 | 16.4751 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 3,256 | 16.5952 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,365 | 23.5623 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,410 | 16.4550 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 9,047 | 16.6536 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,235 | 16.5977 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 14,115 | 23.6409 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 15,618 | 23.6284 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 16,164 | 16.4413 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 30,465 | 16.6158 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 31,170 | 16.4675 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 36,730 | 16.6061 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 65,896 | 16.4628 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 111,718 | 16.6067 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 123,405 | 23.6521 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 77,239 | 16.6351 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 93,868 | 16.4767 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 2 Dec 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -160,000 | 1.5600 | 16 Dec 16 | ||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 97,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -200,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 200,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | American | 18 Mar 16 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151202005837/en/
Copyright Business Wire 2015
Related Shares:
BarclaysRDSA.L