8th Sep 2015 15:02
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 7 Sep 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 27,032,287 | 0.69% | 14,463,338 | 0.37% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 4,444,456 | 0.11% | 12,593,891 | 0.32% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 3,130,316 | 0.08% | 2,880,316 | 0.07% | |||||||
| TOTAL: | 34,607,059 | 0.88% | 29,937,545 | 0.76% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,860,725 | 0.90% | 11,442,209 | 0.47% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,891,854 | 0.28% | 6,870,558 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 28,927,579 | 1.19% | 18,612,403 | 0.76% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 20 | 16.4130 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 31 | 22.1925 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 94 | 16.3875 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 100 | 16.3700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 104 | 16.4524 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 108 | 16.4225 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 128 | 16.3450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 146 | 22.1975 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 151 | 16.1000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 152 | 16.4430 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 188 | 16.3600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 188 | 16.2945 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 188 | 16.1850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 188 | 16.0675 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 188 | 16.0800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 188 | 16.1825 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 199 | 16.1550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 228 | 16.4350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 228 | 16.4555 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 237 | 16.4050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 280 | 16.4775 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 292 | 22.2275 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 292 | 22.2175 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 300 | 22.3934 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 322 | 16.4075 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 340 | 16.4480 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 356 | 16.4125 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 371 | 16.2748 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 380 | 16.4575 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 400 | 16.3800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 400 | 16.3800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 424 | 22.2100 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 456 | 16.4400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 492 | 22.2250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 505 | 22.2200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 565 | 16.0400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 569 | 16.4000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 609 | 16.4150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 611 | 16.4675 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 660 | 16.3525 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 667 | 16.3750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 736 | 16.0825 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 755 | 16.3400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 769 | 16.4750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 805 | 16.0599 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 808 | 16.4650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 825 | 16.1375 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 913 | 16.0475 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 916 | 22.2181 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 932 | 16.4700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 934 | 16.3950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 949 | 16.0525 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 954 | 22.2071 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 988 | 16.4900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 990 | 16.4425 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,043 | 16.4475 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,069 | 22.4301 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,135 | 16.4800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,174 | 16.4200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,213 | 16.4450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,235 | 22.2185 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,321 | 16.4300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,674 | 16.1245 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,771 | 16.4850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,832 | 16.0450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,850 | 16.4600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,865 | 16.3785 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,088 | 16.4500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,179 | 22.2135 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,581 | 16.2987 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,583 | 16.0500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,800 | 16.4100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,990 | 16.2700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,377 | 16.4503 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,602 | 16.3500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,602 | 16.3500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,101 | 16.2850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,219 | 16.3805 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,767 | 16.3550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,767 | 16.3550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,781 | 16.3228 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,835 | 16.4550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,881 | 16.3850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 7,952 | 16.3617 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,941 | 16.4025 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9,360 | 16.3166 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 10,045 | 22.4582 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 11,273 | 16.3680 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 14,426 | 22.2131 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 14,881 | 16.3822 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 15,000 | 16.3546 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 15,299 | 16.2098 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 15,670 | 16.0871 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,700 | 16.4628 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 16,468 | 16.4674 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 16,779 | 22.2048 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 17,717 | 16.1770 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 18,506 | 16.3973 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 23,004 | 22.1850 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 25,052 | 16.4161 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 29,400 | 22.5690 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 32,071 | 22.4360 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 35,458 | 22.3031 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 75,683 | 22.4085 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 80,725 | 16.3593 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 89,932 | 22.5651 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 98,863 | 16.3361 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 125,530 | 16.1418 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 135,207 | 16.1587 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 20 | 16.4130 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 43 | 16.2372 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 94 | 16.3875 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 16.3800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 16.3700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 108 | 16.4225 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 128 | 16.3450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 146 | 22.1975 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 152 | 16.4430 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 168 | 22.4450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 188 | 16.1850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 188 | 16.1825 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 188 | 16.0800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 188 | 16.0675 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 188 | 16.2945 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 199 | 16.1550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 228 | 16.4555 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 228 | 16.4350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 237 | 16.4050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 239 | 16.3600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 280 | 16.4775 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 292 | 22.2275 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 292 | 22.2175 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 322 | 16.4075 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 340 | 16.4480 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 356 | 16.4125 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 380 | 16.4575 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 380 | 16.2686 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 424 | 22.2100 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 456 | 16.4400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 485 | 16.5050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 492 | 22.2250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 495 | 16.4025 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 505 | 22.2200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 541 | 16.0450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 569 | 16.4000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 609 | 16.4150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 611 | 16.4675 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 612 | 16.2486 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 660 | 16.3525 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 667 | 16.3750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 736 | 16.0825 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 755 | 16.3400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 769 | 16.4750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 825 | 16.1375 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 835 | 16.4800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 913 | 16.0475 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 949 | 16.0525 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 988 | 16.4900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 990 | 16.4425 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,043 | 16.4475 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,052 | 16.2850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,120 | 16.4700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,174 | 16.4200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,274 | 16.4582 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,321 | 16.4300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,375 | 16.4650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,435 | 22.5223 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,461 | 16.4668 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,550 | 16.3950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,583 | 16.4450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,652 | 16.4497 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,771 | 16.4850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,850 | 16.4600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,001 | 16.2941 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,048 | 16.2064 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,088 | 16.4500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,153 | 16.4610 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,583 | 16.0500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,800 | 16.4100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,990 | 16.2700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,105 | 16.2950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,515 | 16.3466 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,742 | 16.3500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,742 | 16.3500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,191 | 16.0510 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,335 | 16.1000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,363 | 16.3850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,745 | 16.3012 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,767 | 16.3550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,767 | 16.3550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,905 | 16.0508 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,835 | 16.4550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,988 | 16.3818 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,016 | 16.2190 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,727 | 16.2301 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,864 | 16.0791 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,389 | 16.3301 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,134 | 16.0514 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9,347 | 16.4606 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,410 | 16.3846 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,573 | 16.0400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,023 | 22.6047 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 14,007 | 22.5452 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 14,921 | 16.4477 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 16,468 | 16.1258 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 17,962 | 16.3471 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 18,574 | 22.1850 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 25,761 | 16.2815 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 28,430 | 16.3527 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 28,532 | 16.3468 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 29,964 | 16.1878 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 33,455 | 16.2877 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 38,954 | 16.0619 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 48,602 | 22.5488 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 50,000 | 22.5219 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 57,839 | 16.3289 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 90,903 | 16.3870 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 96,852 | 16.4280 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 97,385 | 22.5001 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 122,937 | 16.3201 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 89 | 16.1149 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 335 | 22.6366 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,100 | 22.4875 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,400 | 22.2102 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,581 | 22.2115 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,799 | 16.3868 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 6,199 | 16.3058 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 12,102 | 16.3916 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 14,040 | 16.1240 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 19,984 | 16.3675 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 25,861 | 16.3032 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 27,232 | 16.2713 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 28,377 | 22.5420 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 29,964 | 16.1878 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 33,000 | 16.0619 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 33,870 | 16.0468 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 33,870 | 16.0468 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 49,727 | 22.4578 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 115,986 | 16.3638 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 143,687 | 16.3346 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 100 | 16.2200 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 300 | 22.3933 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 805 | 16.0599 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,069 | 22.4301 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,090 | 16.0925 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,919 | 16.0462 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 6,013 | 16.3834 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 6,329 | 22.3436 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 13,226 | 22.4660 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 14,671 | 16.2178 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 19,773 | 16.2951 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 19,950 | 16.3722 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 22,842 | 22.4074 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 25,745 | 22.3108 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 29,400 | 22.5690 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 49,657 | 22.4835 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 56,454 | 16.3875 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 135,207 | 16.1588 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 8 Sep 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.5573 | European | 17 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150908006093/en/
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