9th Dec 2015 15:20
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 8 Dec 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,672,044 | 0.60% | 21,176,668 | 0.54% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,753,080 | 0.20% | 9,491,302 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,065,200 | 0.05% | 2,115,200 | 0.05% | |||||||
| TOTAL: | 33,490,324 | 0.85% | 32,783,170 | 0.83% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,986,658 | 0.94% | 15,149,504 | 0.62% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,319,916 | 0.46% | 5,255,926 | 0.22% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 97,000 | 0.00% | 299,636 | 0.01% | |||||||
| TOTAL: | 34,403,574 | 1.41% | 20,705,066 | 0.85% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 1 | 21.3650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 7 | 21.2950 EUR | ||||
| A ADSs | Purchase | 15 | 45.8100 USD | ||||
| A ADSs | Purchase | 31 | 46.0700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 66 | 15.2225 GBP | ||||
| A ADSs | Purchase | 82 | 45.9900 USD | ||||
| B ADSs | Purchase | 85 | 45.9200 USD | ||||
| A ADSs | Purchase | 100 | 45.8150 USD | ||||
| B ADSs | Purchase | 100 | 45.8800 USD | ||||
| B ADSs | Purchase | 100 | 46.0300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 112 | 15.2625 GBP | ||||
| A ADSs | Purchase | 167 | 45.8159 USD | ||||
| B ADSs | Purchase | 200 | 46.0150 USD | ||||
| B ADSs | Purchase | 200 | 46.0750 USD | ||||
| B ADSs | Purchase | 300 | 46.0000 USD | ||||
| A ADSs | Purchase | 300 | 45.6600 USD | ||||
| A ADSs | Purchase | 300 | 45.8233 USD | ||||
| B ADSs | Purchase | 400 | 46.3400 USD | ||||
| A ADSs | Purchase | 500 | 45.8330 USD | ||||
| B ADSs | Purchase | 500 | 46.0160 USD | ||||
| A ADSs | Purchase | 500 | 45.9500 USD | ||||
| B ADSs | Purchase | 600 | 45.8250 USD | ||||
| A ADSs | Purchase | 600 | 45.8250 USD | ||||
| B ADSs | Purchase | 608 | 46.0232 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 633 | 21.3450 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 656 | 15.3452 GBP | ||||
| A ADSs | Purchase | 700 | 45.8371 USD | ||||
| B ADSs | Purchase | 804 | 45.9450 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 807 | 15.2400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 825 | 15.3414 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 865 | 15.1314 GBP | ||||
| B ADSs | Purchase | 900 | 45.9244 USD | ||||
| A ADSs | Purchase | 900 | 45.8200 USD | ||||
| B ADSs | Purchase | 1,006 | 46.0015 USD | ||||
| A ADSs | Purchase | 1,068 | 45.8953 USD | ||||
| A ADSs | Purchase | 1,130 | 45.9652 USD | ||||
| B ADSs | Purchase | 1,300 | 46.0153 USD | ||||
| A ADSs | Purchase | 1,300 | 45.8307 USD | ||||
| B ADSs | Purchase | 1,400 | 46.0257 USD | ||||
| A ADSs | Purchase | 1,500 | 45.9426 USD | ||||
| A ADSs | Purchase | 1,510 | 45.9628 USD | ||||
| B ADSs | Purchase | 1,528 | 46.0175 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,622 | 15.3072 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,880 | 15.2600 GBP | ||||
| B ADSs | Purchase | 1,900 | 46.0013 USD | ||||
| A ADSs | Purchase | 2,060 | 45.8326 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,076 | 20.6700 EUR | ||||
| A ADSs | Purchase | 2,120 | 45.8218 USD | ||||
| B ADSs | Purchase | 2,323 | 46.0341 USD | ||||
| A ADSs | Purchase | 2,650 | 45.8217 USD | ||||
| B ADSs | Purchase | 2,900 | 46.0077 USD | ||||
| A ADSs | Purchase | 3,400 | 45.8489 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,666 | 15.2570 GBP | ||||
| B ADSs | Purchase | 3,700 | 46.0636 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,807 | 15.1750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,057 | 15.3377 GBP | ||||
| A ADSs | Purchase | 4,700 | 45.8439 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,761 | 15.2479 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,016 | 15.0976 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,700 | 21.3097 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 6,866 | 21.1869 EUR | ||||
| B ADSs | Purchase | 7,160 | 46.0207 USD | ||||
| A ADSs | Purchase | 7,820 | 45.8481 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 11,046 | 15.1062 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 13,164 | 15.2690 GBP | ||||
| A ADSs | Purchase | 15,269 | 45.8521 USD | ||||
| B ADSs | Purchase | 15,507 | 46.0111 USD | ||||
| A ADSs | Purchase | 17,548 | 45.6877 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 18,299 | 15.2526 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 20,547 | 15.2187 GBP | ||||
| A ADSs | Purchase | 24,701 | 45.8579 USD | ||||
| A ADSs | Purchase | 26,342 | 45.8484 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 26,408 | 15.2052 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 28,903 | 15.2391 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 31,487 | 15.1762 GBP | ||||
| B ADSs | Purchase | 33,706 | 45.9824 USD | ||||
| B ADSs | Purchase | 35,376 | 45.8057 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 39,070 | 15.1304 GBP | ||||
| B ADSs | Purchase | 40,512 | 45.8305 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 47,273 | 21.1849 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 47,772 | 21.1390 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 47,898 | 21.0217 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 55,902 | 15.2620 GBP | ||||
| A ADSs | Purchase | 70,808 | 45.9129 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 73,866 | 15.1319 GBP | ||||
| A ADSs | Purchase | 84,682 | 45.8492 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 85,100 | 15.2137 GBP | ||||
| A ADSs | Purchase | 85,182 | 45.8498 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 116,434 | 21.1576 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 119,528 | 21.1450 EUR | ||||
| A ADSs | Purchase | 149,878 | 45.8497 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4 | 15.4050 GBP | ||||
| A ADSs | Sale | 31 | 46.0700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 33 | 15.2225 GBP | ||||
| A ADSs | Sale | 68 | 45.9300 USD | ||||
| A ADSs | Sale | 82 | 45.9900 USD | ||||
| A ADSs | Sale | 100 | 45.9350 USD | ||||
| B ADSs | Sale | 100 | 46.0400 USD | ||||
| B ADSs | Sale | 100 | 45.8250 USD | ||||
| EUR 0.07 A Ordinary | Sale | 112 | 21.2550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 179 | 15.3500 GBP | ||||
| A ADSs | Sale | 200 | 45.7100 USD | ||||
| A ADSs | Sale | 200 | 45.8200 USD | ||||
| A ADSs | Sale | 200 | 45.8300 USD | ||||
| B ADSs | Sale | 300 | 46.0000 USD | ||||
| A ADSs | Sale | 344 | 45.9109 USD | ||||
| B ADSs | Sale | 400 | 45.8750 USD | ||||
| B ADSs | Sale | 400 | 46.3400 USD | ||||
| A ADSs | Sale | 500 | 45.9520 USD | ||||
| A ADSs | Sale | 500 | 45.2180 USD | ||||
| A ADSs | Sale | 530 | 45.8218 USD | ||||
| B ADSs | Sale | 600 | 46.3291 USD | ||||
| EUR 0.07 B Ordinary | Sale | 625 | 15.3911 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 633 | 21.3450 EUR | ||||
| A ADSs | Sale | 700 | 45.9050 USD | ||||
| A ADSs | Sale | 800 | 45.9081 USD | ||||
| EUR 0.07 B Ordinary | Sale | 807 | 15.2323 GBP | ||||
| B ADSs | Sale | 1,500 | 46.0350 USD | ||||
| A ADSs | Sale | 1,590 | 45.8274 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,691 | 15.2859 GBP | ||||
| A ADSs | Sale | 1,800 | 45.8077 USD | ||||
| A ADSs | Sale | 2,100 | 45.8504 USD | ||||
| B ADSs | Sale | 2,218 | 46.0328 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,600 | 15.0194 GBP | ||||
| A ADSs | Sale | 2,600 | 45.1292 USD | ||||
| A ADSs | Sale | 2,650 | 45.8217 USD | ||||
| B ADSs | Sale | 2,900 | 46.0077 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,406 | 21.1001 EUR | ||||
| A ADSs | Sale | 3,500 | 45.8162 USD | ||||
| B ADSs | Sale | 3,818 | 45.8752 USD | ||||
| A ADSs | Sale | 3,956 | 45.9068 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,236 | 15.3434 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,496 | 15.2306 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,680 | 15.2290 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,749 | 15.1750 GBP | ||||
| A ADSs | Sale | 4,960 | 45.8319 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,187 | 15.2383 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,660 | 15.1770 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,701 | 21.3097 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,692 | 21.0204 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,590 | 21.2142 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,928 | 20.9300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 8,483 | 21.3245 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 8,618 | 21.2085 EUR | ||||
| A ADSs | Sale | 10,148 | 45.7610 USD | ||||
| B ADSs | Sale | 10,717 | 46.0096 USD | ||||
| EUR 0.07 A Ordinary | Sale | 16,267 | 15.1467 GBP | ||||
| B ADSs | Sale | 16,853 | 45.9824 USD | ||||
| EUR 0.07 A Ordinary | Sale | 18,846 | 21.2014 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 20,533 | 15.2727 GBP | ||||
| B ADSs | Sale | 31,600 | 46.0137 USD | ||||
| EUR 0.07 B Ordinary | Sale | 40,205 | 15.2365 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 54,177 | 15.2600 GBP | ||||
| B ADSs | Sale | 81,024 | 45.8305 USD | ||||
| EUR 0.07 A Ordinary | Sale | 85,150 | 21.2362 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 113,230 | 21.1450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 132,895 | 15.1366 GBP | ||||
| A ADSs | Sale | 148,880 | 45.8842 USD | ||||
| A ADSs | Sale | 149,878 | 45.8497 USD | ||||
| A ADSs | Sale | 170,364 | 45.8498 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 747 | 15.0927 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,042 | 21.0563 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,791 | 15.1453 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 2,535 | 14.9477 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,308 | 21.0805 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,684 | 15.0222 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,513 | 21.1880 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,139 | 15.2089 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 14,714 | 15.1548 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 15,950 | 21.0379 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 18,989 | 15.1697 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 22,405 | 15.2494 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 25,792 | 15.2598 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 26,998 | 15.2777 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 30,281 | 20.9351 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 159,502 | 15.1405 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 586,808 | 15.2600 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 586,808 | 15.2600 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 260 | 14.9800 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,000 | 14.9731 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,190 | 15.1968 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,405 | 21.1376 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,657 | 20.9681 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,645 | 15.1028 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 3,500 | 15.3217 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,679 | 14.9721 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,524 | 15.1762 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,000 | 15.0746 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,318 | 20.7790 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 8,436 | 21.0727 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 9,529 | 21.0286 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 12,427 | 15.1446 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 14,052 | 15.0015 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 14,096 | 21.0514 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 14,667 | 20.9308 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 19,000 | 15.2437 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 19,535 | 15.1304 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 22,990 | 15.2388 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 23,568 | 15.0345 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 23,949 | 21.0217 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 26,590 | 15.2513 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 29,991 | 15.1149 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 35,410 | 20.9547 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 37,743 | 15.1750 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 67,288 | 15.2034 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 100,506 | 15.1022 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 102,180 | 21.1061 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 106,237 | 15.1108 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 108,037 | 15.2021 GBP | |||||
| EUR 0.07 A Ordinary | Futures | Short | 150,000 | 1.5250 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 79,937 | 15.2425 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 98,315 | 15.1584 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 268,948 | 20.9461 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 9 Dec 15 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -160,000 | 1.5600 | 16 Dec 16 | ||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 97,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -150,000 | 1.5250 | 16 Dec 16 | ||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -200,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 200,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151209005911/en/
Copyright Business Wire 2015
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