10th Dec 2015 14:48
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 9 Dec 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 24,053,397 | 0.61% | 20,495,380 | 0.52% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,742,907 | 0.20% | 10,099,540 | 0.26% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,065,200 | 0.05% | 2,115,200 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 33,861,504 | 0.86% | 32,710,120 | 0.83% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,918,701 | 0.94% | 14,889,026 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,393,182 | 0.47% | 5,288,624 | 0.22% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 97,000 | 0.00% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,408,883 | 1.41% | 20,477,286 | 0.84% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 13 | 20.9675 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 32 | 15.1464 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 33 | 20.8850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 48 | 20.8950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 81 | 20.8909 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 82 | 15.0300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 82 | 15.2475 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 90 | 15.0850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 100 | 21.7200 EUR | ||||
| A ADSs | Purchase | 100 | 46.6300 USD | ||||
| B ADSs | Purchase | 100 | 47.5400 USD | ||||
| B ADSs | Purchase | 123 | 47.1316 USD | ||||
| A ADSs | Purchase | 150 | 46.7133 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 152 | 20.9775 EUR | ||||
| A ADSs | Purchase | 154 | 46.6600 USD | ||||
| A ADSs | Purchase | 200 | 46.6350 USD | ||||
| A ADSs | Purchase | 200 | 46.6400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 209 | 21.4700 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 247 | 15.4473 GBP | ||||
| A ADSs | Purchase | 251 | 46.8260 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 270 | 21.3000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 323 | 21.6900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 348 | 21.2650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 362 | 15.4775 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 397 | 15.4875 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 399 | 21.7950 EUR | ||||
| A ADSs | Purchase | 400 | 47.6700 USD | ||||
| B ADSs | Purchase | 400 | 46.9000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 400 | 21.2750 EUR | ||||
| B ADSs | Purchase | 425 | 47.3095 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 425 | 21.7150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 459 | 15.4350 GBP | ||||
| B ADSs | Purchase | 500 | 46.9640 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 500 | 15.3100 GBP | ||||
| B ADSs | Purchase | 600 | 47.0283 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 615 | 14.9000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 621 | 21.2700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 638 | 21.3050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 664 | 21.0939 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 680 | 15.5450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 734 | 20.9750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 760 | 20.9700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 830 | 15.4550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 881 | 21.2500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 883 | 21.6950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 934 | 15.5500 GBP | ||||
| A ADSs | Purchase | 936 | 46.9255 USD | ||||
| A ADSs | Purchase | 936 | 46.9256 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 975 | 14.9650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 977 | 21.2900 EUR | ||||
| A ADSs | Purchase | 984 | 46.6409 USD | ||||
| B ADSs | Purchase | 1,000 | 46.7800 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,005 | 15.4600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,119 | 15.0604 GBP | ||||
| B ADSs | Purchase | 1,200 | 47.3008 USD | ||||
| B ADSs | Purchase | 1,290 | 47.2048 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,428 | 14.9700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,500 | 21.3750 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,525 | 15.0900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,614 | 15.5478 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,640 | 15.0550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,688 | 15.0936 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,788 | 15.0950 GBP | ||||
| A ADSs | Purchase | 1,824 | 47.1100 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,858 | 15.5900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,902 | 14.9100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,988 | 15.2439 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,030 | 15.0761 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,037 | 15.4112 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,345 | 20.9891 EUR | ||||
| A ADSs | Purchase | 2,362 | 46.7990 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,515 | 15.5875 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,607 | 21.0442 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,744 | 15.0853 GBP | ||||
| A ADSs | Purchase | 2,847 | 46.9002 USD | ||||
| A ADSs | Purchase | 2,900 | 46.8579 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,960 | 15.5925 GBP | ||||
| B ADSs | Purchase | 3,100 | 47.1011 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,200 | 21.1150 EUR | ||||
| B ADSs | Purchase | 3,300 | 47.1153 USD | ||||
| B ADSs | Purchase | 3,807 | 47.1469 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,330 | 15.5800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,479 | 21.0822 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,866 | 20.8798 EUR | ||||
| B ADSs | Purchase | 5,600 | 47.3100 USD | ||||
| A ADSs | Purchase | 5,600 | 47.3100 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,864 | 14.9687 GBP | ||||
| B ADSs | Purchase | 7,054 | 46.9745 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,308 | 14.9067 GBP | ||||
| B ADSs | Purchase | 7,777 | 47.2682 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,878 | 21.1156 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 9,186 | 15.1848 GBP | ||||
| A ADSs | Purchase | 10,000 | 46.7737 USD | ||||
| B ADSs | Purchase | 10,170 | 47.1517 USD | ||||
| B ADSs | Purchase | 10,210 | 47.0812 USD | ||||
| A ADSs | Purchase | 11,374 | 47.0053 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 11,426 | 20.8667 EUR | ||||
| A ADSs | Purchase | 14,351 | 47.3038 USD | ||||
| A ADSs | Purchase | 15,300 | 46.8663 USD | ||||
| A ADSs | Purchase | 18,798 | 46.8621 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 19,922 | 15.5150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 20,893 | 21.1941 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 21,389 | 15.1992 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 21,391 | 15.3036 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 23,343 | 15.2703 GBP | ||||
| A ADSs | Purchase | 23,366 | 46.8497 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 23,586 | 21.4863 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 23,949 | 21.3597 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 24,390 | 15.4100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 25,000 | 21.1928 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 26,051 | 15.1458 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 27,148 | 15.4297 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 30,551 | 21.3399 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 32,449 | 15.3145 GBP | ||||
| A ADSs | Purchase | 38,463 | 46.8937 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 43,540 | 21.2398 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 51,873 | 21.4350 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 64,862 | 15.4904 GBP | ||||
| B ADSs | Purchase | 65,693 | 47.3154 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 66,388 | 15.5050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 69,700 | 21.0049 EUR | ||||
| A ADSs | Purchase | 70,306 | 46.8428 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 74,382 | 15.3283 GBP | ||||
| B ADSs | Purchase | 78,618 | 47.2524 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 79,179 | 15.5033 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 83,326 | 15.2913 GBP | ||||
| B ADSs | Purchase | 84,549 | 47.2823 USD | ||||
| A ADSs | Purchase | 91,567 | 46.7199 USD | ||||
| A ADSs | Purchase | 92,567 | 46.7241 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 107,389 | 21.1448 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 109,200 | 15.2728 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 137,241 | 21.2334 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 137,591 | 15.4660 GBP | ||||
| A ADSs | Purchase | 153,560 | 46.8290 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 170,445 | 15.0934 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 178,580 | 21.1993 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 294,242 | 15.2553 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 515,068 | 21.1955 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 13 | 20.9675 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 33 | 20.8850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 41 | 15.0300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 41 | 15.2475 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 48 | 20.8950 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 50 | 14.9750 GBP | ||||
| A ADSs | Sale | 51 | 46.8200 USD | ||||
| A ADSs | Sale | 100 | 46.8300 USD | ||||
| A ADSs | Sale | 100 | 47.5300 USD | ||||
| A ADSs | Sale | 100 | 46.8250 USD | ||||
| EUR 0.07 A Ordinary | Sale | 100 | 21.4050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 152 | 20.9775 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 161 | 20.8879 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 165 | 15.1593 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 175 | 20.7250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 209 | 21.4700 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 250 | 15.3100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 260 | 20.9610 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 270 | 21.3000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 300 | 21.5850 EUR | ||||
| B ADSs | Sale | 300 | 47.0866 USD | ||||
| A ADSs | Sale | 300 | 47.2433 USD | ||||
| A ADSs | Sale | 300 | 47.5900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 323 | 21.6900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 348 | 21.2650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 350 | 21.3150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 362 | 15.4775 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 386 | 14.9150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 397 | 15.4875 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 399 | 21.7950 EUR | ||||
| B ADSs | Sale | 400 | 47.1718 USD | ||||
| B ADSs | Sale | 400 | 46.9000 USD | ||||
| A ADSs | Sale | 400 | 47.0500 USD | ||||
| A ADSs | Sale | 400 | 47.1300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 400 | 21.2750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 425 | 21.7150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 459 | 15.4350 GBP | ||||
| A ADSs | Sale | 600 | 47.4966 USD | ||||
| B ADSs | Sale | 600 | 47.1541 USD | ||||
| B ADSs | Sale | 600 | 47.0083 USD | ||||
| A ADSs | Sale | 600 | 46.7183 USD | ||||
| EUR 0.07 A Ordinary | Sale | 600 | 21.6000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 615 | 14.9000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 621 | 21.2700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 638 | 21.3050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 680 | 15.5450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 731 | 15.1264 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 734 | 20.9750 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 736 | 15.6810 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 760 | 20.9700 EUR | ||||
| A ADSs | Sale | 824 | 47.1100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 830 | 15.4550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 881 | 21.2500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 883 | 21.6950 EUR | ||||
| B ADSs | Sale | 900 | 47.3722 USD | ||||
| EUR 0.07 A Ordinary | Sale | 934 | 15.5500 GBP | ||||
| A ADSs | Sale | 936 | 46.9255 USD | ||||
| A ADSs | Sale | 936 | 46.9020 USD | ||||
| EUR 0.07 A Ordinary | Sale | 954 | 21.1940 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 975 | 14.9650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 977 | 21.2900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 992 | 21.5060 EUR | ||||
| A ADSs | Sale | 1,000 | 46.8120 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 20.9900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 21.6200 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,066 | 15.0900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,070 | 15.4600 GBP | ||||
| A ADSs | Sale | 1,120 | 47.0744 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,174 | 14.9079 GBP | ||||
| A ADSs | Sale | 1,200 | 46.7800 USD | ||||
| B ADSs | Sale | 1,200 | 46.7800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,289 | 15.4478 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,330 | 15.5800 GBP | ||||
| B ADSs | Sale | 1,400 | 47.3700 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,428 | 14.9700 GBP | ||||
| A ADSs | Sale | 1,484 | 46.6392 USD | ||||
| A ADSs | Sale | 1,500 | 46.9703 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,500 | 21.3750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,510 | 21.1397 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,517 | 21.2807 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,600 | 21.1150 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,617 | 15.3286 GBP | ||||
| A ADSs | Sale | 1,751 | 46.9847 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,788 | 15.0950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,804 | 14.9662 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,808 | 15.4488 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,856 | 21.1518 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,858 | 15.5900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,902 | 14.9100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,952 | 15.5483 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,126 | 15.5950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,345 | 20.9891 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,515 | 15.5875 GBP | ||||
| A ADSs | Sale | 2,640 | 46.7000 USD | ||||
| B ADSs | Sale | 2,700 | 47.0906 USD | ||||
| A ADSs | Sale | 2,700 | 46.8640 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,960 | 15.5925 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,026 | 15.4100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,042 | 15.2216 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,225 | 21.5061 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,232 | 15.3897 GBP | ||||
| B ADSs | Sale | 3,300 | 47.0924 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,325 | 15.0919 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,411 | 21.2940 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,425 | 15.5150 GBP | ||||
| A ADSs | Sale | 3,500 | 47.3342 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,556 | 15.3504 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,598 | 21.2070 EUR | ||||
| A ADSs | Sale | 4,627 | 46.3172 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,822 | 15.5905 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,877 | 15.3527 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,000 | 20.9130 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 6,052 | 15.5708 GBP | ||||
| A ADSs | Sale | 6,180 | 47.0846 USD | ||||
| A ADSs | Sale | 6,800 | 47.4567 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,614 | 15.3663 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,394 | 15.3260 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,589 | 15.6325 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,141 | 15.4879 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,010 | 15.1231 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,120 | 21.2095 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 11,659 | 15.6018 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,009 | 21.2072 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 12,166 | 21.2886 EUR | ||||
| A ADSs | Sale | 12,200 | 46.8617 USD | ||||
| EUR 0.07 A Ordinary | Sale | 12,594 | 21.2941 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 12,823 | 21.0203 EUR | ||||
| A ADSs | Sale | 13,200 | 46.8612 USD | ||||
| EUR 0.07 B Ordinary | Sale | 13,303 | 15.4832 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 15,116 | 21.0539 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 15,309 | 21.3265 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 20,844 | 21.4350 EUR | ||||
| B ADSs | Sale | 25,600 | 47.1267 USD | ||||
| EUR 0.07 A Ordinary | Sale | 26,228 | 15.4848 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 27,720 | 15.5826 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 28,186 | 15.4767 GBP | ||||
| B ADSs | Sale | 37,909 | 47.2481 USD | ||||
| B ADSs | Sale | 39,309 | 47.2524 USD | ||||
| EUR 0.07 A Ordinary | Sale | 57,042 | 21.3778 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 60,000 | 21.5084 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 61,509 | 15.4012 GBP | ||||
| A ADSs | Sale | 61,613 | 46.8402 USD | ||||
| A ADSs | Sale | 76,780 | 46.8290 USD | ||||
| EUR 0.07 A Ordinary | Sale | 103,257 | 21.7315 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 108,493 | 15.4456 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 120,365 | 15.4862 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 123,068 | 15.4654 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 137,621 | 21.3454 EUR | ||||
| A ADSs | Sale | 167,820 | 46.8687 USD | ||||
| B ADSs | Sale | 169,098 | 47.2823 USD | ||||
| A ADSs | Sale | 185,134 | 46.7241 USD | ||||
| EUR 0.07 A Ordinary | Sale | 198,818 | 21.0884 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 218,300 | 15.0838 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 242,611 | 21.0731 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 328,069 | 15.4141 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 100 | 15.5786 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 200 | 15.5300 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 513 | 15.4690 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,400 | 15.5246 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,800 | 15.4136 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,065 | 15.4645 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,148 | 15.4709 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,000 | 15.2027 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,558 | 15.0363 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,094 | 21.3473 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 9,364 | 15.5227 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 9,459 | 15.5898 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 10,010 | 15.1231 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 25,000 | 15.4549 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 27,100 | 15.0981 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 27,720 | 15.5826 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 28,472 | 15.5586 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 39,769 | 21.1118 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 117,480 | 15.3258 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 150,285 | 15.5129 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 218,300 | 15.0838 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,125 | 15.3363 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 3,000 | 15.5814 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,251 | 15.2648 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,729 | 20.8366 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 4,080 | 15.2821 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 4,866 | 20.8798 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 8,469 | 15.2836 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 9,364 | 15.4193 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 10,000 | 15.0639 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 15,794 | 15.2924 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 17,320 | 15.2597 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 23,343 | 15.2703 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 23,413 | 15.3323 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 23,949 | 21.3597 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 33,934 | 21.1120 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 39,737 | 21.0971 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 46,605 | 15.3345 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 64,323 | 15.2602 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 116,995 | 15.3474 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 195,612 | 15.1905 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 131,154 | 15.0025 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 145,015 | 15.2325 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 346,602 | 21.1208 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 10 Dec 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | |||||
| of | description | purchasing, | of | price | |||||
| relevant | selling, | securities | per unit | ||||||
| security | varying etc | to which | |||||||
| option | |||||||||
| relates | |||||||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Futures | Selling | -150,000 | 1.5250 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Futures | Selling | -160,000 | 1.5600 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | |||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | |||||
| EUR 0.07 B ordinary | Put Options | Written | 97,000 | 2100.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | |||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -200,000 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 200,000 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151210005802/en/
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