13th Aug 2015 14:54
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 12 August 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 26,093,081 | 0.67% | 12,284,098 | 0.31% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 12,445,814 | 0.32% | 17,714,319 | 0.45% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,930,316 | 0.07% | 3,055,316 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 41,469,211 | 1.06% | 33,053,733 | 0.84% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,060,409 | 0.86% | 9,791,407 | 0.40% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,022,385 | 0.41% | 10,323,145 | 0.42% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 31,257,794 | 1.28% | 20,314,188 | 0.83% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 5 | 18.5850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15 | 26.3920 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 27 | 18.8375 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 34 | 18.5679 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 53 | 26.1400 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 69 | 18.9350 GBP | ||||
| A ADSs | Purchase | 96 | 58.0448 USD | ||||
| A ADSs | Purchase | 96 | 58.0778 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 100 | 18.8650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 100 | 18.9150 GBP | ||||
| B ADSs | Purchase | 100 | 58.0100 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 101 | 18.5750 GBP | ||||
| A ADSs | Purchase | 149 | 58.2300 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 170 | 18.9200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 184 | 18.7626 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 196 | 18.4850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 196 | 18.6800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 196 | 18.7425 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 196 | 18.7800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 200 | 18.9300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 26.1850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 26.3400 EUR | ||||
| A ADSs | Purchase | 200 | 57.9700 USD | ||||
| A ADSs | Purchase | 200 | 57.9750 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 218 | 18.7857 GBP | ||||
| B ADSs | Purchase | 226 | 58.0655 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 269 | 18.9257 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 272 | 18.5650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 275 | 18.7950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 300 | 18.8550 GBP | ||||
| A ADSs | Purchase | 300 | 58.0366 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 329 | 18.6000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 356 | 26.2700 EUR | ||||
| A ADSs | Purchase | 366 | 58.2042 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 370 | 18.9078 GBP | ||||
| B ADSs | Purchase | 391 | 58.5423 USD | ||||
| A ADSs | Purchase | 400 | 58.0350 USD | ||||
| A ADSs | Purchase | 400 | 58.0925 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 412 | 18.7764 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 420 | 18.6325 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 442 | 18.7450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 442 | 18.7450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 494 | 18.8250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 494 | 18.8300 GBP | ||||
| B ADSs | Purchase | 500 | 58.1220 USD | ||||
| A ADSs | Purchase | 500 | 58.4560 USD | ||||
| B ADSs | Purchase | 516 | 58.0300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 528 | 18.6300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 560 | 18.6350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 575 | 18.7500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 577 | 26.1353 EUR | ||||
| A ADSs | Purchase | 600 | 58.1183 USD | ||||
| B ADSs | Purchase | 600 | 58.5366 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 636 | 18.8831 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 657 | 26.2421 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 722 | 18.6850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 762 | 26.2400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 863 | 18.7650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 887 | 18.7464 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 905 | 18.8350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 949 | 18.8134 GBP | ||||
| B ADSs | Purchase | 985 | 58.3450 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 988 | 18.8850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,062 | 26.3500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,086 | 26.2920 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,098 | 18.8346 GBP | ||||
| B ADSs | Purchase | 1,100 | 58.2836 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,121 | 18.7200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,237 | 18.6625 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,255 | 18.7550 GBP | ||||
| B ADSs | Purchase | 1,300 | 58.2946 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,373 | 18.6150 GBP | ||||
| B ADSs | Purchase | 1,409 | 58.5303 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,475 | 26.1512 EUR | ||||
| B ADSs | Purchase | 1,497 | 57.9234 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,635 | 18.8598 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,758 | 26.3800 EUR | ||||
| A ADSs | Purchase | 1,800 | 57.9020 USD | ||||
| A ADSs | Purchase | 1,859 | 58.0044 USD | ||||
| A ADSs | Purchase | 1,900 | 58.1806 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,181 | 18.8800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,268 | 18.6450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,384 | 18.6200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,451 | 18.7682 GBP | ||||
| A ADSs | Purchase | 2,579 | 58.3325 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,713 | 26.3900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,978 | 26.3301 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,109 | 18.6479 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,249 | 18.8700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,500 | 26.2261 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,500 | 26.4081 EUR | ||||
| A ADSs | Purchase | 3,514 | 58.0149 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,580 | 18.6771 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,638 | 26.3701 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,706 | 18.7900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,200 | 18.8000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,600 | 18.6467 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,851 | 18.6250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,930 | 18.8944 GBP | ||||
| B ADSs | Purchase | 4,983 | 58.1271 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,556 | 26.2717 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,584 | 26.2294 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 5,600 | 18.8526 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,759 | 18.6733 GBP | ||||
| A ADSs | Purchase | 6,500 | 58.0566 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,551 | 18.6556 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,803 | 18.6510 GBP | ||||
| A ADSs | Purchase | 7,499 | 57.8444 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,582 | 18.6550 GBP | ||||
| A ADSs | Purchase | 7,800 | 58.0064 USD | ||||
| B ADSs | Purchase | 8,300 | 58.2573 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,304 | 26.3151 EUR | ||||
| B ADSs | Purchase | 8,800 | 58.2903 USD | ||||
| A ADSs | Purchase | 8,900 | 58.2356 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 9,183 | 18.7668 GBP | ||||
| B ADSs | Purchase | 10,350 | 58.1680 USD | ||||
| B ADSs | Purchase | 11,966 | 58.1226 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 12,388 | 18.7935 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 12,624 | 18.6252 GBP | ||||
| B ADSs | Purchase | 12,724 | 58.0933 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 13,753 | 18.6352 GBP | ||||
| A ADSs | Purchase | 14,200 | 58.3404 USD | ||||
| B ADSs | Purchase | 14,886 | 57.9867 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 15,000 | 18.6253 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 15,019 | 26.2774 EUR | ||||
| B ADSs | Purchase | 17,400 | 58.1970 USD | ||||
| A ADSs | Purchase | 17,593 | 57.9803 USD | ||||
| A ADSs | Purchase | 18,531 | 57.9517 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 19,338 | 18.7880 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 20,000 | 18.6522 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 24,942 | 18.9087 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 25,004 | 18.9050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 27,062 | 18.8428 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 29,488 | 26.2512 EUR | ||||
| B ADSs | Purchase | 30,712 | 58.5897 USD | ||||
| B ADSs | Purchase | 32,864 | 58.1579 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 32,972 | 18.7979 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 36,437 | 26.1609 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 36,451 | 18.6577 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 36,981 | 18.8382 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 37,891 | 26.2611 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 38,622 | 18.7750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 38,622 | 18.7750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 39,613 | 18.7787 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 45,972 | 18.8384 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 47,356 | 18.8316 GBP | ||||
| A ADSs | Purchase | 49,847 | 57.9757 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 56,859 | 18.8026 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 57,200 | 18.7528 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 60,643 | 18.6936 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 60,836 | 18.8061 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 72,509 | 26.2614 EUR | ||||
| A ADSs | Purchase | 73,054 | 57.9810 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 75,806 | 18.6969 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 76,816 | 26.3200 EUR | ||||
| B ADSs | Purchase | 98,220 | 58.1225 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 102,784 | 18.7944 GBP | ||||
| A ADSs | Purchase | 149,433 | 57.9553 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 196,849 | 18.6575 GBP | ||||
| A ADSs | Purchase | 197,432 | 58.2214 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 309,060 | 18.8132 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 334,786 | 26.3055 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 546,298 | 18.7000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2 | 26.1325 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5 | 18.5850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 22 | 18.5772 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 27 | 18.8375 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 40 | 18.8129 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 69 | 18.9350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 18.8650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 18.9150 GBP | ||||
| A ADSs | Sale | 100 | 57.9300 USD | ||||
| A ADSs | Sale | 100 | 57.9600 USD | ||||
| A ADSs | Sale | 100 | 57.9900 USD | ||||
| A ADSs | Sale | 100 | 58.4600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 101 | 18.5750 GBP | ||||
| A ADSs | Sale | 133 | 58.0025 USD | ||||
| EUR 0.07 A Ordinary | Sale | 160 | 18.7600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 170 | 18.9200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 177 | 26.1505 EUR | ||||
| A ADSs | Sale | 192 | 58.0778 USD | ||||
| EUR 0.07 A Ordinary | Sale | 196 | 18.4850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 196 | 18.6800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 196 | 18.7425 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 200 | 18.9300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 26.1850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 26.3400 EUR | ||||
| B ADSs | Sale | 226 | 58.0655 USD | ||||
| EUR 0.07 A Ordinary | Sale | 236 | 18.7800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 236 | 18.7800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 272 | 18.5650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 275 | 18.7950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 285 | 18.8500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 300 | 18.8550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 346 | 18.8482 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 356 | 26.2700 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 361 | 18.6850 GBP | ||||
| A ADSs | Sale | 365 | 58.3469 USD | ||||
| EUR 0.07 A Ordinary | Sale | 392 | 18.6400 GBP | ||||
| A ADSs | Sale | 400 | 57.9200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 411 | 18.7423 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 412 | 18.7710 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 420 | 18.6325 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 420 | 18.8651 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 442 | 18.7450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 442 | 18.7450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 473 | 18.6000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 494 | 18.8250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 494 | 18.8300 GBP | ||||
| B ADSs | Sale | 516 | 58.0300 USD | ||||
| EUR 0.07 B Ordinary | Sale | 575 | 18.7500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 680 | 26.3392 EUR | ||||
| B ADSs | Sale | 700 | 58.5642 USD | ||||
| B ADSs | Sale | 700 | 58.6928 USD | ||||
| A ADSs | Sale | 800 | 57.8762 USD | ||||
| B ADSs | Sale | 800 | 58.6562 USD | ||||
| EUR 0.07 A Ordinary | Sale | 863 | 18.7650 GBP | ||||
| B ADSs | Sale | 900 | 58.6867 USD | ||||
| EUR 0.07 B Ordinary | Sale | 988 | 18.8850 GBP | ||||
| A ADSs | Sale | 1,014 | 58.4436 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,062 | 26.3500 EUR | ||||
| A ADSs | Sale | 1,100 | 58.2136 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,102 | 26.3538 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,105 | 18.8350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,121 | 18.7200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,237 | 18.6625 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,243 | 26.1671 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,255 | 18.7550 GBP | ||||
| B ADSs | Sale | 1,297 | 58.5772 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,318 | 18.6350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,373 | 18.6150 GBP | ||||
| A ADSs | Sale | 1,400 | 58.4157 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,411 | 18.7538 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,470 | 18.7604 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,504 | 26.1674 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,524 | 26.2400 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,599 | 18.7916 GBP | ||||
| B ADSs | Sale | 1,600 | 58.6587 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,678 | 18.7405 GBP | ||||
| A ADSs | Sale | 2,100 | 57.9295 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,132 | 18.9050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,158 | 18.7260 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,181 | 18.8800 GBP | ||||
| A ADSs | Sale | 2,200 | 57.8250 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,245 | 26.3800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,268 | 18.6450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,509 | 18.6200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,596 | 18.7750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,596 | 18.7750 GBP | ||||
| A ADSs | Sale | 2,600 | 57.9315 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,715 | 26.3900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,715 | 26.3900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,900 | 18.8168 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,969 | 26.3301 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,972 | 18.6575 GBP | ||||
| A ADSs | Sale | 3,200 | 58.1448 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,202 | 18.7730 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,249 | 18.8700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,280 | 26.2691 EUR | ||||
| B ADSs | Sale | 3,385 | 58.4789 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,500 | 26.4082 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,502 | 18.6541 GBP | ||||
| A ADSs | Sale | 3,535 | 57.9994 USD | ||||
| A ADSs | Sale | 3,700 | 58.4754 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,706 | 18.7900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,831 | 18.7725 GBP | ||||
| A ADSs | Sale | 4,041 | 57.9852 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,200 | 18.8000 GBP | ||||
| A ADSs | Sale | 4,200 | 58.5211 USD | ||||
| A ADSs | Sale | 4,400 | 58.4530 USD | ||||
| B ADSs | Sale | 4,468 | 58.5981 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,489 | 18.6300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,489 | 18.6300 GBP | ||||
| B ADSs | Sale | 4,600 | 58.5021 USD | ||||
| B ADSs | Sale | 4,800 | 58.0287 USD | ||||
| A ADSs | Sale | 4,900 | 58.4801 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,287 | 18.7206 GBP | ||||
| B ADSs | Sale | 5,791 | 58.5485 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,253 | 18.8198 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,389 | 18.6429 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,582 | 18.6550 GBP | ||||
| A ADSs | Sale | 7,600 | 58.2601 USD | ||||
| A ADSs | Sale | 7,691 | 58.4208 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,863 | 18.6981 GBP | ||||
| B ADSs | Sale | 7,900 | 58.2452 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,901 | 18.6250 GBP | ||||
| A ADSs | Sale | 8,650 | 58.0455 USD | ||||
| A ADSs | Sale | 9,300 | 58.2668 USD | ||||
| B ADSs | Sale | 10,350 | 58.1680 USD | ||||
| EUR 0.07 A Ordinary | Sale | 10,641 | 26.2623 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 11,039 | 18.7034 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,666 | 18.7190 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,814 | 26.3029 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 12,438 | 18.6342 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 13,453 | 18.6481 GBP | ||||
| B ADSs | Sale | 15,356 | 58.5897 USD | ||||
| A ADSs | Sale | 16,436 | 58.3289 USD | ||||
| EUR 0.07 A Ordinary | Sale | 16,710 | 26.1740 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 18,246 | 18.8165 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 18,895 | 18.6973 GBP | ||||
| A ADSs | Sale | 19,687 | 58.1300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 20,274 | 18.6674 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 21,359 | 18.6954 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 22,061 | 18.8973 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 22,248 | 26.1620 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 22,817 | 26.3247 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 23,742 | 26.2758 EUR | ||||
| A ADSs | Sale | 23,994 | 58.0399 USD | ||||
| EUR 0.07 A Ordinary | Sale | 27,311 | 26.3200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 28,641 | 18.6781 GBP | ||||
| A ADSs | Sale | 36,389 | 57.8988 USD | ||||
| A ADSs | Sale | 38,130 | 57.9670 USD | ||||
| EUR 0.07 A Ordinary | Sale | 39,613 | 18.6928 GBP | ||||
| A ADSs | Sale | 41,102 | 58.1005 USD | ||||
| EUR 0.07 B Ordinary | Sale | 41,854 | 18.8298 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 41,910 | 18.8351 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 46,289 | 18.8081 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 47,442 | 18.8010 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 48,554 | 18.7291 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 52,843 | 18.7784 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 56,791 | 18.7288 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 57,632 | 26.3035 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 60,076 | 18.7907 GBP | ||||
| A ADSs | Sale | 71,265 | 57.9487 USD | ||||
| EUR 0.07 B Ordinary | Sale | 73,325 | 18.8296 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 85,977 | 18.8398 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 87,175 | 18.7957 GBP | ||||
| A ADSs | Sale | 98,716 | 58.2214 USD | ||||
| EUR 0.07 A Ordinary | Sale | 116,765 | 18.6770 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 143,798 | 18.8047 GBP | ||||
| A ADSs | Sale | 146,108 | 57.9810 USD | ||||
| B ADSs | Sale | 196,440 | 58.1225 USD | ||||
| EUR 0.07 B Ordinary | Sale | 228,240 | 18.8408 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 2 | 26.3900 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 346 | 18.8482 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 546 | 26.3806 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 636 | 18.8624 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 820 | 18.6659 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,678 | 18.7405 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,158 | 18.7259 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,275 | 18.6996 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,280 | 26.2691 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,135 | 26.4232 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,233 | 18.6563 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,592 | 18.6589 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 10,725 | 26.3240 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 11,814 | 26.3029 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 14,630 | 26.2924 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 15,157 | 18.6689 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 16,912 | 18.8298 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 21,265 | 18.7345 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 21,961 | 18.8189 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 24,346 | 18.6726 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 24,942 | 18.8297 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 39,613 | 18.6928 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 60,305 | 18.8679 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 46,939 | 18.7991 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 162,040 | 18.8378 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 97,086 | 18.6625 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 15 | 26.3920 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 34 | 18.5679 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 100 | 18.7617 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 184 | 18.7626 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 559 | 18.8468 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 572 | 18.6812 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 636 | 18.8831 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 918 | 18.6959 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 949 | 18.8134 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,086 | 26.2920 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,214 | 18.6691 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,635 | 18.8598 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,966 | 26.2331 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,000 | 18.7974 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,056 | 18.6955 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 8,400 | 18.6428 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 9,500 | 18.6146 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 10,725 | 18.6662 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 14,616 | 26.2612 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 14,763 | 18.7873 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 9,003 | 18.8758 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 21,971 | 18.8146 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 24,362 | 26.2330 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 24,942 | 18.9087 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 26,038 | 18.6296 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 33,040 | 26.1915 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 39,613 | 18.7787 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 61,183 | 18.7742 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 74,592 | 18.6973 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 91,742 | 18.8455 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 135,536 | 26.2265 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 173,738 | 18.6604 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 240,667 | 26.3593 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 13 Aug 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | |||||
| of | description | purchasing, | of | price | |||||
| relevant | selling, | securities | per unit | ||||||
| security | varying etc | to which | |||||||
| option | |||||||||
| relates | |||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | |||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | |||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150813005785/en/
Copyright Business Wire 2015
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