10th Jul 2015 13:30
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 9 July 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 30,312,042 | 0.77% | 25,090,207 | 0.64% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,309,512 | 0.19% | 12,211,120 | 0.31% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,654,157 | 0.07% | 2,779,157 | 0.07% | |||||||
| TOTAL: | 40,275,711 | 1.03% | 40,080,484 | 1.02% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,179,946 | 0.95% | 14,730,462 | 0.60% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,324,911 | 0.38% | 7,986,870 | 0.33% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| TOTAL: | 32,679,857 | 1.34% | 22,916,968 | 0.94% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| B ADSs | Purchase | 24 | 56.2100 USD | ||||
| A ADSs | Purchase | 25 | 55.5000 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 32 | 18.1550 GBP | ||||
| B ADSs | Purchase | 75 | 56.1500 USD | ||||
| A ADSs | Purchase | 79 | 55.5036 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 87 | 18.2300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 100 | 25.0925 EUR | ||||
| A ADSs | Purchase | 100 | 55.5600 USD | ||||
| B ADSs | Purchase | 100 | 56.0900 USD | ||||
| B ADSs | Purchase | 100 | 56.2900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 112 | 25.0250 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 135 | 18.1100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 156 | 18.0747 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 25.0656 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 25.1100 EUR | ||||
| A ADSs | Purchase | 200 | 55.5800 USD | ||||
| B ADSs | Purchase | 200 | 56.1250 USD | ||||
| B ADSs | Purchase | 200 | 56.2200 USD | ||||
| A ADSs | Purchase | 201 | 55.4690 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 222 | 18.1570 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 253 | 18.0200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 256 | 25.0145 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 256 | 25.0175 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 256 | 25.0200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 299 | 25.2977 EUR | ||||
| B ADSs | Purchase | 300 | 56.0966 USD | ||||
| B ADSs | Purchase | 300 | 56.1200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 306 | 25.0650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 374 | 25.0100 EUR | ||||
| A ADSs | Purchase | 383 | 55.6299 USD | ||||
| A ADSs | Purchase | 383 | 55.6300 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 400 | 18.3250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 400 | 18.3350 GBP | ||||
| B ADSs | Purchase | 400 | 55.9425 USD | ||||
| B ADSs | Purchase | 400 | 56.0725 USD | ||||
| B ADSs | Purchase | 400 | 56.0925 USD | ||||
| A ADSs | Purchase | 410 | 55.5060 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 425 | 25.0125 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 441 | 18.1017 GBP | ||||
| B ADSs | Purchase | 467 | 56.0600 USD | ||||
| A ADSs | Purchase | 467 | 56.0600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 517 | 18.0224 GBP | ||||
| A ADSs | Purchase | 520 | 55.4623 USD | ||||
| A ADSs | Purchase | 569 | 55.5276 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 579 | 25.2134 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 600 | 18.2900 GBP | ||||
| B ADSs | Purchase | 600 | 56.1150 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 605 | 18.2285 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 606 | 18.0350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 607 | 18.2350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 686 | 18.2175 GBP | ||||
| A ADSs | Purchase | 700 | 55.8671 USD | ||||
| B ADSs | Purchase | 700 | 56.2298 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 720 | 25.0600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 754 | 25.2100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 792 | 25.2568 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 799 | 25.0075 EUR | ||||
| B ADSs | Purchase | 800 | 56.2925 USD | ||||
| A ADSs | Purchase | 900 | 55.4988 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,000 | 18.1729 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,000 | 25.0550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,107 | 25.3150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,118 | 17.9300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,168 | 18.1635 GBP | ||||
| A ADSs | Purchase | 1,200 | 55.5091 USD | ||||
| A ADSs | Purchase | 1,200 | 55.5216 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,214 | 18.0950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,242 | 18.0531 GBP | ||||
| B ADSs | Purchase | 1,271 | 56.3926 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,273 | 17.9375 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,292 | 18.1850 GBP | ||||
| B ADSs | Purchase | 1,300 | 56.3700 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,326 | 18.2280 GBP | ||||
| A ADSs | Purchase | 1,357 | 55.5915 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,397 | 18.1456 GBP | ||||
| B ADSs | Purchase | 1,400 | 56.1942 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,426 | 18.2151 GBP | ||||
| B ADSs | Purchase | 1,489 | 56.1297 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,586 | 25.2050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,681 | 18.0693 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,800 | 25.1200 EUR | ||||
| A ADSs | Purchase | 1,800 | 55.5579 USD | ||||
| B ADSs | Purchase | 1,839 | 56.2295 USD | ||||
| A ADSs | Purchase | 1,900 | 55.5630 USD | ||||
| B ADSs | Purchase | 1,900 | 56.2968 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,021 | 25.3200 EUR | ||||
| B ADSs | Purchase | 2,100 | 56.3309 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,107 | 18.2700 GBP | ||||
| B ADSs | Purchase | 2,161 | 56.3147 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,200 | 18.2130 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,276 | 18.2343 GBP | ||||
| A ADSs | Purchase | 2,484 | 55.5709 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,500 | 18.0800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,649 | 25.0050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,765 | 25.1699 EUR | ||||
| B ADSs | Purchase | 3,000 | 56.1994 USD | ||||
| A ADSs | Purchase | 3,197 | 55.6764 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,227 | 18.2200 GBP | ||||
| A ADSs | Purchase | 3,300 | 55.5407 USD | ||||
| B ADSs | Purchase | 3,300 | 56.1918 USD | ||||
| A ADSs | Purchase | 3,700 | 55.5443 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,892 | 18.2620 GBP | ||||
| B ADSs | Purchase | 4,000 | 56.1076 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,015 | 17.9350 GBP | ||||
| A ADSs | Purchase | 4,596 | 55.5668 USD | ||||
| A ADSs | Purchase | 5,200 | 55.6328 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,970 | 25.2513 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 6,138 | 25.0150 EUR | ||||
| A ADSs | Purchase | 6,200 | 55.6244 USD | ||||
| A ADSs | Purchase | 6,558 | 55.6414 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,014 | 25.1820 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 7,985 | 18.2534 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,097 | 25.2088 EUR | ||||
| B ADSs | Purchase | 8,340 | 56.4562 USD | ||||
| B ADSs | Purchase | 8,950 | 56.4944 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 9,400 | 25.2250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 10,105 | 25.0500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 14,186 | 18.0465 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 14,816 | 18.2191 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 15,000 | 17.9322 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 15,158 | 18.0646 GBP | ||||
| A ADSs | Purchase | 15,305 | 55.6428 USD | ||||
| B ADSs | Purchase | 16,517 | 56.2923 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 17,638 | 25.2049 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 20,840 | 18.0100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 22,506 | 18.0359 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 23,809 | 18.2322 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 23,920 | 25.0124 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 28,207 | 25.1798 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 28,521 | 25.2205 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 29,245 | 18.0201 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 29,869 | 18.2693 GBP | ||||
| A ADSs | Purchase | 30,018 | 55.6170 USD | ||||
| B ADSs | Purchase | 31,528 | 56.3408 USD | ||||
| A ADSs | Purchase | 33,404 | 55.6490 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 41,009 | 25.2239 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 45,881 | 25.2219 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 47,949 | 25.1646 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 50,773 | 18.2561 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 54,304 | 25.2138 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 55,571 | 18.2611 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 58,907 | 18.0450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 58,907 | 18.0450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 59,282 | 18.2210 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 60,708 | 18.2500 GBP | ||||
| A ADSs | Purchase | 100,767 | 55.6301 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 116,707 | 18.0174 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 129,040 | 18.0358 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 135,038 | 18.2402 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 215,857 | 25.1800 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 8 | 25.5225 EUR | ||||
| A ADSs | Sale | 29 | 55.5100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 32 | 18.1550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 59 | 18.2812 GBP | ||||
| A ADSs | Sale | 60 | 55.4700 USD | ||||
| EUR 0.07 B Ordinary | Sale | 63 | 18.2856 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 87 | 18.2300 GBP | ||||
| A ADSs | Sale | 91 | 55.3600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 18.2950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 18.3150 GBP | ||||
| A ADSs | Sale | 100 | 55.3900 USD | ||||
| A ADSs | Sale | 100 | 55.5600 USD | ||||
| A ADSs | Sale | 100 | 55.5800 USD | ||||
| A ADSs | Sale | 100 | 55.9700 USD | ||||
| B ADSs | Sale | 100 | 56.4400 USD | ||||
| B ADSs | Sale | 100 | 56.5000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 112 | 25.0250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 127 | 18.2763 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 135 | 18.1100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 153 | 25.0650 EUR | ||||
| A ADSs | Sale | 158 | 55.5000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 25.1100 EUR | ||||
| A ADSs | Sale | 200 | 55.4600 USD | ||||
| B ADSs | Sale | 200 | 56.2200 USD | ||||
| B ADSs | Sale | 200 | 56.3000 USD | ||||
| B ADSs | Sale | 219 | 56.3573 USD | ||||
| EUR 0.07 A Ordinary | Sale | 244 | 25.0179 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 256 | 25.0145 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 256 | 25.0175 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 256 | 25.0200 EUR | ||||
| A ADSs | Sale | 260 | 55.4623 USD | ||||
| EUR 0.07 A Ordinary | Sale | 265 | 25.0480 EUR | ||||
| A ADSs | Sale | 300 | 55.6281 USD | ||||
| EUR 0.07 A Ordinary | Sale | 303 | 18.0350 GBP | ||||
| A ADSs | Sale | 350 | 55.6200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 374 | 25.0100 EUR | ||||
| A ADSs | Sale | 383 | 55.6299 USD | ||||
| EUR 0.07 B Ordinary | Sale | 400 | 18.3250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 400 | 18.3350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 400 | 25.0550 EUR | ||||
| A ADSs | Sale | 400 | 55.6275 USD | ||||
| B ADSs | Sale | 400 | 55.9425 USD | ||||
| A ADSs | Sale | 417 | 56.0600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 425 | 25.0125 EUR | ||||
| A ADSs | Sale | 500 | 55.4500 USD | ||||
| A ADSs | Sale | 500 | 55.5240 USD | ||||
| A ADSs | Sale | 500 | 55.5560 USD | ||||
| A ADSs | Sale | 500 | 55.6450 USD | ||||
| EUR 0.07 B Ordinary | Sale | 600 | 18.2900 GBP | ||||
| A ADSs | Sale | 600 | 55.6401 USD | ||||
| A ADSs | Sale | 600 | 55.9200 USD | ||||
| B ADSs | Sale | 600 | 56.3050 USD | ||||
| EUR 0.07 B Ordinary | Sale | 607 | 18.0950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 607 | 18.2350 GBP | ||||
| A ADSs | Sale | 700 | 55.7028 USD | ||||
| B ADSs | Sale | 779 | 56.2963 USD | ||||
| EUR 0.07 A Ordinary | Sale | 799 | 25.0075 EUR | ||||
| B ADSs | Sale | 800 | 56.4931 USD | ||||
| B ADSs | Sale | 811 | 56.3500 USD | ||||
| B ADSs | Sale | 820 | 56.3536 USD | ||||
| EUR 0.07 A Ordinary | Sale | 871 | 25.0600 EUR | ||||
| A ADSs | Sale | 892 | 55.9255 USD | ||||
| B ADSs | Sale | 921 | 56.2965 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,032 | 25.2122 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,107 | 25.3150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,118 | 17.9300 GBP | ||||
| A ADSs | Sale | 1,265 | 55.6267 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,292 | 18.1850 GBP | ||||
| B ADSs | Sale | 1,300 | 56.1968 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,326 | 18.2280 GBP | ||||
| A ADSs | Sale | 1,337 | 55.6416 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,344 | 18.0261 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,382 | 18.0650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,394 | 18.0243 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,428 | 18.0867 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,451 | 25.1650 EUR | ||||
| B ADSs | Sale | 1,500 | 56.3413 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,522 | 25.2100 EUR | ||||
| A ADSs | Sale | 1,542 | 55.6533 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,650 | 18.2500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,723 | 25.0131 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,726 | 18.2504 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,773 | 17.9371 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,786 | 25.2050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,800 | 25.1200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,920 | 17.9378 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,954 | 17.9273 GBP | ||||
| A ADSs | Sale | 2,008 | 55.8433 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,021 | 25.3200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,073 | 17.9337 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,107 | 18.2700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,118 | 17.9375 GBP | ||||
| A ADSs | Sale | 2,200 | 55.5990 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,231 | 25.2589 EUR | ||||
| A ADSs | Sale | 2,300 | 55.8860 USD | ||||
| A ADSs | Sale | 2,500 | 55.7496 USD | ||||
| A ADSs | Sale | 2,506 | 55.6512 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,649 | 25.0050 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,672 | 18.0486 GBP | ||||
| B ADSs | Sale | 2,700 | 56.1992 USD | ||||
| A ADSs | Sale | 2,788 | 55.5938 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,990 | 18.0206 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,114 | 18.0671 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,233 | 25.1757 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,330 | 17.9430 GBP | ||||
| A ADSs | Sale | 4,000 | 55.6384 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,015 | 17.9350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,056 | 17.9360 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,448 | 25.1174 EUR | ||||
| A ADSs | Sale | 4,500 | 55.5380 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,787 | 18.2472 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,886 | 25.0830 EUR | ||||
| A ADSs | Sale | 5,081 | 55.6541 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,411 | 18.2379 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,415 | 25.2485 EUR | ||||
| B ADSs | Sale | 5,450 | 56.1072 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,727 | 18.2200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,969 | 17.9646 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,971 | 25.1135 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,138 | 25.0150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,191 | 17.9502 GBP | ||||
| B ADSs | Sale | 6,394 | 56.5277 USD | ||||
| A ADSs | Sale | 6,500 | 55.7830 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,507 | 18.2299 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,989 | 18.0395 GBP | ||||
| B ADSs | Sale | 7,394 | 56.1768 USD | ||||
| A ADSs | Sale | 9,088 | 55.6925 USD | ||||
| A ADSs | Sale | 10,300 | 55.5341 USD | ||||
| EUR 0.07 A Ordinary | Sale | 10,958 | 18.0450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,958 | 18.0450 GBP | ||||
| A ADSs | Sale | 11,214 | 55.6795 USD | ||||
| EUR 0.07 A Ordinary | Sale | 11,287 | 25.1037 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 11,406 | 25.0712 EUR | ||||
| A ADSs | Sale | 12,172 | 55.5605 USD | ||||
| EUR 0.07 B Ordinary | Sale | 16,487 | 18.2277 GBP | ||||
| A ADSs | Sale | 16,702 | 55.6490 USD | ||||
| A ADSs | Sale | 26,046 | 55.5844 USD | ||||
| A ADSs | Sale | 34,947 | 55.6025 USD | ||||
| EUR 0.07 B Ordinary | Sale | 37,515 | 18.2431 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 53,661 | 18.2195 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 55,436 | 25.1797 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 55,440 | 18.0475 GBP | ||||
| A ADSs | Sale | 60,036 | 55.6170 USD | ||||
| B ADSs | Sale | 63,056 | 56.3408 USD | ||||
| EUR 0.07 B Ordinary | Sale | 76,444 | 18.2305 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 79,220 | 25.2250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 95,147 | 18.2169 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 107,523 | 25.1578 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 109,343 | 25.2189 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 157,884 | 17.9654 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 226,321 | 18.2197 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 266,748 | 25.1761 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,400,240 | 18.0150 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 8 | 25.5212 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 127 | 18.2763 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 148 | 18.0351 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 200 | 18.0598 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 318 | 18.0150 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,246 | 18.0230 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,344 | 18.0261 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,450 | 18.1034 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,954 | 17.9273 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,231 | 25.2589 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,672 | 18.0219 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,755 | 18.0583 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,376 | 18.0634 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,458 | 17.9503 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,787 | 18.2472 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,900 | 18.1510 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 5,411 | 18.2379 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 6,504 | 18.1613 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,989 | 18.0395 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,261 | 25.1630 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 8,912 | 25.2250 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 9,521 | 17.9477 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 12,504 | 18.1284 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 12,703 | 18.0839 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 16,051 | 25.2880 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 16,487 | 18.2277 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 16,944 | 18.1342 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 17,036 | 25.2111 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 17,058 | 18.2015 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 41,500 | 18.2500 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 49,270 | 18.1381 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 68,904 | 18.2424 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 94,177 | 25.1461 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 153,426 | 17.9647 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 100 | 25.0925 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 200 | 25.0656 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 517 | 18.0224 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 579 | 25.2134 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,000 | 18.1730 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,136 | 18.2024 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,276 | 18.2343 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,728 | 25.2099 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 3,883 | 18.2430 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,937 | 25.2446 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,092 | 18.2303 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,886 | 18.2328 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 7,173 | 18.0902 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 7,200 | 18.2464 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 8,104 | 18.0266 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,123 | 17.9163 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 8,969 | 17.9673 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 10,033 | 18.0305 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 12,167 | 25.2314 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 12,468 | 18.2116 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 16,025 | 25.1864 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 17,056 | 18.2452 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 22,716 | 18.0395 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 23,967 | 18.2331 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 28,204 | 18.2096 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 29,245 | 18.0201 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 67,100 | 18.2500 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 129,040 | 18.0358 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 120,294 | 18.0269 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 10 Jul 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -345,295 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 345,295 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 328,765 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -328,765 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 36,750 | 18.7409 | European | 20 Jul 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150710005295/en/
Copyright Business Wire 2015
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