12th Oct 2015 15:13
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 9 Oct 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,542,735 | 0.60% | 24,571,452 | 0.62% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,095,196 | 0.23% | 9,913,398 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 34,188,131 | 0.87% | 36,085,050 | 0.92% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 19,073,103 | 0.78% | 14,736,528 | 0.60% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,526,374 | 0.35% | 4,645,374 | 0.19% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 27,774,477 | 1.14% | 19,681,538 | 0.81% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 32 | 24.4175 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 46 | 24.4125 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 88 | 24.3625 EUR | ||||
| A ADSs | Purchase | 100 | 55.2100 USD | ||||
| A ADSs | Purchase | 100 | 55.5300 USD | ||||
| B ADSs | Purchase | 102 | 56.3125 USD | ||||
| A ADSs | Purchase | 105 | 55.2600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 107 | 18.2200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 114 | 18.3900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 124 | 24.4350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 173 | 18.1400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 173 | 18.0825 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 173 | 18.0225 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 179 | 18.1375 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 181 | 18.1650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 188 | 24.3750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 197 | 24.4325 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 204 | 24.6250 EUR | ||||
| A ADSs | Purchase | 210 | 55.2650 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 223 | 18.1275 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 225 | 18.1575 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 227 | 18.1025 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 229 | 18.1775 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 274 | 24.6750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 274 | 24.6925 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 275 | 24.5850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 276 | 18.1125 GBP | ||||
| A ADSs | Purchase | 286 | 55.3700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 298 | 24.3900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 299 | 24.4750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 307 | 18.0675 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 311 | 24.3600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 313 | 18.0725 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 346 | 18.1175 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 354 | 24.5000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 360 | 24.4050 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 360 | 18.3631 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 383 | 24.3980 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 384 | 18.3850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 394 | 24.6400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 394 | 24.6975 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 404 | 24.4250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 433 | 24.4425 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 442 | 18.1075 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 448 | 18.0925 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 450 | 24.4200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 470 | 24.3800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 471 | 24.4400 EUR | ||||
| A ADSs | Purchase | 480 | 55.1237 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 492 | 24.3775 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 496 | 18.1446 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 557 | 18.0975 GBP | ||||
| A ADSs | Purchase | 564 | 55.1500 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 572 | 24.4675 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 588 | 18.1225 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 616 | 24.6000 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 626 | 18.3800 GBP | ||||
| B ADSs | Purchase | 700 | 56.1720 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 700 | 18.1625 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 702 | 24.4075 EUR | ||||
| A ADSs | Purchase | 720 | 55.1577 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 744 | 24.7025 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 760 | 18.4700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 800 | 18.2250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 844 | 24.5350 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 848 | 18.4594 GBP | ||||
| A ADSs | Purchase | 850 | 55.1558 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 855 | 18.1698 GBP | ||||
| A ADSs | Purchase | 900 | 55.2077 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 913 | 24.4225 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 949 | 18.1984 GBP | ||||
| A ADSs | Purchase | 1,000 | 55.3085 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,099 | 18.3650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,123 | 18.3718 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,188 | 18.1222 GBP | ||||
| B ADSs | Purchase | 1,275 | 56.0055 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,300 | 24.7050 EUR | ||||
| A ADSs | Purchase | 1,307 | 55.2659 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,369 | 24.7300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,398 | 18.1154 GBP | ||||
| B ADSs | Purchase | 1,400 | 56.6400 USD | ||||
| A ADSs | Purchase | 1,469 | 55.1915 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,474 | 18.1100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,478 | 24.7100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,604 | 24.5009 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,605 | 18.1350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,621 | 18.2000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,700 | 18.4738 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,787 | 24.6090 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,800 | 18.1572 GBP | ||||
| A ADSs | Purchase | 1,995 | 55.2839 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,115 | 24.6900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,128 | 24.6800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,137 | 18.1967 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,150 | 24.6141 EUR | ||||
| A ADSs | Purchase | 2,264 | 55.4035 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,790 | 24.6999 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,953 | 24.5561 EUR | ||||
| B ADSs | Purchase | 3,200 | 56.1618 USD | ||||
| A ADSs | Purchase | 3,205 | 55.2700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,207 | 18.1938 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,228 | 24.6950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,273 | 24.5785 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,341 | 24.7000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,551 | 24.5409 EUR | ||||
| B ADSs | Purchase | 4,000 | 56.1673 USD | ||||
| A ADSs | Purchase | 4,000 | 55.4204 USD | ||||
| A ADSs | Purchase | 4,100 | 55.4398 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,400 | 18.4050 GBP | ||||
| A ADSs | Purchase | 4,882 | 55.2754 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,374 | 18.1205 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,400 | 18.1941 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,300 | 24.5877 EUR | ||||
| A ADSs | Purchase | 8,177 | 55.2936 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,452 | 18.1991 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,509 | 24.4635 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 9,425 | 18.1927 GBP | ||||
| A ADSs | Purchase | 10,099 | 55.2313 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 10,176 | 18.3531 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 11,163 | 24.5565 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 12,618 | 24.7012 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 14,063 | 24.4550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 14,106 | 24.6799 EUR | ||||
| A ADSs | Purchase | 15,148 | 55.7226 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 16,308 | 18.4153 GBP | ||||
| B ADSs | Purchase | 16,334 | 56.3461 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 17,033 | 24.5929 EUR | ||||
| B ADSs | Purchase | 17,686 | 55.8990 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 18,895 | 24.5577 EUR | ||||
| B ADSs | Purchase | 19,086 | 55.9534 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 19,366 | 18.4226 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 21,549 | 18.1082 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 22,749 | 18.1682 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 24,650 | 24.7862 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 29,926 | 18.4057 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 36,859 | 18.4306 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 42,361 | 18.4712 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 42,382 | 24.5825 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 46,628 | 24.5627 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 50,000 | 18.4708 GBP | ||||
| B ADSs | Purchase | 65,892 | 56.2503 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 81,773 | 18.3617 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 83,000 | 24.5367 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 85,352 | 18.4604 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 94,619 | 18.1731 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 94,639 | 18.5235 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 94,639 | 18.4774 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 95,558 | 18.3300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 100,000 | 24.6970 EUR | ||||
| A ADSs | Purchase | 100,431 | 55.5478 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 101,994 | 18.4625 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 119,036 | 18.3891 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 139,481 | 18.4555 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 151,849 | 18.2567 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 151,849 | 18.2275 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 151,849 | 18.1096 GBP | ||||
| A ADSs | Purchase | 155,960 | 55.2868 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 157,829 | 24.5967 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 183,779 | 24.6436 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 203,301 | 24.5917 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 229,565 | 18.3969 GBP | ||||
| B ADSs | Sale | 2 | 56.4400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3 | 18.2450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 32 | 24.4175 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 46 | 24.4125 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 83 | 24.5689 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 88 | 24.3625 EUR | ||||
| A ADSs | Sale | 100 | 55.5800 USD | ||||
| B ADSs | Sale | 100 | 55.8300 USD | ||||
| B ADSs | Sale | 100 | 56.3100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 100 | 18.2400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 107 | 18.2200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 124 | 24.4350 EUR | ||||
| A ADSs | Sale | 133 | 55.1500 USD | ||||
| A ADSs | Sale | 134 | 55.3800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 173 | 18.0225 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 173 | 18.1400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 173 | 18.0825 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 179 | 18.1375 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 188 | 24.3750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 197 | 24.4325 EUR | ||||
| A ADSs | Sale | 200 | 55.9000 USD | ||||
| B ADSs | Sale | 200 | 56.4250 USD | ||||
| EUR 0.07 A Ordinary | Sale | 204 | 24.6250 EUR | ||||
| A ADSs | Sale | 214 | 55.3556 USD | ||||
| EUR 0.07 A Ordinary | Sale | 223 | 18.1275 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 225 | 18.1575 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 227 | 18.1025 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 229 | 18.1775 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 274 | 24.6750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 274 | 24.6925 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 275 | 24.5850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 276 | 18.1125 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 298 | 24.3900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 299 | 24.4750 EUR | ||||
| A ADSs | Sale | 300 | 55.7233 USD | ||||
| EUR 0.07 A Ordinary | Sale | 307 | 18.0675 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 311 | 24.3600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 313 | 18.0725 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 346 | 18.1175 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 354 | 24.5000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 360 | 24.4050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 383 | 24.3980 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 384 | 18.3850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 394 | 24.6975 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 394 | 24.6400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 404 | 24.4250 EUR | ||||
| A ADSs | Sale | 420 | 55.2650 USD | ||||
| EUR 0.07 B Ordinary | Sale | 422 | 18.4786 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 430 | 18.4079 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 433 | 24.4425 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 442 | 18.1075 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 448 | 18.0925 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 450 | 24.4200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 470 | 24.3800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 471 | 24.4400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 492 | 24.3775 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 557 | 18.0975 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 559 | 24.5350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 566 | 24.5700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 572 | 24.4675 EUR | ||||
| B ADSs | Sale | 578 | 56.4555 USD | ||||
| EUR 0.07 A Ordinary | Sale | 588 | 18.1225 GBP | ||||
| B ADSs | Sale | 600 | 55.9685 USD | ||||
| B ADSs | Sale | 600 | 56.2216 USD | ||||
| EUR 0.07 A Ordinary | Sale | 616 | 24.6000 EUR | ||||
| A ADSs | Sale | 700 | 55.2814 USD | ||||
| EUR 0.07 A Ordinary | Sale | 700 | 18.1625 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 702 | 24.4075 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 713 | 18.4600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 744 | 24.7025 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 800 | 18.2250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 811 | 18.1820 GBP | ||||
| A ADSs | Sale | 900 | 55.4500 USD | ||||
| EUR 0.07 A Ordinary | Sale | 913 | 24.4225 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,086 | 18.1350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,099 | 18.3650 GBP | ||||
| A ADSs | Sale | 1,186 | 55.3700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,192 | 24.6632 EUR | ||||
| B ADSs | Sale | 1,275 | 56.0055 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,300 | 24.7050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,369 | 24.7300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,520 | 18.4700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,525 | 24.6869 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,758 | 24.5646 EUR | ||||
| B ADSs | Sale | 1,800 | 56.3722 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,068 | 24.6653 EUR | ||||
| B ADSs | Sale | 2,100 | 55.9016 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,115 | 24.6900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,128 | 24.6800 EUR | ||||
| A ADSs | Sale | 2,130 | 55.4035 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,270 | 18.4050 GBP | ||||
| A ADSs | Sale | 2,500 | 55.6152 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,580 | 18.1598 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,801 | 24.7100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,808 | 18.1894 GBP | ||||
| A ADSs | Sale | 3,100 | 55.2700 USD | ||||
| A ADSs | Sale | 3,200 | 55.4369 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,228 | 24.6950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,242 | 18.2000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,341 | 24.7000 EUR | ||||
| B ADSs | Sale | 3,400 | 56.2024 USD | ||||
| B ADSs | Sale | 3,534 | 56.5064 USD | ||||
| B ADSs | Sale | 3,700 | 56.1495 USD | ||||
| A ADSs | Sale | 3,900 | 55.4059 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,211 | 24.6880 EUR | ||||
| A ADSs | Sale | 4,936 | 55.1737 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,204 | 18.3300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,490 | 24.6938 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,022 | 24.6814 EUR | ||||
| B ADSs | Sale | 7,622 | 56.3963 USD | ||||
| A ADSs | Sale | 8,110 | 55.5847 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,113 | 18.4697 GBP | ||||
| A ADSs | Sale | 9,022 | 55.4317 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,128 | 18.3221 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,725 | 18.1920 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,252 | 18.3986 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,926 | 18.4677 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,356 | 18.1100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 12,400 | 18.4043 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 12,529 | 18.4091 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 13,420 | 24.7052 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 13,776 | 24.6329 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 14,543 | 18.4308 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 14,855 | 18.1476 GBP | ||||
| A ADSs | Sale | 15,148 | 55.7226 USD | ||||
| A ADSs | Sale | 15,954 | 55.5975 USD | ||||
| EUR 0.07 A Ordinary | Sale | 16,900 | 18.1052 GBP | ||||
| A ADSs | Sale | 21,061 | 55.5035 USD | ||||
| EUR 0.07 A Ordinary | Sale | 21,645 | 24.4550 EUR | ||||
| A ADSs | Sale | 25,760 | 55.2639 USD | ||||
| EUR 0.07 A Ordinary | Sale | 26,082 | 18.1567 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 30,741 | 18.4434 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 32,057 | 24.6881 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 35,960 | 24.4698 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 37,838 | 18.4008 GBP | ||||
| B ADSs | Sale | 38,172 | 55.9534 USD | ||||
| EUR 0.07 A Ordinary | Sale | 38,826 | 24.4900 EUR | ||||
| A ADSs | Sale | 43,284 | 55.5614 USD | ||||
| EUR 0.07 B Ordinary | Sale | 64,640 | 18.5194 GBP | ||||
| B ADSs | Sale | 65,892 | 56.2503 USD | ||||
| EUR 0.07 B Ordinary | Sale | 77,280 | 18.4539 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 82,626 | 24.5839 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 129,741 | 18.1585 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 138,958 | 18.4444 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 154,000 | 24.6373 EUR | ||||
| A ADSs | Sale | 155,960 | 55.2868 USD | ||||
| EUR 0.07 B Ordinary | Sale | 162,582 | 18.4399 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 164,074 | 24.5831 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 204,993 | 24.5983 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 229,637 | 24.5714 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 265,480 | 18.4429 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 272,487 | 18.3592 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 380,626 | 24.5896 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 750,001 | 24.8996 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | SWAP | Long | 620 | 24.4245 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 811 | 18.1819 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,000 | 18.3034 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,068 | 24.6653 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,808 | 18.1889 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,560 | 24.5921 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,957 | 18.2018 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 8,400 | 18.4637 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 10,938 | 18.0289 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 12,007 | 18.2483 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 14,839 | 18.4431 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 19,550 | 18.4208 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 21,593 | 24.6091 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 23,092 | 24.6285 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 34,129 | 18.1334 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 68,676 | 24.4754 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 79,284 | 24.5731 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 182,780 | 24.5976 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 220,316 | 18.4275 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 200 | 18.5150 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 300 | 18.5172 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 529 | 24.6629 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,800 | 18.1577 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,461 | 24.5968 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,000 | 18.2301 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,000 | 24.7045 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 6,484 | 18.4915 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 7,957 | 24.6623 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 10,938 | 18.1822 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 14,775 | 18.4769 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 18,895 | 24.5577 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 34,498 | 18.4648 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 65,892 | 18.3472 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 12 Oct 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 17.1093 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 16.9274 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151012005711/en/
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