9th Sep 2015 14:25
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 8 Sept 2015 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 27,397,061 | 0.70% | 16,697,331 | 0.43% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 4,435,836 | 0.11% | 12,868,167 | 0.33% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 3,130,316 | 0.08% | 2,880,316 | 0.07% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,963,213 | 0.89% | 32,445,814 | 0.83% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,742,819 | 0.89% | 10,858,548 | 0.44% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,263,864 | 0.26% | 6,726,127 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 28,181,683 | 1.15% | 17,884,311 | 0.73% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 5 | 16.3350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9 | 16.3625 GBP | ||||
| A ADSs | Purchase | 13 | 50.3800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 40 | 16.2150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 56 | 16.2020 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 94 | 16.3095 GBP | ||||
| B ADSs | Purchase | 100 | 50.4300 USD | ||||
| A ADSs | Purchase | 100 | 50.7400 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 112 | 16.3300 GBP | ||||
| A ADSs | Purchase | 115 | 50.4800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 125 | 16.3082 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 132 | 16.1465 GBP | ||||
| A ADSs | Purchase | 141 | 50.5782 USD | ||||
| A ADSs | Purchase | 170 | 50.6100 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 181 | 22.5150 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 188 | 16.2850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 188 | 16.2750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 188 | 16.3495 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 188 | 16.2600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 188 | 16.2400 GBP | ||||
| A ADSs | Purchase | 195 | 50.5700 USD | ||||
| B ADSs | Purchase | 195 | 50.5700 USD | ||||
| B ADSs | Purchase | 200 | 50.6450 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 203 | 16.3450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 207 | 16.2870 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 219 | 16.3250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 220 | 16.3264 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 236 | 16.2525 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 279 | 16.2100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 299 | 16.3400 GBP | ||||
| A ADSs | Purchase | 300 | 50.6250 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 380 | 16.3695 GBP | ||||
| A ADSs | Purchase | 400 | 50.5625 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 409 | 16.3425 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 461 | 22.7455 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 472 | 16.1800 GBP | ||||
| A ADSs | Purchase | 474 | 50.5610 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 491 | 16.2982 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 505 | 16.4300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 570 | 16.3900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 576 | 16.3605 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 600 | 22.8000 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 648 | 16.2425 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 660 | 16.4025 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 663 | 16.3650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 663 | 16.3550 GBP | ||||
| A ADSs | Purchase | 670 | 50.5790 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 694 | 16.2575 GBP | ||||
| A ADSs | Purchase | 700 | 50.6621 USD | ||||
| A ADSs | Purchase | 700 | 50.5578 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 729 | 16.3500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 729 | 16.3500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 740 | 16.3375 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 756 | 16.3303 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 772 | 16.3919 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 800 | 16.3021 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 822 | 16.2675 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 829 | 16.2175 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 866 | 16.3075 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 888 | 16.3525 GBP | ||||
| A ADSs | Purchase | 900 | 50.3611 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 974 | 16.2725 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 991 | 16.3225 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,000 | 22.5250 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,000 | 16.3000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,016 | 16.2475 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,017 | 16.2325 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,087 | 16.2775 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,140 | 16.2350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,160 | 22.8175 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,234 | 16.3100 GBP | ||||
| B ADSs | Purchase | 1,300 | 50.4638 USD | ||||
| A ADSs | Purchase | 1,300 | 50.4246 USD | ||||
| A ADSs | Purchase | 1,300 | 50.5630 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,320 | 16.4000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,350 | 16.3275 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,358 | 16.2625 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,362 | 16.3025 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,380 | 22.5392 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,382 | 16.2877 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,400 | 22.4981 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,400 | 22.7400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,514 | 16.3600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,741 | 16.3475 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,741 | 16.3475 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,935 | 16.4350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,973 | 16.3380 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,009 | 16.2800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,022 | 16.3200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,022 | 16.3200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,247 | 16.3050 GBP | ||||
| A ADSs | Purchase | 2,340 | 50.4601 USD | ||||
| A ADSs | Purchase | 2,431 | 50.4033 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,479 | 16.2650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,479 | 16.2650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,523 | 16.3125 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,523 | 16.3125 GBP | ||||
| B ADSs | Purchase | 2,559 | 50.4482 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,621 | 16.3175 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,874 | 16.2135 GBP | ||||
| A ADSs | Purchase | 3,049 | 50.5631 USD | ||||
| A ADSs | Purchase | 3,200 | 50.6557 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,385 | 16.2300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,500 | 22.6697 EUR | ||||
| B ADSs | Purchase | 3,577 | 50.7534 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,759 | 16.2950 GBP | ||||
| A ADSs | Purchase | 3,800 | 50.6228 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,050 | 16.2723 GBP | ||||
| B ADSs | Purchase | 4,201 | 50.4566 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,326 | 16.2825 GBP | ||||
| B ADSs | Purchase | 4,800 | 50.3351 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,030 | 16.2900 GBP | ||||
| A ADSs | Purchase | 5,055 | 50.4298 USD | ||||
| B ADSs | Purchase | 5,300 | 50.3679 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,336 | 22.5031 EUR | ||||
| B ADSs | Purchase | 5,500 | 50.3780 USD | ||||
| A ADSs | Purchase | 5,573 | 50.5718 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,737 | 22.5722 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 6,177 | 16.2875 GBP | ||||
| B ADSs | Purchase | 6,200 | 50.4517 USD | ||||
| A ADSs | Purchase | 7,082 | 50.4420 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8,101 | 16.3651 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,561 | 22.5486 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 11,182 | 16.3362 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 12,190 | 16.3342 GBP | ||||
| A ADSs | Purchase | 13,929 | 50.4642 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 14,371 | 16.3472 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,234 | 16.3376 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,237 | 16.3546 GBP | ||||
| A ADSs | Purchase | 15,412 | 50.5134 USD | ||||
| A ADSs | Purchase | 15,412 | 50.5543 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 18,427 | 16.3551 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 20,494 | 22.6596 EUR | ||||
| A ADSs | Purchase | 20,766 | 50.5002 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 24,755 | 16.3730 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 29,494 | 16.3339 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 39,511 | 22.6537 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 41,745 | 16.2928 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 47,009 | 22.6215 EUR | ||||
| B ADSs | Purchase | 50,988 | 50.4491 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 51,565 | 22.6923 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 54,318 | 16.2449 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 58,335 | 16.2938 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 61,158 | 16.3820 GBP | ||||
| A ADSs | Purchase | 67,340 | 50.4863 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 69,454 | 16.3473 GBP | ||||
| B ADSs | Purchase | 74,285 | 50.3622 USD | ||||
| B ADSs | Purchase | 79,162 | 50.3816 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 96,843 | 16.2672 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 98,274 | 16.3443 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 133,560 | 16.3374 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 164,274 | 22.6474 EUR | ||||
| A ADSs | Purchase | 210,338 | 50.5350 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 211,767 | 16.3208 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 236,388 | 22.6488 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 378,239 | 16.3022 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 750,000 | 16.3572 GBP | ||||
| A ADSs | Sale | -260 | 50.5701 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5 | 16.3350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9 | 16.3625 GBP | ||||
| A ADSs | Sale | 13 | 50.3800 USD | ||||
| EUR 0.07 B Ordinary | Sale | 40 | 16.2150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 43 | 16.3351 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 56 | 16.2020 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 94 | 16.3095 GBP | ||||
| B ADSs | Sale | 95 | 50.5700 USD | ||||
| B ADSs | Sale | 100 | 50.4300 USD | ||||
| A ADSs | Sale | 101 | 50.6253 USD | ||||
| EUR 0.07 B Ordinary | Sale | 112 | 16.3300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 132 | 16.1465 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 148 | 16.3229 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 188 | 16.3495 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 188 | 16.2600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 188 | 16.2400 GBP | ||||
| B ADSs | Sale | 200 | 50.1700 USD | ||||
| A ADSs | Sale | 200 | 50.4100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 203 | 16.3450 GBP | ||||
| A ADSs | Sale | 206 | 50.7305 USD | ||||
| EUR 0.07 B Ordinary | Sale | 207 | 16.2870 GBP | ||||
| A ADSs | Sale | 215 | 50.4427 USD | ||||
| EUR 0.07 A Ordinary | Sale | 219 | 16.3250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 236 | 16.2525 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 299 | 16.3400 GBP | ||||
| B ADSs | Sale | 350 | 50.4357 USD | ||||
| EUR 0.07 B Ordinary | Sale | 376 | 16.2750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 383 | 22.4473 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 384 | 16.3900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 409 | 16.3425 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 505 | 16.4300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 576 | 16.3605 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 599 | 22.6292 EUR | ||||
| B ADSs | Sale | 600 | 50.3200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 600 | 16.3214 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 648 | 16.2425 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 660 | 16.4025 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 660 | 16.4000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 663 | 16.3550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 663 | 16.3650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 694 | 16.2575 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 771 | 22.7250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 779 | 16.3056 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 787 | 16.4200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 822 | 16.2675 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 829 | 16.2175 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 840 | 16.2825 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 866 | 16.3075 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 885 | 16.2928 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 888 | 16.3525 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 898 | 22.6964 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 954 | 16.3500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 954 | 16.3500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 974 | 16.2725 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 991 | 16.3225 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 22.5250 EUR | ||||
| A ADSs | Sale | 1,000 | 50.4990 USD | ||||
| A ADSs | Sale | 1,000 | 50.6770 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,016 | 16.2475 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,017 | 16.2325 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,022 | 16.3297 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,087 | 16.2775 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,140 | 16.2350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,160 | 22.8175 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,234 | 16.3100 GBP | ||||
| A ADSs | Sale | 1,300 | 50.4553 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,350 | 16.4160 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,350 | 16.3275 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,358 | 16.2625 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,362 | 16.3025 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,400 | 22.4981 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,495 | 22.7750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,514 | 16.3600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,600 | 16.3243 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,685 | 22.6732 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,730 | 16.3375 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,730 | 16.3375 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,741 | 16.3475 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,741 | 16.3475 GBP | ||||
| B ADSs | Sale | 1,750 | 50.1784 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,791 | 16.3000 GBP | ||||
| A ADSs | Sale | 1,800 | 50.6525 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,935 | 16.4350 GBP | ||||
| B ADSs | Sale | 2,000 | 50.4560 USD | ||||
| A ADSs | Sale | 2,084 | 50.4370 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,125 | 16.2650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,131 | 22.7400 EUR | ||||
| A ADSs | Sale | 2,200 | 50.6460 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,209 | 16.2800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,247 | 16.3050 GBP | ||||
| B ADSs | Sale | 2,300 | 50.4500 USD | ||||
| A ADSs | Sale | 2,400 | 50.4000 USD | ||||
| B ADSs | Sale | 2,400 | 50.4000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,401 | 16.2868 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,401 | 16.2868 GBP | ||||
| B ADSs | Sale | 2,500 | 50.3797 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,523 | 16.3125 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,523 | 16.3125 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,621 | 16.3175 GBP | ||||
| A ADSs | Sale | 2,700 | 50.6132 USD | ||||
| A ADSs | Sale | 2,794 | 50.4253 USD | ||||
| B ADSs | Sale | 3,000 | 50.3765 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,211 | 16.3631 GBP | ||||
| A ADSs | Sale | 3,338 | 50.4746 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,385 | 16.2300 GBP | ||||
| A ADSs | Sale | 3,583 | 50.4428 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,725 | 16.3034 GBP | ||||
| A ADSs | Sale | 3,800 | 50.4947 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,101 | 16.3156 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,404 | 16.2906 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,774 | 16.2819 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,030 | 16.2900 GBP | ||||
| B ADSs | Sale | 5,300 | 50.3858 USD | ||||
| A ADSs | Sale | 5,350 | 50.4948 USD | ||||
| A ADSs | Sale | 5,592 | 50.4808 USD | ||||
| A ADSs | Sale | 5,966 | 50.4274 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,177 | 16.2875 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,600 | 16.3121 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,120 | 16.3477 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,200 | 22.5931 EUR | ||||
| A ADSs | Sale | 8,313 | 50.4525 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,034 | 16.3292 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,234 | 22.6582 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 10,307 | 16.2719 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,596 | 16.3022 GBP | ||||
| B ADSs | Sale | 10,660 | 50.4532 USD | ||||
| A ADSs | Sale | 11,790 | 50.5674 USD | ||||
| EUR 0.07 A Ordinary | Sale | 12,391 | 22.6344 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 12,437 | 16.3466 GBP | ||||
| A ADSs | Sale | 15,242 | 50.5135 USD | ||||
| EUR 0.07 B Ordinary | Sale | 15,577 | 16.3138 GBP | ||||
| A ADSs | Sale | 15,582 | 50.5134 USD | ||||
| EUR 0.07 B Ordinary | Sale | 16,014 | 16.2762 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 16,599 | 22.5700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 17,600 | 22.5631 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 18,066 | 22.6049 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 18,408 | 16.2950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 20,000 | 16.2717 GBP | ||||
| A ADSs | Sale | 20,766 | 50.5002 USD | ||||
| EUR 0.07 A Ordinary | Sale | 22,802 | 16.2930 GBP | ||||
| A ADSs | Sale | 24,920 | 50.5257 USD | ||||
| EUR 0.07 A Ordinary | Sale | 25,896 | 16.2635 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 26,305 | 16.2958 GBP | ||||
| A ADSs | Sale | 29,806 | 50.4514 USD | ||||
| EUR 0.07 B Ordinary | Sale | 29,964 | 16.3259 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 30,809 | 16.3078 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 34,371 | 16.2734 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 35,519 | 16.3234 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 36,229 | 16.3248 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 45,670 | 16.3349 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 46,754 | 16.3331 GBP | ||||
| B ADSs | Sale | 50,988 | 50.4491 USD | ||||
| EUR 0.07 A Ordinary | Sale | 60,289 | 22.6685 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 75,700 | 16.3040 GBP | ||||
| B ADSs | Sale | 79,162 | 50.3815 USD | ||||
| B ADSs | Sale | 79,162 | 50.3816 USD | ||||
| EUR 0.07 B Ordinary | Sale | 80,163 | 16.2997 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 81,996 | 16.3200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 81,996 | 16.3200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 107,986 | 16.3180 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 121,981 | 22.7029 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 122,000 | 16.3307 GBP | ||||
| A ADSs | Sale | 210,338 | 50.5350 USD | ||||
| EUR 0.07 A Ordinary | Sale | 275,913 | 16.2934 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 377,110 | 16.3401 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,239,642 | 22.3250 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 433 | 22.7382 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,401 | 22.6482 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,693 | 16.2942 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,826 | 16.2722 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,433 | 16.3900 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 6,636 | 16.3002 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,749 | 22.5464 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 8,260 | 16.3488 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 11,505 | 16.3492 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 12,700 | 16.3200 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 14,080 | 22.5488 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 27,503 | 22.5984 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 29,964 | 16.3259 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 34,673 | 22.7390 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 35,653 | 16.3381 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 39,222 | 16.3343 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 34,866 | 16.2538 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 41,373 | 16.2909 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 85,042 | 16.2847 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 122,000 | 16.3307 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 400 | 16.3825 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 700 | 16.3621 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 756 | 16.3323 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 901 | 16.3368 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,357 | 16.2917 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,382 | 16.2876 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,605 | 22.5525 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,900 | 16.3102 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,486 | 16.2825 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,247 | 16.1858 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,336 | 22.5030 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 7,808 | 16.3740 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 7,836 | 16.3214 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 8,101 | 16.3651 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 8,911 | 16.3734 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 11,600 | 16.3200 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 16,632 | 22.6729 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 19,833 | 22.6323 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 27,527 | 22.6260 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 30,347 | 16.2835 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 39,212 | 16.3493 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 22,448 | 16.1985 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 49,142 | 16.2894 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 50,975 | 16.3756 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 69,189 | 22.7505 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 151,836 | 22.6248 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 9 Sept 2015 |
| Contact name: | RAJESH MUTHANNA |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | BARCLAYS PLC |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | ROYAL DUTCH SHELL |
| 2. | OPTIONS AND DERIVATIVES | ||||||||||||
| Class of relevant security | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| description | purchasing, | of | price | date | |||||||||
| selling, | securities | per unit | |||||||||||
| varying etc | to which | ||||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.5573 | European | 17 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | 18 Sep 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150909006077/en/
Copyright Business Wire 2015
Related Shares:
BarclaysRDSA.L