7th Jul 2015 14:51
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 6 July 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 28,798,256 | 0.74% | 21,737,941 | 0.55% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,585,899 | 0.19% | 12,124,864 | 0.31% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,654,157 | 0.07% | 2,529,157 | 0.06% | |||||||
| (4) | |||||||||||
| TOTAL: | 39,038,312 | 1.00% | 36,391,962 | 0.93% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,964,697 | 0.94% | 14,079,106 | 0.58% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,238,820 | 0.38% | 7,881,346 | 0.32% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 32,378,517 | 1.33% | 22,160,088 | 0.91% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 2 | 25.4750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 8 | 17.9137 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 12 | 25.5391 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 15 | 18.0250 GBP | ||||
| A ADSs | Purchase | 25 | 56.0300 USD | ||||
| A ADSs | Purchase | 25 | 56.2650 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 38 | 17.9952 GBP | ||||
| B ADSs | Purchase | 99 | 56.6100 USD | ||||
| A ADSs | Purchase | 100 | 55.9400 USD | ||||
| A ADSs | Purchase | 100 | 56.0500 USD | ||||
| B ADSs | Purchase | 100 | 56.3400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 109 | 25.3600 EUR | ||||
| B ADSs | Purchase | 110 | 56.2800 USD | ||||
| A ADSs | Purchase | 111 | 56.0340 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 154 | 18.0300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 188 | 17.9650 GBP | ||||
| B ADSs | Purchase | 200 | 56.2895 USD | ||||
| B ADSs | Purchase | 200 | 56.4350 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 202 | 18.0700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 211 | 17.9131 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 242 | 18.0775 GBP | ||||
| A ADSs | Purchase | 292 | 56.2110 USD | ||||
| A ADSs | Purchase | 300 | 55.9100 USD | ||||
| B ADSs | Purchase | 300 | 56.2600 USD | ||||
| A ADSs | Purchase | 313 | 55.9136 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 317 | 17.9132 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 370 | 18.0728 GBP | ||||
| B ADSs | Purchase | 375 | 56.2940 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 399 | 17.9250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 407 | 25.3650 EUR | ||||
| A ADSs | Purchase | 418 | 56.0743 USD | ||||
| A ADSs | Purchase | 426 | 55.9200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 491 | 17.9125 GBP | ||||
| A ADSs | Purchase | 500 | 55.9180 USD | ||||
| A ADSs | Purchase | 500 | 55.9640 USD | ||||
| A ADSs | Purchase | 520 | 56.0573 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 565 | 18.1100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 586 | 18.0825 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 586 | 18.0925 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 586 | 18.1075 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 586 | 18.1125 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 586 | 18.1175 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 586 | 18.1220 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 587 | 25.2850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 589 | 25.2856 EUR | ||||
| A ADSs | Purchase | 601 | 56.0918 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 626 | 18.0650 GBP | ||||
| A ADSs | Purchase | 700 | 55.9285 USD | ||||
| B ADSs | Purchase | 701 | 56.4915 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 735 | 25.2500 EUR | ||||
| A ADSs | Purchase | 736 | 56.0898 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 741 | 18.0950 GBP | ||||
| A ADSs | Purchase | 798 | 56.1913 USD | ||||
| A ADSs | Purchase | 799 | 56.0238 USD | ||||
| B ADSs | Purchase | 800 | 56.3511 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 813 | 18.0750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 827 | 17.9072 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 887 | 18.1000 GBP | ||||
| A ADSs | Purchase | 900 | 55.9411 USD | ||||
| A ADSs | Purchase | 900 | 56.0555 USD | ||||
| B ADSs | Purchase | 903 | 56.2406 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 935 | 18.0290 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 956 | 17.9850 GBP | ||||
| A ADSs | Purchase | 1,000 | 56.0210 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,126 | 17.9150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,129 | 18.0600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,163 | 18.1025 GBP | ||||
| A ADSs | Purchase | 1,260 | 55.8216 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,269 | 17.9214 GBP | ||||
| B ADSs | Purchase | 1,300 | 56.4030 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,348 | 25.3188 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,355 | 17.9000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,570 | 25.3900 EUR | ||||
| B ADSs | Purchase | 1,600 | 56.3418 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,605 | 25.3500 EUR | ||||
| A ADSs | Purchase | 1,688 | 56.0189 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,772 | 17.9950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,882 | 25.4902 EUR | ||||
| A ADSs | Purchase | 2,015 | 56.0749 USD | ||||
| B ADSs | Purchase | 2,100 | 56.3885 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,479 | 25.2211 EUR | ||||
| A ADSs | Purchase | 2,736 | 56.0779 USD | ||||
| A ADSs | Purchase | 2,974 | 55.9924 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,352 | 17.9226 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,394 | 17.8959 GBP | ||||
| A ADSs | Purchase | 3,400 | 56.0970 USD | ||||
| B ADSs | Purchase | 3,758 | 56.4500 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,846 | 18.0286 GBP | ||||
| A ADSs | Purchase | 4,373 | 55.9923 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,708 | 18.0544 GBP | ||||
| A ADSs | Purchase | 4,846 | 56.0900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,088 | 25.3727 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 5,119 | 18.0263 GBP | ||||
| A ADSs | Purchase | 5,384 | 56.0869 USD | ||||
| A ADSs | Purchase | 6,020 | 55.9979 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,280 | 18.0050 GBP | ||||
| B ADSs | Purchase | 6,355 | 56.2597 USD | ||||
| A ADSs | Purchase | 7,000 | 56.0818 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,338 | 17.8800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,247 | 18.0583 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,550 | 25.3713 EUR | ||||
| B ADSs | Purchase | 9,230 | 56.2906 USD | ||||
| B ADSs | Purchase | 9,302 | 56.4366 USD | ||||
| A ADSs | Purchase | 10,234 | 55.9290 USD | ||||
| A ADSs | Purchase | 11,600 | 55.9612 USD | ||||
| A ADSs | Purchase | 12,413 | 55.9761 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 12,730 | 18.0602 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 12,960 | 25.3546 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 13,775 | 17.9138 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 14,880 | 17.8953 GBP | ||||
| A ADSs | Purchase | 15,156 | 56.0378 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 15,783 | 25.3897 EUR | ||||
| A ADSs | Purchase | 16,400 | 56.0453 USD | ||||
| A ADSs | Purchase | 16,600 | 56.0108 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 16,628 | 18.0915 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 28,202 | 17.9091 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 30,684 | 17.9194 GBP | ||||
| A ADSs | Purchase | 35,800 | 56.0827 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 39,698 | 25.3716 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 40,713 | 18.0655 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 47,419 | 25.3350 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 50,405 | 18.0536 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 52,679 | 18.0484 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 61,585 | 18.0533 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 216,503 | 18.0531 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 244,337 | 17.9314 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 267,460 | 18.1200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1 | 25.4900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2 | 18.0000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2 | 25.4750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 8 | 25.4700 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 15 | 18.0250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 24 | 25.3950 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 33 | 18.0716 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 50 | 25.3250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 54 | 18.0853 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 61 | 18.0286 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 64 | 18.0436 GBP | ||||
| B ADSs | Sale | 75 | 56.2800 USD | ||||
| B ADSs | Sale | 85 | 56.5200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 98 | 18.0636 GBP | ||||
| A ADSs | Sale | 100 | 56.2100 USD | ||||
| A ADSs | Sale | 100 | 56.2300 USD | ||||
| B ADSs | Sale | 100 | 56.3300 USD | ||||
| B ADSs | Sale | 100 | 56.4000 USD | ||||
| B ADSs | Sale | 100 | 56.5100 USD | ||||
| A ADSs | Sale | 114 | 56.0300 USD | ||||
| A ADSs | Sale | 187 | 55.8200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 188 | 17.9650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 190 | 18.0686 GBP | ||||
| A ADSs | Sale | 200 | 56.0050 USD | ||||
| B ADSs | Sale | 200 | 56.2550 USD | ||||
| B ADSs | Sale | 200 | 56.2945 USD | ||||
| B ADSs | Sale | 203 | 56.3416 USD | ||||
| EUR 0.07 B Ordinary | Sale | 217 | 18.1150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 221 | 18.0550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 240 | 18.0700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 242 | 18.0775 GBP | ||||
| A ADSs | Sale | 251 | 55.9309 USD | ||||
| EUR 0.07 B Ordinary | Sale | 280 | 18.0500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 300 | 17.9950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 300 | 18.0884 GBP | ||||
| A ADSs | Sale | 300 | 55.8233 USD | ||||
| B ADSs | Sale | 300 | 56.3900 USD | ||||
| A ADSs | Sale | 311 | 55.9607 USD | ||||
| A ADSs | Sale | 400 | 55.8450 USD | ||||
| EUR 0.07 A Ordinary | Sale | 430 | 25.3525 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 440 | 18.0807 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 447 | 18.0536 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 478 | 17.9850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 491 | 17.9125 GBP | ||||
| A ADSs | Sale | 500 | 55.8330 USD | ||||
| EUR 0.07 A Ordinary | Sale | 514 | 25.3075 EUR | ||||
| B ADSs | Sale | 531 | 56.3733 USD | ||||
| EUR 0.07 B Ordinary | Sale | 565 | 18.1100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 586 | 18.0825 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 586 | 18.0925 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 586 | 18.1075 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 586 | 18.1125 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 586 | 18.1175 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 586 | 18.1220 GBP | ||||
| B ADSs | Sale | 600 | 56.4433 USD | ||||
| EUR 0.07 B Ordinary | Sale | 626 | 18.0650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 679 | 17.9270 GBP | ||||
| A ADSs | Sale | 700 | 56.1142 USD | ||||
| B ADSs | Sale | 700 | 56.3671 USD | ||||
| B ADSs | Sale | 708 | 56.6000 USD | ||||
| EUR 0.07 B Ordinary | Sale | 741 | 18.0950 GBP | ||||
| A ADSs | Sale | 805 | 56.0015 USD | ||||
| EUR 0.07 A Ordinary | Sale | 808 | 25.2129 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 813 | 18.0750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 814 | 25.3650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 887 | 18.1000 GBP | ||||
| A ADSs | Sale | 900 | 56.0522 USD | ||||
| EUR 0.07 A Ordinary | Sale | 905 | 17.9416 GBP | ||||
| A ADSs | Sale | 1,000 | 55.8480 USD | ||||
| A ADSs | Sale | 1,000 | 56.1290 USD | ||||
| B ADSs | Sale | 1,000 | 56.2399 USD | ||||
| B ADSs | Sale | 1,000 | 56.4070 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,014 | 17.9479 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,035 | 25.4368 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,054 | 17.9565 GBP | ||||
| A ADSs | Sale | 1,073 | 55.8218 USD | ||||
| A ADSs | Sale | 1,079 | 55.9577 USD | ||||
| A ADSs | Sale | 1,100 | 56.0456 USD | ||||
| B ADSs | Sale | 1,100 | 56.4300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,126 | 17.9150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,129 | 18.0600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,163 | 18.1025 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,174 | 25.2850 EUR | ||||
| A ADSs | Sale | 1,204 | 55.9737 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,470 | 17.9428 GBP | ||||
| A ADSs | Sale | 1,500 | 55.9746 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,618 | 18.1200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,671 | 25.2250 EUR | ||||
| A ADSs | Sale | 1,700 | 56.0382 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,772 | 17.9250 GBP | ||||
| A ADSs | Sale | 1,854 | 56.0325 USD | ||||
| B ADSs | Sale | 1,900 | 56.4152 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,000 | 25.4600 EUR | ||||
| A ADSs | Sale | 2,100 | 56.0409 USD | ||||
| A ADSs | Sale | 2,200 | 55.9536 USD | ||||
| A ADSs | Sale | 2,200 | 56.0200 USD | ||||
| A ADSs | Sale | 2,200 | 56.1104 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,305 | 25.3453 EUR | ||||
| B ADSs | Sale | 2,400 | 56.3966 USD | ||||
| A ADSs | Sale | 2,425 | 55.9207 USD | ||||
| A ADSs | Sale | 2,600 | 55.9159 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,658 | 17.9543 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,748 | 25.3497 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,819 | 18.0227 GBP | ||||
| A ADSs | Sale | 2,935 | 55.9924 USD | ||||
| B ADSs | Sale | 3,020 | 56.4588 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,465 | 18.0823 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,811 | 18.0050 GBP | ||||
| A ADSs | Sale | 4,437 | 55.9923 USD | ||||
| B ADSs | Sale | 4,651 | 56.4366 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,809 | 25.3735 EUR | ||||
| A ADSs | Sale | 5,500 | 56.0395 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,699 | 18.0510 GBP | ||||
| A ADSs | Sale | 6,946 | 56.1069 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,989 | 17.9009 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,052 | 18.1022 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,116 | 18.1153 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,913 | 17.8800 GBP | ||||
| A ADSs | Sale | 9,000 | 55.9742 USD | ||||
| A ADSs | Sale | 9,034 | 55.9415 USD | ||||
| EUR 0.07 B Ordinary | Sale | 10,000 | 18.1339 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,323 | 18.0076 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,792 | 25.3556 EUR | ||||
| A ADSs | Sale | 11,800 | 55.9925 USD | ||||
| A ADSs | Sale | 12,040 | 55.9979 USD | ||||
| EUR 0.07 A Ordinary | Sale | 12,915 | 17.9031 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 13,997 | 18.1145 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 15,859 | 25.3397 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 16,222 | 18.0570 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 16,268 | 18.0474 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 17,164 | 18.1093 GBP | ||||
| A ADSs | Sale | 17,900 | 56.0827 USD | ||||
| EUR 0.07 A Ordinary | Sale | 18,096 | 25.3892 EUR | ||||
| B ADSs | Sale | 18,460 | 56.2906 USD | ||||
| A ADSs | Sale | 20,178 | 56.0812 USD | ||||
| EUR 0.07 B Ordinary | Sale | 23,903 | 18.0243 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 32,819 | 18.0242 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 35,156 | 18.0253 GBP | ||||
| A ADSs | Sale | 40,090 | 56.0589 USD | ||||
| EUR 0.07 A Ordinary | Sale | 42,823 | 25.3350 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 69,064 | 18.0615 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 80,691 | 17.9062 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 89,200 | 18.0116 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 157,651 | 25.3642 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 213,719 | 18.1091 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 1 | 25.4900 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 157 | 17.9189 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 200 | 18.0248 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 400 | 17.9862 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 514 | 25.3075 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,054 | 17.9565 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,059 | 25.4326 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,097 | 17.9170 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,313 | 17.9457 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,666 | 25.3544 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,700 | 17.9517 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,819 | 18.0227 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,058 | 17.9546 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,057 | 25.3508 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 5,411 | 18.0400 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,058 | 17.9285 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,949 | 25.3811 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,989 | 17.9009 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 8,636 | 18.0874 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 10,322 | 18.0533 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 11,635 | 18.0567 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 12,419 | 25.3375 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 18,713 | 18.0438 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 52,317 | 25.3186 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 71,566 | 17.8999 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 110,715 | 25.3801 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 12 | 25.5391 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 279 | 25.3632 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 300 | 17.9221 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 399 | 17.9250 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,605 | 25.3500 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,882 | 25.4903 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,000 | 17.9171 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 3,000 | 18.0269 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,352 | 17.9226 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,394 | 17.8959 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,000 | 17.9016 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 5,119 | 18.0263 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 5,514 | 18.0652 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,779 | 25.2959 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,024 | 17.9603 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 6,962 | 25.3780 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 7,589 | 18.0074 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 9,153 | 25.3950 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,557 | 18.0870 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 10,083 | 17.9456 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 10,295 | 18.0815 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 18,700 | 17.9129 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 10,267 | 18.1130 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 22,042 | 17.9061 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 25,389 | 25.3756 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 42,464 | 17.9089 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 58,559 | 18.0886 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 115,263 | 17.9333 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 98,313 | 18.0876 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 100,650 | 17.9363 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 7 Jul 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -345,295 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -200,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 345,295 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 328,765 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -328,765 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 36,750 | 18.7409 | European | 20 Jul 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150707005965/en/
Copyright Business Wire 2015
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