24th Jul 2015 14:25
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 23 July 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 27,175,274 | 0.69% | 27,379,910 | 0.70% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,064,128 | 0.21% | 10,224,681 | 0.26% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,930,316 | 0.07% | 3,055,316 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 38,169,718 | 0.97% | 40,659,907 | 1.04% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,137,032 | 0.91% | 13,854,003 | 0.57% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,485,070 | 0.39% | 7,935,937 | 0.33% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 31,797,102 | 1.30% | 21,989,576 | 0.90% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 3 | 25.5666 EUR | ||||
| A ADSs | Purchase | 6 | 55.5300 USD | ||||
| B ADSs | Purchase | 50 | 56.0300 USD | ||||
| B ADSs | Purchase | 75 | 56.1800 USD | ||||
| B ADSs | Purchase | 80 | 56.0325 USD | ||||
| A ADSs | Purchase | 100 | 55.5290 USD | ||||
| B ADSs | Purchase | 100 | 56.1300 USD | ||||
| A ADSs | Purchase | 102 | 55.4496 USD | ||||
| A ADSs | Purchase | 102 | 55.6914 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 109 | 17.9971 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 129 | 17.8800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 143 | 25.4374 EUR | ||||
| A ADSs | Purchase | 143 | 55.6200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 152 | 18.0100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 152 | 18.0800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 172 | 17.8900 GBP | ||||
| A ADSs | Purchase | 194 | 55.7900 USD | ||||
| B ADSs | Purchase | 197 | 55.8072 USD | ||||
| B ADSs | Purchase | 200 | 55.9800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 211 | 17.9600 GBP | ||||
| A ADSs | Purchase | 224 | 55.6500 USD | ||||
| A ADSs | Purchase | 229 | 55.6400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 252 | 25.4533 EUR | ||||
| B ADSs | Purchase | 258 | 55.9700 USD | ||||
| A ADSs | Purchase | 280 | 55.7228 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 281 | 17.9500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 300 | 17.9700 GBP | ||||
| A ADSs | Purchase | 300 | 55.6000 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 305 | 18.0026 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 306 | 17.8250 GBP | ||||
| B ADSs | Purchase | 400 | 56.2222 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 422 | 17.8200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 444 | 17.9750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 497 | 17.8688 GBP | ||||
| B ADSs | Purchase | 516 | 56.1656 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 536 | 25.4050 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 562 | 17.9375 GBP | ||||
| A ADSs | Purchase | 591 | 55.7439 USD | ||||
| A ADSs | Purchase | 600 | 55.8933 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 625 | 18.0000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 650 | 18.0302 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 692 | 18.0200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 750 | 18.0130 GBP | ||||
| B ADSs | Purchase | 780 | 55.9641 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 787 | 25.4025 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 787 | 25.4100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 829 | 17.8648 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 858 | 25.4700 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 890 | 18.0071 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 906 | 17.8356 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 957 | 25.4400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,029 | 17.8407 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,065 | 18.0300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,072 | 17.9516 GBP | ||||
| A ADSs | Purchase | 1,100 | 55.7800 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,134 | 17.9000 GBP | ||||
| A ADSs | Purchase | 1,216 | 55.7691 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,301 | 17.9531 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,345 | 17.8569 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,455 | 17.9666 GBP | ||||
| A ADSs | Purchase | 1,500 | 55.7378 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,504 | 18.0500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,509 | 25.5119 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,512 | 17.9658 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,574 | 25.4125 EUR | ||||
| A ADSs | Purchase | 1,600 | 55.6121 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,658 | 17.9650 GBP | ||||
| A ADSs | Purchase | 1,900 | 55.4584 USD | ||||
| B ADSs | Purchase | 1,900 | 56.1828 USD | ||||
| B ADSs | Purchase | 1,994 | 56.1652 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,110 | 25.4520 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,182 | 25.4655 EUR | ||||
| A ADSs | Purchase | 2,190 | 55.6611 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,258 | 25.3900 EUR | ||||
| A ADSs | Purchase | 2,274 | 55.8200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,312 | 17.9592 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,319 | 17.8704 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,487 | 25.5137 EUR | ||||
| A ADSs | Purchase | 2,500 | 55.7407 USD | ||||
| B ADSs | Purchase | 2,700 | 55.9900 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,930 | 17.9945 GBP | ||||
| B ADSs | Purchase | 2,990 | 56.1734 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,148 | 17.8286 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,236 | 17.8433 GBP | ||||
| B ADSs | Purchase | 3,478 | 55.9600 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,770 | 17.9643 GBP | ||||
| B ADSs | Purchase | 3,800 | 56.0073 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,867 | 25.3933 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 4,901 | 18.0093 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,345 | 17.8528 GBP | ||||
| B ADSs | Purchase | 5,412 | 56.1816 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,500 | 17.9961 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,553 | 25.4290 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 5,981 | 17.9962 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,349 | 18.0068 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,937 | 25.4745 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 7,758 | 17.9893 GBP | ||||
| B ADSs | Purchase | 9,000 | 55.9891 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 9,167 | 17.9775 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,284 | 25.4150 EUR | ||||
| A ADSs | Purchase | 10,223 | 55.4604 USD | ||||
| A ADSs | Purchase | 10,431 | 55.7142 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 10,627 | 17.9955 GBP | ||||
| A ADSs | Purchase | 10,910 | 55.5875 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 10,923 | 18.0016 GBP | ||||
| B ADSs | Purchase | 11,088 | 56.2046 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 11,624 | 17.9943 GBP | ||||
| A ADSs | Purchase | 11,942 | 55.7282 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 12,717 | 17.8484 GBP | ||||
| B ADSs | Purchase | 13,416 | 55.9799 USD | ||||
| A ADSs | Purchase | 14,400 | 55.6743 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 15,124 | 17.8500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,971 | 17.9789 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 16,440 | 25.4544 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 21,606 | 17.8437 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 22,431 | 17.8397 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 24,144 | 25.7216 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 25,295 | 25.4492 EUR | ||||
| A ADSs | Purchase | 26,600 | 55.7162 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 30,805 | 17.8485 GBP | ||||
| A ADSs | Purchase | 30,903 | 55.5133 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 33,508 | 17.9800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 39,023 | 18.0027 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 43,496 | 18.0685 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 44,222 | 25.3902 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 49,505 | 17.8400 GBP | ||||
| A ADSs | Purchase | 50,616 | 55.7208 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 53,003 | 17.9724 GBP | ||||
| A ADSs | Purchase | 59,706 | 55.5312 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 61,842 | 25.3400 EUR | ||||
| B ADSs | Purchase | 68,688 | 56.0363 USD | ||||
| A ADSs | Purchase | 82,648 | 55.6902 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 90,110 | 17.8537 GBP | ||||
| A ADSs | Purchase | 186,642 | 55.7861 USD | ||||
| B ADSs | Sale | 50 | 56.0300 USD | ||||
| B ADSs | Sale | 75 | 56.1800 USD | ||||
| B ADSs | Sale | 80 | 56.0325 USD | ||||
| A ADSs | Sale | 100 | 55.4600 USD | ||||
| A ADSs | Sale | 100 | 55.4800 USD | ||||
| A ADSs | Sale | 100 | 55.5500 USD | ||||
| A ADSs | Sale | 100 | 55.7600 USD | ||||
| A ADSs | Sale | 102 | 55.6914 USD | ||||
| A ADSs | Sale | 102 | 55.6915 USD | ||||
| A ADSs | Sale | 106 | 55.5290 USD | ||||
| EUR 0.07 A Ordinary | Sale | 129 | 17.8800 GBP | ||||
| A ADSs | Sale | 143 | 55.6200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 152 | 18.0100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 152 | 18.0800 GBP | ||||
| A ADSs | Sale | 157 | 55.7809 USD | ||||
| EUR 0.07 A Ordinary | Sale | 172 | 17.8900 GBP | ||||
| A ADSs | Sale | 200 | 55.5250 USD | ||||
| B ADSs | Sale | 200 | 55.9800 USD | ||||
| B ADSs | Sale | 200 | 56.0550 USD | ||||
| EUR 0.07 B Ordinary | Sale | 207 | 18.0350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 211 | 17.9600 GBP | ||||
| A ADSs | Sale | 224 | 55.6500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 281 | 17.9500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 300 | 17.9700 GBP | ||||
| A ADSs | Sale | 300 | 55.6000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 344 | 25.4580 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 406 | 18.0080 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 444 | 17.9750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 486 | 17.9794 GBP | ||||
| A ADSs | Sale | 496 | 55.5877 USD | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 25.3750 EUR | ||||
| B ADSs | Sale | 508 | 56.0783 USD | ||||
| EUR 0.07 A Ordinary | Sale | 550 | 25.4400 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 562 | 17.9375 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 593 | 18.0200 GBP | ||||
| B ADSs | Sale | 600 | 55.9850 USD | ||||
| EUR 0.07 A Ordinary | Sale | 612 | 17.8250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 625 | 18.0000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 650 | 17.8573 GBP | ||||
| A ADSs | Sale | 655 | 55.7489 USD | ||||
| EUR 0.07 B Ordinary | Sale | 714 | 17.9529 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 720 | 25.4650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 728 | 25.6175 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 744 | 17.7889 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 785 | 25.4049 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 787 | 25.4025 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 787 | 25.4100 EUR | ||||
| A ADSs | Sale | 800 | 55.7950 USD | ||||
| EUR 0.07 A Ordinary | Sale | 805 | 25.4300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 844 | 17.8200 GBP | ||||
| B ADSs | Sale | 1,000 | 56.0544 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,065 | 18.0300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,072 | 25.4050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,134 | 17.9000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,170 | 25.3900 EUR | ||||
| B ADSs | Sale | 1,200 | 56.0500 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,378 | 25.4802 EUR | ||||
| B ADSs | Sale | 1,400 | 56.0621 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,504 | 18.0500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,574 | 25.4125 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,652 | 17.8652 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,658 | 17.9650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,706 | 17.8679 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,740 | 17.9773 GBP | ||||
| A ADSs | Sale | 1,800 | 55.5676 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,820 | 25.4844 EUR | ||||
| A ADSs | Sale | 1,953 | 55.7860 USD | ||||
| B ADSs | Sale | 2,200 | 55.9904 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,213 | 25.4742 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,220 | 25.4739 EUR | ||||
| A ADSs | Sale | 2,224 | 55.6061 USD | ||||
| A ADSs | Sale | 2,274 | 55.8200 USD | ||||
| A ADSs | Sale | 2,284 | 55.7402 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,379 | 25.4700 EUR | ||||
| A ADSs | Sale | 2,500 | 55.5376 USD | ||||
| A ADSs | Sale | 2,500 | 55.7618 USD | ||||
| B ADSs | Sale | 2,500 | 56.0343 USD | ||||
| A ADSs | Sale | 2,650 | 55.6092 USD | ||||
| B ADSs | Sale | 2,800 | 55.9905 USD | ||||
| A ADSs | Sale | 2,865 | 55.6525 USD | ||||
| A ADSs | Sale | 2,900 | 55.7434 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,957 | 25.5337 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,078 | 25.3550 EUR | ||||
| A ADSs | Sale | 3,250 | 55.7770 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,302 | 18.1089 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,444 | 18.0020 GBP | ||||
| A ADSs | Sale | 3,500 | 55.7755 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,699 | 17.9941 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,258 | 25.4043 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 4,414 | 17.9935 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,642 | 25.4150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,658 | 25.4341 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 4,745 | 18.0011 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,071 | 25.4196 EUR | ||||
| A ADSs | Sale | 5,400 | 55.7351 USD | ||||
| A ADSs | Sale | 5,543 | 55.7977 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,987 | 17.9890 GBP | ||||
| A ADSs | Sale | 6,200 | 55.7928 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,332 | 25.4093 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,773 | 25.4101 EUR | ||||
| A ADSs | Sale | 6,800 | 55.6655 USD | ||||
| A ADSs | Sale | 7,000 | 55.7578 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,104 | 17.8552 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,432 | 17.8462 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,748 | 17.9864 GBP | ||||
| A ADSs | Sale | 8,400 | 55.6939 USD | ||||
| A ADSs | Sale | 8,460 | 55.8049 USD | ||||
| B ADSs | Sale | 9,066 | 56.0928 USD | ||||
| A ADSs | Sale | 9,400 | 55.8046 USD | ||||
| A ADSs | Sale | 9,604 | 55.7317 USD | ||||
| A ADSs | Sale | 10,100 | 55.6966 USD | ||||
| A ADSs | Sale | 11,500 | 55.6972 USD | ||||
| A ADSs | Sale | 13,096 | 55.6823 USD | ||||
| EUR 0.07 A Ordinary | Sale | 13,838 | 17.8727 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 13,897 | 25.4329 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 14,905 | 25.4727 EUR | ||||
| A ADSs | Sale | 15,100 | 55.7307 USD | ||||
| A ADSs | Sale | 15,304 | 55.7692 USD | ||||
| EUR 0.07 B Ordinary | Sale | 18,159 | 18.0052 GBP | ||||
| B ADSs | Sale | 19,470 | 56.0063 USD | ||||
| EUR 0.07 B Ordinary | Sale | 21,747 | 17.9879 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 22,319 | 17.9793 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 22,321 | 17.8682 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 23,256 | 25.4481 EUR | ||||
| A ADSs | Sale | 24,025 | 55.7292 USD | ||||
| B ADSs | Sale | 24,400 | 56.1899 USD | ||||
| A ADSs | Sale | 24,804 | 55.7103 USD | ||||
| B ADSs | Sale | 26,832 | 55.9799 USD | ||||
| EUR 0.07 B Ordinary | Sale | 28,851 | 17.9903 GBP | ||||
| B ADSs | Sale | 34,344 | 56.0363 USD | ||||
| EUR 0.07 A Ordinary | Sale | 36,451 | 25.4537 EUR | ||||
| A ADSs | Sale | 41,324 | 55.6902 USD | ||||
| A ADSs | Sale | 42,965 | 55.7951 USD | ||||
| EUR 0.07 A Ordinary | Sale | 47,633 | 25.3400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 48,455 | 17.8400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 50,000 | 18.0156 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 57,395 | 25.4468 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 58,625 | 17.8637 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 79,807 | 17.9800 GBP | ||||
| A ADSs | Sale | 93,321 | 55.7861 USD | ||||
| A ADSs | Sale | 119,412 | 55.5312 USD | ||||
| EUR 0.07 B Ordinary | Sale | 150,270 | 17.9892 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 370,384 | 17.8509 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | SWAP | Long | 344 | 25.4547 EUR | |||||
| CFD | Long | 785 | 25.4050 EUR | ||||||
| EUR 0.07 A Ordinary | CFD | Long | 744 | 17.7890 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,740 | 17.9773 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,465 | 18.0336 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 3,306 | 18.0013 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,426 | 17.9843 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 3,699 | 17.9941 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,982 | 25.4563 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,238 | 17.8792 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,987 | 17.9890 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,216 | 25.3662 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,432 | 17.8462 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,660 | 17.8617 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 9,516 | 18.0062 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 16,000 | 17.8932 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 18,832 | 25.4430 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 24,116 | 18.0063 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 24,470 | 17.8833 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 34,186 | 17.9761 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 34,187 | 17.9859 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 52,043 | 25.4685 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 58,241 | 17.9636 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 98,300 | 17.9800 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 117,258 | 17.8264 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 89,115 | 17.9929 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 172,438 | 17.8603 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 3 | 25.5666 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 38 | 25.3900 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 158 | 17.8579 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 300 | 25.4602 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 717 | 17.8520 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,187 | 17.8560 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,299 | 17.8581 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,545 | 25.4028 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,855 | 25.7908 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,202 | 18.0079 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,787 | 17.8128 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,972 | 25.4098 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,046 | 17.8510 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 4,054 | 25.4582 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,867 | 25.3933 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 5,494 | 18.0021 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 6,446 | 25.4200 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,332 | 17.9774 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 15,012 | 17.8423 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 16,274 | 17.8499 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 16,865 | 25.8145 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 18,811 | 18.1605 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 36,088 | 17.8465 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 49,300 | 17.9800 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 24 Jul 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150724005386/en/
Copyright Business Wire 2015
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