1st Oct 2015 15:17
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 30 Sep 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 25,541,272 | 0.65% | 24,104,047 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,443,298 | 0.19% | 11,138,196 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,534,770 | 0.88% | 36,842,443 | 0.93% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 20,960,683 | 0.86% | 13,907,466 | 0.57% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,659,243 | 0.23% | 6,252,334 | 0.26% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 26,794,926 | 1.10% | 20,459,436 | 0.84% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 2 | 15.5975 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2 | 15.5925 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 14 | 15.6300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 30 | 15.5750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 36 | 15.5825 GBP | ||||
| A ADSs | Purchase | 46 | 47.1230 USD | ||||
| A ADSs | Purchase | 46 | 46.9600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 54 | 15.4800 GBP | ||||
| A ADSs | Purchase | 83 | 47.1400 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 100 | 15.5350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 111 | 15.5900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 122 | 15.5875 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 150 | 21.0300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 179 | 15.5850 GBP | ||||
| A ADSs | Purchase | 200 | 47.1050 USD | ||||
| A ADSs | Purchase | 200 | 47.1600 USD | ||||
| B ADSs | Purchase | 200 | 47.2700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 202 | 15.4100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 202 | 21.0250 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 206 | 15.5117 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 217 | 15.4725 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 243 | 15.4400 GBP | ||||
| A ADSs | Purchase | 290 | 47.2668 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 300 | 15.4170 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 303 | 15.4675 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 317 | 21.1250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 343 | 15.4425 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 359 | 15.5400 GBP | ||||
| A ADSs | Purchase | 400 | 47.2137 USD | ||||
| A ADSs | Purchase | 409 | 47.1277 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 438 | 21.1300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 448 | 15.4205 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 483 | 21.2100 EUR | ||||
| A ADSs | Purchase | 500 | 47.1290 USD | ||||
| B ADSs | Purchase | 500 | 47.2590 USD | ||||
| A ADSs | Purchase | 500 | 47.4600 USD | ||||
| B ADSs | Purchase | 539 | 47.4800 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 539 | 15.4905 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 548 | 15.5450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 565 | 21.0350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 568 | 15.4250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 595 | 15.5600 GBP | ||||
| A ADSs | Purchase | 600 | 47.2500 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 600 | 21.0800 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 600 | 15.6150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 634 | 21.0905 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 634 | 15.5075 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 636 | 20.9900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 637 | 21.1475 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 648 | 15.5425 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 654 | 21.1375 EUR | ||||
| A ADSs | Purchase | 654 | 47.4370 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 700 | 21.0700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 726 | 21.1650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 731 | 15.4175 GBP | ||||
| A ADSs | Purchase | 800 | 47.1562 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 826 | 15.5700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 835 | 21.1275 EUR | ||||
| B ADSs | Purchase | 900 | 47.2444 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 909 | 15.5375 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 910 | 21.0500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 914 | 15.4125 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 951 | 15.4825 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 981 | 21.1294 EUR | ||||
| B ADSs | Purchase | 1,000 | 47.2592 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,088 | 21.0613 EUR | ||||
| A ADSs | Purchase | 1,100 | 47.2690 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,101 | 21.1451 EUR | ||||
| A ADSs | Purchase | 1,148 | 47.4443 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,188 | 21.1400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,192 | 15.4450 GBP | ||||
| A ADSs | Purchase | 1,200 | 47.4537 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,208 | 15.5650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,215 | 21.2000 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,235 | 15.5382 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,268 | 15.4600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,270 | 21.0575 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,623 | 15.6450 GBP | ||||
| B ADSs | Purchase | 1,650 | 47.1690 USD | ||||
| A ADSs | Purchase | 1,752 | 47.4380 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,814 | 15.4500 GBP | ||||
| A ADSs | Purchase | 1,887 | 47.2252 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,894 | 15.4288 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,916 | 15.5649 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,944 | 15.4700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,088 | 15.4150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,113 | 15.5420 GBP | ||||
| A ADSs | Purchase | 2,146 | 47.4581 USD | ||||
| A ADSs | Purchase | 2,200 | 47.4509 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,248 | 15.5437 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,576 | 21.0400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,627 | 15.4275 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,652 | 15.4264 GBP | ||||
| B ADSs | Purchase | 2,750 | 47.2623 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,818 | 15.4335 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,081 | 21.1500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,105 | 21.1450 EUR | ||||
| B ADSs | Purchase | 3,243 | 47.2030 USD | ||||
| B ADSs | Purchase | 3,300 | 47.1950 USD | ||||
| A ADSs | Purchase | 3,330 | 47.2860 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,593 | 15.4550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,686 | 15.5500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,686 | 15.5500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,737 | 15.4360 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,747 | 15.4650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,752 | 15.4200 GBP | ||||
| A ADSs | Purchase | 4,100 | 47.1229 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,133 | 21.1850 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 4,330 | 15.5793 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,626 | 21.1544 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 4,657 | 15.5800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,785 | 21.1351 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,887 | 21.1550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,990 | 15.4938 GBP | ||||
| A ADSs | Purchase | 5,400 | 47.4226 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,741 | 21.1350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 6,626 | 15.4358 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,638 | 21.1600 EUR | ||||
| B ADSs | Purchase | 7,041 | 47.2223 USD | ||||
| B ADSs | Purchase | 7,265 | 47.2337 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,654 | 21.0876 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 8,078 | 15.4512 GBP | ||||
| A ADSs | Purchase | 8,200 | 47.1651 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,287 | 21.1033 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 8,449 | 15.4752 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9,562 | 15.5103 GBP | ||||
| A ADSs | Purchase | 9,742 | 47.2006 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 10,459 | 15.5643 GBP | ||||
| A ADSs | Purchase | 10,900 | 47.1342 USD | ||||
| B ADSs | Purchase | 11,400 | 47.2114 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 11,583 | 15.5210 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 12,131 | 15.5730 GBP | ||||
| B ADSs | Purchase | 12,400 | 47.2153 USD | ||||
| A ADSs | Purchase | 13,248 | 47.1101 USD | ||||
| A ADSs | Purchase | 14,301 | 47.2348 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 14,492 | 15.4526 GBP | ||||
| A ADSs | Purchase | 15,000 | 47.4397 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 15,399 | 15.5357 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 15,694 | 15.4989 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,720 | 15.5306 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 16,800 | 21.0992 EUR | ||||
| A ADSs | Purchase | 17,823 | 47.3900 USD | ||||
| B ADSs | Purchase | 20,780 | 47.2384 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 24,656 | 15.5432 GBP | ||||
| A ADSs | Purchase | 25,375 | 47.1422 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 26,370 | 21.1383 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 27,766 | 15.5150 GBP | ||||
| B ADSs | Purchase | 30,262 | 47.3336 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 31,141 | 15.5477 GBP | ||||
| A ADSs | Purchase | 31,669 | 47.0083 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 33,283 | 21.1775 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 35,647 | 21.1392 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 39,025 | 15.4407 GBP | ||||
| A ADSs | Purchase | 49,072 | 47.1239 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 51,718 | 15.5152 GBP | ||||
| A ADSs | Purchase | 62,054 | 47.1761 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 68,312 | 15.5327 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 73,327 | 15.5785 GBP | ||||
| B ADSs | Purchase | 77,662 | 47.3978 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 94,000 | 21.1145 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 111,198 | 15.6262 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 133,008 | 15.4417 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 133,288 | 21.1575 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 169,088 | 15.5454 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 182,604 | 15.5406 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 183,969 | 21.1152 EUR | ||||
| A ADSs | Purchase | 191,330 | 47.0940 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 250,039 | 15.5250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 366,761 | 21.1048 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 660,322 | 21.1427 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2 | 15.5925 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2 | 15.5975 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 30 | 15.5750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 36 | 15.5825 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 54 | 15.4800 GBP | ||||
| A ADSs | Sale | 92 | 47.1230 USD | ||||
| EUR 0.07 A Ordinary | Sale | 100 | 15.5550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 15.5350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 102 | 15.5179 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 111 | 15.5900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 120 | 15.6025 GBP | ||||
| B ADSs | Sale | 122 | 47.5291 USD | ||||
| EUR 0.07 A Ordinary | Sale | 150 | 21.0300 EUR | ||||
| A ADSs | Sale | 183 | 47.1563 USD | ||||
| A ADSs | Sale | 200 | 47.1700 USD | ||||
| B ADSs | Sale | 200 | 47.2625 USD | ||||
| B ADSs | Sale | 200 | 47.2700 USD | ||||
| A ADSs | Sale | 200 | 47.0550 USD | ||||
| EUR 0.07 A Ordinary | Sale | 202 | 21.0250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 202 | 15.4100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 217 | 15.4725 GBP | ||||
| A ADSs | Sale | 248 | 47.3370 USD | ||||
| EUR 0.07 B Ordinary | Sale | 256 | 15.5850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 256 | 15.5850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 280 | 15.5133 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 300 | 21.1100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 300 | 15.4170 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 303 | 15.4675 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 343 | 15.4425 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 400 | 15.4450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 448 | 15.4205 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 483 | 21.2100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 21.2038 EUR | ||||
| A ADSs | Sale | 500 | 47.0660 USD | ||||
| B ADSs | Sale | 500 | 47.2590 USD | ||||
| B ADSs | Sale | 539 | 47.4800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 544 | 15.4600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 548 | 15.5450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 565 | 21.0350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 568 | 15.4250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 583 | 21.0400 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 595 | 15.5600 GBP | ||||
| B ADSs | Sale | 600 | 47.2633 USD | ||||
| EUR 0.07 A Ordinary | Sale | 600 | 21.0800 EUR | ||||
| A ADSs | Sale | 600 | 47.0866 USD | ||||
| A ADSs | Sale | 600 | 47.4500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 607 | 15.5743 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 608 | 21.0900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 634 | 21.0905 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 634 | 15.5075 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 636 | 20.9900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 637 | 21.1475 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 648 | 15.5425 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 650 | 15.4500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 654 | 21.1375 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 700 | 21.0700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 711 | 15.5287 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 726 | 21.2000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 726 | 21.1650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 826 | 15.5700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 835 | 21.1275 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 846 | 21.1450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 909 | 15.5375 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 910 | 21.0500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 914 | 15.4125 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 951 | 15.4825 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 966 | 21.1975 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,186 | 15.4650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,188 | 21.1400 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,200 | 15.6150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,208 | 15.5650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,270 | 21.0575 EUR | ||||
| B ADSs | Sale | 1,400 | 47.2610 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,433 | 15.4550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,462 | 15.4175 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,469 | 15.4700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,494 | 15.6014 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,585 | 15.4925 GBP | ||||
| A ADSs | Sale | 1,862 | 47.0725 USD | ||||
| A ADSs | Sale | 2,000 | 47.0620 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,004 | 15.6450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,069 | 21.1372 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,088 | 15.4150 GBP | ||||
| A ADSs | Sale | 2,296 | 47.0341 USD | ||||
| A ADSs | Sale | 2,300 | 46.9617 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,314 | 21.1500 EUR | ||||
| A ADSs | Sale | 2,382 | 47.2434 USD | ||||
| A ADSs | Sale | 2,400 | 47.1389 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,402 | 15.4172 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,510 | 21.0609 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,587 | 15.5800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,627 | 15.4275 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,650 | 15.5420 GBP | ||||
| A ADSs | Sale | 2,823 | 47.3900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,840 | 21.1550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,967 | 21.1350 EUR | ||||
| B ADSs | Sale | 3,300 | 47.1950 USD | ||||
| B ADSs | Sale | 3,300 | 47.2360 USD | ||||
| A ADSs | Sale | 3,500 | 47.1240 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,565 | 15.5500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,565 | 15.5500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,752 | 15.4200 GBP | ||||
| A ADSs | Sale | 4,835 | 47.0446 USD | ||||
| A ADSs | Sale | 5,800 | 47.1760 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,518 | 15.5314 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,522 | 21.1278 EUR | ||||
| A ADSs | Sale | 6,993 | 46.9932 USD | ||||
| A ADSs | Sale | 8,200 | 47.1407 USD | ||||
| A ADSs | Sale | 8,609 | 47.1364 USD | ||||
| B ADSs | Sale | 9,100 | 47.2078 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,321 | 21.1131 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 9,474 | 21.0752 EUR | ||||
| A ADSs | Sale | 10,083 | 46.9752 USD | ||||
| EUR 0.07 A Ordinary | Sale | 10,166 | 15.4277 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,377 | 15.5438 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,125 | 15.4161 GBP | ||||
| B ADSs | Sale | 11,500 | 47.2116 USD | ||||
| EUR 0.07 B Ordinary | Sale | 11,539 | 15.5333 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 12,963 | 15.5354 GBP | ||||
| B ADSs | Sale | 13,111 | 47.3075 USD | ||||
| EUR 0.07 B Ordinary | Sale | 13,512 | 15.5059 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 13,912 | 15.5334 GBP | ||||
| A ADSs | Sale | 15,000 | 47.4397 USD | ||||
| EUR 0.07 A Ordinary | Sale | 15,462 | 15.5504 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 16,602 | 15.5389 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 17,576 | 15.5074 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 24,753 | 15.5249 GBP | ||||
| B ADSs | Sale | 25,720 | 47.4438 USD | ||||
| EUR 0.07 B Ordinary | Sale | 26,715 | 15.5279 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 29,886 | 21.1587 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 30,153 | 15.5158 GBP | ||||
| B ADSs | Sale | 30,262 | 47.3336 USD | ||||
| EUR 0.07 A Ordinary | Sale | 37,313 | 21.1850 EUR | ||||
| B ADSs | Sale | 38,831 | 47.3978 USD | ||||
| B ADSs | Sale | 43,629 | 47.2314 USD | ||||
| A ADSs | Sale | 46,672 | 47.1239 USD | ||||
| EUR 0.07 A Ordinary | Sale | 49,107 | 21.1920 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 56,638 | 15.5140 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 59,898 | 15.5554 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 80,497 | 21.1354 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 81,667 | 21.1528 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 100,272 | 21.1110 EUR | ||||
| A ADSs | Sale | 127,997 | 47.1727 USD | ||||
| EUR 0.07 B Ordinary | Sale | 134,180 | 15.5857 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 148,479 | 15.6300 GBP | ||||
| A ADSs | Sale | 191,330 | 47.0940 USD | ||||
| EUR 0.07 A Ordinary | Sale | 204,422 | 21.1116 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 206,011 | 21.1470 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 235,278 | 15.5400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 291,627 | 15.5212 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 307,125 | 21.1319 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 604,412 | 21.0908 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 100 | 15.5298 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 804 | 15.4887 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,100 | 15.4790 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,730 | 21.0784 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,991 | 15.5354 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,396 | 15.4838 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,000 | 15.5428 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 7,517 | 15.4867 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,576 | 15.4582 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,326 | 21.1115 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 12,921 | 21.0753 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 18,616 | 15.5523 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 25,941 | 15.6355 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 31,698 | 15.5506 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 37,012 | 15.5006 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 81,722 | 21.1377 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 164,844 | 21.0299 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 61 | 15.5350 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 138 | 15.5400 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 539 | 15.4905 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 600 | 15.4800 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,235 | 15.4188 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,485 | 15.4520 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,505 | 15.4637 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,248 | 15.5437 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,309 | 15.4888 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,498 | 15.4374 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,903 | 21.0925 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,000 | 15.5041 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 7,054 | 15.4636 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 7,135 | 15.5412 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 8,340 | 21.0531 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 12,131 | 15.5730 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 12,301 | 15.5696 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 14,817 | 15.5830 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 16,800 | 21.0993 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 16,834 | 21.1341 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 18,664 | 15.5395 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 21,747 | 21.1340 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 29,962 | 15.4394 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 51,978 | 15.5663 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 60,876 | 21.1799 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 85,966 | 15.5183 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 140,616 | 15.4416 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 1 Oct 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | |||||
| of | description | purchasing, | of | price | |||||
| relevant | selling, | securities | per unit | ||||||
| security | varying etc | to which | |||||||
| option | |||||||||
| relates | |||||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | |||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | |||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | |||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 17.1093 | |||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 16.9274 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151001006182/en/
Copyright Business Wire 2015
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