5th Aug 2015 13:17
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 4 August 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 26,859,290 | 0.69% | 23,608,499 | 0.60% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,373,820 | 0.21% | 9,682,601 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,930,316 | 0.07% | 3,055,316 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 38,163,426 | 0.97% | 36,346,416 | 0.93% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,483,268 | 0.92% | 11,163,957 | 0.46% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,245,112 | 0.26% | 7,300,884 | 0.30% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 28,903,380 | 1.18% | 18,664,477 | 0.76% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 20 | 26.3355 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 21 | 18.3300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 28 | 18.4225 GBP | ||||
| B ADSs | Purchase | 72 | 57.7391 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 95 | 18.4250 GBP | ||||
| A ADSs | Purchase | 100 | 57.2300 USD | ||||
| B ADSs | Purchase | 100 | 57.7300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 111 | 18.3276 GBP | ||||
| B ADSs | Purchase | 200 | 57.7250 USD | ||||
| B ADSs | Purchase | 200 | 57.7350 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 208 | 18.3010 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 216 | 18.4671 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 261 | 26.1555 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 284 | 18.3850 GBP | ||||
| A ADSs | Purchase | 300 | 57.0500 USD | ||||
| A ADSs | Purchase | 345 | 57.3433 USD | ||||
| A ADSs | Purchase | 369 | 57.2657 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 374 | 18.2900 GBP | ||||
| A ADSs | Purchase | 400 | 57.3450 USD | ||||
| A ADSs | Purchase | 500 | 56.9200 USD | ||||
| B ADSs | Purchase | 500 | 57.5818 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 514 | 26.2400 EUR | ||||
| A ADSs | Purchase | 540 | 57.0950 USD | ||||
| A ADSs | Purchase | 572 | 57.2486 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 591 | 18.2100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 624 | 18.4550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 680 | 18.3242 GBP | ||||
| A ADSs | Purchase | 690 | 57.2720 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 700 | 26.1600 EUR | ||||
| A ADSs | Purchase | 700 | 57.3600 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 724 | 18.4500 GBP | ||||
| A ADSs | Purchase | 805 | 57.0275 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 830 | 26.2150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 860 | 25.9900 EUR | ||||
| A ADSs | Purchase | 1,000 | 57.1000 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,013 | 18.3581 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,050 | 18.4390 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,164 | 18.3600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,188 | 18.4363 GBP | ||||
| A ADSs | Purchase | 1,200 | 57.3016 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,245 | 18.2995 GBP | ||||
| B ADSs | Purchase | 1,260 | 57.5500 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,310 | 18.4391 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,321 | 18.4059 GBP | ||||
| A ADSs | Purchase | 1,700 | 57.2600 USD | ||||
| A ADSs | Purchase | 1,800 | 57.3111 USD | ||||
| B ADSs | Purchase | 1,800 | 57.6321 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,924 | 18.3680 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,050 | 18.4220 GBP | ||||
| A ADSs | Purchase | 2,065 | 57.3393 USD | ||||
| A ADSs | Purchase | 2,200 | 57.0911 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,305 | 26.1569 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,382 | 26.1807 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,416 | 18.3615 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,502 | 18.2850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,546 | 26.1465 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,566 | 18.3050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,566 | 18.4347 GBP | ||||
| A ADSs | Purchase | 2,600 | 57.3769 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,782 | 18.3400 GBP | ||||
| A ADSs | Purchase | 2,798 | 57.1309 USD | ||||
| A ADSs | Purchase | 3,223 | 57.0243 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,521 | 18.4552 GBP | ||||
| B ADSs | Purchase | 3,700 | 57.5505 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,831 | 18.4181 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,940 | 18.3739 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,102 | 18.4300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,110 | 18.4688 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,347 | 18.3572 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,609 | 18.4275 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,165 | 18.4600 GBP | ||||
| B ADSs | Purchase | 5,400 | 57.3733 USD | ||||
| A ADSs | Purchase | 5,800 | 57.2061 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,136 | 26.1792 EUR | ||||
| B ADSs | Purchase | 6,583 | 57.7219 USD | ||||
| A ADSs | Purchase | 6,963 | 57.2049 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 7,302 | 18.4372 GBP | ||||
| B ADSs | Purchase | 7,325 | 57.6630 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 7,763 | 18.4375 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 7,998 | 18.4479 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,772 | 18.3064 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,129 | 18.3109 GBP | ||||
| A ADSs | Purchase | 9,900 | 57.1926 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 11,155 | 18.4350 GBP | ||||
| B ADSs | Purchase | 11,643 | 57.6489 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 13,020 | 18.4400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 13,910 | 18.4656 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 14,074 | 18.3500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 14,074 | 18.3500 GBP | ||||
| A ADSs | Purchase | 15,926 | 57.3570 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 17,530 | 26.1464 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 18,166 | 18.2838 GBP | ||||
| A ADSs | Purchase | 20,716 | 57.2247 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 21,344 | 26.1800 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 22,932 | 18.4385 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 25,265 | 18.4463 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 36,131 | 18.4458 GBP | ||||
| B ADSs | Purchase | 38,900 | 57.7162 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 57,599 | 18.2884 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 80,819 | 18.3943 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 89,000 | 26.0850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 102,022 | 18.3218 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 104,541 | 18.4484 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 107,213 | 18.2874 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 120,199 | 26.1131 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 132,465 | 18.4430 GBP | ||||
| A ADSs | Purchase | 144,268 | 57.2706 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 165,057 | 26.1319 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 186,693 | 18.2864 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 409,259 | 26.1437 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,076,929 | 18.4397 GBP | ||||
| B ADSs | Sale | -68 | 57.3800 USD | ||||
| A ADSs | Sale | -68 | 57.3800 USD | ||||
| B ADSs | Sale | 2 | 57.7100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 28 | 18.4225 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 31 | 26.2000 EUR | ||||
| A ADSs | Sale | 32 | 57.3500 USD | ||||
| B ADSs | Sale | 80 | 57.7200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 95 | 18.4250 GBP | ||||
| B ADSs | Sale | 100 | 57.3300 USD | ||||
| A ADSs | Sale | 100 | 57.3400 USD | ||||
| A ADSs | Sale | 200 | 57.0450 USD | ||||
| A ADSs | Sale | 200 | 57.5350 USD | ||||
| EUR 0.07 A Ordinary | Sale | 224 | 18.3600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 257 | 26.2400 EUR | ||||
| A ADSs | Sale | 286 | 57.1558 USD | ||||
| A ADSs | Sale | 286 | 57.2486 USD | ||||
| A ADSs | Sale | 300 | 57.0333 USD | ||||
| A ADSs | Sale | 300 | 57.2633 USD | ||||
| B ADSs | Sale | 300 | 57.6983 USD | ||||
| A ADSs | Sale | 338 | 57.1278 USD | ||||
| A ADSs | Sale | 345 | 57.3433 USD | ||||
| A ADSs | Sale | 400 | 57.0350 USD | ||||
| A ADSs | Sale | 400 | 57.0975 USD | ||||
| A ADSs | Sale | 400 | 57.3000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 415 | 26.2150 EUR | ||||
| A ADSs | Sale | 450 | 57.2755 USD | ||||
| B ADSs | Sale | 470 | 57.7315 USD | ||||
| A ADSs | Sale | 500 | 57.0300 USD | ||||
| A ADSs | Sale | 500 | 57.0380 USD | ||||
| A ADSs | Sale | 500 | 57.3060 USD | ||||
| B ADSs | Sale | 500 | 57.3840 USD | ||||
| B ADSs | Sale | 500 | 57.5818 USD | ||||
| B ADSs | Sale | 500 | 57.6200 USD | ||||
| B ADSs | Sale | 500 | 57.7180 USD | ||||
| A ADSs | Sale | 505 | 57.0200 USD | ||||
| A ADSs | Sale | 540 | 57.0950 USD | ||||
| A ADSs | Sale | 580 | 57.3466 USD | ||||
| EUR 0.07 B Ordinary | Sale | 600 | 18.4210 GBP | ||||
| A ADSs | Sale | 600 | 57.3900 USD | ||||
| EUR 0.07 B Ordinary | Sale | 624 | 18.4550 GBP | ||||
| A ADSs | Sale | 681 | 57.2573 USD | ||||
| EUR 0.07 A Ordinary | Sale | 685 | 26.0738 EUR | ||||
| B ADSs | Sale | 700 | 57.3450 USD | ||||
| A ADSs | Sale | 700 | 57.3450 USD | ||||
| EUR 0.07 A Ordinary | Sale | 782 | 18.3400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 830 | 18.3896 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 860 | 25.9900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 951 | 18.4346 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 18.3200 GBP | ||||
| A ADSs | Sale | 1,000 | 57.0290 USD | ||||
| A ADSs | Sale | 1,000 | 57.1000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,001 | 25.9850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,024 | 25.9831 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,050 | 18.4336 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,200 | 18.3310 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,251 | 18.2850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,294 | 26.1633 EUR | ||||
| B ADSs | Sale | 1,300 | 57.7050 USD | ||||
| A ADSs | Sale | 1,308 | 57.4100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,382 | 18.3119 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,435 | 18.4500 GBP | ||||
| A ADSs | Sale | 1,500 | 57.0466 USD | ||||
| B ADSs | Sale | 1,500 | 57.6613 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,527 | 18.3449 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,596 | 26.1959 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,675 | 26.1150 EUR | ||||
| A ADSs | Sale | 1,700 | 57.1258 USD | ||||
| A ADSs | Sale | 1,700 | 57.3210 USD | ||||
| A ADSs | Sale | 1,750 | 57.2488 USD | ||||
| B ADSs | Sale | 1,800 | 57.6321 USD | ||||
| A ADSs | Sale | 1,892 | 57.2526 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,926 | 25.9830 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,124 | 18.4585 GBP | ||||
| A ADSs | Sale | 2,400 | 57.2600 USD | ||||
| A ADSs | Sale | 2,402 | 57.3722 USD | ||||
| A ADSs | Sale | 2,500 | 57.1366 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,599 | 18.2932 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,600 | 26.2067 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,604 | 26.1143 EUR | ||||
| A ADSs | Sale | 2,800 | 57.0337 USD | ||||
| A ADSs | Sale | 2,800 | 57.3371 USD | ||||
| A ADSs | Sale | 3,000 | 57.0000 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,102 | 18.4300 GBP | ||||
| B ADSs | Sale | 3,106 | 57.6388 USD | ||||
| A ADSs | Sale | 3,141 | 57.3869 USD | ||||
| A ADSs | Sale | 3,494 | 57.2934 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,566 | 18.3271 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,639 | 18.4311 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,949 | 18.3008 GBP | ||||
| B ADSs | Sale | 4,200 | 57.3771 USD | ||||
| A ADSs | Sale | 4,465 | 57.3216 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,609 | 18.4275 GBP | ||||
| A ADSs | Sale | 4,958 | 57.4335 USD | ||||
| A ADSs | Sale | 5,069 | 57.3652 USD | ||||
| A ADSs | Sale | 5,500 | 57.1917 USD | ||||
| B ADSs | Sale | 6,188 | 57.7166 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,451 | 18.5127 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,460 | 18.3500 GBP | ||||
| A ADSs | Sale | 7,412 | 57.2679 USD | ||||
| EUR 0.07 B Ordinary | Sale | 7,763 | 18.4375 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,830 | 18.4600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,884 | 26.1657 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 8,921 | 18.4154 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,933 | 18.4350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9,252 | 18.4105 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,294 | 18.3170 GBP | ||||
| A ADSs | Sale | 10,100 | 57.2256 USD | ||||
| EUR 0.07 B Ordinary | Sale | 10,300 | 18.4453 GBP | ||||
| A ADSs | Sale | 10,358 | 57.2247 USD | ||||
| EUR 0.07 B Ordinary | Sale | 11,226 | 18.4424 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 11,490 | 18.4497 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,674 | 18.3037 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 13,020 | 18.4400 GBP | ||||
| A ADSs | Sale | 13,051 | 57.2986 USD | ||||
| B ADSs | Sale | 13,301 | 57.7160 USD | ||||
| EUR 0.07 A Ordinary | Sale | 13,850 | 26.1800 EUR | ||||
| A ADSs | Sale | 13,926 | 57.2049 USD | ||||
| EUR 0.07 B Ordinary | Sale | 14,402 | 18.4204 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 14,900 | 18.3057 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 14,985 | 18.4437 GBP | ||||
| B ADSs | Sale | 19,450 | 57.7162 USD | ||||
| A ADSs | Sale | 22,735 | 57.2788 USD | ||||
| B ADSs | Sale | 23,286 | 57.6489 USD | ||||
| EUR 0.07 A Ordinary | Sale | 26,258 | 26.0622 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 28,797 | 18.4089 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 30,301 | 18.4354 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 31,506 | 18.3016 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 33,788 | 18.4984 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 35,406 | 18.4479 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 36,596 | 18.3350 GBP | ||||
| A ADSs | Sale | 44,822 | 57.2777 USD | ||||
| EUR 0.07 A Ordinary | Sale | 47,401 | 18.3001 GBP | ||||
| A ADSs | Sale | 47,416 | 57.2562 USD | ||||
| EUR 0.07 B Ordinary | Sale | 50,000 | 18.4379 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 50,639 | 18.3465 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 52,090 | 18.4369 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 53,069 | 18.2974 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 53,735 | 18.4277 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 70,389 | 18.4164 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 88,682 | 26.0957 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 92,885 | 18.4850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 105,936 | 18.2887 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 118,431 | 18.2837 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 131,299 | 18.3077 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 133,449 | 26.1286 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 163,538 | 18.4362 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 168,541 | 18.2956 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 203,000 | 18.5250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 310,589 | 26.1392 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 642,298 | 18.4326 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | SWAP | Long | 685 | 26.0739 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 830 | 18.3896 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 951 | 18.4346 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,000 | 18.2434 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,294 | 26.1633 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,581 | 26.1508 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,382 | 18.3119 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,283 | 26.1434 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,373 | 18.3078 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 7,356 | 18.4301 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 9,890 | 18.4376 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 9,920 | 18.4483 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 14,402 | 18.4204 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 21,509 | 18.3017 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 21,737 | 18.3082 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 24,894 | 26.0537 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 30,776 | 18.2960 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 53,735 | 18.4277 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 64,319 | 18.3029 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 109,562 | 18.3075 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 63,159 | 18.4038 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 930,418 | 18.2769 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 203,000 | 18.5250 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 20 | 26.3355 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 111 | 18.3276 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 208 | 18.3010 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 261 | 26.1555 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 289 | 18.3326 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 680 | 18.3242 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,310 | 18.4391 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,525 | 18.3344 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,528 | 18.5217 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,306 | 26.1544 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 3,387 | 18.4647 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,761 | 26.2075 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,136 | 26.1792 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 7,998 | 18.4479 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 8,772 | 18.3064 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 9,073 | 18.1849 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 9,129 | 18.3109 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 10,375 | 18.4587 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 10,681 | 18.4333 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 16,565 | 26.1400 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 16,627 | 18.1910 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 35,300 | 18.4306 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 115,458 | 18.4454 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 144,467 | 26.1600 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, |
| formal or informal, relating to relevant securities which may be an inducement to deal |
| or refrain from dealing entered into by the person making the disclosure and any party |
| to the offer or any person acting in concert with a party to the offer: |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between |
| the person making the disclosure and any other person relating to: |
| (i) the voting rights of any relevant securities under any option; or |
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
| any derivative is referenced: |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 5 Aug 2015 | |
| Contact name: | RAJESH MUTHANNA | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150805005828/en/
Copyright Business Wire 2015
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