2nd Nov 2015 14:30
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 30 Oct 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,149,386 | 0.59% | 18,332,662 | 0.47% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,127,630 | 0.21% | 9,527,165 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 32,827,216 | 0.83% | 29,460,027 | 0.75% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,807,555 | 0.93% | 14,306,257 | 0.59% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,430,383 | 0.43% | 4,933,687 | 0.20% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 33,412,938 | 1.37% | 19,539,580 | 0.80% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 37 | 23.7750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 61 | 23.7150 EUR | ||||
| A ADSs | Purchase | 100 | 52.6900 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 101 | 16.9825 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 121 | 23.7350 EUR | ||||
| B ADSs | Purchase | 125 | 52.8365 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 137 | 16.9700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 187 | 16.8950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 23.7225 EUR | ||||
| A ADSs | Purchase | 200 | 52.6825 USD | ||||
| B ADSs | Purchase | 200 | 52.7700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 231 | 23.7300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 246 | 16.9300 GBP | ||||
| B ADSs | Purchase | 300 | 52.5733 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 316 | 17.0200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 330 | 16.9875 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 350 | 16.8975 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 351 | 16.9225 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 354 | 16.9275 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 370 | 17.0379 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 375 | 16.9750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 376 | 23.7200 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 397 | 16.9900 GBP | ||||
| B ADSs | Purchase | 400 | 52.8250 USD | ||||
| B ADSs | Purchase | 400 | 52.7425 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 403 | 17.0025 GBP | ||||
| B ADSs | Purchase | 414 | 52.7300 USD | ||||
| B ADSs | Purchase | 430 | 52.9662 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 431 | 17.1900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 435 | 16.9925 GBP | ||||
| B ADSs | Purchase | 471 | 52.4357 USD | ||||
| A ADSs | Purchase | 500 | 52.6680 USD | ||||
| A ADSs | Purchase | 500 | 52.7960 USD | ||||
| A ADSs | Purchase | 500 | 52.2429 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 527 | 16.8831 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 529 | 17.0225 GBP | ||||
| A ADSs | Purchase | 556 | 52.4521 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 576 | 23.7208 EUR | ||||
| A ADSs | Purchase | 599 | 52.6700 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 599 | 16.9850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 654 | 16.9775 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 658 | 16.8875 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 690 | 17.2810 GBP | ||||
| A ADSs | Purchase | 700 | 52.1364 USD | ||||
| A ADSs | Purchase | 708 | 52.6380 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 723 | 16.9600 GBP | ||||
| B ADSs | Purchase | 800 | 52.7900 USD | ||||
| B ADSs | Purchase | 800 | 52.7625 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 856 | 17.0000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 867 | 17.0175 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 905 | 17.0050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 920 | 23.8461 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 936 | 16.9051 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,236 | 23.7900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,259 | 23.7765 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,300 | 16.9615 GBP | ||||
| A ADSs | Purchase | 1,358 | 52.4977 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,528 | 17.0002 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,582 | 16.9064 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,700 | 16.9658 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,750 | 16.9691 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,936 | 16.9740 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,960 | 17.0406 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,335 | 16.9033 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,350 | 17.0342 GBP | ||||
| B ADSs | Purchase | 2,600 | 52.6401 USD | ||||
| B ADSs | Purchase | 2,700 | 52.4400 USD | ||||
| B ADSs | Purchase | 2,700 | 52.5657 USD | ||||
| B ADSs | Purchase | 2,738 | 52.8961 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,778 | 16.9019 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,827 | 23.6328 EUR | ||||
| B ADSs | Purchase | 3,268 | 52.7505 USD | ||||
| B ADSs | Purchase | 3,400 | 52.8135 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,569 | 17.0022 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,639 | 16.9000 GBP | ||||
| A ADSs | Purchase | 3,909 | 52.5355 USD | ||||
| B ADSs | Purchase | 4,500 | 52.5737 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,554 | 16.9826 GBP | ||||
| A ADSs | Purchase | 4,844 | 52.5447 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,848 | 23.7965 EUR | ||||
| A ADSs | Purchase | 5,000 | 52.4988 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,112 | 17.1750 GBP | ||||
| A ADSs | Purchase | 6,202 | 52.5344 USD | ||||
| B ADSs | Purchase | 6,349 | 52.6052 USD | ||||
| A ADSs | Purchase | 6,500 | 52.4684 USD | ||||
| A ADSs | Purchase | 6,701 | 52.4850 USD | ||||
| B ADSs | Purchase | 7,843 | 52.6836 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8,947 | 17.0166 GBP | ||||
| B ADSs | Purchase | 9,539 | 52.7461 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 9,581 | 23.8180 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 12,386 | 16.9277 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 13,417 | 23.8275 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 13,788 | 16.9112 GBP | ||||
| A ADSs | Purchase | 14,394 | 52.4288 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 14,485 | 23.8300 EUR | ||||
| B ADSs | Purchase | 14,990 | 52.7106 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 16,783 | 16.9634 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 17,882 | 17.0048 GBP | ||||
| A ADSs | Purchase | 18,335 | 52.6321 USD | ||||
| A ADSs | Purchase | 21,130 | 52.3330 USD | ||||
| A ADSs | Purchase | 22,500 | 52.8362 USD | ||||
| A ADSs | Purchase | 23,600 | 52.2778 USD | ||||
| B ADSs | Purchase | 24,943 | 52.7438 USD | ||||
| A ADSs | Purchase | 27,416 | 52.3360 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 27,543 | 23.7757 EUR | ||||
| A ADSs | Purchase | 27,910 | 52.5583 USD | ||||
| A ADSs | Purchase | 28,060 | 52.5971 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 39,408 | 17.0668 GBP | ||||
| B ADSs | Purchase | 39,564 | 52.7453 USD | ||||
| B ADSs | Purchase | 43,121 | 52.7508 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 43,524 | 17.0633 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 52,914 | 16.9387 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 78,684 | 17.0403 GBP | ||||
| A ADSs | Purchase | 83,088 | 52.6274 USD | ||||
| A ADSs | Purchase | 85,047 | 52.5529 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 120,838 | 16.9213 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 147,289 | 23.7716 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 217,729 | 16.9529 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 329,973 | 17.0253 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 336,214 | 23.8216 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 345,006 | 17.0270 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 350,184 | 16.9351 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 401,379 | 23.7823 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 455,000 | 17.1150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 37 | 23.7750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 63 | 23.7250 EUR | ||||
| A ADSs | Sale | 78 | 52.5100 USD | ||||
| A ADSs | Sale | 100 | 52.3700 USD | ||||
| A ADSs | Sale | 100 | 52.5450 USD | ||||
| B ADSs | Sale | 100 | 52.5400 USD | ||||
| B ADSs | Sale | 100 | 52.4600 USD | ||||
| A ADSs | Sale | 100 | 52.3200 USD | ||||
| A ADSs | Sale | 100 | 52.8000 USD | ||||
| B ADSs | Sale | 100 | 52.4300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 121 | 23.7350 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 137 | 16.9700 GBP | ||||
| A ADSs | Sale | 148 | 52.6523 USD | ||||
| B ADSs | Sale | 171 | 52.3639 USD | ||||
| EUR 0.07 A Ordinary | Sale | 187 | 16.8950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 23.7225 EUR | ||||
| A ADSs | Sale | 200 | 52.1150 USD | ||||
| A ADSs | Sale | 200 | 52.4524 USD | ||||
| EUR 0.07 A Ordinary | Sale | 230 | 23.8250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 231 | 23.7300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 246 | 16.9300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 269 | 23.7600 EUR | ||||
| A ADSs | Sale | 278 | 52.4521 USD | ||||
| B ADSs | Sale | 300 | 52.8200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 316 | 17.0200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 350 | 16.8975 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 351 | 16.9225 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 354 | 16.9275 GBP | ||||
| A ADSs | Sale | 357 | 52.6226 USD | ||||
| EUR 0.07 B Ordinary | Sale | 375 | 16.9750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 376 | 23.7200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 377 | 16.8850 GBP | ||||
| A ADSs | Sale | 380 | 52.6136 USD | ||||
| A ADSs | Sale | 400 | 52.8400 USD | ||||
| EUR 0.07 B Ordinary | Sale | 403 | 17.0025 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 431 | 17.1900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 435 | 16.9925 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 446 | 16.9193 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 459 | 23.9151 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 465 | 16.9122 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 492 | 16.9600 GBP | ||||
| B ADSs | Sale | 500 | 52.6170 USD | ||||
| EUR 0.07 B Ordinary | Sale | 529 | 17.0225 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 591 | 16.9636 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 599 | 16.9850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 654 | 16.9775 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 658 | 16.8875 GBP | ||||
| A ADSs | Sale | 800 | 52.2700 USD | ||||
| A ADSs | Sale | 800 | 52.4903 USD | ||||
| EUR 0.07 A Ordinary | Sale | 802 | 23.7908 EUR | ||||
| A ADSs | Sale | 899 | 52.6739 USD | ||||
| A ADSs | Sale | 900 | 52.2550 USD | ||||
| EUR 0.07 B Ordinary | Sale | 905 | 17.0050 GBP | ||||
| A ADSs | Sale | 1,100 | 52.4650 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,236 | 23.7900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,261 | 23.7150 EUR | ||||
| A ADSs | Sale | 1,334 | 52.2811 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,354 | 17.1150 GBP | ||||
| A ADSs | Sale | 1,400 | 52.6060 USD | ||||
| A ADSs | Sale | 1,420 | 52.4249 USD | ||||
| A ADSs | Sale | 1,700 | 52.2623 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,760 | 23.9756 EUR | ||||
| A ADSs | Sale | 2,000 | 52.2632 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,100 | 23.8421 EUR | ||||
| B ADSs | Sale | 2,400 | 52.6664 USD | ||||
| B ADSs | Sale | 2,400 | 52.5350 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,460 | 23.7794 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,972 | 23.7074 EUR | ||||
| A ADSs | Sale | 3,000 | 52.8433 USD | ||||
| A ADSs | Sale | 3,300 | 52.2821 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,319 | 16.9346 GBP | ||||
| A ADSs | Sale | 3,360 | 52.3825 USD | ||||
| B ADSs | Sale | 3,400 | 52.8135 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,605 | 16.9900 GBP | ||||
| A ADSs | Sale | 3,700 | 52.3224 USD | ||||
| A ADSs | Sale | 3,757 | 52.8217 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,900 | 24.0900 EUR | ||||
| B ADSs | Sale | 4,200 | 52.5561 USD | ||||
| B ADSs | Sale | 4,200 | 52.4400 USD | ||||
| A ADSs | Sale | 4,200 | 52.4400 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,662 | 16.9875 GBP | ||||
| A ADSs | Sale | 4,700 | 52.4730 USD | ||||
| A ADSs | Sale | 4,871 | 52.8306 USD | ||||
| A ADSs | Sale | 5,100 | 52.4307 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,150 | 23.8300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 5,477 | 16.9892 GBP | ||||
| A ADSs | Sale | 5,534 | 52.8211 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,653 | 16.9869 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,700 | 16.9908 GBP | ||||
| A ADSs | Sale | 5,834 | 52.8440 USD | ||||
| A ADSs | Sale | 7,256 | 52.3404 USD | ||||
| EUR 0.07 A Ordinary | Sale | 8,083 | 23.8407 EUR | ||||
| A ADSs | Sale | 8,600 | 52.2742 USD | ||||
| A ADSs | Sale | 8,966 | 52.2887 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,095 | 16.9981 GBP | ||||
| A ADSs | Sale | 10,100 | 52.3579 USD | ||||
| A ADSs | Sale | 12,404 | 52.5344 USD | ||||
| EUR 0.07 B Ordinary | Sale | 12,422 | 16.9958 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 13,591 | 23.7039 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 15,621 | 23.8286 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 16,414 | 16.9146 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 17,766 | 17.0412 GBP | ||||
| A ADSs | Sale | 21,130 | 52.3330 USD | ||||
| EUR 0.07 A Ordinary | Sale | 22,123 | 23.7138 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 28,866 | 23.7440 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 29,570 | 16.9823 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 33,374 | 17.0108 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 35,990 | 17.0005 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 41,667 | 23.7434 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 47,198 | 16.9306 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 50,949 | 17.0269 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 58,428 | 16.9266 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 59,108 | 17.0175 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 66,387 | 23.7452 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 71,624 | 17.0000 GBP | ||||
| B ADSs | Sale | 76,971 | 52.7306 USD | ||||
| B ADSs | Sale | 79,128 | 52.7453 USD | ||||
| EUR 0.07 A Ordinary | Sale | 82,261 | 16.9347 GBP | ||||
| A ADSs | Sale | 83,088 | 52.6274 USD | ||||
| EUR 0.07 A Ordinary | Sale | 84,767 | 23.7454 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 94,040 | 23.7516 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 114,600 | 16.9995 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 117,305 | 16.9000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 151,617 | 17.0174 GBP | ||||
| A ADSs | Sale | 179,363 | 52.5579 USD | ||||
| EUR 0.07 A Ordinary | Sale | 251,528 | 16.9363 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 252,195 | 17.0233 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 507,574 | 23.8026 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | SWAP | Long | 300 | 16.8600 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 331 | 16.8850 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 400 | 16.9129 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 465 | 16.9122 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,760 | 23.9727 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,755 | 23.8150 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,960 | 16.9839 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,038 | 16.8823 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 6,072 | 16.9962 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 8,328 | 23.8095 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,616 | 23.6815 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 13,395 | 16.9747 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 16,648 | 16.9665 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 24,418 | 23.6792 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 27,347 | 17.0181 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 28,585 | 23.7417 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 36,112 | 17.0815 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 36,924 | 16.9957 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 41,667 | 23.7434 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 42,683 | 16.9355 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 58,241 | 17.0175 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 58,428 | 16.9266 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 62,188 | 23.7646 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 79,128 | 16.9984 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 100 | 16.9650 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 400 | 16.8450 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 600 | 16.9069 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,528 | 17.0002 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,510 | 17.2288 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,455 | 23.7085 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,857 | 16.9191 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,000 | 16.9764 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 7,451 | 17.0704 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 7,662 | 16.9952 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 9,996 | 23.8208 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 10,000 | 16.9022 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 10,304 | 17.0190 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 12,174 | 16.9206 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 13,395 | 17.0816 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 13,788 | 16.9112 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 22,232 | 24.0258 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 26,968 | 17.0290 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 28,567 | 23.7642 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 42,339 | 17.0027 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 78,015 | 23.7365 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 78,821 | 23.8462 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 108,664 | 16.9214 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 139,902 | 17.0612 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 143,995 | 17.0484 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 267,914 | 16.9497 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 2 Nov 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | European | 24 Nov 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | European | 24 Nov 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151102006062/en/
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