10th Aug 2015 14:49
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 7 August 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 26,936,680 | 0.69% | 22,811,656 | 0.58% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,245,972 | 0.21% | 10,237,500 | 0.26% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,930,316 | 0.07% | 3,055,316 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 38,112,968 | 0.97% | 36,104,472 | 0.92% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,556,725 | 0.88% | 11,761,518 | 0.48% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,672,190 | 0.27% | 6,294,351 | 0.26% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 28,403,915 | 1.16% | 18,255,505 | 0.75% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 28 | 18.9775 GBP | ||||
| B ADSs | Purchase | 45 | 59.1300 USD | ||||
| A ADSs | Purchase | 57 | 58.7700 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 89 | 18.9300 GBP | ||||
| B ADSs | Purchase | 100 | 59.0500 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 142 | 18.9625 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 146 | 19.0400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 181 | 18.9530 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 189 | 19.0100 GBP | ||||
| A ADSs | Purchase | 200 | 58.3500 USD | ||||
| A ADSs | Purchase | 200 | 58.5950 USD | ||||
| B ADSs | Purchase | 200 | 59.0400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 205 | 18.9650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 205 | 18.9650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 289 | 18.9550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 294 | 18.7400 GBP | ||||
| A ADSs | Purchase | 300 | 58.2666 USD | ||||
| A ADSs | Purchase | 300 | 58.3066 USD | ||||
| A ADSs | Purchase | 300 | 58.7800 USD | ||||
| B ADSs | Purchase | 300 | 59.1206 USD | ||||
| B ADSs | Purchase | 300 | 59.2100 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 322 | 26.8420 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 333 | 18.9750 GBP | ||||
| A ADSs | Purchase | 354 | 58.1700 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 358 | 19.0350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 381 | 18.9800 GBP | ||||
| B ADSs | Purchase | 392 | 59.2200 USD | ||||
| B ADSs | Purchase | 400 | 59.1600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 413 | 18.7450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 429 | 19.0000 GBP | ||||
| A ADSs | Purchase | 504 | 58.8400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 573 | 27.0600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 576 | 18.9400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 582 | 26.8250 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 596 | 18.9969 GBP | ||||
| B ADSs | Purchase | 600 | 58.8208 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 621 | 19.0750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 657 | 19.0550 GBP | ||||
| A ADSs | Purchase | 700 | 58.2214 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 707 | 18.7429 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 716 | 26.9800 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 750 | 18.9514 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 764 | 19.0700 GBP | ||||
| B ADSs | Purchase | 804 | 58.8482 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 866 | 18.9900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 887 | 26.8500 EUR | ||||
| A ADSs | Purchase | 888 | 58.4987 USD | ||||
| A ADSs | Purchase | 888 | 58.5333 USD | ||||
| A ADSs | Purchase | 900 | 58.7544 USD | ||||
| B ADSs | Purchase | 900 | 59.2011 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 927 | 19.0650 GBP | ||||
| A ADSs | Purchase | 971 | 58.7292 USD | ||||
| A ADSs | Purchase | 1,000 | 58.8700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,022 | 18.9100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,032 | 19.0950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,049 | 18.9035 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,146 | 27.0750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,152 | 18.9450 GBP | ||||
| B ADSs | Purchase | 1,187 | 58.9207 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,336 | 26.8400 EUR | ||||
| A ADSs | Purchase | 1,341 | 58.4218 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,357 | 19.0417 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,473 | 18.9700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,473 | 18.9700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,546 | 27.0604 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,598 | 18.9208 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,632 | 26.9213 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,667 | 19.0121 GBP | ||||
| A ADSs | Purchase | 1,700 | 58.4612 USD | ||||
| A ADSs | Purchase | 1,716 | 58.3630 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,830 | 26.8450 EUR | ||||
| A ADSs | Purchase | 2,050 | 58.7109 USD | ||||
| B ADSs | Purchase | 2,119 | 58.9241 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,193 | 26.8977 EUR | ||||
| A ADSs | Purchase | 2,300 | 58.3282 USD | ||||
| A ADSs | Purchase | 2,500 | 58.2589 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,502 | 19.1000 GBP | ||||
| B ADSs | Purchase | 2,600 | 59.2034 USD | ||||
| B ADSs | Purchase | 2,700 | 59.0216 USD | ||||
| B ADSs | Purchase | 2,700 | 59.1511 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,769 | 18.9796 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,061 | 26.8350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,246 | 27.0400 EUR | ||||
| A ADSs | Purchase | 3,300 | 58.3762 USD | ||||
| A ADSs | Purchase | 3,350 | 58.7729 USD | ||||
| A ADSs | Purchase | 3,617 | 58.2831 USD | ||||
| A ADSs | Purchase | 3,646 | 58.3800 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,984 | 27.0002 EUR | ||||
| A ADSs | Purchase | 4,000 | 58.3787 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,840 | 18.9359 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,036 | 19.0600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,104 | 18.9857 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,845 | 19.0587 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,358 | 19.0296 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,762 | 18.9166 GBP | ||||
| B ADSs | Purchase | 6,900 | 58.8643 USD | ||||
| A ADSs | Purchase | 6,934 | 58.6693 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,953 | 27.0550 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 7,392 | 19.0702 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,600 | 18.9030 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,601 | 27.1136 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 8,144 | 18.9015 GBP | ||||
| B ADSs | Purchase | 8,200 | 58.8432 USD | ||||
| A ADSs | Purchase | 8,315 | 58.7058 USD | ||||
| A ADSs | Purchase | 9,700 | 58.3574 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 9,814 | 19.0509 GBP | ||||
| B ADSs | Purchase | 10,398 | 58.8686 USD | ||||
| A ADSs | Purchase | 10,600 | 58.3449 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 10,614 | 26.7700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 10,977 | 26.9828 EUR | ||||
| B ADSs | Purchase | 11,008 | 59.1986 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 11,651 | 27.0988 EUR | ||||
| B ADSs | Purchase | 12,211 | 58.9258 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 13,836 | 26.8126 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 14,108 | 19.1354 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,373 | 18.9570 GBP | ||||
| A ADSs | Purchase | 15,786 | 58.4915 USD | ||||
| A ADSs | Purchase | 17,144 | 58.4096 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 19,743 | 27.1297 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 19,989 | 27.1019 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 20,525 | 18.9045 GBP | ||||
| A ADSs | Purchase | 20,691 | 58.7132 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 22,078 | 18.9354 GBP | ||||
| A ADSs | Purchase | 23,446 | 58.4843 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 24,960 | 19.1066 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 28,669 | 19.1046 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 28,836 | 19.1125 GBP | ||||
| A ADSs | Purchase | 30,000 | 58.7000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 30,101 | 18.9480 GBP | ||||
| B ADSs | Purchase | 33,700 | 58.8852 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 34,460 | 18.9592 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 38,762 | 18.8550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 39,134 | 19.0963 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 39,690 | 26.9480 EUR | ||||
| B ADSs | Purchase | 41,366 | 59.1726 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 42,298 | 19.0977 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 51,621 | 19.0078 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 58,375 | 26.9846 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 59,424 | 18.9386 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 60,000 | 26.8855 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 67,687 | 18.7826 GBP | ||||
| A ADSs | Purchase | 71,719 | 58.4187 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 73,770 | 18.8943 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 75,000 | 26.9530 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 76,259 | 19.0860 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 89,807 | 26.9584 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 92,194 | 19.1024 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 96,350 | 27.0051 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 100,000 | 26.8364 EUR | ||||
| A ADSs | Purchase | 126,567 | 58.4196 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 130,261 | 19.0360 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 177,542 | 18.9143 GBP | ||||
| A ADSs | Purchase | 217,988 | 58.5156 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 226,983 | 26.9528 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 244,705 | 26.9368 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 480,853 | 18.8700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,400,000 | 26.7500 EUR | ||||
| B ADSs | Sale | -228 | 59.1400 USD | ||||
| B ADSs | Sale | 19 | 59.0650 USD | ||||
| EUR 0.07 B Ordinary | Sale | 21 | 27.1080 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 28 | 18.9775 GBP | ||||
| A ADSs | Sale | 30 | 58.5200 USD | ||||
| B ADSs | Sale | 45 | 59.1300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 51 | 18.8898 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 56 | 19.0922 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 63 | 19.0968 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 89 | 18.9300 GBP | ||||
| A ADSs | Sale | 100 | 58.2050 USD | ||||
| A ADSs | Sale | 100 | 58.2500 USD | ||||
| A ADSs | Sale | 100 | 58.4100 USD | ||||
| A ADSs | Sale | 100 | 58.8400 USD | ||||
| B ADSs | Sale | 100 | 59.1700 USD | ||||
| EUR 0.07 B Ordinary | Sale | 142 | 18.9625 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 146 | 19.0400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 160 | 19.0986 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 163 | 26.8475 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 181 | 18.9530 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 189 | 19.0100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 27.0625 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 205 | 18.9650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 205 | 18.9650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 238 | 18.8685 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 275 | 18.8803 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 289 | 18.9550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 294 | 18.7400 GBP | ||||
| A ADSs | Sale | 300 | 58.7366 USD | ||||
| EUR 0.07 A Ordinary | Sale | 322 | 26.8420 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 333 | 18.9750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 358 | 19.0350 GBP | ||||
| A ADSs | Sale | 371 | 58.5261 USD | ||||
| B ADSs | Sale | 400 | 59.1875 USD | ||||
| EUR 0.07 A Ordinary | Sale | 413 | 18.7450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 450 | 19.1668 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 477 | 18.9549 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 479 | 19.1116 GBP | ||||
| A ADSs | Sale | 484 | 58.8019 USD | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 18.8968 GBP | ||||
| B ADSs | Sale | 500 | 58.8850 USD | ||||
| EUR 0.07 A Ordinary | Sale | 527 | 26.8600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 570 | 18.9800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 570 | 18.9800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 573 | 27.0600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 576 | 18.9450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 580 | 18.9451 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 582 | 26.8250 EUR | ||||
| B ADSs | Sale | 600 | 58.8866 USD | ||||
| B ADSs | Sale | 600 | 59.1475 USD | ||||
| EUR 0.07 B Ordinary | Sale | 621 | 19.0750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 657 | 19.0550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 698 | 18.9700 GBP | ||||
| A ADSs | Sale | 700 | 58.4500 USD | ||||
| B ADSs | Sale | 700 | 59.1757 USD | ||||
| EUR 0.07 A Ordinary | Sale | 716 | 26.9800 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 764 | 19.0700 GBP | ||||
| A ADSs | Sale | 800 | 58.6687 USD | ||||
| A ADSs | Sale | 800 | 58.7237 USD | ||||
| EUR 0.07 B Ordinary | Sale | 858 | 19.0000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 866 | 18.9900 GBP | ||||
| A ADSs | Sale | 879 | 58.4988 USD | ||||
| A ADSs | Sale | 897 | 58.4987 USD | ||||
| EUR 0.07 B Ordinary | Sale | 927 | 19.0650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 973 | 27.0400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 973 | 27.0606 EUR | ||||
| A ADSs | Sale | 1,000 | 58.1600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,012 | 18.9893 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,032 | 19.0950 GBP | ||||
| A ADSs | Sale | 1,100 | 58.4481 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,146 | 27.0750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,152 | 18.9400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,200 | 19.1100 GBP | ||||
| A ADSs | Sale | 1,300 | 58.2800 USD | ||||
| B ADSs | Sale | 1,300 | 58.9999 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,414 | 26.8500 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,532 | 19.1132 GBP | ||||
| A ADSs | Sale | 1,600 | 58.5800 USD | ||||
| A ADSs | Sale | 1,703 | 58.6136 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,800 | 26.9759 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,044 | 18.9100 GBP | ||||
| A ADSs | Sale | 2,104 | 58.3720 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,290 | 18.9000 GBP | ||||
| B ADSs | Sale | 2,300 | 59.1447 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,414 | 19.0600 GBP | ||||
| A ADSs | Sale | 2,477 | 58.4456 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,486 | 18.9049 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,502 | 19.1000 GBP | ||||
| A ADSs | Sale | 2,642 | 58.4906 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,732 | 18.9050 GBP | ||||
| A ADSs | Sale | 2,890 | 58.3129 USD | ||||
| A ADSs | Sale | 2,899 | 58.5931 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,091 | 26.9476 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,206 | 27.0039 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,234 | 18.7473 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,254 | 18.9314 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,364 | 26.8550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,376 | 18.9508 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,534 | 19.0985 GBP | ||||
| A ADSs | Sale | 3,585 | 58.3332 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,000 | 27.0550 EUR | ||||
| A ADSs | Sale | 4,100 | 58.3567 USD | ||||
| B ADSs | Sale | 4,113 | 59.1448 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,169 | 18.9169 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,237 | 26.9850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,518 | 26.9879 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 4,658 | 19.1093 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,722 | 26.9933 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 4,796 | 19.0847 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,436 | 26.8350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,536 | 26.8400 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 5,541 | 19.0792 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,600 | 27.0546 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,896 | 26.8450 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 6,527 | 19.1065 GBP | ||||
| A ADSs | Sale | 7,016 | 58.6700 USD | ||||
| A ADSs | Sale | 7,893 | 58.4915 USD | ||||
| EUR 0.07 A Ordinary | Sale | 8,260 | 26.8826 EUR | ||||
| A ADSs | Sale | 8,400 | 58.3693 USD | ||||
| A ADSs | Sale | 8,454 | 58.3621 USD | ||||
| B ADSs | Sale | 9,000 | 58.8926 USD | ||||
| A ADSs | Sale | 9,800 | 58.3506 USD | ||||
| EUR 0.07 A Ordinary | Sale | 10,000 | 27.0633 EUR | ||||
| A ADSs | Sale | 12,010 | 58.5348 USD | ||||
| EUR 0.07 B Ordinary | Sale | 14,207 | 19.0607 GBP | ||||
| B ADSs | Sale | 15,600 | 59.1993 USD | ||||
| B ADSs | Sale | 15,770 | 59.1797 USD | ||||
| B ADSs | Sale | 20,683 | 59.1726 USD | ||||
| A ADSs | Sale | 24,375 | 58.4626 USD | ||||
| EUR 0.07 A Ordinary | Sale | 28,258 | 26.7700 EUR | ||||
| A ADSs | Sale | 30,000 | 58.7000 USD | ||||
| EUR 0.07 B Ordinary | Sale | 31,283 | 19.1021 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 31,289 | 18.9448 GBP | ||||
| A ADSs | Sale | 36,034 | 58.7293 USD | ||||
| EUR 0.07 A Ordinary | Sale | 39,472 | 18.8559 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 41,615 | 26.9519 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 46,724 | 27.1304 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 47,365 | 19.0980 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 48,047 | 19.0995 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 49,954 | 18.9320 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 60,900 | 19.0606 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 66,810 | 19.0705 GBP | ||||
| A ADSs | Sale | 67,375 | 58.5510 USD | ||||
| B ADSs | Sale | 67,400 | 58.8852 USD | ||||
| EUR 0.07 B Ordinary | Sale | 68,448 | 19.1017 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 83,182 | 27.0136 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 87,898 | 18.9338 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 88,144 | 19.1027 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 92,851 | 18.9025 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 97,367 | 26.9684 EUR | ||||
| A ADSs | Sale | 103,697 | 58.5099 USD | ||||
| EUR 0.07 B Ordinary | Sale | 109,606 | 19.0947 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 241,655 | 18.9116 GBP | ||||
| A ADSs | Sale | 253,134 | 58.4196 USD | ||||
| EUR 0.07 A Ordinary | Sale | 275,506 | 26.9313 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 485,000 | 19.1950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,957,977 | 18.7500 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 21 | 27.1076 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 51 | 18.8898 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 275 | 18.8803 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 500 | 18.8968 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,012 | 18.9893 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,532 | 19.1131 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,660 | 19.0725 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 2,000 | 19.1006 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,745 | 18.9321 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,000 | 18.8999 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,091 | 26.9475 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,271 | 18.9463 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,169 | 18.9169 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,722 | 26.9934 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 4,796 | 19.0847 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,541 | 19.0792 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,649 | 19.1271 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 13,320 | 27.0638 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 15,107 | 18.8937 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 16,655 | 18.9204 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 21,092 | 18.9262 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 22,251 | 18.8779 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 26,966 | 26.8632 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 35,424 | 19.0942 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 47,055 | 18.9284 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 47,055 | 18.9284 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 66,810 | 19.0705 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 51,217 | 19.1014 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 485,000 | 19.1950 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 23 | 18.9821 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 400 | 27.0135 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,296 | 19.1109 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,632 | 26.9213 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,722 | 19.1147 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 4,462 | 19.1011 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,840 | 18.9358 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,845 | 19.0587 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 7,668 | 18.9364 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 13,315 | 26.9667 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 6,776 | 18.8559 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 14,362 | 18.9094 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 16,347 | 19.0601 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 19,590 | 19.0271 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 34,460 | 18.9592 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 37,836 | 19.0973 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 38,289 | 18.9757 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 43,607 | 26.9475 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 46,597 | 26.7740 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 60,000 | 19.0173 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 60,000 | 26.8855 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 60,019 | 18.7640 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 75,000 | 26.9530 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 100,000 | 26.8364 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 198,791 | 27.0062 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 10 Aug 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | |||||
| of | description | purchasing, | of | price | |||||
| relevant | selling, | securities | per unit | ||||||
| security | varying etc | to which | |||||||
| option | |||||||||
| relates | |||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | |||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | |||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150810005764/en/
Copyright Business Wire 2015
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