5th Oct 2015 14:37
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 2 Oct 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 24,816,650 | 0.63% | 26,497,870 | 0.67% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,150,643 | 0.26% | 10,888,620 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 36,517,493 | 0.93% | 38,986,690 | 0.99% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 20,476,947 | 0.84% | 13,703,968 | 0.56% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,739,653 | 0.24% | 6,155,431 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 26,391,600 | 1.08% | 20,159,035 | 0.83% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 22 | 22.2625 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 63 | 16.2100 GBP | ||||
| A ADSs | Purchase | 75 | 49.2300 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 79 | 16.0750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 96 | 22.3100 EUR | ||||
| A ADSs | Purchase | 100 | 49.3400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 167 | 21.7600 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 193 | 16.4550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 195 | 16.3025 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 280 | 16.0550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 284 | 22.2475 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 284 | 16.1050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 287 | 16.1421 GBP | ||||
| A ADSs | Purchase | 300 | 49.6700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 304 | 16.3150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 400 | 16.0200 GBP | ||||
| B ADSs | Purchase | 400 | 49.7032 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 400 | 21.5250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 400 | 16.2750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 440 | 22.3000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 464 | 21.9545 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 484 | 21.6200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 484 | 21.7750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 484 | 21.7150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 484 | 21.6000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 22.0500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 21.7950 EUR | ||||
| A ADSs | Purchase | 500 | 49.6820 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 506 | 15.9640 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 544 | 21.8950 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 570 | 16.1078 GBP | ||||
| B ADSs | Purchase | 570 | 49.6105 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 572 | 22.3350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 611 | 22.2425 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 645 | 21.9650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 673 | 21.9850 EUR | ||||
| B ADSs | Purchase | 700 | 50.0907 USD | ||||
| A ADSs | Purchase | 700 | 49.2700 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 702 | 16.2200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 729 | 16.4450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 799 | 22.2567 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 841 | 16.4500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 879 | 16.0250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 980 | 21.5700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 991 | 16.0350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,000 | 16.0005 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,006 | 16.3000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,030 | 21.9000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,067 | 16.3100 GBP | ||||
| A ADSs | Purchase | 1,100 | 49.2663 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,106 | 22.2650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,147 | 16.0800 GBP | ||||
| B ADSs | Purchase | 1,200 | 49.3000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,298 | 21.8600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,316 | 22.0479 EUR | ||||
| B ADSs | Purchase | 1,380 | 50.0096 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,476 | 21.7100 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,657 | 16.0150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,672 | 22.2400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,710 | 22.2600 EUR | ||||
| A ADSs | Purchase | 2,000 | 49.3269 USD | ||||
| A ADSs | Purchase | 2,100 | 49.2895 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,181 | 16.2950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,227 | 16.4400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,288 | 22.2589 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,337 | 21.7935 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,493 | 16.3050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,524 | 16.1100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,566 | 22.2750 EUR | ||||
| A ADSs | Purchase | 2,700 | 49.2987 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,775 | 15.9576 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,781 | 22.2700 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,951 | 16.4464 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,961 | 16.0945 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,301 | 22.0219 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,450 | 22.2450 EUR | ||||
| B ADSs | Purchase | 3,500 | 49.5556 USD | ||||
| B ADSs | Purchase | 3,900 | 49.5708 USD | ||||
| A ADSs | Purchase | 4,500 | 49.3472 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,520 | 22.2550 EUR | ||||
| A ADSs | Purchase | 4,900 | 49.3685 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,689 | 22.1265 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,771 | 16.0341 GBP | ||||
| A ADSs | Purchase | 6,427 | 49.3116 USD | ||||
| A ADSs | Purchase | 6,427 | 49.3117 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,566 | 16.2435 GBP | ||||
| A ADSs | Purchase | 6,910 | 49.2187 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 7,030 | 16.4346 GBP | ||||
| B ADSs | Purchase | 7,164 | 48.9471 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,416 | 22.1341 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 7,472 | 16.3065 GBP | ||||
| B ADSs | Purchase | 7,734 | 48.9960 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8,711 | 16.2124 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,775 | 22.0183 EUR | ||||
| B ADSs | Purchase | 9,267 | 49.1041 USD | ||||
| A ADSs | Purchase | 12,700 | 49.3984 USD | ||||
| A ADSs | Purchase | 12,808 | 49.2264 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 12,993 | 16.2250 GBP | ||||
| A ADSs | Purchase | 13,200 | 49.2500 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 14,178 | 16.2370 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 15,394 | 21.8357 EUR | ||||
| A ADSs | Purchase | 15,400 | 49.3287 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 16,452 | 21.9357 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 16,823 | 21.9917 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 18,894 | 22.0303 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 20,000 | 16.2934 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 20,701 | 16.2905 GBP | ||||
| A ADSs | Purchase | 20,895 | 49.3879 USD | ||||
| A ADSs | Purchase | 21,500 | 49.3377 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 25,392 | 16.2463 GBP | ||||
| B ADSs | Purchase | 30,212 | 49.4604 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 30,513 | 16.3864 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 32,245 | 16.1426 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 32,846 | 16.0092 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 33,246 | 16.2692 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 45,345 | 16.3081 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 49,060 | 21.7725 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 50,000 | 16.3003 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 50,634 | 21.7062 EUR | ||||
| B ADSs | Purchase | 80,192 | 49.5502 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 85,513 | 16.3035 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 86,599 | 21.9846 EUR | ||||
| A ADSs | Purchase | 111,218 | 49.3307 USD | ||||
| A ADSs | Purchase | 137,492 | 49.1214 USD | ||||
| A ADSs | Purchase | 152,440 | 49.2837 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 189,268 | 16.4512 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 207,547 | 16.2210 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 235,649 | 21.8650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 303,682 | 16.2962 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 22 | 22.2625 EUR | ||||
| B ADSs | Sale | 42 | 50.0900 USD | ||||
| EUR 0.07 B Ordinary | Sale | 55 | 16.4764 GBP | ||||
| A ADSs | Sale | 100 | 49.6600 USD | ||||
| B ADSs | Sale | 100 | 49.2700 USD | ||||
| B ADSs | Sale | 100 | 49.8300 USD | ||||
| A ADSs | Sale | 100 | 49.3700 USD | ||||
| B ADSs | Sale | 100 | 50.0850 USD | ||||
| B ADSs | Sale | 100 | 49.0500 USD | ||||
| A ADSs | Sale | 107 | 49.3046 USD | ||||
| EUR 0.07 B Ordinary | Sale | 135 | 16.4036 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 142 | 16.1050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 193 | 16.4550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 193 | 21.7651 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 195 | 16.3025 GBP | ||||
| A ADSs | Sale | 200 | 49.1900 USD | ||||
| EUR 0.07 B Ordinary | Sale | 200 | 16.4018 GBP | ||||
| A ADSs | Sale | 200 | 49.5050 USD | ||||
| A ADSs | Sale | 275 | 49.3351 USD | ||||
| B ADSs | Sale | 280 | 50.1167 USD | ||||
| EUR 0.07 A Ordinary | Sale | 284 | 22.2475 EUR | ||||
| B ADSs | Sale | 300 | 49.3200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 300 | 16.1150 GBP | ||||
| A ADSs | Sale | 300 | 49.3600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 400 | 16.0200 GBP | ||||
| B ADSs | Sale | 400 | 48.9300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 400 | 22.0100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 440 | 22.3000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 484 | 21.7750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 484 | 21.7150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 484 | 21.6200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 484 | 21.6000 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 500 | 16.1579 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 21.7950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 22.0500 EUR | ||||
| B ADSs | Sale | 500 | 50.0180 USD | ||||
| B ADSs | Sale | 500 | 49.9260 USD | ||||
| EUR 0.07 A Ordinary | Sale | 522 | 22.2500 EUR | ||||
| A ADSs | Sale | 531 | 49.4942 USD | ||||
| EUR 0.07 A Ordinary | Sale | 544 | 21.8950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 572 | 22.3350 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 575 | 16.0977 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 578 | 16.3150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 581 | 16.2959 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 594 | 16.3075 GBP | ||||
| B ADSs | Sale | 600 | 49.7012 USD | ||||
| B ADSs | Sale | 600 | 50.0950 USD | ||||
| EUR 0.07 A Ordinary | Sale | 611 | 22.2425 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 645 | 21.9650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 673 | 21.9850 EUR | ||||
| A ADSs | Sale | 700 | 48.7000 USD | ||||
| A ADSs | Sale | 700 | 49.4331 USD | ||||
| B ADSs | Sale | 700 | 50.0907 USD | ||||
| EUR 0.07 B Ordinary | Sale | 729 | 16.4450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 750 | 16.2923 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 754 | 16.3793 GBP | ||||
| A ADSs | Sale | 800 | 48.9512 USD | ||||
| B ADSs | Sale | 800 | 49.5181 USD | ||||
| EUR 0.07 B Ordinary | Sale | 879 | 16.0250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 980 | 21.5700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,006 | 16.3000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,021 | 16.1596 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,030 | 21.9000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,090 | 16.0256 GBP | ||||
| A ADSs | Sale | 1,110 | 49.4845 USD | ||||
| B ADSs | Sale | 1,200 | 49.3000 USD | ||||
| A ADSs | Sale | 1,200 | 49.4687 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,262 | 16.1100 GBP | ||||
| A ADSs | Sale | 1,274 | 49.4343 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,298 | 21.8600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,316 | 22.0479 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,375 | 16.1865 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,402 | 16.3100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,476 | 21.7100 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,580 | 16.4500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,657 | 16.0150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,672 | 22.2400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,710 | 22.2600 EUR | ||||
| A ADSs | Sale | 1,770 | 49.4426 USD | ||||
| A ADSs | Sale | 1,800 | 49.3761 USD | ||||
| B ADSs | Sale | 2,000 | 48.9820 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,181 | 16.2950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,206 | 16.3027 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,227 | 16.4400 GBP | ||||
| A ADSs | Sale | 2,300 | 49.2577 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,332 | 16.4009 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,341 | 16.1936 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,382 | 21.9334 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,493 | 16.3050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,508 | 16.3022 GBP | ||||
| A ADSs | Sale | 2,800 | 49.7217 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,002 | 22.2750 EUR | ||||
| B ADSs | Sale | 3,100 | 49.5844 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,242 | 22.2450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,527 | 16.2370 GBP | ||||
| A ADSs | Sale | 3,600 | 49.4686 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,713 | 15.9854 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,776 | 22.2650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,908 | 16.1104 GBP | ||||
| B ADSs | Sale | 4,000 | 49.6422 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,434 | 16.2436 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,506 | 21.9026 EUR | ||||
| A ADSs | Sale | 4,900 | 49.2546 USD | ||||
| A ADSs | Sale | 5,364 | 49.5386 USD | ||||
| A ADSs | Sale | 5,400 | 49.3789 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,406 | 22.2700 EUR | ||||
| A ADSs | Sale | 5,700 | 49.2723 USD | ||||
| A ADSs | Sale | 5,703 | 49.2696 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,062 | 16.1584 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,067 | 22.1232 EUR | ||||
| A ADSs | Sale | 6,100 | 49.4527 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,138 | 21.9744 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 6,156 | 16.2200 GBP | ||||
| B ADSs | Sale | 6,267 | 49.1305 USD | ||||
| A ADSs | Sale | 6,400 | 49.1235 USD | ||||
| A ADSs | Sale | 6,427 | 49.3082 USD | ||||
| A ADSs | Sale | 6,427 | 49.3116 USD | ||||
| A ADSs | Sale | 6,530 | 49.0732 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,626 | 22.2550 EUR | ||||
| A ADSs | Sale | 7,063 | 49.1500 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,146 | 16.0800 GBP | ||||
| A ADSs | Sale | 7,206 | 48.9975 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,393 | 21.7901 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 8,183 | 16.1831 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,248 | 16.1679 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,443 | 16.1822 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,294 | 16.1327 GBP | ||||
| A ADSs | Sale | 10,433 | 49.0504 USD | ||||
| A ADSs | Sale | 11,862 | 49.3735 USD | ||||
| A ADSs | Sale | 13,200 | 49.3501 USD | ||||
| A ADSs | Sale | 13,200 | 49.2500 USD | ||||
| A ADSs | Sale | 15,060 | 49.0488 USD | ||||
| B ADSs | Sale | 15,468 | 48.9960 USD | ||||
| A ADSs | Sale | 15,800 | 49.3613 USD | ||||
| EUR 0.07 B Ordinary | Sale | 16,334 | 16.1882 GBP | ||||
| A ADSs | Sale | 18,200 | 49.2625 USD | ||||
| EUR 0.07 A Ordinary | Sale | 18,464 | 21.7456 EUR | ||||
| A ADSs | Sale | 20,600 | 49.0786 USD | ||||
| EUR 0.07 B Ordinary | Sale | 21,162 | 16.1307 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 22,221 | 22.0638 EUR | ||||
| A ADSs | Sale | 22,900 | 49.0803 USD | ||||
| EUR 0.07 A Ordinary | Sale | 23,000 | 22.2548 EUR | ||||
| A ADSs | Sale | 23,675 | 49.3120 USD | ||||
| EUR 0.07 A Ordinary | Sale | 25,742 | 21.8650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 30,000 | 21.7510 EUR | ||||
| B ADSs | Sale | 30,212 | 49.4604 USD | ||||
| EUR 0.07 B Ordinary | Sale | 30,321 | 16.1918 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 31,706 | 15.9030 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 32,362 | 21.8318 EUR | ||||
| A ADSs | Sale | 34,899 | 49.4067 USD | ||||
| EUR 0.07 A Ordinary | Sale | 35,801 | 16.2090 GBP | ||||
| A ADSs | Sale | 37,300 | 49.2489 USD | ||||
| A ADSs | Sale | 42,618 | 49.3140 USD | ||||
| EUR 0.07 B Ordinary | Sale | 47,093 | 16.1631 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 50,666 | 21.7190 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 53,393 | 16.2249 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 60,931 | 16.2714 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 63,536 | 16.3175 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 65,390 | 16.2706 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 70,912 | 16.2153 GBP | ||||
| A ADSs | Sale | 76,120 | 49.2832 USD | ||||
| A ADSs | Sale | 76,220 | 49.2837 USD | ||||
| B ADSs | Sale | 80,192 | 49.5502 USD | ||||
| A ADSs | Sale | 111,218 | 49.3307 USD | ||||
| EUR 0.07 A Ordinary | Sale | 205,238 | 21.7580 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 232,123 | 16.2956 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 337,914 | 16.1541 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 193 | 21.7625 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 300 | 16.3080 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 400 | 16.4600 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 750 | 16.2923 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,861 | 21.8954 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,900 | 16.2686 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,246 | 16.1495 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,645 | 21.9077 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,908 | 16.1104 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,587 | 21.6765 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,822 | 21.8702 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,197 | 16.1149 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,530 | 16.1382 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 11,652 | 21.5675 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 17,355 | 16.2220 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 19,138 | 16.1757 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 22,221 | 22.0639 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 24,542 | 16.0844 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 30,000 | 21.7510 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 31,411 | 16.1178 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 31,706 | 15.9030 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 62,319 | 21.7511 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 128,447 | 21.8121 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 99,509 | 16.3658 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 106,104 | 16.2253 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 240,829 | 16.1288 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 167 | 21.7626 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 466 | 16.1669 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 606 | 21.8307 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 700 | 16.2876 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,731 | 21.7805 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,541 | 16.2571 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,859 | 21.8222 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,928 | 16.3885 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 6,566 | 16.2435 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,838 | 21.7054 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 8,064 | 16.2446 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 10,977 | 15.9936 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,663 | 16.0011 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 17,376 | 16.2101 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 20,000 | 16.2934 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 20,701 | 16.2905 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 20,946 | 21.7094 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 20,982 | 16.0230 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 22,896 | 16.3234 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 25,320 | 22.0080 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 32,245 | 16.1426 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 64,397 | 22.1193 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 78,198 | 16.2214 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 233,404 | 21.8650 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 5 Oct 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 17.1093 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 16.9274 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151005005990/en/
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