19th Oct 2015 15:11
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 16 Oct 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,546,146 | 0.60% | 19,872,155 | 0.50% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,759,015 | 0.22% | 9,910,755 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 33,855,361 | 0.86% | 31,383,110 | 0.80% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,861,126 | 0.90% | 14,825,350 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,042,868 | 0.45% | 4,425,132 | 0.18% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 33,078,994 | 1.36% | 19,550,118 | 0.80% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 43 | 18.3500 GBP | ||||
| A ADSs | Purchase | 51 | 55.8799 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 76 | 18.1150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 80 | 24.8300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 92 | 24.8625 EUR | ||||
| A ADSs | Purchase | 94 | 56.0472 USD | ||||
| A ADSs | Purchase | 100 | 56.2600 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 100 | 18.2700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 100 | 18.3100 GBP | ||||
| B ADSs | Purchase | 100 | 56.8300 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 133 | 18.3600 GBP | ||||
| A ADSs | Purchase | 150 | 56.0471 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 163 | 18.3225 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 171 | 18.0775 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 222 | 18.2724 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 230 | 18.1750 GBP | ||||
| B ADSs | Purchase | 250 | 56.9200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 271 | 24.8075 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 295 | 18.3200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 305 | 18.0626 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 307 | 18.3400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 338 | 18.3718 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 353 | 18.0950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 400 | 18.3300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 420 | 18.0901 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 421 | 24.6925 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 434 | 24.8050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 468 | 24.6900 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 489 | 18.3350 GBP | ||||
| A ADSs | Purchase | 500 | 56.2040 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 506 | 24.8900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 519 | 18.2150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 519 | 18.2150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 591 | 18.3750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 594 | 18.2600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 624 | 24.8250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 624 | 24.8100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 624 | 24.7400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 643 | 24.7000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 659 | 24.6950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 663 | 18.1300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 800 | 18.4100 GBP | ||||
| A ADSs | Purchase | 800 | 56.2500 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 813 | 18.2100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 855 | 18.1500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 884 | 24.7127 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 906 | 24.8878 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 968 | 18.3523 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 973 | 18.0880 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,000 | 18.3700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,000 | 24.7150 EUR | ||||
| A ADSs | Purchase | 1,000 | 55.9500 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,000 | 24.6750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,028 | 18.1546 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,080 | 18.3150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,080 | 24.6850 EUR | ||||
| B ADSs | Purchase | 1,100 | 56.9500 USD | ||||
| A ADSs | Purchase | 1,100 | 56.1009 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,236 | 18.0887 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,261 | 24.8871 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,279 | 24.7200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,288 | 18.0850 GBP | ||||
| A ADSs | Purchase | 1,300 | 56.1207 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,318 | 24.8000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,366 | 18.0894 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,474 | 18.1400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,611 | 18.1450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,631 | 18.0900 GBP | ||||
| A ADSs | Purchase | 1,800 | 56.0636 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,982 | 18.3730 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,105 | 24.7692 EUR | ||||
| B ADSs | Purchase | 2,236 | 56.8065 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,248 | 18.1550 GBP | ||||
| B ADSs | Purchase | 2,258 | 57.0220 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,295 | 18.3444 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,299 | 18.1600 GBP | ||||
| A ADSs | Purchase | 2,420 | 56.2403 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,679 | 18.3126 GBP | ||||
| A ADSs | Purchase | 2,770 | 56.1643 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,146 | 18.3237 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,285 | 18.3215 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,408 | 24.7782 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,474 | 24.8650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,503 | 24.7450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,602 | 18.1950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,722 | 24.7345 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,210 | 18.1650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,337 | 18.3699 GBP | ||||
| A ADSs | Purchase | 4,392 | 56.1221 USD | ||||
| A ADSs | Purchase | 5,000 | 55.9872 USD | ||||
| A ADSs | Purchase | 5,400 | 56.1108 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,611 | 18.3249 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,854 | 18.0830 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,839 | 18.3689 GBP | ||||
| A ADSs | Purchase | 7,700 | 56.1256 USD | ||||
| A ADSs | Purchase | 8,053 | 55.9329 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,411 | 18.1359 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,844 | 18.3209 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 10,619 | 18.3207 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 10,988 | 24.6764 EUR | ||||
| A ADSs | Purchase | 11,600 | 56.3410 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 11,607 | 24.6633 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 12,957 | 18.3982 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 13,258 | 18.3697 GBP | ||||
| B ADSs | Purchase | 15,771 | 56.7583 USD | ||||
| A ADSs | Purchase | 17,257 | 56.0859 USD | ||||
| A ADSs | Purchase | 17,620 | 55.9209 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 17,639 | 24.6306 EUR | ||||
| B ADSs | Purchase | 18,029 | 56.7913 USD | ||||
| A ADSs | Purchase | 18,257 | 56.0784 USD | ||||
| B ADSs | Purchase | 19,500 | 56.9380 USD | ||||
| B ADSs | Purchase | 20,900 | 56.9366 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 23,727 | 24.6500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 25,000 | 18.0344 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 26,692 | 18.3450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 34,057 | 24.6236 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 38,923 | 18.3316 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 40,403 | 18.0800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 48,683 | 18.3058 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 55,429 | 18.3481 GBP | ||||
| B ADSs | Purchase | 59,498 | 57.2002 USD | ||||
| A ADSs | Purchase | 75,806 | 56.2695 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 78,433 | 18.3421 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 82,843 | 24.7011 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 97,431 | 24.6952 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 222,080 | 18.3437 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 275,985 | 24.5393 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 493,732 | 24.6938 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,590,451 | 18.2200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,590,451 | 18.2200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,644,272 | 24.5000 EUR | ||||
| A ADSs | Sale | 21 | 56.3500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 24 | 18.3729 GBP | ||||
| A ADSs | Sale | 28 | 56.0472 USD | ||||
| EUR 0.07 B Ordinary | Sale | 43 | 18.3500 GBP | ||||
| A ADSs | Sale | 66 | 55.7000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 76 | 18.1150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 86 | 18.1625 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 18.2700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 18.3100 GBP | ||||
| A ADSs | Sale | 100 | 56.3610 USD | ||||
| A ADSs | Sale | 100 | 56.3600 USD | ||||
| A ADSs | Sale | 127 | 55.9300 USD | ||||
| EUR 0.07 B Ordinary | Sale | 133 | 18.3600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 134 | 18.0761 GBP | ||||
| A ADSs | Sale | 150 | 56.0471 USD | ||||
| A ADSs | Sale | 150 | 56.0000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 160 | 24.8300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 163 | 18.3225 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 171 | 18.0775 GBP | ||||
| A ADSs | Sale | 200 | 55.8800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 271 | 24.8075 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 271 | 18.1498 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 279 | 18.3636 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 295 | 18.3200 GBP | ||||
| A ADSs | Sale | 300 | 56.3400 USD | ||||
| A ADSs | Sale | 300 | 56.3366 USD | ||||
| B ADSs | Sale | 300 | 56.7900 USD | ||||
| EUR 0.07 B Ordinary | Sale | 307 | 18.3400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 342 | 18.2250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 344 | 18.4079 GBP | ||||
| B ADSs | Sale | 350 | 56.8942 USD | ||||
| EUR 0.07 A Ordinary | Sale | 353 | 18.0950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 357 | 24.8150 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 400 | 18.3300 GBP | ||||
| B ADSs | Sale | 400 | 56.8025 USD | ||||
| A ADSs | Sale | 400 | 55.8900 USD | ||||
| EUR 0.07 B Ordinary | Sale | 406 | 18.3450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 421 | 24.6925 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 429 | 18.3350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 465 | 18.3986 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 468 | 24.6900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 490 | 18.2907 GBP | ||||
| A ADSs | Sale | 500 | 55.9900 USD | ||||
| A ADSs | Sale | 500 | 56.3000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 503 | 18.0850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 505 | 18.3886 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 519 | 18.2150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 519 | 18.2150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 591 | 18.3750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 594 | 18.2600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 596 | 18.3250 GBP | ||||
| B ADSs | Sale | 600 | 56.8650 USD | ||||
| EUR 0.07 A Ordinary | Sale | 600 | 24.8550 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 600 | 18.3103 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 624 | 24.7400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 624 | 24.8250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 643 | 24.7000 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 652 | 18.4150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 663 | 18.1300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 695 | 18.2000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 754 | 24.7300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 798 | 18.1213 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 813 | 18.2100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 832 | 18.3679 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 930 | 18.0900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 24.6750 EUR | ||||
| A ADSs | Sale | 1,000 | 56.3151 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,000 | 18.3700 GBP | ||||
| A ADSs | Sale | 1,000 | 56.0530 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 24.7150 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,080 | 18.3150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,080 | 24.6850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,099 | 18.2200 GBP | ||||
| B ADSs | Sale | 1,100 | 56.7636 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,225 | 18.4350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,279 | 24.7200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,318 | 24.8000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,467 | 18.1500 GBP | ||||
| B ADSs | Sale | 1,536 | 56.8107 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,594 | 24.7423 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,600 | 18.4100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,611 | 18.1450 GBP | ||||
| A ADSs | Sale | 1,744 | 55.8978 USD | ||||
| A ADSs | Sale | 1,900 | 55.8684 USD | ||||
| A ADSs | Sale | 1,900 | 56.0897 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,996 | 24.6689 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,016 | 18.1400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,165 | 18.0539 GBP | ||||
| A ADSs | Sale | 2,220 | 55.8443 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,285 | 18.1550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,415 | 24.7224 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,497 | 18.4203 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,567 | 24.8050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,748 | 24.7329 EUR | ||||
| A ADSs | Sale | 2,800 | 55.8853 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,024 | 18.1600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,025 | 18.1700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,034 | 18.0827 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,049 | 18.1605 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,165 | 24.8100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,198 | 24.8650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,246 | 18.2926 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,365 | 18.3453 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,416 | 24.7052 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,436 | 18.2459 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,503 | 24.7450 EUR | ||||
| A ADSs | Sale | 3,670 | 56.2479 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,002 | 18.1950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,063 | 18.1750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,467 | 18.1650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,576 | 18.2689 GBP | ||||
| A ADSs | Sale | 5,300 | 56.1023 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,919 | 18.0872 GBP | ||||
| A ADSs | Sale | 6,700 | 56.1364 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,799 | 18.0800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,282 | 24.7271 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,995 | 18.0886 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,110 | 18.1363 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,443 | 18.4192 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,147 | 24.7468 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 9,991 | 18.1310 GBP | ||||
| A ADSs | Sale | 10,300 | 55.9578 USD | ||||
| EUR 0.07 B Ordinary | Sale | 10,460 | 18.3930 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,034 | 24.7231 EUR | ||||
| A ADSs | Sale | 11,600 | 56.3410 USD | ||||
| EUR 0.07 A Ordinary | Sale | 15,887 | 18.1674 GBP | ||||
| A ADSs | Sale | 18,223 | 56.0065 USD | ||||
| B ADSs | Sale | 19,800 | 56.9462 USD | ||||
| B ADSs | Sale | 20,000 | 56.9409 USD | ||||
| EUR 0.07 A Ordinary | Sale | 23,917 | 24.6653 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 30,700 | 24.6812 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 31,295 | 18.1034 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 34,963 | 18.3289 GBP | ||||
| B ADSs | Sale | 36,058 | 56.7913 USD | ||||
| A ADSs | Sale | 36,514 | 56.0784 USD | ||||
| EUR 0.07 B Ordinary | Sale | 36,935 | 18.3173 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 37,182 | 18.3398 GBP | ||||
| A ADSs | Sale | 37,403 | 56.2732 USD | ||||
| A ADSs | Sale | 37,903 | 56.2695 USD | ||||
| EUR 0.07 B Ordinary | Sale | 40,531 | 18.3294 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 40,545 | 24.6500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 50,659 | 24.6950 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 51,882 | 18.3469 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 58,302 | 24.5976 EUR | ||||
| B ADSs | Sale | 59,498 | 57.2002 USD | ||||
| EUR 0.07 B Ordinary | Sale | 60,429 | 18.3525 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 67,343 | 24.6716 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 68,308 | 18.3392 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 72,157 | 24.6985 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 74,160 | 18.1194 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 75,724 | 24.6841 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 87,872 | 18.3443 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 154,456 | 18.3629 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 201,812 | 18.3513 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 318,979 | 24.7237 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 429,705 | 18.3494 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 47 | 18.1497 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 224 | 18.1498 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 300 | 18.3083 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 809 | 24.7720 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 900 | 18.2933 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,350 | 24.6230 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,600 | 18.0690 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,627 | 18.0457 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,700 | 18.2955 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,867 | 18.0488 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,034 | 18.0827 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,897 | 18.0562 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,485 | 18.3067 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,883 | 24.7466 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,586 | 18.1514 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 10,089 | 24.6992 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 13,918 | 24.6848 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 19,861 | 18.1579 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 22,751 | 18.3477 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 35,160 | 18.3468 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 81,986 | 24.6714 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 120,909 | 18.3420 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 84,287 | 18.1053 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 182,353 | 18.3454 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 429,705 | 18.3494 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 100 | 18.2050 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 200 | 18.2525 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 219 | 18.1377 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 399 | 24.6986 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 595 | 18.3351 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 700 | 18.2400 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 809 | 18.1616 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,000 | 18.3722 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,863 | 18.3504 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,107 | 24.7085 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 10,088 | 24.7193 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 23,607 | 18.3693 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 25,000 | 18.0344 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 69,422 | 18.2858 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 203,591 | 24.6569 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 19 Oct 15 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 16.9274 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 17.1093 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151019005940/en/
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