16th Oct 2015 15:25
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 15 Oct 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,463,133 | 0.60% | 24,603,214 | 0.62% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,673,836 | 0.22% | 9,826,428 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 33,687,169 | 0.85% | 36,029,842 | 0.91% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 18,953,819 | 0.78% | 13,191,022 | 0.54% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,853,086 | 0.36% | 4,550,112 | 0.19% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 27,981,905 | 1.15% | 18,040,770 | 0.74% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 1 | 17.9900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2 | 18.1350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9 | 18.0825 GBP | ||||
| B ADSs | Purchase | 10 | 55.5700 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 11 | 18.0800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 13 | 18.0725 GBP | ||||
| B ADSs | Purchase | 15 | 55.7500 USD | ||||
| B ADSs | Purchase | 20 | 55.7400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 20 | 24.0650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 82 | 24.2650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 82 | 24.1800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 82 | 24.1650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 82 | 23.9500 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 96 | 18.0850 GBP | ||||
| A ADSs | Purchase | 100 | 55.8700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 133 | 24.1300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 164 | 24.2225 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 167 | 17.6100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 168 | 18.1375 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 168 | 18.0625 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 168 | 18.1300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 169 | 18.1600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 170 | 17.8900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 170 | 17.8950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 189 | 17.9600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 192 | 18.1050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 197 | 18.0425 GBP | ||||
| A ADSs | Purchase | 200 | 55.8650 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 200 | 17.9800 GBP | ||||
| B ADSs | Purchase | 200 | 55.5450 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 208 | 17.7500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 219 | 24.2050 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 221 | 18.0150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 222 | 18.0650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 246 | 24.1683 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 260 | 24.1950 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 271 | 18.1299 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 287 | 18.0925 GBP | ||||
| A ADSs | Purchase | 297 | 55.1408 USD | ||||
| A ADSs | Purchase | 300 | 55.8666 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 305 | 17.7625 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 321 | 18.0900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 330 | 17.7600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 350 | 17.9500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 356 | 18.0600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 370 | 24.1850 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 394 | 18.0950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 406 | 17.9700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 426 | 17.7589 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 429 | 18.0575 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 449 | 18.0075 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 472 | 24.2700 EUR | ||||
| B ADSs | Purchase | 520 | 56.0482 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 526 | 24.1700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 528 | 24.1847 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 540 | 18.0050 GBP | ||||
| A ADSs | Purchase | 600 | 55.7116 USD | ||||
| A ADSs | Purchase | 610 | 55.3849 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 658 | 17.9000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 668 | 18.1000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 695 | 18.0700 GBP | ||||
| A ADSs | Purchase | 700 | 55.7585 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 700 | 18.0350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 790 | 24.1900 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 800 | 18.0775 GBP | ||||
| A ADSs | Purchase | 800 | 55.3800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 812 | 18.0750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 908 | 24.0492 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 913 | 18.0953 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 968 | 18.0020 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,000 | 24.1500 EUR | ||||
| A ADSs | Purchase | 1,000 | 55.7060 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,067 | 17.9550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,082 | 17.7525 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,118 | 24.1515 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,276 | 24.1634 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,295 | 18.0730 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,394 | 24.1400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,444 | 24.2100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,483 | 17.9150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,552 | 17.9375 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,678 | 17.9750 GBP | ||||
| A ADSs | Purchase | 1,700 | 55.8276 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,716 | 18.0990 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,739 | 18.0525 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,749 | 24.1462 EUR | ||||
| A ADSs | Purchase | 1,800 | 55.2978 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,887 | 17.9450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,887 | 17.9450 GBP | ||||
| A ADSs | Purchase | 1,900 | 55.8884 USD | ||||
| A ADSs | Purchase | 1,900 | 55.8484 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,968 | 17.9050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,200 | 18.0200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,249 | 17.9650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,249 | 17.9650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,338 | 17.9200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,338 | 17.9200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,600 | 17.7475 GBP | ||||
| A ADSs | Purchase | 2,632 | 55.8684 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,656 | 18.0100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,782 | 17.9400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,799 | 17.7813 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,998 | 18.0958 GBP | ||||
| B ADSs | Purchase | 3,096 | 56.6121 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,218 | 17.8173 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,262 | 18.1034 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,310 | 18.0961 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,540 | 17.9250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,639 | 17.9350 GBP | ||||
| A ADSs | Purchase | 3,721 | 55.5194 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,816 | 24.0055 EUR | ||||
| A ADSs | Purchase | 3,900 | 55.6992 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,158 | 18.0450 GBP | ||||
| A ADSs | Purchase | 5,000 | 55.8494 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,439 | 17.7900 GBP | ||||
| A ADSs | Purchase | 5,700 | 55.5926 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,767 | 18.0985 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,032 | 24.2005 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 6,530 | 18.0803 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,991 | 17.6694 GBP | ||||
| B ADSs | Purchase | 7,300 | 56.7050 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 7,485 | 18.0652 GBP | ||||
| A ADSs | Purchase | 7,500 | 55.5269 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,809 | 17.9300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,963 | 24.1932 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 8,200 | 24.1702 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 8,619 | 17.6770 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 11,731 | 17.6836 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 12,544 | 24.1766 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 13,687 | 17.9941 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,554 | 18.0122 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 16,007 | 17.9852 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 18,393 | 18.0135 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 19,065 | 24.1549 EUR | ||||
| B ADSs | Purchase | 19,500 | 56.2490 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 23,987 | 24.2251 EUR | ||||
| B ADSs | Purchase | 24,400 | 56.3036 USD | ||||
| B ADSs | Purchase | 25,920 | 56.5724 USD | ||||
| B ADSs | Purchase | 28,700 | 56.3557 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 28,710 | 24.1469 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 30,179 | 18.0839 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 34,074 | 17.9732 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 35,307 | 17.9713 GBP | ||||
| B ADSs | Purchase | 38,200 | 55.7389 USD | ||||
| B ADSs | Purchase | 38,920 | 55.7420 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 39,264 | 24.1372 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 41,198 | 17.9657 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 49,700 | 24.3049 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 59,807 | 24.1474 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 65,948 | 24.1888 EUR | ||||
| A ADSs | Purchase | 66,522 | 55.5730 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 94,042 | 18.0151 GBP | ||||
| B ADSs | Purchase | 126,924 | 56.2539 USD | ||||
| A ADSs | Purchase | 139,698 | 55.1803 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 151,940 | 17.9355 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 187,012 | 18.0260 GBP | ||||
| A ADSs | Purchase | 270,628 | 55.7050 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1 | 17.9900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2 | 18.1350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9 | 18.0825 GBP | ||||
| B ADSs | Sale | 10 | 55.5700 USD | ||||
| EUR 0.07 B Ordinary | Sale | 11 | 18.0800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 13 | 18.0725 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 20 | 24.0650 EUR | ||||
| B ADSs | Sale | 35 | 55.7443 USD | ||||
| EUR 0.07 A Ordinary | Sale | 81 | 24.1659 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 82 | 24.1650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 82 | 24.2650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 82 | 24.1800 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 96 | 18.0850 GBP | ||||
| A ADSs | Sale | 100 | 55.2100 USD | ||||
| A ADSs | Sale | 100 | 55.6300 USD | ||||
| A ADSs | Sale | 100 | 55.6850 USD | ||||
| A ADSs | Sale | 100 | 55.1800 USD | ||||
| A ADSs | Sale | 100 | 55.8650 USD | ||||
| EUR 0.07 A Ordinary | Sale | 133 | 24.1300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 151 | 24.1651 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 162 | 17.7770 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 164 | 24.1700 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 168 | 18.1375 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 168 | 18.1300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 168 | 18.0625 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 169 | 18.1600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 170 | 17.8950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 170 | 17.8900 GBP | ||||
| B ADSs | Sale | 180 | 56.6311 USD | ||||
| EUR 0.07 A Ordinary | Sale | 189 | 17.9600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 192 | 18.1050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 197 | 18.0425 GBP | ||||
| A ADSs | Sale | 200 | 55.1700 USD | ||||
| A ADSs | Sale | 200 | 55.6550 USD | ||||
| A ADSs | Sale | 200 | 55.8750 USD | ||||
| A ADSs | Sale | 200 | 55.8800 USD | ||||
| B ADSs | Sale | 200 | 56.4850 USD | ||||
| EUR 0.07 A Ordinary | Sale | 219 | 24.2050 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 221 | 18.0150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 222 | 18.0650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 225 | 18.0036 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 236 | 24.2700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 246 | 24.1683 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 260 | 24.1950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 268 | 24.1676 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 287 | 18.0925 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 292 | 24.1750 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 300 | 18.0565 GBP | ||||
| B ADSs | Sale | 300 | 56.5733 USD | ||||
| EUR 0.07 A Ordinary | Sale | 305 | 17.7625 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 321 | 18.0900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 330 | 17.7600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 350 | 17.9500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 350 | 18.0350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 356 | 18.0600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 394 | 18.0950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 400 | 24.2505 EUR | ||||
| A ADSs | Sale | 400 | 55.9500 USD | ||||
| A ADSs | Sale | 400 | 55.6250 USD | ||||
| EUR 0.07 B Ordinary | Sale | 400 | 17.9800 GBP | ||||
| A ADSs | Sale | 400 | 55.1950 USD | ||||
| EUR 0.07 A Ordinary | Sale | 406 | 17.9700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 429 | 18.0575 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 449 | 18.0075 GBP | ||||
| B ADSs | Sale | 500 | 56.5960 USD | ||||
| EUR 0.07 A Ordinary | Sale | 513 | 17.7593 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 540 | 18.0050 GBP | ||||
| A ADSs | Sale | 600 | 55.5343 USD | ||||
| A ADSs | Sale | 600 | 55.6900 USD | ||||
| EUR 0.07 B Ordinary | Sale | 625 | 18.0964 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 628 | 24.1900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 668 | 18.1000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 695 | 18.0700 GBP | ||||
| A ADSs | Sale | 700 | 54.9900 USD | ||||
| EUR 0.07 B Ordinary | Sale | 741 | 18.0775 GBP | ||||
| B ADSs | Sale | 800 | 56.2601 USD | ||||
| EUR 0.07 B Ordinary | Sale | 812 | 18.0750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 821 | 23.9500 EUR | ||||
| A ADSs | Sale | 829 | 55.5669 USD | ||||
| EUR 0.07 B Ordinary | Sale | 845 | 17.9986 GBP | ||||
| A ADSs | Sale | 900 | 55.8850 USD | ||||
| EUR 0.07 A Ordinary | Sale | 908 | 24.0491 EUR | ||||
| A ADSs | Sale | 1,000 | 55.7940 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 17.8894 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,067 | 17.9550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,082 | 17.7525 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,198 | 18.0281 GBP | ||||
| A ADSs | Sale | 1,200 | 55.5975 USD | ||||
| B ADSs | Sale | 1,200 | 56.5908 USD | ||||
| A ADSs | Sale | 1,200 | 55.8812 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,394 | 24.1400 EUR | ||||
| A ADSs | Sale | 1,397 | 55.2491 USD | ||||
| A ADSs | Sale | 1,400 | 55.8632 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,418 | 17.9497 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,425 | 24.2353 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,483 | 17.9150 GBP | ||||
| B ADSs | Sale | 1,500 | 56.4624 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,552 | 17.9375 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,678 | 17.9750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,739 | 18.0525 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,800 | 18.0194 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,845 | 18.0197 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,887 | 17.9450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,887 | 17.9450 GBP | ||||
| A ADSs | Sale | 1,897 | 55.6651 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,906 | 17.9100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,968 | 17.9050 GBP | ||||
| B ADSs | Sale | 2,200 | 56.5875 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,200 | 18.0213 GBP | ||||
| A ADSs | Sale | 2,221 | 55.6426 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,249 | 17.9650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,249 | 17.9650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,338 | 17.9200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,338 | 17.9200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,600 | 17.7475 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,656 | 18.0100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,782 | 17.9400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,185 | 18.0071 GBP | ||||
| B ADSs | Sale | 3,420 | 56.5850 USD | ||||
| B ADSs | Sale | 3,458 | 56.5190 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,540 | 17.9250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,585 | 17.7130 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,590 | 17.9561 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,679 | 17.9350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,679 | 17.9350 GBP | ||||
| B ADSs | Sale | 3,900 | 56.5941 USD | ||||
| B ADSs | Sale | 3,900 | 56.1877 USD | ||||
| A ADSs | Sale | 4,046 | 55.4163 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,405 | 24.1616 EUR | ||||
| B ADSs | Sale | 4,496 | 56.5925 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,678 | 24.1834 EUR | ||||
| A ADSs | Sale | 4,810 | 55.6617 USD | ||||
| A ADSs | Sale | 5,000 | 55.8494 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,226 | 17.9303 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,344 | 17.9797 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,655 | 24.1706 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,707 | 17.9382 GBP | ||||
| A ADSs | Sale | 6,200 | 55.1877 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,258 | 24.3023 EUR | ||||
| A ADSs | Sale | 6,400 | 55.5682 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,599 | 17.9415 GBP | ||||
| A ADSs | Sale | 6,691 | 55.1889 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,825 | 17.7900 GBP | ||||
| A ADSs | Sale | 6,900 | 55.5263 USD | ||||
| B ADSs | Sale | 6,902 | 56.1928 USD | ||||
| B ADSs | Sale | 7,300 | 56.7050 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,809 | 17.9300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,268 | 17.8520 GBP | ||||
| A ADSs | Sale | 9,861 | 55.2792 USD | ||||
| EUR 0.07 A Ordinary | Sale | 11,619 | 17.7806 GBP | ||||
| B ADSs | Sale | 11,700 | 56.5864 USD | ||||
| EUR 0.07 A Ordinary | Sale | 12,698 | 17.7832 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,735 | 17.9177 GBP | ||||
| A ADSs | Sale | 12,915 | 55.6075 USD | ||||
| EUR 0.07 A Ordinary | Sale | 13,080 | 17.9032 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 16,099 | 18.0450 GBP | ||||
| B ADSs | Sale | 16,160 | 56.3717 USD | ||||
| B ADSs | Sale | 17,200 | 56.2741 USD | ||||
| EUR 0.07 A Ordinary | Sale | 17,822 | 17.9239 GBP | ||||
| B ADSs | Sale | 23,600 | 56.3051 USD | ||||
| EUR 0.07 A Ordinary | Sale | 33,492 | 17.7774 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 35,034 | 24.2100 EUR | ||||
| A ADSs | Sale | 37,703 | 55.6268 USD | ||||
| EUR 0.07 A Ordinary | Sale | 46,326 | 24.1444 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 50,000 | 18.0137 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 75,287 | 24.1455 EUR | ||||
| B ADSs | Sale | 77,840 | 55.7420 USD | ||||
| EUR 0.07 B Ordinary | Sale | 79,709 | 17.9755 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 93,440 | 17.9787 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 103,726 | 17.9778 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 114,710 | 17.9127 GBP | ||||
| A ADSs | Sale | 120,226 | 55.7691 USD | ||||
| B ADSs | Sale | 126,924 | 56.2539 USD | ||||
| A ADSs | Sale | 135,314 | 55.7050 USD | ||||
| A ADSs | Sale | 139,698 | 55.1803 USD | ||||
| EUR 0.07 A Ordinary | Sale | 189,815 | 24.1584 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 337,864 | 18.0131 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 162 | 17.7770 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 400 | 24.2368 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 625 | 18.0964 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 742 | 24.1673 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,418 | 17.9497 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,985 | 17.7894 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,697 | 17.6741 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,875 | 17.9953 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,795 | 23.9548 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 10,172 | 17.7842 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 12,262 | 17.8778 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 12,698 | 17.7832 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 12,875 | 24.1508 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 20,000 | 17.7558 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 22,900 | 24.1607 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 33,827 | 17.7808 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 39,048 | 17.9701 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 26,701 | 17.9768 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 77,840 | 17.9978 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 149,506 | 17.9875 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 151,411 | 24.1658 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 200 | 17.8400 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 271 | 18.1299 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 300 | 17.8050 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 350 | 18.0371 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 400 | 17.9925 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 675 | 18.0068 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 800 | 24.1731 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 815 | 24.1722 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,116 | 17.6723 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,166 | 17.9627 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,107 | 18.0053 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,455 | 17.7800 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 4,269 | 18.0791 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 8,173 | 24.2126 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 18,393 | 18.0135 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 22,862 | 24.1732 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 25,892 | 17.6765 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 36,562 | 18.0530 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 38,800 | 18.1014 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 39,107 | 17.9906 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 39,264 | 24.1372 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 49,700 | 24.3049 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 52,171 | 24.1907 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 39,597 | 17.9959 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 16 Oct 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 17.1093 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 16.9274 | European | 19 Oct 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151016005626/en/
Copyright Business Wire 2015
Related Shares:
BarclaysRDSA.L