5th May 2015 12:52
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 1 May 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,495,446 | 0.58% | 21,435,016 | 0.55% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,528,742 | 0.19% | 7,544,381 | 0.19% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,450,000 | 0.06% | 1,796,815 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 32,474,188 | 0.83% | 30,776,212 | 0.79% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (Inc B ADR's) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,892,226 | 0.93% | 10,506,766 | 0.43% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 4,633,011 | 0.19% | 6,744,009 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,180,000 | 0.05% | 1,204,636 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 28,705,237 | 1.17% | 18,455,411 | 0.76% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A ordinary | Purchase | 29 | 20.5950 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 157 | 20.5250 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 157 | 20.5400 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 157 | 20.6350 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 157 | 20.6550 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 157 | 20.6950 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 200 | 20.6300 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 213 | 20.5700 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 218 | 20.4950 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 314 | 20.5050 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 356 | 20.5900 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 471 | 20.5200 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 1,288 | 20.6030 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 1,495 | 20.5750 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 1,516 | 20.5302 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 2,034 | 20.7150 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 2,177 | 20.6498 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 2,779 | 20.6000 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 4,337 | 20.6200 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 7,942 | 20.6630 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 9,547 | 20.6367 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 16,311 | 20.6530 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 16,744 | 20.6570 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 44,628 | 20.6443 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 153,026 | 20.5816 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 153,026 | 20.7400 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 157,791 | 20.7058 GBP | ||||
| EUR 0.07 A ordinary | Purchase | 251,643 | 20.6425 GBP | ||||
| EUR 0.07 A ordinary | Sale | 3 | 20.6030 GBP | ||||
| EUR 0.07 A ordinary | Sale | 13 | 20.6020 GBP | ||||
| EUR 0.07 A ordinary | Sale | 29 | 20.5950 GBP | ||||
| EUR 0.07 A ordinary | Sale | 157 | 20.5250 GBP | ||||
| EUR 0.07 A ordinary | Sale | 157 | 20.5400 GBP | ||||
| EUR 0.07 A ordinary | Sale | 157 | 20.6350 GBP | ||||
| EUR 0.07 A ordinary | Sale | 157 | 20.6550 GBP | ||||
| EUR 0.07 A ordinary | Sale | 157 | 20.6950 GBP | ||||
| EUR 0.07 A ordinary | Sale | 200 | 20.6300 GBP | ||||
| EUR 0.07 A ordinary | Sale | 213 | 20.5700 GBP | ||||
| EUR 0.07 A ordinary | Sale | 218 | 20.4950 GBP | ||||
| EUR 0.07 A ordinary | Sale | 314 | 20.5050 GBP | ||||
| EUR 0.07 A ordinary | Sale | 335 | 20.5564 GBP | ||||
| EUR 0.07 A ordinary | Sale | 345 | 20.6425 GBP | ||||
| EUR 0.07 A ordinary | Sale | 471 | 20.5200 GBP | ||||
| EUR 0.07 A ordinary | Sale | 496 | 20.6464 GBP | ||||
| EUR 0.07 A ordinary | Sale | 523 | 20.6000 GBP | ||||
| EUR 0.07 A ordinary | Sale | 536 | 20.6018 GBP | ||||
| EUR 0.07 A ordinary | Sale | 712 | 20.5900 GBP | ||||
| EUR 0.07 A ordinary | Sale | 841 | 20.6157 GBP | ||||
| EUR 0.07 A ordinary | Sale | 970 | 20.6500 GBP | ||||
| EUR 0.07 A ordinary | Sale | 980 | 28.4075 EUR | ||||
| EUR 0.07 A ordinary | Sale | 1,046 | 20.6200 GBP | ||||
| EUR 0.07 A ordinary | Sale | 2,034 | 20.7150 GBP | ||||
| EUR 0.07 A ordinary | Sale | 4,000 | 20.6875 GBP | ||||
| EUR 0.07 A ordinary | Sale | 7,582 | 20.6756 GBP | ||||
| EUR 0.07 A ordinary | Sale | 12,809 | 20.5989 GBP | ||||
| EUR 0.07 A ordinary | Sale | 43,248 | 20.6573 GBP | ||||
| EUR 0.07 A ordinary | Sale | 81,145 | 20.5977 GBP | ||||
| EUR 0.07 A ordinary | Sale | 90,284 | 20.5983 GBP | ||||
| EUR 0.07 A ordinary | Sale | 155,275 | 20.6019 GBP | ||||
| EUR 0.07 A ordinary | Sale | 185,003 | 20.6367 GBP | ||||
| EUR 0.07 A ordinary | Sale | 289,086 | 20.5951 GBP | ||||
| A ADRs | Purchase | 6 | 63.4300 USD | ||||
| A ADRs | Purchase | 25 | 63.3900 USD | ||||
| A ADRs | Purchase | 87 | 63.1235 USD | ||||
| A ADRs | Purchase | 100 | 62.7600 USD | ||||
| A ADRs | Purchase | 100 | 63.0200 USD | ||||
| A ADRs | Purchase | 100 | 63.0900 USD | ||||
| A ADRs | Purchase | 100 | 63.4710 USD | ||||
| A ADRs | Purchase | 100 | 63.5500 USD | ||||
| A ADRs | Purchase | 300 | 62.8633 USD | ||||
| A ADRs | Purchase | 300 | 62.8966 USD | ||||
| A ADRs | Purchase | 300 | 62.9666 USD | ||||
| A ADRs | Purchase | 300 | 63.0233 USD | ||||
| A ADRs | Purchase | 300 | 63.3266 USD | ||||
| A ADRs | Purchase | 400 | 62.8200 USD | ||||
| A ADRs | Purchase | 400 | 63.4400 USD | ||||
| A ADRs | Purchase | 423 | 63.0250 USD | ||||
| A ADRs | Purchase | 500 | 63.0620 USD | ||||
| A ADRs | Purchase | 600 | 63.0500 USD | ||||
| A ADRs | Purchase | 700 | 63.5400 USD | ||||
| A ADRs | Purchase | 832 | 63.0300 USD | ||||
| A ADRs | Purchase | 900 | 63.1588 USD | ||||
| A ADRs | Purchase | 1,100 | 63.4645 USD | ||||
| A ADRs | Purchase | 1,399 | 63.0193 USD | ||||
| A ADRs | Purchase | 1,400 | 63.0121 USD | ||||
| A ADRs | Purchase | 2,381 | 63.1217 USD | ||||
| A ADRs | Purchase | 2,481 | 63.0085 USD | ||||
| A ADRs | Purchase | 3,700 | 62.8583 USD | ||||
| A ADRs | Purchase | 4,300 | 62.9197 USD | ||||
| A ADRs | Purchase | 4,800 | 62.8634 USD | ||||
| A ADRs | Purchase | 4,912 | 63.4113 USD | ||||
| A ADRs | Purchase | 5,000 | 63.0312 USD | ||||
| A ADRs | Purchase | 5,093 | 63.0283 USD | ||||
| A ADRs | Purchase | 5,537 | 63.4179 USD | ||||
| A ADRs | Purchase | 6,300 | 63.4128 USD | ||||
| A ADRs | Purchase | 6,843 | 63.4133 USD | ||||
| A ADRs | Purchase | 7,100 | 63.4222 USD | ||||
| A ADRs | Purchase | 8,402 | 63.3973 USD | ||||
| A ADRs | Purchase | 12,000 | 63.0116 USD | ||||
| A ADRs | Purchase | 14,700 | 63.4413 USD | ||||
| A ADRs | Purchase | 16,200 | 63.4123 USD | ||||
| A ADRs | Purchase | 18,600 | 63.3725 USD | ||||
| A ADRs | Purchase | 19,582 | 62.9560 USD | ||||
| A ADRs | Purchase | 22,058 | 63.1120 USD | ||||
| A ADRs | Purchase | 25,000 | 62.8467 USD | ||||
| A ADRs | Purchase | 43,600 | 63.0710 USD | ||||
| A ADRs | Purchase | 43,819 | 63.0731 USD | ||||
| A ADRs | Purchase | 203,988 | 63.0034 USD | ||||
| A ADRs | Sale | 100 | 62.7600 USD | ||||
| A ADRs | Sale | 100 | 63.4710 USD | ||||
| A ADRs | Sale | 125 | 63.3900 USD | ||||
| A ADRs | Sale | 300 | 62.6800 USD | ||||
| A ADRs | Sale | 400 | 63.0975 USD | ||||
| A ADRs | Sale | 400 | 63.1537 USD | ||||
| A ADRs | Sale | 500 | 62.8680 USD | ||||
| A ADRs | Sale | 600 | 62.9657 USD | ||||
| A ADRs | Sale | 700 | 63.5400 USD | ||||
| A ADRs | Sale | 772 | 63.2244 USD | ||||
| A ADRs | Sale | 1,000 | 62.9845 USD | ||||
| A ADRs | Sale | 1,200 | 62.9479 USD | ||||
| A ADRs | Sale | 1,400 | 62.7379 USD | ||||
| A ADRs | Sale | 1,655 | 63.0269 USD | ||||
| A ADRs | Sale | 1,900 | 62.8216 USD | ||||
| A ADRs | Sale | 2,000 | 62.9465 USD | ||||
| A ADRs | Sale | 2,648 | 62.9016 USD | ||||
| A ADRs | Sale | 2,900 | 63.0075 USD | ||||
| A ADRs | Sale | 3,000 | 62.8820 USD | ||||
| A ADRs | Sale | 3,000 | 63.0001 USD | ||||
| A ADRs | Sale | 3,000 | 63.0403 USD | ||||
| A ADRs | Sale | 3,410 | 62.8601 USD | ||||
| A ADRs | Sale | 4,200 | 62.8488 USD | ||||
| A ADRs | Sale | 5,000 | 62.8978 USD | ||||
| A ADRs | Sale | 5,093 | 63.0283 USD | ||||
| A ADRs | Sale | 5,093 | 63.0284 USD | ||||
| A ADRs | Sale | 5,200 | 63.2532 USD | ||||
| A ADRs | Sale | 6,516 | 63.2146 USD | ||||
| A ADRs | Sale | 7,052 | 62.8478 USD | ||||
| A ADRs | Sale | 16,000 | 63.2299 USD | ||||
| A ADRs | Sale | 17,433 | 63.0681 USD | ||||
| A ADRs | Sale | 18,730 | 62.9953 USD | ||||
| A ADRs | Sale | 22,384 | 63.0387 USD | ||||
| A ADRs | Sale | 27,617 | 62.9692 USD | ||||
| A ADRs | Sale | 27,819 | 62.9830 USD | ||||
| A ADRs | Sale | 29,351 | 62.9918 USD | ||||
| A ADRs | Sale | 43,600 | 63.0710 USD | ||||
| A ADRs | Sale | 43,819 | 63.0731 USD | ||||
| A ADRs | Sale | 71,594 | 63.4192 USD | ||||
| A ADRs | Sale | 109,557 | 63.0151 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 7 | 20.9335 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 13 | 20.9326 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 22 | 20.9175 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 69 | 20.8230 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 73 | 20.9475 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 116 | 20.9700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 120 | 20.8170 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 120 | 20.8880 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 124 | 20.9329 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 126 | 21.0050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 143 | 20.7875 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 146 | 20.8512 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 146 | 20.8625 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 146 | 20.9750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 146 | 21.0100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 172 | 20.8525 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 177 | 20.7930 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 190 | 21.0422 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 200 | 20.7855 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 200 | 20.8305 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 200 | 20.8325 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 200 | 20.8385 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 200 | 20.9330 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 210 | 20.7955 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 244 | 20.8350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 258 | 20.8700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 270 | 20.7975 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 270 | 20.9100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 292 | 20.9650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 317 | 20.8405 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 327 | 20.8075 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 362 | 20.8275 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 382 | 20.8705 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 487 | 20.9500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 491 | 20.8025 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 547 | 20.9328 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 550 | 21.0430 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 583 | 20.8600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 679 | 20.8850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 680 | 20.8900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 691 | 20.9350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 699 | 20.8200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 876 | 20.8250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 965 | 20.8550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 988 | 20.9728 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,011 | 20.8500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,075 | 21.1000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,161 | 20.8400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,400 | 20.9817 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,533 | 20.8000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,579 | 20.9200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,711 | 20.8650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,739 | 20.9882 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,894 | 20.8100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,342 | 20.8300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,262 | 20.9673 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,539 | 20.8050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,076 | 20.9795 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,301 | 20.8872 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9,533 | 20.8665 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 10,252 | 20.9094 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 10,888 | 20.9800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 13,352 | 20.9235 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 19,349 | 20.8335 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 42,580 | 21.0416 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 52,798 | 20.9754 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 53,812 | 20.9453 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 54,702 | 20.9971 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 67,838 | 20.9828 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 96,351 | 20.9665 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 96,351 | 20.9850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 102,201 | 20.9239 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 284,113 | 20.9805 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 22 | 20.9175 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 62 | 20.9606 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 69 | 20.8230 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 73 | 20.9475 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 108 | 21.0073 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 120 | 20.8170 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 120 | 20.8880 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 126 | 21.0050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 143 | 20.7875 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 146 | 20.8625 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 146 | 20.9750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 146 | 21.0100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 172 | 20.8525 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 177 | 20.7930 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 200 | 20.7855 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 200 | 20.8305 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 200 | 20.8325 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 200 | 20.8385 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 200 | 20.9330 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 205 | 21.0407 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 210 | 20.7955 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 244 | 20.8350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 258 | 20.8700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 270 | 20.7975 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 270 | 20.9100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 292 | 20.9650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 292 | 20.9875 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 317 | 20.8405 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 327 | 20.8075 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 362 | 20.8275 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 382 | 20.8705 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 408 | 20.9700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 409 | 20.9856 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 487 | 20.9500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 491 | 20.8025 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 500 | 20.9958 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 554 | 20.9800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 578 | 21.0600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 583 | 20.8600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 679 | 20.8850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 680 | 20.8900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 691 | 20.9350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 699 | 20.8200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 730 | 20.9730 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 876 | 20.8250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 965 | 20.8550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,000 | 21.0075 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,011 | 20.8500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,075 | 21.1000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,161 | 20.8400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,237 | 21.0142 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,533 | 20.8000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,583 | 20.9692 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,711 | 20.8650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,894 | 20.8100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,342 | 20.8300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,871 | 21.0022 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,539 | 20.8050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 14,404 | 21.0432 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 21,514 | 20.9971 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 24,359 | 20.9954 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 32,796 | 20.9936 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 38,602 | 20.9993 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 41,768 | 20.9187 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 56,544 | 20.9821 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 61,008 | 20.9622 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 70,869 | 20.9415 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 75,244 | 20.9724 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 103,835 | 20.9715 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 155,978 | 21.0323 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 255,702 | 20.9393 GBP | ||||
| B ADR's | Purchase | 50 | 64.4200 USD | ||||
| B ADR's | Purchase | 85 | 63.8400 USD | ||||
| B ADR's | Purchase | 100 | 64.0300 USD | ||||
| B ADR's | Purchase | 100 | 64.3250 USD | ||||
| B ADR's | Purchase | 200 | 63.7100 USD | ||||
| B ADR's | Purchase | 200 | 64.2100 USD | ||||
| B ADR's | Purchase | 300 | 64.3783 USD | ||||
| B ADR's | Purchase | 314 | 64.0200 USD | ||||
| B ADR's | Purchase | 400 | 64.2525 USD | ||||
| B ADR's | Purchase | 511 | 64.3460 USD | ||||
| B ADR's | Purchase | 800 | 64.3000 USD | ||||
| B ADR's | Purchase | 800 | 64.3293 USD | ||||
| B ADR's | Purchase | 800 | 64.3437 USD | ||||
| B ADR's | Purchase | 900 | 63.6666 USD | ||||
| B ADR's | Purchase | 1,214 | 63.7580 USD | ||||
| B ADR's | Purchase | 1,400 | 64.2850 USD | ||||
| B ADR's | Purchase | 1,400 | 64.3800 USD | ||||
| B ADR's | Purchase | 1,500 | 64.3300 USD | ||||
| B ADR's | Purchase | 1,600 | 64.3796 USD | ||||
| B ADR's | Purchase | 1,758 | 64.3472 USD | ||||
| B ADR's | Purchase | 1,800 | 64.3068 USD | ||||
| B ADR's | Purchase | 2,370 | 64.3268 USD | ||||
| B ADR's | Purchase | 2,550 | 64.2041 USD | ||||
| B ADR's | Purchase | 3,100 | 64.0667 USD | ||||
| B ADR's | Purchase | 3,894 | 64.3312 USD | ||||
| B ADR's | Purchase | 4,265 | 63.9811 USD | ||||
| B ADR's | Purchase | 5,650 | 64.4700 USD | ||||
| B ADR's | Purchase | 13,000 | 64.0483 USD | ||||
| B ADR's | Purchase | 23,446 | 64.2602 USD | ||||
| B ADR's | Sale | 50 | 64.4200 USD | ||||
| B ADR's | Sale | 100 | 64.1700 USD | ||||
| B ADR's | Sale | 100 | 64.3200 USD | ||||
| B ADR's | Sale | 125 | 64.2780 USD | ||||
| B ADR's | Sale | 205 | 63.7860 USD | ||||
| B ADR's | Sale | 218 | 64.2600 USD | ||||
| B ADR's | Sale | 293 | 64.4100 USD | ||||
| B ADR's | Sale | 300 | 64.3033 USD | ||||
| B ADR's | Sale | 300 | 64.3333 USD | ||||
| B ADR's | Sale | 343 | 64.0087 USD | ||||
| B ADR's | Sale | 400 | 63.9050 USD | ||||
| B ADR's | Sale | 500 | 64.2680 USD | ||||
| B ADR's | Sale | 600 | 64.0066 USD | ||||
| B ADR's | Sale | 800 | 64.2837 USD | ||||
| B ADR's | Sale | 800 | 64.3000 USD | ||||
| B ADR's | Sale | 900 | 64.1088 USD | ||||
| B ADR's | Sale | 2,428 | 63.7580 USD | ||||
| B ADR's | Sale | 3,300 | 64.3797 USD | ||||
| B ADR's | Sale | 3,800 | 64.2818 USD | ||||
| B ADR's | Sale | 4,500 | 64.1483 USD | ||||
| B ADR's | Sale | 5,550 | 64.4700 USD | ||||
| B ADR's | Sale | 5,955 | 64.2505 USD | ||||
| B ADR's | Sale | 6,295 | 63.9879 USD | ||||
| B ADR's | Sale | 10,500 | 64.0590 USD | ||||
| B ADR's | Sale | 11,723 | 64.2602 USD | ||||
| B ADR's | Sale | 14,422 | 64.3263 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A ordinary | SWAP | Long | 1,200 | 20.5441 GBP | |||||
| EUR 0.07 A ordinary | SWAP | Long | 1,797 | 20.6769 GBP | |||||
| EUR 0.07 A ordinary | SWAP | Long | 5,759 | 20.6468 GBP | |||||
| EUR 0.07 A ordinary | CFD | Long | 13,118 | 20.6038 GBP | |||||
| EUR 0.07 A ordinary | CFD | Long | 9,981 | 20.5858 GBP | |||||
| EUR 0.07 A ordinary | CFD | Long | 13,385 | 20.5764 GBP | |||||
| EUR 0.07 A ordinary | CFD | Long | 583,668 | 20.5974 GBP | |||||
| EUR 0.07 A ordinary | SWAP | Short | 800 | 20.5587 GBP | |||||
| EUR 0.07 A ordinary | SWAP | Short | 1,900 | 20.5863 GBP | |||||
| EUR 0.07 A ordinary | SWAP | Short | 3,800 | 20.5802 GBP | |||||
| EUR 0.07 A ordinary | CFD | Short | 5,824 | 20.5095 GBP | |||||
| EUR 0.07 A ordinary | CFD | Short | 7,788 | 20.5985 GBP | |||||
| EUR 0.07 A ordinary | SWAP | Short | 8,032 | 20.6182 GBP | |||||
| EUR 0.07 A ordinary | CFD | Short | 13,385 | 20.6655 GBP | |||||
| EUR 0.07 A ordinary | CFD | Short | 71,412 | 20.6694 GBP | |||||
| EUR 0.07 A ordinary | CFD | Short | 153,026 | 20.5816 GBP | |||||
| EUR 0.07 A ordinary | CFD | Short | 153,026 | 20.7400 GBP | |||||
| EUR 0.07 A ordinary | CFD | Short | 157,791 | 20.7058 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,228 | 20.9861 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,435 | 20.9450 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 2,000 | 20.9562 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 3,555 | 20.9810 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 3,198 | 20.8113 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 7,175 | 20.9689 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 9,955 | 20.9994 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 14,765 | 20.9634 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 56,544 | 20.9821 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 155,978 | 21.0323 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 380,549 | 20.9374 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,435 | 20.9450 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 4,799 | 20.8866 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 12,303 | 20.8969 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 14,919 | 20.9940 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 19,748 | 20.9566 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 26,417 | 20.9386 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 19,709 | 21.0180 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 40,000 | 20.8601 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 46,329 | 21.0289 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 41,155 | 21.0548 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 96,351 | 20.9665 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 96,351 | 20.9850 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 103,871 | 20.9481 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 5 May 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 20.1000 | European | 17 Jul 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -300,000 | 26.0000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -200,000 | 27.5000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 100,000 | 28.0000 | American | 15 May 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 500,000 | 28.0000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 50,000 | 28.5000 | American | 15 May 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 300,000 | 29.0000 | American | 15 May 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 200,000 | 29.0000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -200,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -300,000 | 29.0000 | American | 15 May 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -50,000 | 29.5000 | American | 15 May 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -100,000 | 30.0000 | American | 15 May 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -200,000 | 30.0000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -196,815 | 2219.6100 | European | 29 Mar 2016 | |||||||
| EUR 0.07 B Ordinary | Put Options | Purchased | -400,000 | 20.0000 | American | 15 May 2015 | |||||||
| EUR 0.07 B Ordinary | Put Options | Purchased | -200,000 | 20.5000 | American | 15 May 2015 | |||||||
| EUR 0.07 B Ordinary | Put Options | Purchased | -405,000 | 21.0000 | American | 15 May 2015 | |||||||
| EUR 0.07 B Ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B Ordinary | Call Options | Purchased | 600,000 | 21.0000 | American | 15 May 2015 | |||||||
| EUR 0.07 B Ordinary | Call Options | Purchased | 405,000 | 21.5000 | American | 15 May 2015 | |||||||
| EUR 0.07 B Ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2015
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