27th Oct 2015 15:16
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | ||
| (b) | Owner or controller of interest and short | |||
| positions disclosed, if different from 1(a): | ||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this form relates: | ||||
| (d) | If an exempt fund manager connected with an | |||
| offeror/offeree, state this and specify identity of | ||||
| offeror/offeree: | ||||
| (e) | Date position held/dealing undertaken: | 26 Oct 2015 | ||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | ||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,183,497 | 0.59% | 18,931,678 | 0.48% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,641,992 | 0.22% | 9,694,386 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 33,375,689 | 0.85% | 30,226,264 | 0.77% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,495,145 | 0.92% | 14,498,805 | 0.59% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,594,579 | 0.43% | 4,480,579 | 0.18% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 33,264,724 | 1.36% | 19,279,020 | 0.79% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 18 | 17.7000 GBP | ||||
| A ADSs | Purchase | 23 | 53.3600 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 25 | 17.7100 GBP | ||||
| B ADSs | Purchase | 40 | 54.0875 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 40 | 17.8300 GBP | ||||
| A ADSs | Purchase | 48 | 53.6100 USD | ||||
| A ADSs | Purchase | 66 | 53.6600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 72 | 17.7350 GBP | ||||
| A ADSs | Purchase | 88 | 53.6592 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 100 | 17.8650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 100 | 17.8600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 112 | 17.7600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 120 | 17.5625 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 122 | 17.6450 GBP | ||||
| A ADSs | Purchase | 127 | 53.5699 USD | ||||
| A ADSs | Purchase | 129 | 53.6200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 130 | 17.8800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 132 | 24.6025 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 140 | 17.5825 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 150 | 24.6350 EUR | ||||
| B ADSs | Purchase | 150 | 53.7200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 157 | 24.2800 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 214 | 17.8350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 220 | 24.4100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 222 | 24.6300 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 228 | 17.8050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 264 | 17.5850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 266 | 17.6575 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 288 | 17.6713 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 295 | 24.6225 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 300 | 17.8100 GBP | ||||
| A ADSs | Purchase | 300 | 53.5600 USD | ||||
| A ADSs | Purchase | 300 | 53.4500 USD | ||||
| B ADSs | Purchase | 310 | 54.0252 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 322 | 17.5475 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 371 | 24.5100 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 393 | 17.6900 GBP | ||||
| B ADSs | Purchase | 400 | 54.6400 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 406 | 17.8400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 418 | 24.6275 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 426 | 24.6075 EUR | ||||
| B ADSs | Purchase | 457 | 54.7000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 478 | 24.7150 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 533 | 17.5750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 535 | 24.2850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 550 | 24.2900 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 552 | 17.6050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 556 | 17.5550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 562 | 17.5900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 587 | 17.6500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 593 | 17.6625 GBP | ||||
| B ADSs | Purchase | 600 | 53.9466 USD | ||||
| A ADSs | Purchase | 600 | 53.4933 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 608 | 17.6350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 608 | 17.6350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 628 | 17.5775 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 639 | 17.6600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 642 | 17.8383 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 664 | 17.5875 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 675 | 17.5600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 675 | 17.5500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 675 | 17.6150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 677 | 24.6125 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 690 | 17.6025 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 749 | 24.6250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 760 | 24.5200 EUR | ||||
| A ADSs | Purchase | 800 | 53.4137 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 820 | 17.5675 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 834 | 24.6100 EUR | ||||
| B ADSs | Purchase | 900 | 53.7750 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 936 | 17.8250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 976 | 17.6650 GBP | ||||
| A ADSs | Purchase | 1,188 | 53.6000 USD | ||||
| A ADSs | Purchase | 1,300 | 53.5300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,357 | 17.6728 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,423 | 24.6200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,495 | 17.5573 GBP | ||||
| A ADSs | Purchase | 1,500 | 53.3940 USD | ||||
| A ADSs | Purchase | 1,500 | 53.3905 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,637 | 24.6422 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,687 | 24.5779 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,720 | 24.4056 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,781 | 17.5700 GBP | ||||
| A ADSs | Purchase | 2,200 | 53.3745 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,240 | 17.8150 GBP | ||||
| A ADSs | Purchase | 2,300 | 53.4714 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,400 | 17.5350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,445 | 24.5241 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,605 | 17.6030 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,672 | 24.3373 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,804 | 17.6672 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,867 | 17.5800 GBP | ||||
| A ADSs | Purchase | 3,210 | 53.4619 USD | ||||
| B ADSs | Purchase | 3,400 | 54.0147 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,505 | 24.6150 EUR | ||||
| A ADSs | Purchase | 4,006 | 53.5096 USD | ||||
| B ADSs | Purchase | 4,200 | 53.9982 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,274 | 17.6250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,676 | 24.6000 EUR | ||||
| A ADSs | Purchase | 5,300 | 53.6413 USD | ||||
| A ADSs | Purchase | 5,393 | 53.4985 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,545 | 17.6626 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,207 | 17.6503 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,495 | 17.5650 GBP | ||||
| A ADSs | Purchase | 6,504 | 53.9215 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,595 | 17.6259 GBP | ||||
| A ADSs | Purchase | 6,800 | 53.3869 USD | ||||
| A ADSs | Purchase | 8,120 | 53.5022 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,289 | 24.2781 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 9,162 | 24.6050 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 9,870 | 17.8263 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 10,569 | 17.6423 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 11,589 | 17.5965 GBP | ||||
| A ADSs | Purchase | 12,100 | 53.3888 USD | ||||
| A ADSs | Purchase | 12,100 | 53.4043 USD | ||||
| B ADSs | Purchase | 12,840 | 54.0587 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 13,528 | 17.6319 GBP | ||||
| A ADSs | Purchase | 13,900 | 53.4363 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 14,189 | 24.3674 EUR | ||||
| A ADSs | Purchase | 14,200 | 53.7188 USD | ||||
| A ADSs | Purchase | 15,100 | 53.4771 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 17,112 | 17.7624 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 18,236 | 17.6074 GBP | ||||
| B ADSs | Purchase | 19,600 | 54.2771 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 19,926 | 24.5909 EUR | ||||
| A ADSs | Purchase | 22,461 | 53.4863 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 23,943 | 17.5035 GBP | ||||
| A ADSs | Purchase | 26,479 | 53.9318 USD | ||||
| A ADSs | Purchase | 27,579 | 53.9186 USD | ||||
| B ADSs | Purchase | 35,611 | 53.9210 USD | ||||
| B ADSs | Purchase | 36,468 | 53.9387 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 37,693 | 24.2650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 38,417 | 17.4234 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 39,998 | 17.4200 GBP | ||||
| A ADSs | Purchase | 42,698 | 53.8514 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 45,243 | 17.6127 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 75,327 | 17.7569 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 81,737 | 17.7443 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 92,262 | 24.6117 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 112,544 | 17.7484 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 124,686 | 24.6188 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 130,786 | 17.5000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 277,251 | 17.4210 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 365,706 | 17.6801 GBP | ||||
| B ADSs | Sale | 10 | 54.0300 USD | ||||
| EUR 0.07 B Ordinary | Sale | 18 | 17.7000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 25 | 17.7100 GBP | ||||
| B ADSs | Sale | 40 | 54.0875 USD | ||||
| EUR 0.07 B Ordinary | Sale | 40 | 17.8300 GBP | ||||
| A ADSs | Sale | 48 | 53.6100 USD | ||||
| A ADSs | Sale | 52 | 53.5050 USD | ||||
| A ADSs | Sale | 66 | 53.6600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 72 | 17.7350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 72 | 17.6400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 17.8650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 17.8600 GBP | ||||
| A ADSs | Sale | 100 | 53.6200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 120 | 17.5625 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 122 | 17.6450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 130 | 17.8800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 132 | 24.6025 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 140 | 17.5825 GBP | ||||
| B ADSs | Sale | 150 | 53.7200 USD | ||||
| A ADSs | Sale | 155 | 53.5600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 156 | 17.6607 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 157 | 24.2800 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 173 | 17.7200 GBP | ||||
| A ADSs | Sale | 176 | 53.6592 USD | ||||
| B ADSs | Sale | 200 | 54.0250 USD | ||||
| B ADSs | Sale | 200 | 54.0600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 214 | 17.8350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 220 | 24.4100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 222 | 24.6300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 228 | 17.8050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 264 | 17.5850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 266 | 17.6575 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 295 | 24.6225 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 300 | 17.8100 GBP | ||||
| A ADSs | Sale | 300 | 53.6233 USD | ||||
| B ADSs | Sale | 300 | 54.0316 USD | ||||
| EUR 0.07 B Ordinary | Sale | 322 | 17.5475 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 363 | 17.6900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 371 | 24.5100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 380 | 24.5200 EUR | ||||
| A ADSs | Sale | 400 | 53.7925 USD | ||||
| A ADSs | Sale | 400 | 53.6500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 406 | 17.8400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 418 | 24.6275 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 426 | 24.6075 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 478 | 24.7150 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 533 | 17.5750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 535 | 24.2850 EUR | ||||
| B ADSs | Sale | 544 | 54.2281 USD | ||||
| EUR 0.07 A Ordinary | Sale | 550 | 24.2900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 552 | 17.6050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 556 | 17.5550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 562 | 17.5900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 587 | 17.6350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 587 | 17.6500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 593 | 17.6625 GBP | ||||
| A ADSs | Sale | 600 | 53.6166 USD | ||||
| B ADSs | Sale | 600 | 54.0100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 615 | 24.6350 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 628 | 17.5775 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 639 | 17.6600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 664 | 17.5875 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 675 | 17.5500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 675 | 17.5600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 675 | 17.6150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 677 | 24.6125 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 690 | 17.6025 GBP | ||||
| B ADSs | Sale | 700 | 54.3485 USD | ||||
| EUR 0.07 A Ordinary | Sale | 749 | 24.6250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 754 | 17.7728 GBP | ||||
| A ADSs | Sale | 800 | 53.6250 USD | ||||
| EUR 0.07 B Ordinary | Sale | 820 | 17.5675 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 890 | 24.6180 EUR | ||||
| B ADSs | Sale | 900 | 53.7750 USD | ||||
| EUR 0.07 A Ordinary | Sale | 929 | 24.5450 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 936 | 17.8250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 976 | 17.6650 GBP | ||||
| B ADSs | Sale | 1,100 | 54.0327 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,137 | 24.6850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,157 | 24.6093 EUR | ||||
| B ADSs | Sale | 1,377 | 54.1892 USD | ||||
| A ADSs | Sale | 1,400 | 53.8214 USD | ||||
| B ADSs | Sale | 1,400 | 54.1200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,423 | 24.6200 EUR | ||||
| A ADSs | Sale | 1,500 | 53.6086 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,781 | 17.5700 GBP | ||||
| A ADSs | Sale | 2,090 | 53.7948 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,091 | 24.4241 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,137 | 17.6250 GBP | ||||
| A ADSs | Sale | 2,152 | 54.0733 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,209 | 17.6285 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,268 | 24.6066 EUR | ||||
| B ADSs | Sale | 2,481 | 54.3432 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,867 | 17.5800 GBP | ||||
| B ADSs | Sale | 3,100 | 53.9859 USD | ||||
| A ADSs | Sale | 3,200 | 53.6612 USD | ||||
| B ADSs | Sale | 3,200 | 54.0015 USD | ||||
| A ADSs | Sale | 3,252 | 53.9215 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,298 | 24.5444 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,379 | 17.7652 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,505 | 24.6150 EUR | ||||
| A ADSs | Sale | 3,600 | 53.7170 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,240 | 17.8150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,676 | 24.6000 EUR | ||||
| A ADSs | Sale | 5,445 | 53.8692 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,700 | 24.6722 EUR | ||||
| A ADSs | Sale | 5,800 | 53.4493 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,495 | 17.5650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,079 | 24.5750 EUR | ||||
| A ADSs | Sale | 8,808 | 53.8568 USD | ||||
| EUR 0.07 A Ordinary | Sale | 8,983 | 24.2650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 9,162 | 24.6050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 10,022 | 24.6091 EUR | ||||
| A ADSs | Sale | 11,600 | 53.4899 USD | ||||
| EUR 0.07 B Ordinary | Sale | 12,036 | 17.7495 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,813 | 24.5715 EUR | ||||
| B ADSs | Sale | 12,840 | 54.0587 USD | ||||
| EUR 0.07 A Ordinary | Sale | 12,877 | 24.6054 EUR | ||||
| B ADSs | Sale | 12,898 | 54.2924 USD | ||||
| A ADSs | Sale | 14,200 | 53.7188 USD | ||||
| EUR 0.07 A Ordinary | Sale | 17,205 | 24.6083 EUR | ||||
| A ADSs | Sale | 19,790 | 53.4900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 20,372 | 24.6100 EUR | ||||
| A ADSs | Sale | 20,800 | 53.8788 USD | ||||
| EUR 0.07 B Ordinary | Sale | 21,748 | 17.5013 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 23,250 | 17.7632 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 23,943 | 17.7124 GBP | ||||
| A ADSs | Sale | 25,200 | 53.4912 USD | ||||
| EUR 0.07 B Ordinary | Sale | 28,489 | 17.7385 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 31,895 | 17.7800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 32,500 | 24.5867 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 33,066 | 24.5196 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 36,431 | 24.5648 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 38,417 | 17.5917 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 48,815 | 17.7391 GBP | ||||
| A ADSs | Sale | 51,200 | 53.4061 USD | ||||
| EUR 0.07 B Ordinary | Sale | 52,873 | 17.5000 GBP | ||||
| A ADSs | Sale | 55,158 | 53.9186 USD | ||||
| EUR 0.07 B Ordinary | Sale | 63,903 | 17.7556 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 66,516 | 17.7455 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 69,641 | 24.5149 EUR | ||||
| B ADSs | Sale | 72,936 | 53.9387 USD | ||||
| EUR 0.07 A Ordinary | Sale | 84,998 | 24.6213 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 90,980 | 24.6301 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 115,151 | 17.5311 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 192,921 | 17.6156 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 309,800 | 17.4200 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,515 | 17.6641 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,627 | 17.6778 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,626 | 24.5243 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,232 | 24.5782 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 9,714 | 17.6337 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 9,881 | 17.7888 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 11,521 | 17.6086 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 13,814 | 24.5032 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 17,052 | 17.8018 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 23,943 | 17.7124 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 24,619 | 17.7753 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 32,500 | 24.5867 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 38,417 | 17.5917 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 45,498 | 17.7894 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 49,500 | 17.5000 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 78,656 | 24.5562 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 600 | 24.4694 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,200 | 17.5312 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,524 | 24.5732 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,126 | 17.5127 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,445 | 24.5271 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,700 | 17.5089 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,461 | 17.5231 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,626 | 17.6101 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 5,122 | 17.8301 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 6,761 | 24.4231 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 6,979 | 17.5000 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 7,337 | 17.7921 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,147 | 17.5324 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,893 | 17.7923 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 23,122 | 24.5864 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 23,943 | 17.5034 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 24,622 | 17.7729 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 38,417 | 17.4234 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 47,842 | 17.7494 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 57,168 | 17.6130 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 66,809 | 17.7354 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 129,782 | 17.7753 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, |
| formal or informal, relating to relevant securities which may be an inducement to deal |
| or refrain from dealing entered into by the person making the disclosure and any party |
| to the offer or any person acting in concert with a party to the offer: |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between |
| the person making the disclosure and any other person relating to: |
| (i) the voting rights of any relevant securities under any option; or |
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
| any derivative is referenced: |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 27 Oct 15 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | European | 24 Nov 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | European | 24 Nov 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151027006386/en/
Copyright Business Wire 2015
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