14th Sep 2015 14:43
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 11 Sep 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 27,377,697 | 0.70% | 23,062,175 | 0.59% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,482,555 | 0.19% | 12,749,417 | 0.33% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 3,130,316 | 0.08% | 2,880,316 | 0.07% | |||||||
| (4) | |||||||||||
| TOTAL: | 37,990,568 | 0.97% | 38,691,908 | 0.99% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,676,870 | 0.89% | 9,804,211 | 0.40% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,423,426 | 0.22% | 6,883,408 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 27,275,296 | 1.12% | 16,987,255 | 0.70% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 8 | 16.2125 GBP | ||||
| B ADSs | Purchase | 18 | 50.0999 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 21 | 22.3125 EUR | ||||
| B ADSs | Purchase | 34 | 50.1400 USD | ||||
| A ADSs | Purchase | 35 | 50.0100 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 81 | 16.1714 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 100 | 16.3400 GBP | ||||
| B ADSs | Purchase | 100 | 50.3600 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 100 | 16.3250 GBP | ||||
| A ADSs | Purchase | 100 | 50.1000 USD | ||||
| B ADSs | Purchase | 100 | 50.1600 USD | ||||
| A ADSs | Purchase | 132 | 50.0318 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 183 | 16.2750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 183 | 16.2700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 187 | 16.0925 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 199 | 22.0950 EUR | ||||
| B ADSs | Purchase | 200 | 50.3400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 228 | 22.3150 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 269 | 16.2800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 271 | 16.1550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 273 | 22.1600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 275 | 16.1840 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 284 | 22.0275 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 284 | 22.0475 EUR | ||||
| A ADSs | Purchase | 300 | 50.0166 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 300 | 16.3350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 366 | 16.1326 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 390 | 22.1000 EUR | ||||
| A ADSs | Purchase | 392 | 50.0200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 400 | 22.3000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 430 | 22.2200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 531 | 16.1817 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 538 | 16.2850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 538 | 16.2600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 600 | 16.2650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 644 | 22.2150 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 647 | 16.3500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 662 | 22.3200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 674 | 16.2175 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 700 | 16.2821 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 807 | 16.1700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 820 | 22.2900 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 862 | 16.2400 GBP | ||||
| A ADSs | Purchase | 900 | 50.0694 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 900 | 22.3095 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 968 | 16.0923 GBP | ||||
| A ADSs | Purchase | 1,017 | 50.0800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,018 | 16.2200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,029 | 16.0750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,038 | 22.2971 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,062 | 22.3124 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,078 | 16.2407 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,078 | 16.2671 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,216 | 16.0776 GBP | ||||
| A ADSs | Purchase | 1,378 | 50.0677 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,381 | 16.1900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,504 | 22.1217 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,521 | 16.0815 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,621 | 22.2416 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,632 | 16.1750 GBP | ||||
| A ADSs | Purchase | 1,659 | 50.0601 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,686 | 16.0800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,922 | 16.3241 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,000 | 16.2138 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,077 | 16.2100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,090 | 22.3700 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,151 | 16.2357 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,321 | 16.1450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,360 | 16.1192 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,436 | 16.2343 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,596 | 16.2300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,745 | 16.2150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,883 | 16.1950 GBP | ||||
| A ADSs | Purchase | 2,900 | 50.0455 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,911 | 16.1647 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,978 | 16.2050 GBP | ||||
| A ADSs | Purchase | 3,000 | 50.0620 USD | ||||
| A ADSs | Purchase | 3,470 | 50.0589 USD | ||||
| A ADSs | Purchase | 3,500 | 50.0946 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,886 | 16.2430 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,291 | 16.2057 GBP | ||||
| A ADSs | Purchase | 4,600 | 50.0918 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,841 | 16.2250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,849 | 16.2350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,988 | 16.2000 GBP | ||||
| B ADSs | Purchase | 5,500 | 50.1080 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,502 | 16.2677 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,149 | 16.1800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,295 | 22.1811 EUR | ||||
| B ADSs | Purchase | 6,500 | 50.0991 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,592 | 16.1898 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,641 | 16.1524 GBP | ||||
| B ADSs | Purchase | 7,000 | 50.0500 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 7,360 | 16.1650 GBP | ||||
| A ADSs | Purchase | 7,997 | 50.0205 USD | ||||
| A ADSs | Purchase | 8,337 | 50.0204 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8,473 | 16.2478 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,593 | 16.1850 GBP | ||||
| B ADSs | Purchase | 9,291 | 50.2477 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 9,376 | 16.1305 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9,703 | 16.2107 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 11,255 | 16.1503 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 12,137 | 16.2108 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 12,441 | 16.2404 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 12,602 | 16.2059 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 13,876 | 16.2012 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 14,872 | 16.2836 GBP | ||||
| A ADSs | Purchase | 17,200 | 50.2700 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 18,366 | 16.2519 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 19,050 | 16.2035 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 19,522 | 16.1380 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 19,700 | 16.2154 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 21,036 | 22.3178 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 22,865 | 16.1796 GBP | ||||
| A ADSs | Purchase | 24,362 | 50.1309 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 24,729 | 16.2356 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 26,699 | 16.2033 GBP | ||||
| B ADSs | Purchase | 29,227 | 50.0130 USD | ||||
| B ADSs | Purchase | 35,921 | 50.1043 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 38,450 | 22.1872 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 43,777 | 16.2586 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 46,177 | 16.1567 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 49,929 | 22.2623 EUR | ||||
| B ADSs | Purchase | 51,512 | 50.1253 USD | ||||
| B ADSs | Purchase | 57,292 | 50.0996 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 66,146 | 22.2004 EUR | ||||
| A ADSs | Purchase | 78,967 | 50.0111 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 90,340 | 22.2110 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 96,119 | 22.2120 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 102,784 | 16.1500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 102,784 | 16.1500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 107,873 | 22.1960 EUR | ||||
| A ADSs | Purchase | 129,220 | 50.0484 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 156,218 | 16.2230 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 159,342 | 16.1200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8 | 16.2125 GBP | ||||
| A ADSs | Sale | 32 | 50.1000 USD | ||||
| EUR 0.07 B Ordinary | Sale | 83 | 16.1784 GBP | ||||
| A ADSs | Sale | 95 | 50.0800 USD | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 16.3400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 16.3250 GBP | ||||
| A ADSs | Sale | 100 | 49.9200 USD | ||||
| A ADSs | Sale | 100 | 50.0600 USD | ||||
| A ADSs | Sale | 100 | 49.9800 USD | ||||
| A ADSs | Sale | 100 | 49.9400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 114 | 22.3150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 135 | 22.3146 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 160 | 16.1500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 160 | 16.1500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 178 | 16.1310 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 183 | 16.2700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 187 | 16.0925 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 237 | 16.1200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 269 | 16.2800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 271 | 16.1550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 284 | 22.0475 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 284 | 22.0275 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 288 | 22.0850 EUR | ||||
| A ADSs | Sale | 300 | 50.0650 USD | ||||
| EUR 0.07 B Ordinary | Sale | 300 | 16.3350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 314 | 22.1850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 390 | 22.1000 EUR | ||||
| B ADSs | Sale | 400 | 50.0875 USD | ||||
| EUR 0.07 A Ordinary | Sale | 400 | 22.3000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 430 | 22.2200 EUR | ||||
| A ADSs | Sale | 500 | 50.0680 USD | ||||
| A ADSs | Sale | 500 | 50.0670 USD | ||||
| B ADSs | Sale | 500 | 50.0480 USD | ||||
| EUR 0.07 B Ordinary | Sale | 538 | 16.2850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 538 | 16.2600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 546 | 22.1600 EUR | ||||
| B ADSs | Sale | 582 | 50.0119 USD | ||||
| EUR 0.07 B Ordinary | Sale | 600 | 16.2650 GBP | ||||
| B ADSs | Sale | 600 | 50.1977 USD | ||||
| EUR 0.07 A Ordinary | Sale | 644 | 22.2150 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 647 | 16.3500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 662 | 22.3200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 674 | 16.2175 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 758 | 16.1943 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 807 | 16.1700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 820 | 22.2900 EUR | ||||
| A ADSs | Sale | 827 | 50.0171 USD | ||||
| EUR 0.07 B Ordinary | Sale | 862 | 16.2400 GBP | ||||
| A ADSs | Sale | 900 | 50.0555 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,029 | 16.0750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,038 | 22.2971 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,216 | 16.0776 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,300 | 16.1642 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,381 | 16.1900 GBP | ||||
| B ADSs | Sale | 1,600 | 50.0221 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,632 | 16.1750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,686 | 16.0800 GBP | ||||
| A ADSs | Sale | 1,800 | 49.9561 USD | ||||
| A ADSs | Sale | 1,800 | 50.1332 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,077 | 16.2100 GBP | ||||
| A ADSs | Sale | 2,120 | 49.9716 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,130 | 16.0796 GBP | ||||
| A ADSs | Sale | 2,220 | 50.0622 USD | ||||
| B ADSs | Sale | 2,274 | 50.0099 USD | ||||
| B ADSs | Sale | 2,300 | 50.0495 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,399 | 16.1197 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,499 | 16.1292 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,596 | 16.2300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,683 | 22.2697 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,745 | 16.2150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,798 | 16.2200 GBP | ||||
| A ADSs | Sale | 2,800 | 50.0651 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,883 | 16.1950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,978 | 16.2050 GBP | ||||
| B ADSs | Sale | 3,069 | 50.0416 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,180 | 16.1109 GBP | ||||
| A ADSs | Sale | 3,500 | 50.0982 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,038 | 22.1841 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4,340 | 22.2824 EUR | ||||
| B ADSs | Sale | 4,505 | 50.0079 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,849 | 16.2350 GBP | ||||
| B ADSs | Sale | 4,900 | 50.1242 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,988 | 16.2000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,130 | 22.1705 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 5,169 | 16.2188 GBP | ||||
| B ADSs | Sale | 5,900 | 50.0891 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,149 | 16.1800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,281 | 22.1965 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 6,841 | 16.2250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,360 | 16.1650 GBP | ||||
| A ADSs | Sale | 7,634 | 50.0327 USD | ||||
| A ADSs | Sale | 8,167 | 50.0204 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,586 | 16.2430 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,593 | 16.1850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9,628 | 16.1967 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,497 | 16.0866 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 11,563 | 16.2033 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 11,829 | 16.1933 GBP | ||||
| A ADSs | Sale | 12,129 | 50.0587 USD | ||||
| A ADSs | Sale | 12,800 | 50.0038 USD | ||||
| EUR 0.07 B Ordinary | Sale | 12,888 | 16.2588 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 13,705 | 22.0950 EUR | ||||
| A ADSs | Sale | 14,592 | 50.0081 USD | ||||
| EUR 0.07 A Ordinary | Sale | 15,499 | 16.0841 GBP | ||||
| B ADSs | Sale | 15,597 | 50.0009 USD | ||||
| EUR 0.07 A Ordinary | Sale | 17,698 | 16.0849 GBP | ||||
| A ADSs | Sale | 17,733 | 50.2700 USD | ||||
| A ADSs | Sale | 24,362 | 50.1309 USD | ||||
| EUR 0.07 A Ordinary | Sale | 25,271 | 22.2070 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 27,997 | 16.2074 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 29,885 | 16.2135 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 31,990 | 16.2641 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 36,575 | 22.3671 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 36,952 | 16.2040 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 41,667 | 22.1884 EUR | ||||
| A ADSs | Sale | 45,035 | 50.0160 USD | ||||
| EUR 0.07 A Ordinary | Sale | 52,192 | 22.1723 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 52,762 | 16.0855 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 56,586 | 16.2612 GBP | ||||
| B ADSs | Sale | 57,292 | 50.0996 USD | ||||
| EUR 0.07 A Ordinary | Sale | 82,396 | 22.2042 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 86,350 | 16.1885 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 95,282 | 22.1917 EUR | ||||
| B ADSs | Sale | 103,024 | 50.1253 USD | ||||
| EUR 0.07 B Ordinary | Sale | 105,118 | 16.1887 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 107,684 | 16.1520 GBP | ||||
| A ADSs | Sale | 129,220 | 50.0484 USD | ||||
| EUR 0.07 A Ordinary | Sale | 129,308 | 22.1687 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 178,087 | 16.1210 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 83 | 16.1784 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 261 | 16.2880 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 890 | 16.1780 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 890 | 16.1830 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 900 | 16.1875 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,200 | 16.2283 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,500 | 16.2040 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,780 | 16.2180 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,230 | 16.1988 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,844 | 22.1699 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,000 | 16.1686 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,102 | 16.2024 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,596 | 16.0776 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,766 | 22.1823 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 9,011 | 16.1059 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 10,311 | 16.0791 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 15,612 | 16.2335 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 16,238 | 22.2347 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 17,433 | 16.2284 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 26,005 | 16.0785 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 30,722 | 22.1204 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 54,318 | 22.1338 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 72,139 | 16.1562 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 93,024 | 16.1985 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 47,544 | 16.0805 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 81 | 16.1714 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 366 | 16.1326 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 500 | 22.2629 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 812 | 16.2319 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,500 | 16.1621 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,252 | 16.1674 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 3,418 | 16.2259 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 4,381 | 16.2440 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 4,890 | 16.2536 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,000 | 16.1825 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,502 | 16.2677 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 6,641 | 16.1524 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 7,582 | 22.2534 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 8,567 | 22.3426 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 9,376 | 16.1304 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 10,204 | 16.2277 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 10,586 | 22.2387 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 14,698 | 22.2449 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 15,596 | 16.2274 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 16,270 | 16.1322 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 19,700 | 16.2154 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 22,865 | 16.1796 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 31,261 | 16.1425 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 21,740 | 16.1850 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 77,940 | 16.1986 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 14 Sep 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | |||||
| of | description | purchasing, | of | price | |||||
| relevant | selling, | securities | per unit | ||||||
| security | varying etc | to which | |||||||
| option | |||||||||
| relates | |||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | |||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | |||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.5573 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | |||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150914005743/en/
Copyright Business Wire 2015
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