18th May 2015 14:08
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 15 May 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,794,543 | 0.61% | 12,208,746 | 0.31% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,278,293 | 0.21% | 10,317,571 | 0.26% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,300,000 | 0.06% | 1,846,815 | 0.05% | |||||||
| TOTAL: | 34,372,836 | 0.88% | 24,373,132 | 0.63% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,851,221 | 0.98% | 9,358,251 | 0.38% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,139,456 | 0.37% | 11,267,869 | 0.46% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| TOTAL: | 33,165,677 | 1.36% | 20,825,756 | 0.85% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 2 | 20.1300 GBP | ||||
| B ADSs | Purchase | 2 | 64.2300 USD | ||||
| A ADSs | Purchase | 5 | 63.3700 USD | ||||
| A ADSs | Purchase | 8 | 62.9800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 9 | 20.4450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9 | 20.4500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 12 | 20.1450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 13 | 19.9525 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 14 | 20.2775 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 22 | 20.3225 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 26 | 20.3675 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 37 | 20.3150 GBP | ||||
| B ADSs | Purchase | 58 | 63.8862 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 73 | 20.2700 GBP | ||||
| A ADSs | Purchase | 74 | 63.2430 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 83 | 19.8650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 94 | 27.9800 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 100 | 20.3900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 100 | 27.8428 EUR | ||||
| A ADSs | Purchase | 100 | 63.0890 USD | ||||
| A ADSs | Purchase | 100 | 63.0900 USD | ||||
| A ADSs | Purchase | 100 | 63.1550 USD | ||||
| A ADSs | Purchase | 100 | 63.1750 USD | ||||
| A ADSs | Purchase | 100 | 63.2600 USD | ||||
| A ADSs | Purchase | 100 | 63.3100 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 121 | 20.3775 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 122 | 20.3076 GBP | ||||
| A ADSs | Purchase | 125 | 62.6610 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 147 | 20.2750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 147 | 20.2825 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 147 | 20.3300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 150 | 19.9950 GBP | ||||
| B ADSs | Purchase | 154 | 64.1515 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 158 | 19.9575 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 166 | 20.2725 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 167 | 19.9450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 167 | 19.9530 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 167 | 19.9550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 167 | 19.9700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 167 | 20.0075 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 167 | 20.0600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 172 | 27.8184 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 176 | 19.8900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 176 | 20.0050 GBP | ||||
| A ADSs | Purchase | 184 | 62.9765 USD | ||||
| A ADSs | Purchase | 200 | 63.0500 USD | ||||
| A ADSs | Purchase | 200 | 63.1700 USD | ||||
| B ADSs | Purchase | 200 | 64.2450 USD | ||||
| B ADSs | Purchase | 200 | 64.2790 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 206 | 20.1500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 210 | 20.3250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 232 | 20.4750 GBP | ||||
| B ADSs | Purchase | 246 | 64.2362 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 249 | 20.2800 GBP | ||||
| A ADSs | Purchase | 273 | 63.0041 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 282 | 20.3125 GBP | ||||
| B ADSs | Purchase | 300 | 64.1433 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 360 | 27.9000 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 396 | 20.2650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 400 | 20.1700 GBP | ||||
| B ADSs | Purchase | 400 | 63.9700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 416 | 27.9200 EUR | ||||
| B ADSs | Purchase | 425 | 64.1111 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 471 | 27.9600 EUR | ||||
| B ADSs | Purchase | 500 | 64.1976 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 504 | 20.4700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 525 | 20.4650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 528 | 27.7963 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 625 | 20.4100 GBP | ||||
| A ADSs | Purchase | 631 | 63.3531 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 678 | 27.7550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 702 | 19.9650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 726 | 19.9647 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 741 | 20.4950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 768 | 19.9355 GBP | ||||
| A ADSs | Purchase | 800 | 63.2687 USD | ||||
| B ADSs | Purchase | 800 | 64.2900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 861 | 20.0858 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 928 | 20.1350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 970 | 19.9600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 994 | 19.9200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,015 | 20.4874 GBP | ||||
| A ADSs | Purchase | 1,100 | 63.1600 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,109 | 20.5150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,169 | 20.4000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,173 | 19.9400 GBP | ||||
| A ADSs | Purchase | 1,181 | 63.1131 USD | ||||
| A ADSs | Purchase | 1,181 | 63.1132 USD | ||||
| B ADSs | Purchase | 1,200 | 64.1833 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,300 | 27.9500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,377 | 19.9411 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,463 | 20.4850 GBP | ||||
| A ADSs | Purchase | 1,500 | 63.0953 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,590 | 27.6050 EUR | ||||
| A ADSs | Purchase | 1,614 | 63.1017 USD | ||||
| B ADSs | Purchase | 1,700 | 64.2270 USD | ||||
| B ADSs | Purchase | 1,750 | 64.2374 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,865 | 20.4800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,971 | 20.4526 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,153 | 20.4900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,305 | 20.4925 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,411 | 20.0214 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,498 | 20.4875 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,542 | 27.6450 EUR | ||||
| A ADSs | Purchase | 2,690 | 63.1640 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,897 | 19.9397 GBP | ||||
| A ADSs | Purchase | 3,840 | 63.0993 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,000 | 27.5800 EUR | ||||
| A ADSs | Purchase | 4,085 | 63.1823 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,409 | 27.9363 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,499 | 19.9939 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,839 | 20.0497 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,875 | 27.6439 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 4,882 | 20.4825 GBP | ||||
| B ADSs | Purchase | 5,082 | 64.2015 USD | ||||
| B ADSs | Purchase | 6,362 | 63.8890 USD | ||||
| A ADSs | Purchase | 6,400 | 63.1382 USD | ||||
| A ADSs | Purchase | 6,500 | 63.2665 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,000 | 27.9900 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 7,361 | 20.2633 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,369 | 20.0492 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,028 | 20.2781 GBP | ||||
| A ADSs | Purchase | 8,701 | 63.2012 USD | ||||
| A ADSs | Purchase | 9,951 | 63.1826 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 12,127 | 20.3656 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 12,385 | 27.7635 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 14,712 | 20.4577 GBP | ||||
| A ADSs | Purchase | 15,000 | 63.5600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 17,574 | 20.0253 GBP | ||||
| A ADSs | Purchase | 17,700 | 63.1921 USD | ||||
| A ADSs | Purchase | 17,886 | 63.1291 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 19,316 | 20.0278 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 19,328 | 20.3471 GBP | ||||
| A ADSs | Purchase | 20,452 | 63.2167 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 21,507 | 20.3785 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 23,197 | 19.9150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 29,146 | 27.8927 EUR | ||||
| A ADSs | Purchase | 29,308 | 63.1844 USD | ||||
| A ADSs | Purchase | 31,540 | 63.1237 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 32,008 | 20.4882 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 33,343 | 27.8777 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 33,826 | 20.4032 GBP | ||||
| A ADSs | Purchase | 35,686 | 63.1602 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 35,946 | 20.3663 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 36,369 | 20.4186 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 39,060 | 19.9759 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 40,458 | 20.0297 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 44,782 | 20.2761 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 49,750 | 20.1423 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 49,813 | 27.9387 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 56,000 | 27.7000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 71,312 | 20.0215 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 81,318 | 20.3696 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 84,954 | 20.4105 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 99,862 | 20.2600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 105,699 | 20.3997 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 114,170 | 20.2950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 117,701 | 20.4130 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 120,889 | 27.5900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 129,261 | 27.8335 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 131,328 | 20.4335 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 150,176 | 27.8324 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 168,766 | 20.4217 GBP | ||||
| A ADSs | Purchase | 193,718 | 62.8410 USD | ||||
| B ADSs | Sale | 6 | 64.2367 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9 | 20.4450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9 | 20.4500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12 | 20.1450 GBP | ||||
| A ADSs | Sale | 12 | 63.2400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 13 | 19.9525 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 14 | 20.2775 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 22 | 20.3225 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 26 | 20.3675 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 36 | 20.3184 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 37 | 20.3150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 37 | 20.4822 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 47 | 27.9800 EUR | ||||
| B ADSs | Sale | 50 | 64.1000 USD | ||||
| B ADSs | Sale | 54 | 63.8600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 60 | 20.0800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 60 | 20.3066 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 61 | 20.4418 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 62 | 20.2900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 62 | 20.3050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 62 | 20.4722 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 66 | 20.3118 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 66 | 20.4284 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 67 | 20.3086 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 69 | 20.2466 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 74 | 20.2736 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 80 | 20.3016 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 80 | 20.4622 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 83 | 19.8650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 83 | 20.3283 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 85 | 20.3969 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 93 | 20.4212 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 20.4686 GBP | ||||
| A ADSs | Sale | 100 | 62.6800 USD | ||||
| A ADSs | Sale | 100 | 63.1200 USD | ||||
| A ADSs | Sale | 100 | 63.1300 USD | ||||
| B ADSs | Sale | 100 | 64.1200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 109 | 20.2536 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 121 | 20.3775 GBP | ||||
| A ADSs | Sale | 125 | 62.6610 USD | ||||
| A ADSs | Sale | 134 | 62.9300 USD | ||||
| EUR 0.07 B Ordinary | Sale | 147 | 20.2750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 147 | 20.2825 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 147 | 20.3300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 158 | 19.9575 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 166 | 20.2725 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 167 | 19.9450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 167 | 19.9530 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 167 | 19.9700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 167 | 20.0075 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 167 | 20.0600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 176 | 19.8900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 176 | 20.0050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 189 | 27.8053 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 199 | 20.2622 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 200 | 20.3600 GBP | ||||
| B ADSs | Sale | 200 | 64.1673 USD | ||||
| B ADSs | Sale | 200 | 64.1700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 206 | 20.1500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 210 | 20.3250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 229 | 20.0691 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 232 | 20.4750 GBP | ||||
| A ADSs | Sale | 239 | 63.0812 USD | ||||
| EUR 0.07 B Ordinary | Sale | 249 | 20.2800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 250 | 20.3100 GBP | ||||
| B ADSs | Sale | 275 | 64.1100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 282 | 20.3125 GBP | ||||
| A ADSs | Sale | 293 | 63.3449 USD | ||||
| A ADSs | Sale | 300 | 62.7933 USD | ||||
| A ADSs | Sale | 300 | 63.2700 USD | ||||
| A ADSs | Sale | 300 | 63.3700 USD | ||||
| B ADSs | Sale | 300 | 64.2160 USD | ||||
| EUR 0.07 A Ordinary | Sale | 349 | 19.9550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 350 | 20.3200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 396 | 20.2650 GBP | ||||
| A ADSs | Sale | 400 | 63.2350 USD | ||||
| EUR 0.07 A Ordinary | Sale | 416 | 27.9200 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 434 | 20.2950 GBP | ||||
| A ADSs | Sale | 500 | 63.3360 USD | ||||
| B ADSs | Sale | 500 | 64.1976 USD | ||||
| EUR 0.07 B Ordinary | Sale | 504 | 20.4700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 525 | 20.4650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 538 | 20.0709 GBP | ||||
| B ADSs | Sale | 541 | 64.0853 USD | ||||
| EUR 0.07 B Ordinary | Sale | 562 | 20.2166 GBP | ||||
| A ADSs | Sale | 600 | 63.3200 USD | ||||
| B ADSs | Sale | 612 | 63.7541 USD | ||||
| EUR 0.07 B Ordinary | Sale | 616 | 20.3240 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 625 | 20.4100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 657 | 27.9628 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 678 | 27.7550 EUR | ||||
| B ADSs | Sale | 700 | 64.1271 USD | ||||
| EUR 0.07 A Ordinary | Sale | 702 | 19.9650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 723 | 27.6450 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 741 | 20.4950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 783 | 20.3881 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 882 | 20.2700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 886 | 19.9600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 900 | 20.1316 GBP | ||||
| B ADSs | Sale | 900 | 63.7233 USD | ||||
| EUR 0.07 A Ordinary | Sale | 928 | 20.1350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 940 | 19.9632 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 994 | 19.9200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,000 | 20.4850 GBP | ||||
| A ADSs | Sale | 1,052 | 62.8430 USD | ||||
| A ADSs | Sale | 1,100 | 63.1900 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,109 | 20.5150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,139 | 27.7454 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,169 | 20.4000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,173 | 19.9400 GBP | ||||
| A ADSs | Sale | 1,181 | 63.1131 USD | ||||
| A ADSs | Sale | 1,181 | 63.1555 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,200 | 20.2550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,200 | 20.2766 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,300 | 27.9500 EUR | ||||
| A ADSs | Sale | 1,300 | 63.0476 USD | ||||
| B ADSs | Sale | 1,300 | 64.2900 USD | ||||
| B ADSs | Sale | 1,362 | 64.1785 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,445 | 20.1490 GBP | ||||
| B ADSs | Sale | 1,588 | 63.7282 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,600 | 20.2887 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,635 | 20.4800 GBP | ||||
| A ADSs | Sale | 1,700 | 62.9017 USD | ||||
| A ADSs | Sale | 1,800 | 63.2938 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,846 | 20.1313 GBP | ||||
| B ADSs | Sale | 1,900 | 63.9378 USD | ||||
| A ADSs | Sale | 1,993 | 62.8424 USD | ||||
| A ADSs | Sale | 2,000 | 63.2409 USD | ||||
| A ADSs | Sale | 2,050 | 62.9063 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,162 | 19.9624 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,283 | 27.6700 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,305 | 20.4900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,305 | 20.4925 GBP | ||||
| B ADSs | Sale | 2,400 | 64.1833 USD | ||||
| A ADSs | Sale | 2,414 | 62.8888 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,498 | 20.4875 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,500 | 20.2936 GBP | ||||
| A ADSs | Sale | 2,500 | 63.2596 USD | ||||
| A ADSs | Sale | 2,522 | 62.9839 USD | ||||
| B ADSs | Sale | 2,541 | 64.2015 USD | ||||
| A ADSs | Sale | 2,590 | 63.1728 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,867 | 20.1300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,000 | 27.5950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,262 | 19.9896 GBP | ||||
| A ADSs | Sale | 3,301 | 63.2418 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,362 | 20.4562 GBP | ||||
| B ADSs | Sale | 3,850 | 64.2333 USD | ||||
| A ADSs | Sale | 4,190 | 63.1633 USD | ||||
| A ADSs | Sale | 4,300 | 63.1830 USD | ||||
| A ADSs | Sale | 4,600 | 63.0891 USD | ||||
| A ADSs | Sale | 4,600 | 63.2774 USD | ||||
| A ADSs | Sale | 4,825 | 63.0466 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,882 | 20.4825 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,115 | 27.8087 EUR | ||||
| A ADSs | Sale | 5,386 | 63.0004 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,400 | 20.0316 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,500 | 20.5200 GBP | ||||
| A ADSs | Sale | 6,300 | 63.2029 USD | ||||
| A ADSs | Sale | 6,400 | 63.1117 USD | ||||
| EUR 0.07 B Ordinary | Sale | 7,552 | 20.2688 GBP | ||||
| A ADSs | Sale | 7,778 | 63.0538 USD | ||||
| A ADSs | Sale | 9,075 | 62.8168 USD | ||||
| A ADSs | Sale | 10,395 | 63.2379 USD | ||||
| EUR 0.07 B Ordinary | Sale | 10,528 | 20.2965 GBP | ||||
| A ADSs | Sale | 11,300 | 63.2377 USD | ||||
| EUR 0.07 A Ordinary | Sale | 11,771 | 20.1264 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,823 | 20.0183 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 12,897 | 20.2876 GBP | ||||
| A ADSs | Sale | 15,000 | 63.5600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 19,086 | 27.5937 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 19,407 | 20.2642 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 20,256 | 19.9264 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 20,519 | 19.9757 GBP | ||||
| A ADSs | Sale | 22,300 | 63.0640 USD | ||||
| EUR 0.07 A Ordinary | Sale | 23,072 | 27.7614 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 24,500 | 20.0488 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 33,259 | 19.9975 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 39,000 | 21.0000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 41,596 | 20.3506 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 42,716 | 20.1018 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 49,000 | 20.4521 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 50,000 | 20.3864 GBP | ||||
| A ADSs | Sale | 63,080 | 63.1237 USD | ||||
| A ADSs | Sale | 68,364 | 62.8120 USD | ||||
| A ADSs | Sale | 73,302 | 63.1968 USD | ||||
| EUR 0.07 A Ordinary | Sale | 75,088 | 27.8424 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 81,255 | 27.6244 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 82,587 | 20.3681 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 90,465 | 20.2958 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 91,800 | 19.9150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 96,363 | 20.4200 GBP | ||||
| A ADSs | Sale | 96,859 | 62.8410 USD | ||||
| EUR 0.07 B Ordinary | Sale | 106,960 | 20.3782 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 126,612 | 27.9367 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 153,044 | 20.1800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 153,541 | 19.9812 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 164,100 | 27.5900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 202,720 | 20.2600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 367,143 | 20.3713 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 402,247 | 27.8137 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 653,407 | 20.1696 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 789 | 20.0998 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 562 | 20.2166 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,785 | 20.0015 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,846 | 20.1313 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,918 | 27.8226 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,184 | 27.7403 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,515 | 20.4270 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 6,056 | 20.2887 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 7,770 | 20.2587 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 8,537 | 20.3693 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 8,688 | 20.4118 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,575 | 19.9973 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 10,222 | 20.3062 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 12,526 | 20.2959 GBP | |||||
| A ADSs | SWAP | Long | 15,000 | 63.1811 USD | |||||
| EUR 0.07 B Ordinary | CFD | Long | 37,663 | 20.4371 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 48,091 | 27.7701 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 87,809 | 20.2909 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 96,363 | 20.4200 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 102,473 | 19.9515 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 105,986 | 20.3477 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 110,520 | 20.0122 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 118,085 | 27.8107 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 134,660 | 27.8056 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 150,478 | 20.3847 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 153,044 | 20.1800 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 100 | 27.8428 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 172 | 27.8184 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 197 | 19.9864 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 571 | 19.9180 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 675 | 20.2702 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 777 | 19.9215 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 833 | 27.6414 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 861 | 20.0857 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 896 | 19.9739 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,377 | 19.9412 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,500 | 19.9812 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,897 | 19.9397 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,953 | 27.8746 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 4,000 | 20.3031 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 4,041 | 20.2890 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,875 | 27.6439 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 7,785 | 27.8709 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 8,028 | 20.2781 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 8,559 | 20.3162 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 15,987 | 27.8635 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 16,047 | 19.9168 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 53,009 | 27.7311 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 139,101 | 20.3769 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 147,764 | 20.0255 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Product | Writing, | Number | Exercise | Type | Expiry | Option | |||||||
| description | purchasing, | of | price | date | money | ||||||||
| selling, | securities | per unit | paid/ | ||||||||||
| varying etc | to which | received | |||||||||||
| option | per unit | ||||||||||||
| relates | |||||||||||||
| Put Options | Purchasing | 200,000 | 25 EUR | American | 18 Dec 2015 | 0.8000 EUR |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 18 May 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 20.1000 | European | 17 Jul 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -200,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -300,000 | 26.0000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -200,000 | 27.5000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -300,000 | 28.0000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 300,000 | 28.0000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 200,000 | 28.0000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 29.0000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 29.5000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -200,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -200,000 | 30.0000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -196,815 | 2219.6100 | European | 29 Mar 2016 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150518005939/en/
Copyright Business Wire 2015
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